Page 1 of 260
`
`NOVATEL EXHIBIT 1003
`
`

`
`Case 1:14-cv-O1103—RGA Document 3 Filed 08/26/14 Page 1 of 1 PageID #: 29
`AO I20 Rev. 08/10
`I
`
`
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 223134450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`for the District Of Delaware
`on the following
`Trademarks or
`Patents.
`the patent action involves 35 U.S.C. § 292.):
`
`(
`
`DOCKET NO.
`
`PLAINTIFF
`
`DATE FILED
`8/26/2014
`
`U.S. DISTRICT COURT
`for the District of Delaware
`
`DEFENDANT
`
`M2M SOLUTIONS LLC, a Delaware limited liability
`company
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`
`
`
`
`
`
`
`
`
`
`
`TELIT COMMUNICATIONS PLC, a United Kingdom public
`limited company, and TELIT WIRELESS SOLUTIONS INC.
`a Delaware corporation
`
`.
`
`I 8,648,717
`
`2/11/2014
`
`M2M SOLUTIONS LLC, a Delaware limited liability company
`
`—_ —
`
`DATE INCLUDED
`
`PATENT OR
`TRADEMARK NO.
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`Answer
`
`Cross Bill
`
`HOLDER OF PATENT OR TRADEMARK
`
`Other Pleading
`
`
`
`
`
`
`
`_—
`——
`——
`——
`_—
`
`
`
`(BY) DEPUTY CLERK
`
`In the above-—entitled case, the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2——Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`Page 2 of 260
`
`Page 2 of 260
`
`

`
`Case 1:14—cv-01102—RGA Document 3 Filed 08/26/14 Page 1 of 1 PagelD #: 29
`AO I20 Rev. 08/10
`
`
`
`To
`'
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C, § 290 and/or I5 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`for the District Of Delaware
`on the following
`Trademarks or
`Patents.
`the patent action involves 35 U.S.C. § 292.):
`
`(
`
`
`
`DOCKET NO.
`
`DATE FILED
`8/26/2014
`
`
`
`U.S. DISTRICT COURT
`for the District of Delaware
`
`
`
`
`
`
`
`
`
`DATE INCLUDED
`
`
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO
`
`DATE OF PATENT
`OR TRADEMARK
`
`Amendment
`
`Answer
`
`Cross Bill
`
`Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`(BY) DEPUTY CLERK
`
`I—
`
`—
`
`In the above—entitIed case, the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
`Copy 1—llpon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2———Upon filing document adding patent(s), mail this copy to Director Copy 4——Casc file copy
`
`Page 3 of 260
`
`
`PLAINTIFF
`DEFENDANT
`
`
`M2M SOLUTIONS LLC, a Delaware limited liability
`SIERRA WIRELESS AMERICA, INC., a Delaware
`
`company
`corporation, and SIERRA W|RELESS,lNC., a Canadian
`
`corporation
`
`DATE OF PATENT
`
`PATENT OR
`
`
`
`
`
`1 8,648,717
`
`2/11/2014
`
`M2M SOLUTIONS LLC, a Delaware limited liability company
`
`
`
`Page 3 of 260
`
`

`
`Case 1:14—cv-0O178—RGA Document 6 Filed 06/13/14 Page 1 of 2 PageID #: 17
`
`°1::>.AO 120 Rev. 3/04
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`in Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1 116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Delaware
`on the following X Patents or
`Trademarks:
`
`DOCKET NO.
`l4cVl78-RGA
`PLAINTIFF
`
`Sierra Wireless America lnc._, et al.
`
`DATE FILED
`2/ l 1/2014
`
`U.S. DISTRICT COURT
`
`DISTRICT OF DELAWARE
`
`DEFENDANT
`
`MZM Solutions LLC
`
`PATENT OR
`TRADEMARK NO‘
`
`DATE OF PATENT
`OR TRADEMARK
`
`.
`HOLDER OF PATENT OR TRADEMARK
`
`l
`
`8,6-48,7l7
`
`2/ll/2014
`
`
`
`[3 Answer
`
`[I Cross Bill
`
`[:1 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`DATE INCLUDED
`
`INCLUDED BY‘
`
`PATENT OR
`TRADEMARK NO.
`
`C] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`——
`
`
`JOHN A. CERINO, CLERK OF COURT
`
`In the above——entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`See attached Notice of Voluntary Dismissal
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`
`Page 4 of 260
`
`Page 4 of 260
`
`

