`___________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________
`
`
`HNI CORPORATION and ALLSTEEL INC.
`Petitioners,
`
`v.
`
`DIRTT ENVIRONMENTAL SOLUTIONS LTD.
`Patent Owner.
`
`___________
`
`
`
`Case No. IPR2015-01691
`Patent No. 8,024,901
`Issue Date: September 27, 2011
`
`Title: INTEGRATED RECONFIGURABLE WALL SYSTEM
`
`
`
`PATENT OWNER’S RESPONSE
`UNDER 37 C.F.R. § 42.120
`
`
`
`
`
`
`
`
`
`TABLE OF CONTENTS
`
`Page
`
`I.
`
`INTRODUCTION..................................................................................... 1
`
`II.
`
`THE ’901 PATENT................................................................................... 2
`
`A. Overview of the ’901 Patent ............................................................. 2
`
`B.
`
`Claim Construction .......................................................................... 5
`
`1.
`
`A “horizontal stringer” is “a horizontal member that is
`supported above
`the ground by opposing vertical
`members and that provides structural support to the
`vertical members” .................................................................. 6
`
`III.
`
`PETITIONER’S PRIMARY PRIOR ART REFERENCE ......................... 10
`
`A. Overview of Raith ......................................................................... 10
`
`1.
`
`2.
`
`Raith’s solid panels .............................................................. 11
`
`Raith’s glass panels .............................................................. 13
`
`IV. PETITIONER HAS FAILED TO SHOW THAT ANY OF THE
`CHALLENGED CLAIMS WOULD HAVE BEEN OBVIOUS IN
`LIGHT OF THE PRIOR ART ................................................................. 14
`
`A.
`
`The Level Of Ordinary Skill in the Art ........................................... 15
`
`B.
`
`Statutory Ground 1: Claims 1, 6, 7, and 15-18 Would Not Have
`Been Obvious over Raith in View of EVH ...................................... 17
`
`1.
`
`2.
`
`Raith does not teach “a plurality of horizontal stringers
`affixed between said vertical end frames” nor an
`aesthetic surface that is “affixed to said stringers” ................. 17
`
`Petitioner has failed to show that it would have been
`obvious to import EVH’s horizontal distance channels
`into Raith ............................................................................. 25
`
`
`
`ii
`
`
`
`a)
`
`b)
`
`c)
`
`d)
`
`e)
`
`f)
`
`The disclosure of EVH ............................................... 26
`
`Neither the Petition nor Dr. Beaman provide a
`reason for going so far as to import EVH’s
`horizontal distance channels into Raith ........................ 27
`
`Raith’s reference to “head and base assemblies” is
`not a reason to import EVH’s horizontal distance
`channels into Raith ..................................................... 30
`
`At his deposition, Dr. Beaman expressed doubt
`that even he, an expert, would import EVH’s
`horizontal distance channels into Raith ........................ 31
`
`importing EVH’s
`from
`teaches away
`Raith
`horizontal distance channels into Raith ........................ 33
`
`The new theory of obviousness proffered by Dr.
`Beaman for the first time at his deposition should
`be rejected for procedural and substantive reasons ....... 35
`
`C.
`
`Statutory Ground 2: Claims 1, 4, 5, and 9 Would Not Have
`Been Obvious over Raith in View of Yu ......................................... 38
`
`1.
`
`Petitioner has failed to show that it would have been
`obvious to import Yu’s horizontal cross rails into Raith ......... 38
`
`a)
`
`b)
`
`c)
`
`d)
`
`Disclosure of Yu ........................................................ 39
`
`Neither the Petition nor Dr. Beaman provide a
`reason for going so far as to import Yu’s
`horizontal cross rails into Raith ................................... 40
`
`At his deposition, Dr. Beaman repudiated the
`obviousness theory set forth in the Petition and in
`his declaration ............................................................ 43
`
`The new theory of obviousness proffered by Dr.
`Beaman for the first time at his deposition should
`be rejected for procedural and substantive reasons ....... 45
`
`2.
`
`Even If Petitioner Has Proven Claim 1 Unpatentable for
`
`iii
`
`
`
`
`
`
`
`
`
`Obviousness, It Has Not Done So for Claim 5 ....................... 47
`
`D.
