UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`13/801,773
`
`ISSUE DATE
`
`09/24/2013
`
`2101
`
`7590
`
`09/04/2013
`
`Sunstein Kann Murphy & Timbers LLP
`125 SUMMER STREET
`BOSTON, MA 02110-1618
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8542111
`
`3781/1010
`
`7047
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above—identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Eveline Wesby-van Swaay, Stratford-upon-Avon, UNITED KINGDOM;
`M2M SOLUTIONS LLC, Stratford-upon-Avon, UNITED KINGDOM
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`Page 1 of 442
`
`NOVATEL EXHIBIT 1013
`
`Page 1 of 442
`
`NOVATEL EXHIBIT 1013
`
`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.goV
`
`APPLICATION NO.
`
`F ING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONF {MATION NO.
`
`13/801,773
`
`03/13/2013
`
`Eveline Wesby—Van Swaay
`
`3781/1010
`
`7047
`
`Sunstein Kann Murphy & Timbers LLP
`°8’”’””
`759°
`2””
`125 S UMMER S TREET
`NGUYEN, NAM V
`BOSTON, MA 02110-1618
`
`PAPER NUMBER
`
`ART UNIT
`
`26 82
`
`NOT *ICATION DATE
`
`DELIVERY MODE
`
`08/14/2013
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on aboVe—indicated "Notification Date" to the
`following e—mail address(es):
`
`usptomail@sunsteinlaW.c0m
`
`PTOL—90A (Rev. 04/07)
`Page 2 of 442
`
`Page 2 of 442
`
`

`
`Supplemental
`Notice of Allowability
`
`Application No.
`13/801,773
`fig/|m\i/rj<fqrGUYEN
`
`App|icant(s)
`WESBY—VAN SWAAY, EVELINE
`Qgtggnit
`;‘,'{;,<§‘,;it,',""°"*°'*°
`No
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL—85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. IXI This communication is responsive to 7/12/13.
`
`I: A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on
`
`2. I:I An election was made by the applicant in response to a restriction requirement set forth during the interview on
`requirement and election have been incorporated into this action.
`
`; the restriction
`
`3. E The allowed cIaim(s) is/are 21-50. As a result of the allowed cIaim(s), you may be eligible to benefit from the Patent Prosecution
`Highway program at a participating intellectual property office for the corresponding application. For more information, please see
`hit’ :/'.:’vwvvv.L.=s ‘to. ov/ atents/init events/'
`h/'incie;»<.‘s orsend an inquiry to PPHfeedback@us;;I:o.qov.
`
`4. E Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)—(d) or (f).
`
`Certified copies:
`
`a) IXI All
`
`b) I] Some
`
`*c) I:I None of the:
`
`1. IX Certified copies of the priority documents have been received.
`
`2. D Certified copies of the priority documents have been received in Application No. j
`
`3. El Copies of the certified copies of the priority documents have been received in this national stage application from the
`
`International Bureau (PCT Rule 17.2(a)).
`
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE” of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. I:I CORRECTED DRAWINGS (as “replacement sheets”) must be submitted.
`
`I:I
`
`including changes required by the attached Examiner’s Amendment / Comment or in the Office action of
`Paper No./Mail Date
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`6. El DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner’s comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. El Notice of References Cited (PTO—892)
`
`2. IX Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date 7/12/13
`3. El Examiner’s Comment Regarding Requirement for Deposit
`of Biological Material
`4. I:I Interview Summary (PTO—413),
`Paper No./Mail Date
`
`/NAM V NGUYEN/
`
`Primary Examiner, Art Unit 2682
`
`5. El Examiner’s Amendment/Comment
`
`6. El Examiner’s Statement of Reasons for Allowance
`
`7. El Other
`
`.
`
`U.S. Patent and Trademark Office
`
`PTOL-37 (Rev. 05-13)
`
`Page 3 of 442
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 20130808
`
`Page 3 of 442
`
`