`
`Case 1:14—cv—OO178-RGA Document 5 Filed 06/11/14 Page 1 of 1 PagelD #: 16
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`C.A. No. 14-178 (RGA)
`
`)
`
`) )
`
`) g
`
`)
`
`) )
`
`)
`
`SIERRA WIRELESS AMERICA, INC.
`and SIERRA WIRELESS, INC.,
`
`Plaintiffs,
`
`v.
`
`M2M SOLUTIONS LLC
`
`Defendant.
`
`NOTICE OF VOLUNTARY DISMISSAL WITHOUT PREJUDICE
`
`Pursuant to Federal Rule of Civil Procedure 41(a)(1)(A)(i), Plaintiffs Sierra
`
`Wireless America, Inc. and Sierra Wireless, Inc. voluntarily dismiss without prejudice the above-
`
`entitled action against Defendant M2M Solutions LLC.
`
`This notice of dismissal without
`
`prejudice is being filed with the Court before service by Defendant of either an answer or a
`
`MORRIS, NICHOLS, ARSHT & TUNNELL LLP
`
` ::_?
`Thomas C. Grimm (#1098)
`Jeremy A. Tigan (#5239)
`Stephen J. Kraftschik (#5 623)
`1201 N. Market Street
`P.O. Box 1347
`Wilmington, DE 19899-1347
`(302) 658-9200
`tgrimm@mnat.com
`jtigan@mnat.com
`skraftschik@mnat.com
`Attorneys for Defendants Sierra Wireless
`America, Inc and Sierra Wireless, Inc.
`
`motion for summary judgment.
`
`OF COUNSEL:
`
`Robert E. Krebs
`Jennifer Hayes
`Christopher M. Mooney
`NIXON PEABODY LLP
`2 Palo Alto Square
`3000 E1Camino Real, Suite 500
`Palo Alto, CA 94306-2106
`(650) 320-7700
`
`Ronald F. Lopez
`NIXON PEABODY LLP
`One Embarcadero Center, Suite 1800
`San Francisco, CA 94111
`
`(415) 984-8200
`
`June 11, 2014
`
`8305575
`
`Page 5 of 260
`
`Page 5 of 260
`
`

`
`Case 1:14-cv-00178-RGA Document 6 Filed 06/13/14 Page 1 of 2 Page|D #: 17
`Q A0 120 Rev. 3/04
`
`TRADEMARK
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`
`Delaware
`
`on the following
`
`X Patents or
`
`Trademarks:
`
`DOCKET NO.
`l4evl78-RGA
`PLAINTIFF
`
`DATE FILED
`2/11/2014
`
`
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`DISTRICT OF DELAWARE
`
`
`
` Sierra Wireless America Inc., et al. M2M Solutions LLC
`
`
`
`
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR Tl“ ‘DEM ‘RK
`
`8,648,717
`
`2/11/2014
`
`MZM Solutions LLC
`
`1
`
`-—
`——
`-—
`——
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`I] Answer
`
`I:I Cross Bill
`
`C] Other Pleading
`
`
`
`I3 Amendment
`PATENT OR
`DATE OF PATENT
`TRADEMARK NO.
`OR TRADEMARK
`HOLDER OF PATENT OR TRADEMARK
`——
`——
`——
`——
`—_
`
`
`JOHN A. CERINO, CLERK OF COURT
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/IUDGEMENT
`
`See attached Notice of Voluntary Dismissal
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`
`Page 6 of 260
`
`Page 6 of 260
`
`