`
`Statutory Ground 3: Claims 1, 4, 10, 19, and 20 Would Not
`Have Been Obvious over Raith in view of MacGregor .................... 49
`
`1.
`
`Petitioner has failed to show that it would have been
`obvious
`to
`import MacGregor’s horizontal cross
`members into Raith .............................................................. 49
`
`a)
`
`b)
`
`c)
`
`d)
`
`Disclosure of MacGregor ............................................ 50
`
`Neither the Petition nor Dr. Beaman provide a
`reason for going so far as to import MacGregor’s
`horizontal cross members into Raith ............................ 50
`
`At his deposition, Dr. Beaman repudiated the
`obviousness theory set forth in the Petition and in
`his declaration ............................................................ 53
`
`The new theory of obviousness proffered by Dr.
`Beaman for the first time at his deposition should
`be rejected for procedural and substantive reasons ....... 55
`
`E.
`
`F.
`
`Statutory Ground 4: Claim 25 Would Not Have Been Obvious
`over Raith in view of MacGregor and Rozier .................................. 58
`
`Statutory Ground 5: Claim 14 Would Not Have Been Obvious
`over Raith in view of EVH and Dixon ............................................ 59
`
`G. Objective Indicia of Nonobviousness .............................................. 59
`
`1. Meeting A Long-Felt Need For Greater Flexibility and
`Customization ...................................................................... 59
`
`2.
`
`3.
`
`Commercial Success ............................................................ 63
`
`Praise By Others .................................................................. 64
`
`V.
`
`PETITIONER’S ATTACK ON THE ’901 PATENT IN THIS
`PROCEEDING IS UNCONSTITUTIONAL ............................................ 65
`
`VI. CONCLUSION ....................................................................................... 65
`
`
`
`iv
`
`
`
`TABLE OF AUTHORITIES
`
` Page(s)
`
`
`
`Cases
`
`Cooper v. Lee
`(U.S. 15-955) ............................................................................................... 65
`
`Cuozzo Speed Technologies, LLC v. Lee
`(U.S. 15-446) ............................................................................................... 10
`
`InTouch Technologies, Inc. v. VGO Communications,
`751 F.3d 1327 (Fed. Cir. 2014) ............................................................... 36, 57
`
`In re Kahn,
`441 F.3d 977 (Fed. Cir. 2006) ...................................................... 27, 38, 47, 58
`
`KSR Int’l Co. v. Teleflex, Inc.,
`550 U.S. 398 (2007) .................................................................... 27, 37, 46, 57
`
`Markman v. Westview Instruments, Inc.,
`517 U.S. 370 (1996) ..................................................................................... 10
`
`MCM Portfolio LLC v. Hewlett Packard,
`812 F.3d 1284 (Fed. Cir. 2015) ..................................................................... 65
`
`PPC Broadband, Inc. v. Corning Optical Communications RF LLC,
`815 F.3d 734 (Fed. Cir. 2016) ....................................................................... 64
`
`Phillips v. AWH Corp.,
`415 F.3d 1303 (Fed. Cir. 2005) ..................................................................... 10
`
`Runway Safe LLC v. Engineered Arresting Systems,
`IPR2015-01921, Paper 9 (PTAB Feb. 29, 2016) ............................................ 42
`
`In re Suitco Surface,
`603 F.3d 1255 (Fed. Cir. 2010) ....................................................................... 6
`
`Trivascular, Inc. v. Samuels,
`812 F.3d 1056 (Fed. Cir. 2016) ....................................................................... 1
`
`
`
`v
`
`
`
`
`
`Other Authorities
`
`37 C.F.R. § 42.100(b).......................................................................................... 6
`
`vi
`
`
`
`
`
`
`
`EXHIBIT LIST
`
`Description
`
`
`
`Exhibit
`No.