`
`Practitioner's Docket No. 3781/1010
`
`PA TENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`
`Eveline Wesby—Van Swaay
`
`Application No.:
`Filing Date:
`
`13/801,773
`March 13, 2013
`
`Art Unit/Group No.:
`EXa1niner:
`Conf. No.:
`
`2682
`Nguyen, Nam V.
`7047
`
`For:
`
`PROGRAMMABLE COMMUNICATOR
`
`Mail Stop Amendment
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`SUPPLEMENTAL INFORMATION DISCLOSURE STATEMENT
`
`List of Sections Forming Part of This Supplemental Information Disclosure Statement
`
`The following sections are being submitted for this Supplemental Information Disclosure Statement:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`9.
`
`[X] Preliminary Statements
`
`[X] Forms PTO/SB/08A and 08B (substitute for Form PTO—1449)
`
`[
`
`[
`
`] Statement as to Information Not Found in Patents or Publications
`
`] Identification of Prior Application in Which Listed Information Was Already Cited and for
`Which No Copies Are Submitted or Need Be Submitted
`
`[
`
`] Cumulative Patents or Publications
`
`[X] Copies of Listed Information Items Accompanying This Statement
`
`[
`
`[
`
`[
`
`] Concise Explanation of Non—English Language Listed Information Items
`7A.
`[
`] EPO Search Report
`7B.
`[
`] English Language Version of EPO Search Report
`
`] Translation(s) of Non—English Language Documents
`
`] Concise Explanation of English Language Listed Information Items (Optional)
`
`10.
`
`[X] Identification of Person(s) Making This Supplemental Information Disclosure Statement
`
`Page 4 of 442
`
`(Supplemental Information Disclosure Statement——Page l of 5)
`
`Page 4 of 442
`
`

`
`Section 1. Preliminary Statements
`
`Applicants submit herewith patents, publications or other information, of Which they are aware
`that they believe may be material to the examination of this application, and in respect of Which, there
`may be a duty to disclose.
`
`The filing of this supplemental information disclosure statement shall not be construed as a
`representation that a search has been made (37 C.F.R. § l.97(g)), an admission that the information cited
`is, or is considered to be, material to patentability, or that no other material information exists.
`
`The filing of this supplemental information disclosure statement shall not be construed as an
`admission against interest in any manner. Notice ofJanuary 9, I992, 1135 O. G. 13-25, at 25.
`
`(Supplemental Information Disclosure Statement——Page 2 of 5)
`
`Page 5 of 442
`
`Page 5 of 442
`
`

`
`Section 2.
`
`Forms PTO/SB/08A and 08B (formerly Form PTO-1449)
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicant:
`
`Eveline Wesby—van Swaay
`
`Attorney Docket:
`
`3781/1010
`
`Serial No:
`
`13/801,773
`
`Art Unit/Group No.:
`
`2682
`
`Filing Date:
`
`March 13, 2013
`
`Examiner Name:
`
`Nguyen, Nam V.
`
`Conf. No.:
`
`7047
`
`Invention:
`
`PROGRAMMABLE COMMUNICATOR
`
`LIST OF PATENTS AND PUBLICATIONS FOR
`APPLICANT’S SUPPLEMENTAL INFORMATION DISCLOSURE STATEMENT
`
`OTHER DOCUMENTS
`
`Examiner
`Initials
`IN NJ
`I
`/
`'.i
`./
`
`Reference Author
`Number
`HN
`
`U.S.D.C. for the District
`of Delaware
`
`Title of Article, Title of Journal, Volume Number,
`Page Numbers, Date
`Defendant’s Answering Brief, 39 pages
`(served on June 21, 2013)
`
`Examiner Signature:
`
`/Nam Nguyen/’
`
`
`
`Date Considered:
`
`O8/'08/2013
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP
`609, draw line through citation ifnot in conformance and not considered. Include copy of this form
`with next communication to applicant.
`
`Page 6 of 442
`
`(Supplemental Information Disclosure Statement——Page 3 of 5)
`
`Page 6 of 442
`
`

`
`Section 6.
`
`Copies of Listed Information Items Accompanying This Statement
`
`Legible copies of all items listed in Forms PTO/SB/08A and 08B (substitute for Form PTO-
`l449) accompany this information statement.
`
`[X]
`
`Exception(s) to above:
`
`U.S. patent citations are not included pursuant to the United States Patent and Trademark 0ffice’s
`September 21, 2004 waiver of the copy requirement in 37 CFR 1.98 for cited pending U.S. patent
`citations when the patent citations are available in the USPTO’s IFW system.
`
`[
`
`]
`
`Items in prior application, from Which an earlier filing date is claimed for this application,
`as identified in Section 4.
`
`[
`
`]
`
`Cumulative patents or publications identified in Section 5.
`
`Page 7 of 442
`
`(Supplemental Information Disclosure Statement——Page 4 of 5)
`
`Page 7 of 442
`
`