`
`Case 1:14-cv—OO178-RGA Document 5 Filed 06/11/14 Page 1 of 1 PageID #: 16
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`C.A. No. 14-178 (RGA)
`
`)
`
`) )
`
`) 3
`
`)
`
`) )
`
`)
`
`SIERRA WIRELESS AMERICA, INC.
`and SIERRA WIRELESS, INC.,
`
`Plaintiffs,
`
`V.
`
`MZM SOLUTIONS LLC
`
`Defendant.
`
`NOTICE OF VOLUNTARY DISMISSAL WITHOUT PREJUDICE
`
`Pursuant to Federal Rule of Civil Procedure 41(a)(1)(A)(i), Plaintiffs Sierra
`
`Wireless America, Inc. and Sierra Wireless, Inc. voluntarily dismiss without prejudice the above-
`
`entitled action against Defendant M2M Solutions LLC.
`
`This notice of dismissal without
`
`prejudice is being filed with the Court before service by Defendant of either an answer or a
`
`MORRIS, NICHOLS, ARSHT & TUNNELL LLP
`
` __:_
`Thomas C. Grimm (#1098)
`Jeremy A. Tigan (#5239)
`Stephen J. Kraftschik (#5623)
`1201 N. Market Street
`P.O. Box 1347
`Wilmington, DE 19899-1347
`(302) 658-9200
`tgrimm@mnat.com
`jtigan@mnat.com
`skraftschik@mnat.com
`Attorneys for Defendants Sierra Wireless
`America, Inc and Sierra Wireless, Inc.
`
`motion for summary judgment.
`
`OF COUNSEL:
`
`Robert E. Krebs
`Jennifer Hayes
`Christopher M. Mooney
`NIXON PEABODY LLP
`2 Palo Alto Square
`3000 El Camino Real, Suite 500
`Palo Alto, CA 94306-2106
`(650) 320-7700
`
`Ronald F. Lopez
`NIXON PEABODY LLP
`
`One Embarcad.ero Center, Suite 1800
`San Francisco, CA 94111
`
`(415) 984-8200
`
`June 11,2014
`
`8305575
`
`Page 7 of 260
`
`Page 7 of 260
`
`

`
`Case 1:14—cv—00178—UNA Document 3 Filed 02/10/14 Page 1 of 1 PagelD #: 12
`
`
`
`
`
`
`REPORT ON THE
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`FILING OR DETERMINATION OF AN
`P.0. Box 1450
`ACTION REGARDING A PATENT OR
`
`Alexandria, VA 22313-1450
`TRADEMARK
`
`TO_
`'
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`for the District of Delaware
`on the following
`El Trademarks or
`|ZPatents.
`[:1 the patent action involves 35 U.S.C. § 292.):
`(
`
`U.S. DISTRICT COURT
`fo
`r the District of Delaware
`
`DEFENDANT
`
`
` PLAINTIFF
`M2M Solutions LLC
`Sierra Wireless America, Inc. and Sierra Wireless, Inc.
`
`
`
`
`
`
`DATE OF PATENT
`
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`PATENT OR
`
`TRADEMARKN0
`
`
`
`
`DATE INCLUDED
`
`PATENT OR
`
`TRADEMARKNO.
`
`HOLDEROF PATENT ORTRADEMARK
`
`In the above—entitled case, the following decision has been rendered orjudgement issued:
`
`DECISION/JUDGEMENT
`
`
`
`(BY) DEPUTY CLERK
`
`Copy 1—Upon initiation ofaction, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2—Up0n filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`Pagtf
`
`IT
`
`
`
`Page f 260
`
`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`13/934,763
`
`ISSUE DATE
`
`02/11/2014
`
`2101
`
`7590
`
`01/22/2014
`
`Sunstein Kann Murphy & Timbers LLP
`125 SUMMER STREET
`BOSTON, MA 02110-1618
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8648717
`
`3781/1014
`
`3746
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above—identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`M2M Solutions LLC, Stratford-upon-Avon, UNITED KINGDOM, Assignee (With 37 CFR 1.172 Interest);
`Eveline Wesby-van Swaay, Stratford-upon-Avon, UNITED KINGDOM;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`Page 9 of 260
`
`Page 9 of 260
`
`