`
`2001
`
`2002
`
`2003
`
`Notice of Deposition of Joseph J. Beaman, Jr., Ph.D. (dated Mar. 10,
`2016)
`Decision Instituting Inter Partes Review in IPR2015-01691(dated Feb. 2,
`2016)
`Transcript of Deposition of Joseph J. Beaman, Jr., Ph.D. (dated Apr. 1,
`2016)
`2004 Declaration of Geoff Gosling (dated Apr. 28, 2016)
`Transcript of video clip (with selected screenshots from the video clip)
`for case study of Johnson County Building at
`http://www.youtube.com/watch?v=v76bXwwngnE
`Copy of website for 2010 Manning Innovation Award at
`http://www.manningawards.ca/en/awards/winners/2010/geoff-gosling
`Transcript of video clip (with selected screenshots from the video clip) on
`the website for the 2010 Manning Innovation Award at
`http://www.manningawards.ca/en/awards/winners/2010/geoff-gosling
`Copy of website with criteria for Manning Innovation Award at
`http://www.manningawards.ca/en/apply/scoring-criteria
`2009 Expert Declaration of Rollin C. Dix, Ph.D. (dated Apr. 29, 2016)
`
`2005
`
`2006
`
`2007
`
`2008
`
`
`
`vii
`
`
`
`
`
`I.
`
`INTRODUCTION
`
`Patent Owner DIRTT Environmental Solutions Ltd. (“DIRTT”) respectfully
`
`submits this Response to the Petition in Case No. IPR2015-01691 involving inter
`
`partes review of U.S. Patent No. 8,024,901 (“the ’901 patent”).
`
`In the Institution Decision issued on February 2, 2016, the Board denied the
`
`Petition with regards to claims 8, 11, 13, and 21-24, but instituted trial on claims 1,
`
`4-7, 9, 10, 14-20, and 25. Although the Decision concluded that HNI Corporation
`
`and Allsteel Inc. (collectively “Petitioner”) satisfied the reasonable-likelihood-of-
`
`prevailing standard for institution, “there is a significant difference between a
`
`petitioner’s burden to establish a ‘reasonable likelihood of success’ at institution,
`
`and actually proving invalidity by a preponderance of the evidence at trial.”
`
`Trivascular, Inc. v. Samuels, 812 F.3d 1056, 1068 (Fed. Cir. 2016).
`
`This Response demonstrates that Petitioner cannot ultimately prevail under
`
`the burden applicable at trial. With this Response, Patent Owner has provided the
`
`Expert Declaration of Rollin C. Dix, Ph.D. (Ex. 2009), demonstrating that
`
`Petitioner’s theories are incorrect and that Petitioner has not proven that the
`
`claimed invention would have been obvious to a person of ordinary skill in the art
`
`at the time of the invention. Patent Owner has also provided the Declaration of
`
`Geoff Gosling (Ex. 2004), the lead inventor for the ’901 patent, demonstrating that
`
`the claimed invention is better able to meet long-felt needs than ever before, has
`
`1
`
`
`
`
`
`achieved remarkable commercial success, and has received exceptional praise from
`
`the industry. Significantly, this Response also demonstrates that under cross-
`
`examination at his deposition (Ex. 2003), Petitioner’s own expert repudiated each
`
`and every one of the obviousness theories set forth in the Petition. Therefore, the
`
`Board should reject those theories, just as they have been rejected by Petitioner’s
`
`own expert.
`
`II. The ’901 Patent
`
`A. Overview of the ’901 Patent
`
`The ’901 patent relates to reconfigurable wall systems. [Ex. 1001, 1:14-24.]
`
`Wall systems are typically used to partition an office environment into separate
`
`work areas. [Id., 1:21-30.] This partitioning is done by connecting wall modules
`
`together to subdivide the space. [Id.] The modules 20 of the ’901 patent
`
`“comprise a pair of vertical end frames 12…spaced apart by the desired width of
`
`each module.” [Id., 4:39-40.] The modules include horizontal stringers 8 spaced
`
`apart at intervals along the height of the module “for strength and rigidity” and for
`
`supporting tiles 18 made of wood, plastic, metal, glass, etc. to provide customized
`
`aesthetics for the module. [Id., 4:43-46, 4:54-55, 4:64-65.] Figure 1 depicts a wall
`
`module 20:
`
`2
`
`
`
` Tiles 18
` Horizontal stringers 8
` Vertical end frames 12
`
`
`
`
`The horizontal stringers may have structure for releasably attaching tiles 18 to the
`
`
`
`stringers, as shown in Figure 9:
`
` Horizontal stringer 40
` Tiles 18
` Beads 64
` Connector strip 60
`
`
`
`As seen, the horizontal stringers in Figure 9 have beads 64 formed along the edge
`
`of flanges 67, and the tiles 18 have connector strips 60 with flexible arms 62 to
`
`snap-fit with bead 64 so as to releasably attach the tiles to the stringers. [Id., 6:31-
`
`
`
`3
`
`
`
`
`
`37.] This allows individual tiles 18 to be removed without disassembling the entire
`
`wall. [Id., 6:39.] In addition, the horizontal stringers can include a cantilever
`
`channel portion 41 with an L-shaped slot 42 that allows wall accessories to
`
`cantilever out from the stringer. [Id., 4:55-57, 6:22-26.]
