`
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`Page 1
`
` ALLSTEEL INC.
` Petitioner,
` v.
` DIRTT ENVIRONMENTAL SOLUTIONS LTD.
` Patent Owner
`
` Case No. IPR2015-01691
` Patent No. 8,024,901
`
` VIDEOTAPED DEPOSITION OF:
`
` ROLAND C. DIX, PH.D.
`
` June 14, 2016 - 9:15 a.m.
`
` Location: Workman Nydegger
` 60 E. South Temple, Suite 1000
` Salt Lake City, Utah
`
` Reporter: VICKY McDANIEL, CSR, RMR
`
` Job No: 108218
`
`1 2
`
`3
`
`4 5 6
`
`7
`8
`9
`10
`11
`12
`13
`14
`15
`
`16
`
`17
`18
`19
`
`20
`
`21
`22
`
`23
`24
`25
`
`ALLSTEEL EXHIBIT 1030
`Allsteel v. DIRTT Environmental IPR2015-001691
`
`
`
`Page 2
`
` A P P E A R A N C E S
`
`FOR THE PETITIONER:
`
` TIMOTHY SULLIVAN, ESQ.
` TREVOR CARTER, ESQ.
` FAEGRE BAKER DANIELS
` 2200 Wells Fargo Center
` 90 S. Seventh Street
` Minneapolis, Minnesota 55402
`
`FOR THE PATENT OWNER:
`
` CHAD NYDEGGER, ESQ.
` WORKMAN NYDEGGER
` 60 E. South Temple
` Salt Lake City, Utah 84111
`
`VIDEOGRAPHER: Chad Potts, CLVS
`
`1
`2
`
`3
`
`4
`
`5
`
`6
`
`7 8 9
`
`10
`
`11
`
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Page 3
`
` I N D E X
`ROLLIN C. DIX, PH.D. PAGE
` Examination by Mr. Sullivan 5
` Examination by Mr. Nydegger 155
`
` E X H I B I T S
`NUMBER DESCRIPTION PAGE
`Exhibit 1001 U.S. Patent No. 8,024,901 109
`Exhibit 1003 U.S. Patent No. 4,438,614 167
`Exhibit 1004 U.S. Utility Patent 88
` Application No. 6688056
`
`Exhibit 1005 U.S. Patent No. 6,161,347 137
`
`Exhibit 1027 Fig. 29 with markings by 97
` Dr. Dix
`Exhibit 2009-1 Declaration of Rollin C. 16
` Dix, Ph.D.
`
` * * *
`
`1
`2
`3
`4
`
`5 6
`
`7
`8
`9
`10
`
`11
`
`12
`
`13
`14
`
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`
`
`Page 4
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
` P R O C E E D I N G S
` THE VIDEOGRAPHER: Good morning. This is
`the start of the tape labeled No. 1 of the videotaped
`deposition in Allsteel, Inc., Petitioner, vs. DIRTT
`Environmental Solutions, LTD, the patent owner, in
`the United States Patent and Trademark Office.
` This deposition is being held at Workman
`Nydegger in Salt Lake City -- Nydegger, in Salt Lake
`City, Utah, on June 14th, 2016, at approximately
`9:15 a.m.
` My name is Chad Potts. I'm the legal
`video specialist from TSG Reporting, Inc.
`headquartered at 747 Third Avenue, New York, New
`York; and the court reporter is Vicky McDaniel, in
`association with TSG Reporting. And the deposition
`is of Rollin C. Dix, Ph.D.
` If everyone within the room could please
`identify themselves for the record, and we will swear
`in the witness and begin the deposition.
` MR. SULLIVAN: Tim Sullivan from Faegre
`Baker Daniels on behalf of the petitioner. And with
`me is my colleague Trevor Carter, also of Faegre
`Baker Daniels, on behalf of the petitioner.
` MR. NYDEGGER: This is Chad Nydegger from
`
`
`
`Page 5
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`Workman Nydegger on behalf of the patent owner.
