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Date filed: July 15, 2016
`
`Filed on behalf of: LG Electronics, Inc. and Paper ____
`
`
`
` LG Electronics U.S.A., Inc.
`
`
`
`
`
`
`
`
`By: Brian A. Tollefson, Lead Counsel
`
`Soumya P. Panda, Back-up Counsel
`Michael V. Battaglia, Back-up Counsel
`Michael H. Jones, Back-up Counsel (Pro Hac Vice)
`ROTHWELL, FIGG, ERNST & MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`Phone: 202-783-6040
`Facsimile: 202-783-6031
`Emails: btollefson@rothwellfigg.com
`
` spanda@rothwellfigg.com
`
` mbattaglia@rothwellfigg.com
`
` mjones@rothwellfigg.com
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`LG ELECTRONICS, INC., and
`LG ELECTRONICS U.S.A., INC.,
`Petitioner
`
`v.
`
`TOSHIBA SAMSUNG STORAGE TECHNOLOGY KOREA CORPORATION,
`Patent Owner
`_______________
`
`Case IPR2015-01653
`Patent RE43,106
`_______________
`
`PETITIONER EXHIBIT LIST
`(as of July 15, 2016)
`
`
`
`
`

`
`Case IPR2015-01653
`Patent RE43,106
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, Virginia 22313–1450
`
`
`Pursuant to 37 C.F.R. § 42.63(e), Petitioners LG Electronics, Inc, and LG
`
`Electronics U.S.A., Inc. (“Petitioner”) hereby furnishes below a current listing of
`
`Petitioner’s Exhibits to the Board and counsel for Patent Owner Toshiba Samsung
`
`Storage Technology Korea Corporation (“Patent Owner”). Petitioner hereby
`
`certifies that copies of the exhibits listed below have been served on counsel for
`
`Patent Owner.
`
`EXHIBIT LIST
`
`Reference
`
`U.S. Patent No. RE43,106 to Yoo et al. (filed Sept. 4, 2007) (issued
`on Jan. 7, 2012) (the “’106 patent”).
`
`U.S. Patent No. 5,696,750 to Katayama (filed Jun. 5, 1996) (issued
`Dec. 9, 1997) (“Katayama”).
`
`“Optical Pick-Up for DVD,” by Shinoda et al., IEEE Transactions on
`Consumer Electronics, Vol. 42, No. 3 (August 1996) (“Shinoda”).
`
`“Impact of Diffractive Optics on the Design of Optical Pick Up,” by
`Lehureau, Proc. SPIE 2783, Micro-Optical Technologies for
`Measurement, Sensors, and Microsystems, 22-29 (August 26, 1996)
`(“Lehureau”).
`
`“Dual Focus Optical Head for 0.6mm and 1.2mm Disks,” by Komma
`et al., SPIE Vol. 2338 Optical Data Storage, 282-288 (1994)
`(“Komma Article”).
`
`2
`
`Ex.
`
`1001
`
`1002
`
`1003
`
`1004
`
`1005
`
`
`
`

`
`Case IPR2015-01653
`Patent RE43,106
`
`Reference
`
`U.S. Patent No. 5,446,565 to Komma et al. (filed Feb. 1, 1994)
`(issued Aug. 29, 1995) (“Komma Patent”).
`
`U.S. Patent No. 5,526,338 to Hasman et al. (filed Mar. 10, 1995)
`(issued Jun. 11, 1996) (“Hasman”).
`
`“Effect of Aberrations and Apodization on the Performance of
`Coherent Optical Systems,” by J.P. Mills and B. J. Thompson, J. Opt.
`Soc. Am. A/Vol. 3, No. 5 (May 1986) (“Mills Article”).
`
`Fundamentals of Optics, by F. Jenkins & H. White, Fourth Edition
`(1976) (“Jenkins & White”).
`
`Handbook of Optics – Devices, Measurements, & Properties Volume
`II, by Michael Bass, Second Edition (1995) (“Bass”).
`
`U.S. Patent No. 5,349,471 to Morris et al. (filed Feb. 16, 1993)
`(issued Sep. 20, 1994) (“Morris”).
`
`Ex.
`
`1006
`
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`
`1012
`
`Declaration of Masud Mansuripur, Ph.D.
`
`1013
`
`Application No. 09/930,964 Preliminary Amendment, June 16, 2003.
`
`1014
`
`Application No. 09/930,964 Non-Final Office Action, June 4, 2004.
`
`1015
`
`Application No. 09/930,964 Amendment, September 1, 2004.
`
`1016
`
`1017
`
`1018
`
`1019
`
`Application No. 09/930,964 Notice of Allowability, November 18,
`2004.
`
`Application No. 11/849,609 Preliminary Amendment, November 7,
`2008.
`
`Application No. 11/849,609 Non-Final Office Action, February 17,
`2011.
`
`Application No. 11/849,609 Notice of Allowance and Fees Due,
`August 30, 2011.
`
`
`
`3
`
`

`
`Case IPR2015-01653
`Patent RE43,106
`
`Reference
`
`U.S. Patent No. 6,556,990 to Kajiyama et al. (PCT filed Sept. 1997)
`(Issued April 22, 2003) (“Kajiyama”).
`
`Ex.
`
`1020
`
`1021
`
`Deposition Transcript of Michael S. Lebby, Ph.D., June 30, 2016.
`
`1022
`
`Cuozzo Speed Technologies, LLC v. Lee, 2016 U.S. LEXIS 3927, 579
`U.S. __ (U.S. June 20, 2016).
`
`
`
`Respectfully submitted,
`
`
` / Brian A. Tollefson /
`By:
`
`Date: July 15, 2016
`Brian A. Tollefson, Reg. No. 46,338
`
`
`
`
`
`Soumya P. Panda, Reg. No. 60,447
`
`
`
`
`
`Michael V. Battaglia, Reg. No. 64,932
`
`
`
`
`
`Michael H. Jones, Pro Hac Vice
`
`
`
`
`
`ROTHWELL, FIGG, ERNST &
`
`
`
`
`
` MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`Phone: 202-783-6040
`Facsimile: 202-783-6031
`
`
`
`
`
`
`
`Counsel for Petitioners
`LG Electronics, Inc. and
`LG Electronics U.S.A.
`
`
`
`4
`
`

`
`Case IPR2015-01653
`Patent RE43,106
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that on this 15th day of July, 2016, a true and correct copy of
`
`the foregoing PETITIONER EXHIBIT LIST was served, via electronic mail upon
`
`the following counsel for Patent Owner Toshiba Samsung Storage Technology
`
`Korea Corporation:
`
`Joseph A. Rhoa, Esq.
`Jonathan A. Roberts, Esq.
`Nixon & Vanderhye, PC
`901 North Glebe Road, 11th Floor
`Arlington, VA 22203-1808
`Telephone: 703-816-4000
`Facsimile: 703-816-4100
`Emails: jar@nixonvan.com
`jr@nixonvan.com
`
`
`
`
`
`5
`
`/ Erik van Leeuwen /
`Erik van Leeuwen
`Litigation Operations Coordinator
`Rothwell, Figg, Ernst & Manbeck, P.C.

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