`
`Practitioner's Docket No. 3781/1014
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`
`Eveline Wesby—Van Swaay
`
`Application No.: 13/934,763
`Filed: July 3, 2013
`For: Programmable Communicator
`
`Mail Stop Issue Fee
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Group No.: 2682
`Examiner: Nguyen, Nam V.
`
`TRANSMITTAL OF PAYMENT OF ISSUE FEE (37 C.F.R. § 1.311)
`
`1.
`
`2.
`
`Applicant hereby pays the issue fee for the attached Issue Fee Transmittal PTOL—85.
`
`Applicant
`
`Asserted small entity status in this application on July 3, 2013 by payment of the basic filing fee as a
`small entity. (37 C.F.R. § 1.27(c)(3))
`
`It is confirmed that small entity status for this application has been checked and it is still in effect and
`is being asserted.
`
`3.
`
`Fee (Issue):
`
`Application status is small business entity with a utility fee of $890.00.
`
`4.
`
`Fees (Publication)
`
`The publication fee has already been paid on July 3, 2013.
`
`5.
`
`Total Fees Due
`
`The total amount of fees due is:
`
`issue fee
`
`$890.00
`
`TOTAL FEE(S) DUE
`
`$890.00
`
`6.
`
`Assignee’s Name and Address To Be Printed On Patent is as follows (37 C.F.R. § 3.81):
`
`Name of Assignee:
`Address:
`
`M2M Solutions LLC
`Camden House, School Lane
`
`Residence (City and State or Country):
`
`Tiddington, Stratford—upon—AVon, United Kingdom
`
`Assignee category or categories (not printed on patent): Corporation or other private group entity
`
`Page 10 of 260
`
`Transmittal of Payment of Issue Fee (37 C.F.R. ' 1.311——page 1 of 2
`
`Page 10 of 260
`
`

`
`8.
`
`Payment of total fee due:
`
`Authorization is hereby made to charge the amount of $890.00 to Deposit Account No. 19-4972.
`
`Charge any additional fees required by this paper or credit any overpayment in the manner authorized
`above.
`
`Date: December 17, 2013
`
`03781/01014 2017661.1
`
`/Jonathan C. Lovely, #60,821/
`Jonathan C. Lovely
`Registration No. 60,821
`SUNSTEIN KANN MURPHY & TIMBERS LLP
`125 Summer Street
`
`Boston, MA 02110-1618
`617-443-9292
`Customer NO_ 02101
`
`Page 11 of 260
`
`Transmittal of Payment of Issue Fee (37 C.F.R. § 1.311--page 2 of 2
`
`Page 11 of 260
`
`

`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or 1 (571)-273-2885
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`in icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: US6B10Ck 1f0r any Change Of address)
`
`7590
`
`2101_
`S1l1’lSI€1I1 Kann
`125 SUMMER STREET
`BOSTON, MA 02110-1618
`
`_ 12/16/2013
`& T11’I1b€I‘S
`
`Note:\ A certificate of _mailii_1 I can only be used for domestic mailings of _the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`Eapers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`Séaites Poistal Sde1rvicMe
`suffgéefiilgpglsgggedfgr first glass mailbien an fenvelofie
`a
`resse
`to
`e
`ai
`top
`a
`ress a ove, or
`ing acsimi e
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`(Depositofs name)
`
`(Signatnre) lDate)
`
`APPLICATION NO.
`
`FILING DATE
`
`F {ST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`07/03/2013
`13/934,763
`TITLE OF INVENTION: Programmable Communicator
`
`Eveline Wesby-vaii Swaay
`
`3781/1014
`
`3746
`
`nonprovisional
`EXAMINER
`
`SMALL
`
`NGUYEN, NAM V
`
`$890
`ART UNIT
`
`2682
`
`S0
`CLASS-SUB CLASS
`
`340-539120
`
`$0
`
`$890
`
`03/17/2014
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`:1 Change of correspondence address (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`:1 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Vumber is required.
`
`
`
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`1
`lx)
`
`3
`
`sunstem Kann Murphy &
`Timbers LLP
`
`3. ASSIGNE3 NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CI"Y and STATE OR COUNTRY)
`
`M2M solutions LLC
`
`Tiddington, Stratford—upon—Avon, United Kingdom
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`:1 Individual 13 Corporation or other private group entity 1: Government
`
`4a. The following fee(s) are submitted:
`2 Issue Fee
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`D A check is enclosed.
`
`:1 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`D Payment by credit card. Form PTO—2038 is attached.
`E The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number 1 9-49 22
`(enclose an extra copy of this form).
`
`PTOL-85 (Rev. 02/11)
`
`Page 12 of 260
`
`Page 2 of 4
`
`Page 12 of 260
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`