` THE WITNESS: And I'm Rollin Dix, the
`deponent, mechanical engineer.
` ROLLIN C. DIX,
` called as a witness, being first duly sworn, was
` examined and testified as follows:
` EXAMINATION
`BY MR. SULLIVAN:
` Q. Good morning, Professor Dix.
` A. Good morning.
` Q. Could you please state your full -- state
`and spell your full name for the record, and also
`your address.
` A. It's Rollin Cumming Dix. R-o-l-l-i-n,
`C-u-m-m-i-n-g, D-i-x. And my address is 10154 South
`Seeley -- that's S as in Sam, e-e-l-e-y -- Avenue in
`Chicago 60643.
` Q. Professor Dix, I understand you're here
`this morning in connection with an expert declaration
`that you submitted on behalf of DIRTT Environmental
`Solutions related to Inter Partes review in the
`Patent and Trademark Office numbered IPR2015-01691.
`Is that your understanding as well?
` A. Yes.
`
`
`
`Page 6
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
` Q. Okay. And I understand that you've served
`as an expert witness in litigation matters before.
`Is that true?
` A. Yes.
` Q. So I'm not going to retread the ground
`rules too heavily. I understand you've been deposed
`in connection with those matters.
` A. I think about 15 times.
` Q. Okay. So just so you kind of know what
`I'll be thinking of in terms of breaks for the day, I
`tend to just want to take a break about every hour.
`So I will probably affirmatively just stop after
`about an hour and take a break. If you'd like more
`frequent breaks, that's fine. Also, if you'd rather
`break less frequently, please let me know. And
`just anytime you want to take a break, that's fine.
` A. Once an hour is excellent.
` Q. Sounds good.
` Have you ever given testimony in an IPR
`proceeding before?
` A. No.
` Q. This is the first time? And when is the
`last time that you served as an expert witness in a
`patent case?
`
`
`
`Page 7
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
` A. As listed in my report, I believe it's the
`case involving TCC Design. It was a motorcycle stand
`which was involved in some litigation. I don't know
`how that case came out, but I was deposed in that
`case.
` Q. Did you provide trial testimony?
` A. There was no trial.
` Q. Did you -- were you an expert on behalf of
`the patent owner or accused infringer in that case?
` A. TCC Design was the patent owner, I think.
`It's been four years ago. Not sure.
` Q. To your recollection, what other patent
`cases have you worked on in the last five years aside
`from the one that you just mentioned?
` A. I don't know exactly what that five-year
`limitation includes. In the last several years I've
`worked on, in addition to that one, one -- sorry. My
`memory is just not pulling them up, but I'm sure
`they're listed in my CV. I can tell you what perhaps
`the most interesting case I ever worked on was
`quickly.
` Q. Go for it.
` A. It was Black & Decker's lawsuit against
`Pan -- not Pandora -- Sunbeam for infringement of
`
`
`
`Page 8
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`their snake light. And that was in Rocket Docket in
`Virginia, and I prepared a report and didn't testify
`in trial because the Black & Decker attorneys decided
`to use instead the Black & Decker engineers who had
`in fact created the invention.
` Q. Okay.
` A. But we won the case and everybody else
`settled, so that was the end of my involvement.
` Q. So in that case, Black & Decker was the
`patent owner?
` A. Exactly.
` Q. And you were working for the patent owner
`in that case?
` A. I was.
` Q. Do you recall any patent cases where you
`had worked for the accused infringer as an expert
`witness?
` A. Oh, yes.
` Q. And in any of those cases, did they result
`in a determination that the patents at issue were
`invalid?
` A. You know, almost all of my cases have been
`settled, and I did not find out what the resolution
`was.
`
`
`
`Page 9
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
` I remember one case about five years ago
`where SRAM was suing a company in Italy -- Italy? --
`involving a hydraulic handbrake for a bicycle. And I
`was definitely on the side of the Italian firm, wrote
`a report for them. But it was settled outside of any
`further trial.