`
`Section 10.
`
`Identification of Person Making This Supplemental Information Disclosure
`Statement
`
`The person making this certification is the practitioner of record.
`
`Dated: July 12, 2013
`
`/Jonathan C. Lovely. #60.821/
`SIGNATURE OF PRACTITIONER
`
`Reg. No. 60,821
`
`Tel. No.: (617) 443-9292
`
`Customer No.: 002101
`
`03781/01010 1922781.1
`
`Jonathan C. Lovely
`(type or print name ofpractitioner)
`
`Sunstein Kann Murphy & Timbers LLP
`125 Summer Street. 11m Floor
`Firm/Street Address
`
`Boston, MA 02110-1618
`City/State/Zip Code
`
`Page 8 of 442
`
`(Supplemental Information Disclosure Statement——Page 5 of 5)
`
`Page 8 of 442
`
`

`
`Practitioner's Docket No. 3781/1010
`
`PA TENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`
`Eveline Wesby—Van Swaay
`
`Application No.:
`Filing Date:
`
`13/801,773
`March 13, 2013
`
`Art Unit/Group No.:
`Examiner:
`Conf. No.:
`
`2682
`Nguyen, Nam V.
`7047
`
`For:
`
`PROGRAMMABLE COMMUNICATOR
`
`Mail Stop Amendment
`Commissioner for Patents
`P.0. Box 1450
`
`Alexandria, VA 22313-1450
`
`STATEMENT FOR INFORMATION DISCLOSURE UNDER 37 C.F.R. SECTION 1.97(e)
`
`NOTE:
`
`NOTE:
`
`A statement must state either: ”(1) that each item of information contained in the information disclosure statement was
`first cited in any communication from a foreign patent oflice in a counterpartforeign application not more than three
`months prior to the filing of the information disclosure statement, or (2) that no item of information contained in the
`information disclosure statement was cited in any communication from a foreign patent oflice in a counterpartforeign
`application and to the knowledge of the person signing the statement after making reasonable inquiry, no item of
`information contained in the information disclosure statement was known to any individual designated in Section
`1.56(c) more than three months prior to thefiling ofthe information disclosure statement. ” 37 C.F.R. Section 1.97(e).
`
`"Section 1.97(e) makes it clear that a certification could contain either of two statements. One statement is that each
`item of information in an information disclosure statement was cited in a search reportfrom a patent oflice outside the
`US. not more than three months prior to the filing date of the statement. Under this certification, it would not matter
`whether any individual with a duty actually knew about any of the information cited before receiving the search report.
`In the alternative,
`the certification could state that no item of information contained in the information disclosure
`statement was cited in any communication from a foreign patent oflice in a counterpart foreign application or,
`to the
`knowledge of the person signing the certification after making reasonable inquiry, was known to any individual having
`a duty to disclose more than three months prior to thefiling of the statement. ” Notice ofJanuary 9, 1992, 1135 O. G. 13-
`25, at 13. (emphasis added). Thus: ”If an item of information is submitted within three months of being cited in any
`communication from a foreign patent oflice in a counterpartforeign application, the certification can be properly made
`regardless ofany individual ’s previous knowledge ofthe information. ” Id., 1135 O. G. at 19.
`
`NOTE:
`
`”The certification can be based on present, good faith knowledge about when information became known without a
`search offiles being made.” Thus, for example,
`the certification of Section 1.97(e) does not preclude the use of the
`certification in an application by corporations whose practitioners have over the years reviewed thousands ofpatents
`and technical publications, even though they are unaware of the relevance ofany one thereof to the application. Notice
`ofJanuary 9, 1992, 1135 O. G. 13-15, at 19.
`
`NOTE:
`
`A copy oftheforeign search report need not be submitted with the certification. Notice ofApril 20, 1992 (1138 O. G. 3 7-
`41, 40).
`
`(Statement for Information Disclosure under 37 C.F.R. Section l.97(e)--Page l of 4)
`
`Page 9 of 442
`
`Page 9 of 442
`
`