`
`The wall system also includes stringers that are adapted to hold a glass pane.
`
`Figures 3 and 4 show an example in which a wall module with tiles 18 is adjacent
`
`to a wall module with glass dividers 14:
`
`
`
`
`
`
`
`Both the end frame 17 and the stringers have notches to engage the vertical and
`
`horizontal edges of the glass divider 14. [Id., 4:47-51, 6:7-15, 7:28-31, Figs. 3, 4,
`
`7, 15.]
`
`4
`
`
`
`
`
`Whether tile-modules or divider-modules, adjacent modules are connected
`
`together with a zipper-like “connecting strip” to create a wall. [Id., 1:65-67.]
`
`Figure 28 shows a top view of the interface between two adjacent modules and
`
`depicts how the strip connects them together:
`
` Tiles 18
` Connecting strip 25
` Arms 30 on zipper 25
` Beads 31 on arm 30
` Vertical end frames 12
` Flanges 23 of frames 12
` Beads 27 of flanges 23
`
`
`
`
`Specifically, end frames 12 include “a pair of rearwardly extending L-shaped
`
`flanges 23 that align vertically with correspondingly positioned and shaped flanges
`
`23 on [an] opposite end frame…so that [they] can be connected together by
`
`connecting strips (“zippers”) 25.” [Id., 5:15-20.] To ensure a secure yet releasable
`
`connection, “each of flanges 23 is formed with a bead 27.” [Id., 5:24-29.] The
`
`connecting strip 25 includes a pair of arms 30 with “a bead 31 that snap fits with
`
`beads 27 on flanges 23 for a secure but releasable connection.” [Id.]
`
`B. Claim Construction
`
`The Petition argues that the term “horizontal stringer” means any “horizontal
`
`member.” [Petition, pp. 9-10.] That construction is incorrect.
`
`5
`
`
`
`
`
`1.
`
`A “horizontal stringer” is “a horizontal member that is
`supported above the ground by opposing vertical members
`and that provides structural support to the vertical
`members”
`
`The Board must give claim terms their “broadest reasonable construction in
`
`light of the specification.” 37 C.F.R. § 42.100(b). Under this standard, a term
`
`“should be read in light of the specification as interpreted by one of ordinary skill
`
`in the art” and any construction must be “consistent with the specification.” In re
`
`Suitco Surface, 603 F.3d 1255, 1260 (Fed. Cir. 2010). Petitioner’s proposed
`
`interpretation is unreasonably overbroad in view of both the understanding of
`
`skilled artisans and the specification.
`
`Petitioner argues that a “horizontal stringer” is nothing more than “a
`
`horizontal member.” [Petition, p. 9.] However, two of the dictionary definitions
`
`cited in the Petition indicate that a “stringer” connects upright posts in a frame, one
`
`indicates that a “stringer” is used as a “support,” and one indicates that it is a
`
`“structural piece.” All of them explain that a “stringer” is used “in a frame” or “in
`
`a framework.” [Petition, p. 9 (citing Ex. 1023 (“A long horizontal member used to
`
`support a floor or to connect uprights in a frame”); Ex. 1022 (“[A] horizontal
`
`timber connecting upright posts in a frame”); Ex. 1024 (“[A] longitudinal
`
`structural piece in a framework, esp. that of a ship or aircraft.”).]