` Q. Can you think of a case that you've
`testified -- let me start that over. I don't want to
`limit it to testified, so strike that. A case where
`you have offered an opinion that a patent at issue
`was invalid for obviousness as opposed to some other
`reason why it may be invalid?
` A. Sorry. Off the top of my head, I can't
`remember.
` Q. In the patent cases that you've worked on
`that you can recall, have any of them involved
`modular wall systems?
` A. No.
` Q. Have any of them involved technology that
`you would consider to be closely analogous to modular
`wall systems?
` MR. NYDEGGER: Objection. Vague.
` THE WITNESS: Don't think so.
` Q. (By Mr. Sullivan) I'd like to just talk
`
`
`
`Page 10
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`about your own experience as a professor. I guess
`we'll start with that. So you have a background in
`mechanical engineering; is that right?
` A. Right.
` Q. And you have a Ph.D. in mechanical
`engineering?
` A. Right.
` Q. I've got your report here, but is your
`Ph.D. from Purdue?
` A. Yes.
` Q. And then you spent most of your career
`teaching at the Illinois Institute of Technology?
` A. Well, I spent 40 years there.
` Q. Okay.
` A. However, I worked in industry for a couple
`of years before. And summers and during the school
`year while I was at IIT, I not only served as an
`expert witness in legal matters, but I did a fair
`amount of industrial consulting of a wide variety.
`And in my legal work, I would guess at least a third
`of it was product failure cases rather than
`intellectual property.
` Q. Okay.
` A. A couple of the intellectual property
`
`
`
`Page 11
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`cases were trade secret cases rather than patent
`matters.
` Q. So just to follow up on that: most of --
`would it be fair to say that most of your expert work
`in litigation has been in non-patent cases?
` MR. NYDEGGER: Objection. Form.
` THE WITNESS: No. I think I said a third
`of it was not intellectual property.
` Q. (By Mr. Sullivan) Okay.
` A. And then there was those two big trade
`secret cases. It was about half and half.
` Q. Okay. So just thinking more about your
`academic career, in your time as a professor did you
`teach courses to mechanical engineering students?
` A. Yes, primarily.
` Q. And did any of those courses specifically
`involve the design of movable wall systems?
` A. No.
` Q. Have you ever taught a course at any time
`in your career that specifically involved movable
`wall systems?
` A. No.
` Q. You have the expectation that your senior
`students would have the basic skills necessary to
`
`
`
`Page 12
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`design and approve movable wall systems, would you
`not?
` A. The technology of movable wall systems is
`covered by mechanical engineering courses, yes.
` Q. Senior level mechanical engineering
`courses generally exceed the difficulty of the
`technology reflected in the movable wall system
`space. Would you agree with that?
` MR. NYDEGGER: Objection. Form.
` THE WITNESS: Well, they cover a wide
`variety of topics, so certainly the breadth of the
`educational program far exceeds the movable wall
`system space. As far as the complexity or difficulty
`level, I don't know. It's in the eyes of the
`observer.
` Q. (By Mr. Sullivan) Sure. I notice in your
`report that you've got a couple of issued U.S.
`patents?
` A. Yes.
` Q. And maybe I think you were sharing some
`development work that you're still working on. Maybe
`you've got some other patents in the works,
`potentially, so we'll talk about that in a little
`bit.
`
`
`
`Page 13
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
` But there's two patents listed in your
`report. One is the 3,811,147 patent. Could you give
`me a general summary of what that patent relates to?
` A. Is that the earlier one?
` Q. It's the earlier one.
` A. That patent describes a movable bridgelike
`device to put on an expressway to allow traffic to
`continue to flow while repair work is going on
`underneath for patching and other repair operations
`on an expressway surface.
` Q. So the traffic -- go ahead. Sorry.
` A. I had the idea and engaged a lot of
`students in different projects related to completing
`a development of such a device, but was never able to
`get funding to proceed further.
` Q. Sorry for the aside, but I think we could
`use some of that technology in Minnesota this time of
`year.
` A. Everybody could use it.
` Q. But that doesn't relate, then, to the
`movable wall system, that particular patent, the
`3,811,147 patent?