`
`NOTE:
`
`NOTE:
`
`NOTE:
`
`NOTE:
`
`NOTE:
`
`NOTE:
`
`”The phrase ’after making reasonable inquiry’ makes it clear that the individual making the certification has a duty to
`make reasonable inquiry regarding the facts that are being certified. The certification can be made by a registered
`practitioner who represents a foreign client and who relies on statements made by the foreign client as to the date the
`information first became known. A registered practitioner who receives information from a client without being
`informed whether the information was known for more than three months, however, cannot make the certification
`without making reasonable inquiry. For example, if an inventor gave a publication to the attorney prosecuting an
`application with the intent that it be cited to the Oflice, the attorney should inquire as to when that inventor became
`aware of the publication and should not submit a certification under 37 C.F.R. 1.97(e)(2) to the Oflice until a
`satisfactory response is received. The certification can be based on present, good faith knowledge about when
`information became known without a search offiles being made. ” Notice ofApril 20, 1992 (1138 O. G. 3 7-41, 39).
`
`’L4lthough it is recognized that an individual actually becomes aware of the information in the communication from a
`foreign patent oflice sometime after it was mailed, the mailing date ofsuch a communication, if it occurs prior to a first
`awareness of the same information, would determine the dateforfiling ofan information disclosure statement without a
`fee” in a certification procedure under Section 1.97(e). Notice ofJanuary 9, 1992, 1135 O. G. 13-25, at 19 (emphasis
`added).
`
`The mere absence of an item of information for a foreign patent oflice communication is not intended to represent an
`opportunity to delay the submission of a item known more than three months prior to the filing of an information
`disclosure statement to an individual having the duty of disclosure under Section 1.56. 62 Fed. Reg. 53,131, 53,150
`(Oct. 10, 1997).
`
`”The certification under Section 1.97(e) should be made by a person who has knowledge ofthefacts being certified. The
`certification can be made by a practitioner who represents a foreign client and who relies on statements made by the
`foreign client as to the date the information first became known. A practitioner who receives information from a client
`without being informed whether the information was known for more than three months, however, cannot make the
`certification without making reasonable inquiry. ” Notice ofJanuary 9, 1992, 1135 O. G. 13-25 at 19.
`
`”The term counterpart foreign patent application means that a claim for priority has been made in either the US.
`application or a foreign application based on the other, or that the disclosures of the US. and foreign patent
`applications are substantively identical (e.g., an application filed in the European Patent Oflice claiming the same UK.
`priority as claimed in the US. application). ”Notice ofApril 20, 1992 (1138 O. G. 37-41, 39).
`
`”Individuals other than the attorney, agent or inventor may comply with this section by disclosing information to the
`attorney, agent or inventor. ” 37 C.F.R. Section 1.56(d) and
`
`”Individuals associated with thefiling or prosecution ofa patent application within the meaning ofthis section are:
`(1) each inventor named in the application:
`(2) each attorney or agent who prepares or prosecutes the application; and
`(3) every other person who is substantively involved in the preparation or prosecution of the application and who is
`associated with the inventor, with the assignee or with anyone to whom there is an obligation to assign the application. ”
`37 C.F.R. Section 1.56(c).
`
`IDENTIFICATION OF INFORMATION DISCLOSURE STATEMENT
`FOR WHICH THIS STATEMENT IS BEING MADE
`
`1. This statement is being made for the Information Disclosure Statement
`[X ] accompanying this statement.
`[
`]fi1ed
`
`Date
`
`(Statement for Information Disclosure under 37 C.F.R. Section 1.97(e)--Page 2 of 4)
`
`Page 10 of 442
`
`Page 10 of 442
`
`

`
`2.
`
`I, the person(s) signing below state:
`
`STATEMENT
`
`[]
`
`that each item of information contained in the information disclosure statement was first cited
`
`in any communication from a foreign patent office in a counterpart foreign application not more
`than three months prior to the filing of the information disclosure statement. 37 C.F.R. Section
`l.97(e)(l).
`
`NOTE:
`
`The three month period starts from the mailing date of the foreign patent oflice communication. Notice ofJanuary 9,
`1992, 1135 O. G. 13-25 at 19. The mailing date is the ”date on the communication by the foreign patent oflice. ” Notice
`ofApril 20, 1992 (1138 O.G. 37-41, 39).
`
`OR
`
`that no item of information contained in the information disclosure statement was cited in any
`communication from a foreign patent office in a counterpart foreign application and to the
`knowledge of the person signing the statement after making reasonable inquiry, no item of
`information contained in the information disclosure statement was known to any individual
`designated in Section l.56(c) more than three months prior to the filing of the information
`disclosure statement. 37 C.F.R. Section l.97(e)(2).
`
`NOTE:
`
`”The time at which information ’was known to any individual designated in 37 C.F.R. l.56(c)’ is the time when the
`information was discovered in association with the application even ifawareness of the materiality came later. ” Notice
`ofApril 20, 1992 (1138 O. G. 37-41, 40).
`
`IDENTIFICATION OF PERSON(S) MAKING THIS STATEMENT
`
`3. The person making this statement is
`
`(3)
`
`[
`
`]
`
`the inventor(s) who signs below
`
`(check each applicable item)
`
`SIGNATURE OF INVENTOR
`
`(type name ofinventor who is signing)
`
`(b)
`
`[
`
`]
`
`a person who is substantively involved in the preparation or prosecution of the application,
`and who is associated with the inventor, with the assignee, or with anyone to whom there is
`an obligation to assign the application (37 C.F.R. Section l.56(c)) and who signs below.
`
`(Statement for Information Disclosure under 37 C.F.R. Section l.97(e)--Page 3 of 4)
`
`Page 11 of 442
`
`Page 11 of 442
`
`