`
`6
`
`
`
`
`
`The specification is consistent with these dictionary definitions, but it adds
`
`additional context. It describes the “horizontal stringers” as follows:
`
`Stringers 8 are horizontally spaced apart at intervals along the height
`
`of the module for strength and rigidity. To support objects,
`
`cantilever channel stringers 40, including a cantilever channel portion
`
`41, are used as shown in FIGS. 8 and 9. Stringers 8 that do not
`
`include channel portion 41 can be used anywhere structure is
`
`required but the channel portion is not required for supporting
`
`objects. For example, the lowest stringer 8a may not include
`
`cantilever channel portion 41. The stringers are connected to end
`
`frames 12 by fasteners, usually threaded screws, in a manner to be
`
`described below.
`
`[Ex. 1001, 4:54-63.] Figure 1 accompanies this textual description and depicts the
`
`horizontal stringers 8 supported above the ground by vertical end frames 12.
`
`The portion of the specification quoted above explains that stringers provide
`
`“strength and rigidity.” As Dr. Dix testifies, this means that the stringers provide
`
`structural support to the vertical frame members and that a horizontal piece of
`
`aesthetic “base trim” is not a “stringer.” [Ex. 2009, ¶ 15.] Likewise, the Institution
`
`Decision concluded that an aesthetic member like a piece of trim does not
`
`constitute a “stringer” [Ex. 2002, p. 8], and Petitioner’s expert, Dr. Beaman,
`
`admitted at his deposition that he agreed with that conclusion [Ex. 2003, 47:21-22].
`
`7
`
`
`
`
`
`Significantly, the specification as quoted above also explains that stringers
`
`are spaced apart “along the height of the module” [Ex. 1001, 4:54-55] and refers to
`
`“the lowest stringer 8a” [id., 4:60-61], which implicitly demonstrates that another
`
`horizontal member lower than stringer 8a is not a “stringer.” In Figure 1, stringer
`
`8a is shown toward the bottom of the module, and a horizontal base connected
`
`across the bottom of the vertical end frames 12 is shown lower than stringer 8a, as
`
`illustrated below:
`
` Tiles 18
` Horizontal stringers 8
` Vertical end frames 12
` Horizontal base not a
`stringer
`
`
`
`
`Because the specification states that stringer 8a is “the lowest stringer” [id., 4:60-
`
`61], it implicitly declares that the horizontal base in Figure 1 is not a stringer, even
`
`though it connects the vertical end frames 12. Dr. Beaman admitted at his
`
`deposition that this structure is not a stringer. [Ex. 2003, 48:17-52:5.] The reason
`
`that the horizontal base is not a stringer is because it is supported by the ground,
`
`8
`
`
`
`
`
`not above the ground by the vertical end frames. [Ex. 1001, 4:54-55; Ex. 2003,
`
`52:8-52:14; Ex. 2009, ¶ 16.] This makes sense because the word “stringer” evokes
`
`a reference to the fact that it is “strung” between (and therefore supported above
`
`the ground by) two other members. [Ex. 2009, ¶ 16.] Thus, the “broadest
`
`reasonable construction in light of the specification” is “a horizontal member that
`
`is supported above the ground by opposing vertical members and that provides
`
`structural support to the vertical members,” not merely a “horizontal member.”
`
`In
`
`its preliminary response, Patent Owner proposed a construction
`
`specifying that a “horizontal stringer” was “not a horizontal base for the module.”
`
`[Paper No. 9, pp. 7-9.] The Institution Decision concluded that this proposal
`
`should not be adopted for two reasons and therefore preliminarily interpreted
`
`“horizontal stringer” to mean “a horizontal structural support.” [Ex. 2002, pp. 7-
`
`8.] First, the Institution Decision reasoned that “it is not clear what would be
`
`considered a base structure.” [Id.] In light of the Board’s criticism, Patent Owner
`
`has revised its proposed construction to specify that a “horizontal stringer” must be
`
`“supported above the ground by opposing vertical members” instead of “not a
`
`horizontal base.” Second, the Institution Decision reasoned that “Patent Owner
`
`discusses this part of its construction in connection with portions of the
`
`Specification of the ’901 patent that describes a ‘base trim,’ not a base structure or
`
`horizontal base.” [Id. at 7-8.] That reasoning was incorrect. As explained above,
`
`9
`
`
`
`
`
`this portion of Patent Owner’s construction is being discussed in connection with
`
`portions of the specification that describe “the lowest stringer 8a” and the
`
`horizontal base shown in Figure 1 [Ex. 1001, 4:60-61, Fig. 1], not the “base trim”
`
`shown in Figure 16 [id. at 2:45-49, 8:7-24].