` A. That's correct.
` Q. And then the 4,106,496 patent, that's the
`
`
`
`Page 14
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`later patent listed here in your report. Could you
`just describe for me generally what that patent
`relates to.
` A. I was working with Dr. Leonard Proctor at
`the University of Chicago's medical school on the
`vestibular systems diagnosis. Patients come in with
`a variety of symptoms, and one of the conventional
`examination procedures is called the
`Fitzgerald-Hallpike caloric test. And in that test
`the patient is put in a horizontal position and warm
`and cold water is squirted into the ear, and this
`causes a movement of the eyes called nystagmus, which
`is related to the vestibulo-ocular reflex.
` The unfortunate thing is that while the
`doctor watching this nystagmus can often detect which
`side of the patient's head is affected, the patients
`often become nauseated because it's as if you're
`being spun around in a chair.
` My contribution was to write a program
`which evaluated the heat transfer from the ear canal
`to the semicircular canal, relating thereby the
`stimulus to the excitation of the fluid. And I
`determined that by putting first a cold and then a
`warm fluid, you could drive the stimulus to the
`
`
`
`Page 15
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`required value and then drive it back to zero, or you
`could actually reverse it and drive it to the other
`direction by the same amount, and then quickly cancel
`it.
` And this project was relatively
`successful. In fact, NIH paid for the patent.
`Dr. Proctor and NIH obtained a grant of a quarter
`million dollars that NIH put into development of a
`commercial device. The commercial device was
`completely developed, but it was in the late '70s and
`insurance premiums went through the roof, and the
`device was never put on the market.
` Q. So that's fascinating and useful work but
`not related to movable walls, safe to say. Correct?
` A. Correct.
` Q. Other than these two patents, do you have
`any current development work that relates to movable
`wall systems?
` A. No.
` Q. Have you in the past ever done any
`development work yourself that relates to movable
`wall systems?
` A. No.
` Q. Other than your work on this case, do you
`
`
`
`Page 16
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`have any experience with movable wall systems?
` A. I cannot think of any experience in that
`area.
` MR. SULLIVAN: Okay. So we'll go ahead
`and mark Exhibit 2009-1. So hand that to the
`witness.
` (Exhibit 2009-1 was marked.)
` Q. (By Mr. Sullivan) Professor Dix, that's a
`copy of your report. Now that I'm starting to talk
`about particular passages, I thought we would just
`get the official copy in the record. Of course,
`you're free, as we discussed, to use your neatly
`bound copy as you wish.
` I noticed in paragraph 5 of your report
`you describe the compensation you're receiving for
`your work on this case, and it states there that
`you're receiving $200 per hour. Is that number
`accurate?
` A. Yes.
` Q. How much time would you say -- would you
`estimate that you've spent working on this case?
` A. Well, I would say 80 hours.
` Q. When were you -- sorry. Go ahead.
` A. I've been paid about 16,000 total. Divide
`
`
`
`Page 17
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`it by 200, and I think you get 80.
` Q. Does that include the time -- any time you
`may have spent within the last week preparing for
`today's deposition?
` A. I only spent a few hours in final
`preparation.
` Q. When did you -- so the few hours that you
`spent preparing for your deposition, when did that
`take place?
` A. A couple of hours at home and five hours
`yesterday.
` Q. Was anybody there with you while you were
`preparing?
` A. Yes. the attorneys.
` Q. Okay. So that's Mr. Nydegger?
` A. Yes.
` Q. Anybody else?
` A. Yes. David Todd.
` Q. Did you review any documents in preparing
`for your deposition today?
` A. Sure. This report.
` Q. Any other documents?
` A. Probably we looked at the patents.
`Possibly I also reviewed some of the material
`
`
`
`Page 18
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`relating to the Manning Innovation Award.
` Actually, I looked at the website for
`Healthcare Design magazine. It's not mentioned in
`there because I just discovered it yesterday.
` Q. Okay.