`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`NOTE: Absent a valid certification of Micro Entity Status (see form PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification ofloss of entitlement to small or micro
`entity status, as applicable.
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
`3 Applicant changing to regular undiscounted fee status.
`
`Authorized Signature
`
`/Jonathan C. Lovely, #60,821/
`
`Typed or printed name
`
`Jonathan C. Lovely
`
`Date
`
`December 17: 2013
`
`Registration No.
`
`50,321
`
`This collection of information is required by 37 CFR 1.311. The information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will V
`de endin upon the individual case. Any comments on the amount of time you require to complete
`this form and/or su gestions for reducing this burden, should be sent to t e C ief ln ormation Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, Alexan ria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL—85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 3 of 4
`
`Page 13 of 260
`
`Page 13 of 260
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`

`
`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`Programmable Communicator
`
`First Named Inventor/Applicant Name:
`
`Eveline Wesby-van Swaay
`
`Quantity
`
`Utility under 35 USC111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Sub-Total in
`
`USD($)
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-AlIowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`Page I o
`
`I
`
`-
`
`Page 14 of 260
`
`

`
`Miscellaneous:
`
` S“:-S1-;(t$a)| in
`
`Total in USD (S)
`
`Page 15 of 260
`
`Page 15 of 260
`
`

`
`Electronic Acknowledgement Receipt
`
`m—
`
`Title of Invention:
`
`Programmable Communicator
`
`I—
`
`Payment information:
`
`yes—
`Submitted with Payment
`
`
`
`—Auth°“zedUser
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`Page 16 of 260
`
`Page 16 of 260
`
`

`
`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`
`Information:
`
`Information:
`
`.
`
`.
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`Issue Fee Payment (PTO-85B)
`
`k|w3781_1014_|F.pdf
`
`223963
`
`4ef8261bc1Ic4d8bac4ca61628e5ace42f8a
`8e3a
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`92e67708bc4dccc165e146ec917cc76698e
`eb7b2
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 17 of 260
`
`Page 17 of 260
`
`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`2101
`
`7590
`
`12/16/2013
`
`Sunstein Kann Murphy & Timbers LLP
`125 SUMMER STREET
`BosToN. MA 02110-1618
`
`NGUYEN, NAMV
`
`2682
`
`DATE MAILED: 12/16/2013
`
`13/934,763
`
`07/03/2013
`
`Eveline Wesby—van Swaay
`
`3781/1014
`
`3746
`
`TITLE OF INVENTION: Programmable Communicator
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$890
`
`$0
`
`$0
`
`$890
`
`03/17/2014
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify Whether entitlement to that
`entity status still applies.
`
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`OL—85 (Riv 02/1 )
`age 80 260
`
`Page 1 of 4
`
`Page 18 of 260
`
`

`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or 1 (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`in icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any Change Ofaddress)
`
`7590
`
`210"
`S111’lSt€11’l Kann
`125 SUMMER STREET
`BOSTON, MA 02110-1618
`
`_ 12/16/2013
`& T11’I1b6I‘S LLP
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`fiapers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`S(ti2(1ites Poistal Stfirvilc/E:
`suffiScé%1]tEpg]sEt]2%ge§gr first glass mailbin an Envelope
`a
`resse
`to
`e
`a1
`top
`a
`ress a ove, or
`e1ng
`acs1m1 e
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`(Depositofs name)
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`F {ST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/934,763
`
`07/03/2013
`
`Eveline Wesby—van Swaay
`
`3781/1014
`
`3746
`
`TITLE OF INVENTION: Programmable Communicator
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`NGUYEN, NAM V
`
`$890
`
`2682
`
`$0
`
`$0
`
`$890
`
`03/17/2014
`
`340—539120
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`3 Chan e of correspondence address (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Vumber is required.
`
`
`
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`2
`
`3
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`'3 Individual
`
`'3 Corporation or other private group entity '3 Government
`
`4a. The following fee(s) are submitted:
`3 Issue Fee
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`3 Payment by credit card. Form PTO-2038 is attached.
`3 The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`OL—85 (Riv 02/1 )
`9
`age
`0 260
`
`Page 2 of 4
`
`Page 19 of 260
`
`

`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
`3 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see form PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Typed or printed name
`
`Date
`
`Registration No.
`
`This collection of information is required by 37 CFR 1.311. The information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. T is collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will v
`de endin upon the individual case. Any comments on the amount of time you require to complete
`this form and/or su gestions for reducing this burden, should be sent to
`e Chief In ormation Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, Alexan ria, Virginia 22313-1450. DO NOT S