`
`For the reasons set forth above, Patent Owner’s proposed interpretation is
`
`also the correct interpretation under Markman v. Westview Instruments, Inc., 517
`
`U.S. 370 (1996) and Phillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005) (en
`
`banc).
`
` The Supreme Court has now heard argument in Cuozzo Speed
`
`Technologies, LLC v. Lee (U.S. 15-446) as to the correct claim construction
`
`standard for inter partes review, and a decision will likely be rendered by the end
`
`of June 2016. For the reasons set forth above, neither the Petition’s proposed
`
`construction nor the Institution Decision’s preliminary construction is correct
`
`under the “broadest reasonable construction” standard and certainly not correct
`
`under the Markman / Phillips standard.
`
`III. PETITIONER’S PRIMARY PRIOR ART REFERENCE
`
`A. Overview of Raith
`
`Raith is the primary reference for each of the five statutory grounds set forth
`
`in the Petition on which trial has been instituted. Although Raith relates to
`
`demountable partition systems, the systems of Raith are fundamentally different
`
`from the systems claimed in the ’901 patent.
`
`10
`
`
`
`
`
`Raith discloses “modular structural components [that] may be easily
`
`assembled and disassembled…to create a variety of different screen or partition
`
`systems[.]” [Ex. 1003, 1:10-17.] Raith discloses two types of panels. The first
`
`type is a “solid panel” made of two opposing pieces of sheet metal. [Id., 5:53-57,
`
`Figs. 1, 2, 5.] The second type is a “glass panel” having vertical sheet metal
`
`frames that support a glass pane between them. [Id., 12:5-8, 13:39-41, Figs. 13,
`
`16, 20.] Each type of Raith panel will be summarized below.
`
`1.
`
`Raith’s solid panels
`
`Raith discloses solid panels formed “from a pair of substantially parallel,
`
`spaced-apart metal face plates 11 of a preferably thin gauge sheet metal having
`
`substantially rectangular planar central portions 12 and opposite edge portions 14.”
`
`[Id., 5:53-57, Figs. 1, 2, 5.] Figure 1 shows the flat piece of sheet metal before the
`
`edges have been bent to form the connecting flanges. [Id., 4:10-12, 7:7-11.]
`
`Figure 2 shows the same piece of sheet metal after the edges have been bent to
`
`form the connecting flanges. [Id., 4:13-14.] Figure 5 depicts a complete solid
`
`panel:
`
`11
`
`
`
`
`
` First sheet metal face plate 11
` Second sheet metal face plate 11
` Clip 30
`
`
`
`Once the edge portions of the first and second face plates have been bent to
`
`form flanges, the edge portions of opposing plates are attached using elongate clips
`
`30. [Id., 4:19-22, 5:53-57, 6:29-64.]
`
`Raith further discloses “that the bending and folding of the sheet metal face
`
`plate 11, and their manner of securement together, provides opposite mounting
`
`panel edges 29 which are very strong and capable of serving as structural
`
`supporting members themselves with or without structural posts.” [Id., 6:64-7:4.]
`
`Importantly, Raith does not disclose any horizontal structural supports affixed
`
`between (or supported above the ground by) the vertical folded edges of a solid
`
`panel. Thus, the solid panels of Raith do not use any “horizontal stringers.”
`
`Indeed, the Petition only argues that the glass panels of Raith have stringers.
`
`[Petition, pp.15-16.] And Petitioner’s expert admitted at his deposition that Raith’s
`
`solid panels do not have horizontal stringers. [Ex. 2003, 66:21-67:3, 97:17-98:7.]
`
`12
`
`
`
`
`
`2.