` A. Healthcare Design magazine named DIRTT as
`one of the ten innovative products on the market in
`2010.
` Q. I'll move to strike that as nonresponsive
`to the prior question, the last comment about the
`magazine article.
` So if we -- let's focus on paragraph 6 of
`your report, Dr. Beaman [sic]. It's on pages 3
`through 5 of your report. And there at the beginning
`of paragraph 6 you state that in forming your
`opinions in this case you've considered the following
`materials.
` A. Right.
` Q. And then there's a list that goes --
`begins with the 8,024,901 patent as letter "a" and
`then goes up through letter h on page 5. It lists
`the information about the Manning Innovation Award.
`Is that right?
` A. Yes.
`
`
`
`Page 19
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
` Q. And these are all the documents that you
`considered in forming the opinions that you put in
`your report; is that right?
` A. Yes.
` Q. And the opinions that appear in your
`report don't reflect information that you received or
`came across from any other documents or sources,
`right?
` A. Right.
` Q. If we could look at item b on page 4 in
`paragraph 6. One of the items that it says here that
`you reviewed is the petition for Inter Partes review
`under 35 U.S.C. 311 to 319, et cetera. It says
`including Exhibits 1001 to 1025, and then it says
`"and particularly," then it lists some documents.
` So Exhibits 1001 to 1025, do you
`understand those to be the exhibits that the
`petitioner in this case submitted with his petition
`for Inter Partes review?
` A. Yes.
` Q. And then you state that you particularly
`reviewed five exhibits that are listed below here,
`and those include Exhibit 1003, which is the '614
`patent to Raith, correct?
`
`
`
`Page 20
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
` A. Right.
` Q. And the Exhibit 1004, which is the EVH
`file history, correct?
` A. Right.
` Q. And then Exhibit 1006, which is the patent
`publication number ending in 673 to MacGregor,
`correct?
` A. You skipped the -- the Yu.
` Q. Oh, thank you. So the MacGregor 1006,
`that's one of the exhibits that you particularly
`reviewed, right?
` A. Right.
` Q. And then 1005 -- Exhibit 1005, the '347
`patent to you, is one of the exhibits that you
`particularly reviewed, right?
` A. Right.
` Q. And then also the expert declaration of
`Joseph Beaman, Exhibit 18 -- 1018, is one of the
`exhibits that you particularly reviewed?
` A. Right.
` Q. So just looking at those first four listed
`there as Romanettes i through iv. The first one
`there, as we go along today, I'm going to refer to
`that as the Raith reference, and you'll understand
`
`
`
`Page 21
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`that I mean Exhibit 1003?
` A. Right.
` Q. And then I'll refer to 1004 as the EVH
`reference, and you'll understand that?
` A. Right.
` Q. And then the Yu reference, that's
`Exhibit 1005. Okay?
` A. Sure.
` Q. And MacGregor we'll call -- Exhibit 1006,
`we'll call that MacGregor or the MacGregor reference.
`Okay?
` A. Fine.
` Q. So Raith, EVH, Yu, and MacGregor, those
`references all relate to movable wall systems,
`correct?
` A. Yes.
` Q. And the Gosling patent also relates to
`movable wall systems, correct?
` A. Yes.
` Q. Did you read each of these references in
`their entirety?
` A. No.
` Q. Why not?
` A. Well, that EVH file history is so
`
`
`
`Page 22
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`extensive that to read it all would take much, much
`more time than seemed reasonable to me. However, we,
`in our discussions here in this office, certainly
`pursued that file to determine what was relevant, and
`I think we successfully found what was relevant.
` Q. Okay. Did you read Raith in its entirety?
` A. Yes.
` Q. How about Yu?
` A. Almost all of Yu, uh-huh.
` Q. And how about MacGregor?
` A. The same, almost all.
` Q. Have you read those references -- strike
`that.
` Did you read any of these four
`references -- Raith, EVH, Yu, or MacGregor -- a
`second time in preparation for your deposition today?
` A. No.
` MR. SULLIVAN: Go off the record just
`briefly.