`
`SIGNATURE OF PERSON MAKING STATEMENT
`
`(type name ofperson who is signing)
`
`Address of person who is signing
`
`(c)
`
`[X ]
`
`the practitioner who signs below on the basis of the information:
`
`(check each applicable item)
`
`]
`[
`]
`[
`[X ]
`
`supplied by the inventor(s).
`supplied by an individual designated in Section l.56(c).
`in the practitioner's file.
`
`Reg. No. 60,821
`
`Tel. No. (617) 443-9292
`
`Customer No.: 002101
`
`03781/01010 l922800.l
`
`/Jonathan C. Lovely, #60,821/
`SIGNATURE OF PRACTITIONER
`
`Jonathan C. Lovely
`(type or print name ofpractitioner)
`
`125 Summer Street, 11m Floor
`Firm/Address
`
`
`Boston MA 02110-1618
`Address
`
`(Statement for Information Disclosure under 37 C.F.R. Section l.97(e)--Page 4 of 4)
`
`Page 12 of 442
`
`Page 12 of 442
`
`

`
`Practitioner's Docket No. 3781/1010
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Wesby—Van Swaay
`In re application of:
`Application No.: 13/801,773
`Filed: March 13, 2013
`For: Programmable Communicator
`
`Group No.: 2682
`Examiner: Nam V. Nguyen
`
`Mail Stop Issue Fee
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`TRANSMITTAL OF PAYMENT OF ISSUE FEE (37 C.F.R. § 1.311)
`
`1.
`
`2.
`
`Applicant hereby pays the issue fee for the attached Issue Fee Transmittal PTOL—85.
`
`Applicant
`
`A.
`
`Asserted small entity status in this application on March 13, 2013 by submission of a written assertion
`of small entity status (37 C.F.R. § 1.27(c)(1)
`
`It is confirmed that small entity status for this application has been checked and it is still in effect and
`is being asserted.
`
`3.
`
`Fee (Issue):
`
`Application status is a small entity with a utility fee of $890.00.
`
`4.
`
`Fees (Publication)
`
`The publication fee has already been paid on March 13, 2013.
`
`5.
`
`Total Fees Due
`
`The total amount of fee due is:
`
`issue fee
`
`$890.00
`
`TOTAL FEE(S) DUE
`
`$890.00
`
`6.
`
`Assignee’s Name and Address To Be Printed On Patent is as follows (37 C.F.R. § 3.81):
`
`Name of Assignee:
`Address:
`
`M2M Solutions LLC
`Camden House, School Lane
`
`Residence (City and State or Country):
`
`Tiddington, Stratford—upon—AVon, United Kingdom
`
`Assignee category or categories (not printed on patent):
`
`Corporation or other private group entity
`
`03781/01010 1942621.1
`
`Page 13 of 442
`
`Transmittal of Payment of Issue Fee (37 C.F.R. § 1.311——page 1 of 2
`
`Page 13 of 442
`
`

`
`7.
`
`Payment of total fee due:
`
`Authorization is hereby made to charge the amount of $890.00 to Deposit Account No. 19-4972.
`
`Charge any additional fees required by this paper or credit any overpayment in the manner authorized
`above.
`
`Date: August 14, 2013
`
`/Jonathan C. Lovely, #60,821/
`Jonathan C. Lovely
`Registration No. 60,821
`Sunstein Kann Murphy & Timbers LLP
`125 Summer Street
`
`Boston, MA 02110-1618
`617-443-9292
`Customer No. 02101
`
`03781/01010 1942621.1
`
`Page 14 of 442
`
`Transmittal of Payment of Issue Fee (37 C.F.R. § 1.311--page 2 of 2
`
`Page 14 of 442
`
`