`
`Raith’s glass panels
`
`Turning to the glass panels taught in Raith, Figure 13 shows two types of
`
`glass panels:
`
`The first type of glass panels are full-height glass panel assemblies 220-224. The
`
`second type are chair rail assemblies 248 and 260. Figure 17, reproduced below,
`
`depicts “an exemplary two-way in-line intersection between adjacent glass panel
`
`assemblies 222 and 223.” [Ex. 1003, 13:42-44.]
`
`
`
` Frame panel 233
` Glass pane 232
` Glazing strip 353
` Connector strips 70
`
`
`
`
`“Each glass panel assembly, such as glass panel assembly 223, comprises a pane of
`
`glass…extending between frame panels.” [Id., 12:6-8.] Raith uses “glazing strips
`
`13
`
`
`
`
`
`353” to secure glass panes 232 in the channels 352 along the vertical frame panels.
`
`[Id., 13:47-49; see also 13:38-41.]
`
`Conspicuously absent from Raith is any teaching of a horizontal member
`
`affixed to the glass panels. [See id. at 12:2-8 & 12:15-20 (Fig. 13), 13:18-20 &
`
`13:37-41 (Fig. 16), 13:42-49 (Fig. 17), 14:19-23 (Fig. 21).] Only vertical frame
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`panels are disclosed as securing the glass pane in place. [Id.] As explained in
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`more detail below, the horizontal members located beneath the glass pane merely
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`“support” the glass pane—they are not “affixed” to the pane.
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`More significantly, Raith discloses that the horizontal members located
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`beneath the glass panes only “interfit within” channels in the vertical frame panels
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`adjacent to them. There is no disclosure that they are “affixed” between the
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`vertical frame panels, nor is there any disclosure that they are supported above the
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`ground by the vertical frame panels. For all that Raith discloses, those horizontal
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`members merely rest on the ground and are nothing more than horizontal bases for
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`the glass panes. Thus, Raith does not disclose that its glass panels use “horizontal
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`stringers,” let alone horizontal stringers to which an aesthetic surface is “affixed.”
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`IV. PETITIONER HAS FAILED TO SHOW THAT ANY OF THE
`CHALLENGED CLAIMS WOULD HAVE BEEN OBVIOUS IN
`LIGHT OF THE PRIOR ART
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`The Petition argues modifications of Raith based on other references (EVH,
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`Yu, and MacGregor) to assert that claim 1 is unpatentable for obviousness.
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`14
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`However, it does so with complete disregard for the way that a person of ordinary
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`skill would have thought, as evidenced by the Dix Declaration and by the
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`admissions of Petitioner’s own expert, who repudiated each of the Petitioner’s
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`obviousness theories at his deposition. As evidenced by the Dix Declaration, the
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`reasons proffered by the Petition for making its proposed modifications are not
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`reasons to make those modifications at all, and the Petition ignores Raith’s
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`teachings to the contrary. Moreover, the Petition does not take into account any
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`objective evidence of nonobviousness, including the fact that the claimed invention
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`has achieved remarkable commercial success, has received praise from the
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`industry, and is better able to meet long-felt needs than prior systems. The Petition
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`clearly relies on hindsight.
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`A. The Level Of Ordinary Skill in the Art
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`Citing Dr. Beaman, the Petition asserts that a person of ordinary skill “would
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`have had a Bachelor of Science in Mechanical Engineering or have been a
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`mechanical designer with 3 to 5 years of experience.” [Petition, p. 10.] Patent
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`Owner accepts this definition. But, as Dr. Dix explains, this is a person who has
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`just graduated from undergraduate school and is in an entry-level position or has
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`been working as a general mechanical designer in an apprentice-like position. [Ex.
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`2009, ¶ 11.] Such a person generally goes about his work by solving problems
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`given to him by his superiors or identified by him through interaction with
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`15
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`customers, for example. [Id.] In going about his work, such a person exercises
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`creativity, but generally tends to make modifications and propose solutions only to
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`the extent necessary to solve the problem he has been given or to accomplish the
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`goal that he has set out to achieve. [Id.]