` I broke my -- I think it's okay now. We
`can go back on the record whenever.
` THE VIDEOGRAPHER: I haven't gone off the
`record.
` MR. SULLIVAN: Oh, you haven't gone off?
`
`
`
`Page 23
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`Okay.
` Still on the record.
` THE WITNESS: Right.
` Q. (By Mr. Sullivan) In reviewing Exhibits
`1001 to 1025, that's the full scope of the
`petitioner's exhibits here, you came across several
`pieces of prior art that involved movable wall
`systems, correct?
` A. Yes.
` Q. And I understand you haven't had a lot of
`personal experience with movable wall systems, but I
`would imagine that in reading these references you
`learned quite a bit about movable wall systems.
`Would you agree with that?
` A. I did learn quite a bit.
` Q. So pulling back from the references
`themselves, let's just think about the features of
`movable wall systems that existed before the relevant
`date here, which is either August 2004 or August
`2005. For purposes of today's deposition, we'll just
`say August 2004. Okay?
` A. Good.
` Q. So what are some of the features of
`movable wall systems that you can recall seeing in
`
`
`
`Page 24
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`the references that you -- that you read and reviewed
`in preparation for your expert report?
` MR. NYDEGGER: Objection. Form.
` THE WITNESS: Features include easy
`installation, manufacturability of the components,
`appearance, flexibility of use, easy to repair, block
`the sound, provide mounting for furniture or
`electronics of various kinds. I'm sure there are
`others, but those are primary.
` Q. (By Mr. Sullivan) So let's talk about
`some of the physical features in the pre-August 2004
`references that you read that actually allow for some
`of this functionality.
` So in terms of easy installation, you saw
`prior art references that used, for example,
`connecting strips to join adjacent wall modules in
`the prior art, right?
` A. Yes.
` Q. And you saw examples of various leveling
`systems to make sure that if you're installing a wall
`on an uneven floor that you end up with a nice level
`wall, right?
` A. Yes.
` Q. And you saw in the prior art base trims
`
`
`
`Page 25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`that would improve the appearance of the base of a
`wall system for aesthetic purposes, right?
` A. Yes.
` MR. NYDEGGER: Objection. Form.
` Q. (By Mr. Sullivan) And you saw the use of
`horizontal structural components in the prior art
`systems, right?
` A. Yes.
` Q. And you saw the use of various types of
`aesthetic tiles that could be placed on the wall
`module to suit the user's preferred aesthetic look,
`right?
` MR. NYDEGGER: Objection. Form.
` THE WITNESS: I saw mention of tiles for
`aesthetic purposes. I'm sure also for blocking sound
`and for I suppose other purposes, yes.
` Q. (By Mr. Sullivan) And you saw horizontal
`structural components that were configured to allow a
`user to hang furniture, right, in the prior art?
` MR. NYDEGGER: Objection. Form.
` THE WITNESS: Yes.
` Q. (By Mr. Sullivan) And you also saw
`horizontal structural components that would allow a
`user to mount electronics such as monitors, correct?
`
`
`
`Page 26
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
` A. Yes.
` Q. Okay. So we've got a list, and I don't
`think it's exhaustive, of all the different
`function -- physical structures that we would see in
`the prior art, but it's a working list. It's kind of
`the next part of what I want to ask you about.
` And what I have -- just to say the list
`I've built here, we have in the prior art that you
`reviewed, you saw connecting strips, leveling
`systems, base trim, horizontal structural components,
`tiles for aesthetic purposes and blocking sound,
`horizontal structural components for hanging
`furniture, and horizontal structural components for
`hanging monitors. Do you have any other physical
`features of prior art systems that you would want to
`add to this list at this point?
` A. No.
` Q. So I want to talk a little about when you
`were -- so it looked from your report that you
`actually went back to teaching for a period recently.
`Maybe --
` A. I did.
` Q. -- over the last two or three years. Were
`you working with undergrads at that point?
`
`
`
`Page 27
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
` A. Yes.