`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or 1 (571)-273-2885
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`in icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: US6B10Ck 1f0r any Change Of address)
`
`7590
`
`2101_
`S1l1’lSI€1I1 Kann
`125 SUMMER STREET
`BOSTON, MA 02110-1618
`
`_ 06/14/2013
`& T11’I1b€I‘S
`
`Note: A certificate of _mailii_1 I can only be used for domestic mailings of _the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`Eapers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`Séaites Poistal Sde1rvicMe
`suffgéefiilgpglsgggedfgr first glass mailbien an fenvelofie
`a
`resse
`to
`e
`ai
`top
`a
`ress a ove, or
`ing acsimi e
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`(Depositofs name)
`
`(Signatnre) lDate)
`
`APPLICATION NO.
`
`FILING DATE
`
`F {ST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`03/13/2013
`13/801,773
`TITLE OF INVENTION: Programmable Communicator
`
`Eveline Wesby van-Swaay
`
`3781/1010
`
`7047
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`EXAMINER
`
`SMALL
`
`NGUYEN, NAM V
`
`$890
`ART UNIT
`
`2682
`
`S0
`CLASS-SUB CLASS
`
`340-539120
`
`$0
`
`$890
`
`09/16/2013
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`:1 Change of correspondence address (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`:1 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Vumber is required.
`
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`
`
`1 Sunstein Kann MurPhV & Timbers LLP
`2
`
`3
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CPR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CI"Y and STATE OR COUNTRY)
`
`M2M Solutions LLC
`
`Tiddington, Stratford-upon-Avon, United Kingdom
`
`PP P
`3
`3 1'3’
`Please check the a
`ro riate assi nee cate 0
`
`8
`P
`P
`or cate ories will not be rinted on the atent
`
`:
`
`:1 Individual
`
`P
`Cor oration or other
`
`P
`
`o
`P
`3
`rivate Urou entitr 1: Government
`
`4a. The following fee(s) are submitted:
`E Issue Fee
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`D A check is enclosed.
`
`:1 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`D Payment by credit card. Form PTO—2038 is attached.
`The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number
`9-49 2 2
`(enclose an extra copy of this form).
`
`PTOL-85 (Rev. 02/11)
`
`Page 15 of 442
`
`Page 2 of 4
`
`Page 15 of 442
`
`

`
`5. Change in Entity Status (from status indicated above)
`:1 Applicant certifying micro entity status. See 37 CFR 1.29
`
`NOTE: Absent a valid certification of Micro Entity Status (see form PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification ofloss of entitlement to small or micro
`entity status, as applicable.
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
`3 Applicant changing to regular undiscounted fee status.
`
`Authorized Signature
`
`/Jonathan C. Lovely #60 821/
`
`Typed or printed name
`
`10113111311 C. Lovely
`
`Date August 14 2013
`
`Registration No.
`
`60 821
`
`This collection of information is required by 37 CFR 1.311. The information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. TC111S collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will V
`de endin upon the individual case. Any comments on the amount of time you require to complete
`this form and/or su gestions for reducing this burden, should be sent to t e C ief ln ormation Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, Alexan ria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL—85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 3 of 4
`
`Page 16 of 442
`
`Page 16 of 442
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`Programmable Communicator
`
`;
`
`Utility under 35 USC111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`
`USD($)
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-AlIowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`Page
`
`0 I
`
`1
`
`Page 17 of 442
`
`

`
`Miscellaneous:
`
` S“:-S1-;(t$a)| in
`
`Total in USD (S)
`
`Page 18 of 442
`
`Page 18 of 442
`
`

`
`Electronic Acknowledgement Receipt
`
`m—
`
`Title of Invention:
`
`Programmable Communicator
`
`I—
`
`Payment information:
`
`yes—
`Submitted with Payment
`
`
`
`—Auth°“zedUser
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`Page 19 of 442
`
`Page 19 of 442
`
`

`
`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`
`Information:
`
`Information:
`
`.
`
`.
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`Issue Fee Payment (PTO-85B)
`
`ram3781_1010_|ssueFeePayme
`nt pdf
`
`d06a77b08b02c0c98ae104a410be1d07a8
`f682a
`
`238143
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`442a92b5C29bf80e89c3352l (cl 56aa7e0l
`defb1
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stag