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`In this case, Dr. Beaman has opined that such a person would have been
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`motivated to modify Raith as a primary reference. A person of ordinary skill in the
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`art at the time of the invention would have had the capability of understanding the
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`scientific and engineering principles pertaining to Raith and would have used
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`ordinary creativity to improve Raith, but given his relative inexperience and skill
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`level would have tended only to make modifications to Raith to the extent
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`necessary to solve a problem or to achieve a particular objective. [Id. ¶ 12.]
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`Therefore, such a person would have tended to preserve as much of Raith’s
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`structure and objectives as possible. [Id.] This conclusion is reinforced by one of
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`the principal objectives of Raith, which was to provide “a unified partition system
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`comprised of . . . modular structural components which are design and functionally
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`compatible.” [Ex. 1003, 3:10-15; Ex. 2009, ¶ 12.] A radical change to Raith’s
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`system could jeopardize the ability of new components to be “design and
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`functionally compatible” with old components and could require expensive
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`retooling. [Ex. 2009, ¶ 12.]
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`16
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`B.
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`Statutory Ground 1: Claims 1, 6, 7, and 15-18 Would Not Have
`Been Obvious over Raith in View of EVH
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`The portions of Statutory Ground 1 for which trial has been instituted assert
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`that Raith in combination with EVH would have rendered claims 1, 6, 7, and 15-18
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`unpatentable for obviousness. That assertion is incorrect.
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`Claim 1 requires “a plurality of horizontal stringers affixed between said
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`vertical end frames” and “an aesthetic surface affixed to said stringers.” [Ex. 1001,
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`9:62-65.] Raith does not teach the required horizontal stringers, let alone an
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`aesthetic surface affixed to them. And the Petition fails to meet its burden to prove
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`that it would have been obvious to modify Raith to incorporate these elements.
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`1.
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`Raith does not teach “a plurality of horizontal stringers
`affixed between said vertical end frames” nor an aesthetic
`surface that is “affixed to said stringers”
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`As noted above, the Petition does not argue that Raith’s solid panels have
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`horizontal stringers, and Petitioner’s expert admitted at his deposition that they do
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`not. [Ex. 2003, 66:21-67:3, 97:17-98:7.] Instead, the Petition suggests that Raith’s
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`glass panels have horizontal stringers. [Petition, pp. 15-16.] That suggestion is
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`incorrect.
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`
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`At his deposition, Dr. Beaman was asked which structures in Raith’s glass
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`panels constitute horizontal stringers. His response was to point to the structures
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`17
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`
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`shown in Figure 13 in yellow below [Ex. 2003, 71:23-72:19, 72:20-73:3, 78:12-
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`79:19, 83:2-84:15, 85:4-86:9]:
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`The figure on the left is an excerpt from Figure 13 showing glass panel assembly
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`222, with yellow color coding for the base structure and top frame structure in that
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`assembly. The figure on the right shows chair rail assembly 260, with yellow color
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`coding for the chair rail assembly 263 and for the structure above the glass panel
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`264. However, as for the structures on the left, Dr. Beaman could only state that
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`“the glass panel has bottom and top structures that appear to be horizontal in form,
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`structural bases for the frame,” but he admitted that “I don’t think [Raith] actually
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`comes out and says it anywhere.” [Ex. 2003, 71:23-72:19.] And as for the
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`18
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`
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`structures on the right, Dr. Beaman could only testify that Raith shows “a structure
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`at the top that appears to be a stringer, and then maybe underneath the glass it
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`appears to be a stringer, but I’m not sure it’s conclusive.” [Ex. 2003, 72:23-73:3.]
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`
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`The other disclosures of Raith show that the structures identified by Dr.
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`Beaman are not “horizontal stringers,” let alone structures “affixed” to the glass
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`panes. For example, Figure 17 depicts “an intersection between two glass panel
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`assemblies” [Ex. 1003, 4:61-64]:
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` Frame panel 233
` Glass pane 232
` Glazing strip 353
` Connecting strip 70
` Unidentified part
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`
`
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`The yellow-colored part is what Dr. Beaman identified at his deposition as a
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`“horizontal stringer.” [Ex. 2003, 85:4-86:9.] This part has no reference number
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`and is not discussed in Raith. However, Figures 20, 21, and 22, which illustrate a
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`similar horizontal support, provide insight into the unidentified yellow part in
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`Figure 17. Those figures indicate that the yellow par