` Q. So I just kind of want to propose a
`hypothetical to work through with you. I'm thinking
`about your work really as a teacher of mechanical
`engineering students. Did you -- did you have
`occasion to work with senior level mechanical
`engineering students during your teaching career?
` A. Yes.
` Q. So I'm imagining a project that you would
`give to groups of senior design students to design a
`movable wall system within certain parameters. Does
`that make sense?
` MR. NYDEGGER: Objection. Form.
` THE WITNESS: Don't know what you mean by
`"within certain parameters." Well, typically when I
`assign projects, I try to leave as open as possible
`the alternatives.
` Q. (By Mr. Sullivan) Okay. Good. So -- but
`you would provide some parameters just so that
`everybody was at least working somewhat on the same
`project so you could compare one project to another.
`Right?
` A. In a general way, I suppose, yes.
`Although usually I assigned a variety of projects and
`
`
`
`Page 28
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`didn't intend students to be competing with each
`other on a particular topic.
` Q. Well, I want you to imagine that you are
`giving a project in a -- a project in a circumstance
`where you're assigning various teams of students or
`various students the project of designing a movable
`wall system. And you're going to give them two
`parameters, and the parameters are that the movable
`wall system needs to have horizontal structural
`components, and it needs to have a connecting strip
`method for joining adjacent wall modules. Those are
`the two parameters that you're assigning to your
`students.
` And then you further tell them, here is a
`stack of patent and other technical documents that
`will give you ideas for how you might go about
`designing such a project.
` Do you understand the hypothetical so far?
` A. Yeah.
` Q. So the basics are, again, the students
`have a stack of technical and prior art documents.
`And in particular, the technical and prior art
`documents we've been talking about so far, they come
`from Exhibits 1001 to 1025 of Petitioner's evidence
`
`
`
`Page 29
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`here. They have all of that in front of them.
`They've read it. They understand it. They know
`everything that's in there.
` They're now starting from scratch, and
`they're going to suggest how one would build a
`movable wall system that has both a connecting strip
`method and system for joining adjacent wall modules
`and also horizontal structural components.
` So I'd just like to brainstorm with you.
`First of all, what are the different ways -- well,
`what are the connecting strip systems that you recall
`from the prior art you reviewed in this case that
`your students might have available to them?
` MR. NYDEGGER: Objection; form. Objection
`to the hypothetical.
` THE WITNESS: In the hypothetical you said
`they're starting from scratch, but you had previously
`listed a whole lot of restrictions on what they could
`do. I'm not sure what you mean.
` Q. (By Mr. Sullivan) Well, they're not
`starting with an existing wall module. What they're
`starting with is a stack of patent documents,
`primarily, that have a lot of ideas about how you
`might build a wall module. And they're going to look
`
`
`
`Page 30
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
`at that stack of materials for ideas, and they're
`going to come up with a way to build a system that
`has both a connecting strip system and a horizontal
`structural component -- horizontal structural
`components. That's the assignment. Do you
`understand?
` A. Not very well.
` Q. Well, let's just think about, if you can,
`just -- you understand what a connecting strip system
`is, correct?
` A. I do.
` Q. What prior art references do you recall
`reviewing for this case that have a connecting strip
`mechanism?
` A. Primary reference was Raith.
` Q. Okay. Were there any others that had a
`connecting strip method?
` A. Yeah, I believe there were.
` Q. Do any come to mind?
` A. Well, I get them mixed up. But between Yu
`and MacGregor and EVH, at least one and maybe two had
`connecting strips.
` Q. So Raith had a connecting strip system for
`joining adjacent wall modules, right?
`
`
`
`Page 31
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROLLIN C. DIX, PH.D.
` A. Right.
` Q. Okay. So if your students are going
`through the stack of documents and you've asked them
`to put together a system that has both a connection
`strip system and horizontal structural components,
`you'd expect that at least some of them would start
`with -- would use the Raith connecting strip system,
`right?
` MR. NYDEGGER: Objection. Form.
` THE WITNESS: I expect so, yes.
` Q.