`________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`________________
`
`NISSAN NORTH AMERICA, INC.
`Petitioner,
`v.
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`Patent Owner
`________________
`
`
`
`Case IPR2015-01645
`Patent 7,397,363
`________________
`
`
`
`PATENT OWNER’S RESPONSE TO PETITION
`FOR INTER PARTES REVIEW UNDER 37 C.F.R. § 42.107
`
`
`
`
`
`
`
`
`
`Patent Owner’s Response to Petition
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2015-01645
`Patent 7,397,363
`
`TABLE OF CONTENTS
`
`
`
`I. INTRODUCTION ............................................................................................... 1
`
`Page
`
`
`II. BACKGROUND ................................................................................................. 2
`
` A. Overview of the ‘363 Patent .......................................................................... 2
`
` B. Prosecution History of the ‘363 Patent .......................................................... 3
`
` 1. Original prosecution ................................................................................... 3
`
` 2. Reexamination of the ‘363 Patent .............................................................. 3
`
` C. Exemplary Claim ............................................................................................ 4
`
`
`
`
`
`III. CLAIM CONSTRUCTION ............................................................................... 6
`
` A. Legal Standards .............................................................................................. 6
`
` B. “interface device” ........................................................................................... 9
`
` C. “processing device” ...................................................................................... 10
`
` D. “first signal,” “second signal,” and “third signal” ....................................... 11
`
`
`
`
`
`
`
` E. “the first processing device determines whether an action or an
` operation associated with information contained in the second
` signal, to at least one of activate, de-activate, disable, re-enable,
` and control an operation of, the at least one of a vehicle system,
` a vehicle equipment system, a vehicle component, a vehicle
`
`
`i i
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
` device, a vehicle equipment, and a vehicle appliance, is an
` authorized or an allowed action or an authorized or an allowed
` operation” ..................................................................................................... 12
`
`IV. DAVID McNAMARA’S DECLARATION IS FUNDAMENTALLY
` FLAWED ......................................................................................................... 14
`
`
`
` A. Mr. McNamara Did Not Review the Materials Required to Properly Reach
` His Conclusions and Opinions ..................................................................... 14
`
`
`
` B. David McNamara has an Erroneous Understanding of the Standards to Use
` in Construing Patent Claims ........................................................................ 15
`
`
`
` C. David McNamara Testimony Should Be Given Little or No Weight .......... 17
`
` A. Ground 1 is Deficient ................................................................................... 17
`
` 1. Frossard fails to teach the “first processing device” of claim 21 ............ 18
`
`
`V. RESPONSE TO PROPOSED GROUNDS OF INVALIDITY ........................ 17
`
`
`
`
`
`
`
` 2. Frossard fails to disclose the “A to B to C” control system of claim
` 21............................................................................................................. 22
`
`
`
` 3. The combination of Frossard and Spaur fails to render obvious the
` subject matter of claims 21, 22, 24 and 25 ............................................. 25
`
`
`
` B. Ground 2 is Deficient ................................................................................... 27
`
` C. Ground 3 is Deficient ................................................................................... 30
`
`
`
`
`
` D. Ground 4 is Deficient ................................................................................... 30
`
` 1. Johnson fails to teach the “first processing device” and “second
` processing device” of claim 21 ................................................................ 31
`
`
`
`ii ii
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
` 2. Rossmann fails to remedy the deficiencies in Johnson ............................ 36
`
` 3. The combination of Johnson and Rossmann fails to render obvious the
` subject matter of claims 21, 22, 24, 25, 29 and 36 .................................. 39
`
`VII. CONCLUSION .............................................................................................. 39
`
`
`
`
`
`iii iii
`
`
`
`
`
`
`
`
`
`
`Patent Owner’s Response to Petition
`
`
`
`
`
`
`
`
`
`
`LIST OF EXHIBITS
`
`Case IPR2015-01645
`Patent 7,397,363
`
`Exhibit
`
`EX2001
`
`Description
`“Supplement to the Remarks for the Amendment filed on October 24,
`2007” filed on November 23, 2007 during prosecution of the patent
`application that issued as related U.S. Patent No. 7,397,363
`EX2002 Notice of Intent to Issue Ex Parte Reexamination Certificate
`“Petition for Inter Partes Review Under 35 U.S.C. §§ 311-319 and 37
`EX2003
`C.F.R. § 42.100 Et Seq.” filed by Nissan North America, Inc.
`EX2004 Declaration of Steven W. Ritcheson
`August 26, 2015 Opinion and Order Construing Disputed Claim Terms
`in the matter of JCMS v. Chrysler Group LLC, Case No. 13-cv-13957
`(E.D. Mich.)
`EX2006 Transcript of March 15, 2016 Deposition of David McNamara
`EX2007 Transcript of March 16, 2016 Deposition of David McNamara
`“The Internet Report,” Morgan Stanley Global Technology Group,
`EX2008
`February 1996.
`
`
`
`iv iv
`
`EX2005
`
`
`
`
`
`
`
`Patent Owner’s Response to Petition
`
`
`
`
`
`
`
`I.
`INTRODUCTION
`
`
`
`
`
`
`
`
`
`
`Case IPR2015-01645
`Patent 7,397,363
`
`
`
`In response to the Petition for Inter Partes Review (“Petition”) filed by
`
`Petitioner, the Board has instituted inter partes review (Paper 11, the “Decision”)
`
`of claims 21, 22, 24, 25, 29 and 36 (“Challenged Claims”) of U.S. Patent No.
`
`7,397,363 (“the ‘363 Patent”) based on the following grounds:
`
`Ground
`1
`
`2
`3
`4
`
`Claims
`21, 22, 24 and
`25
`29
`36
`21, 22, 24, 25,
`29 and 36
`
`Proposed Rejections
`obvious over Frossard in view of Spaur
`
`obvious over Frossard in view of Spaur and
`Simms
`obvious over Frossard in view of Pagliaroli
`obvious over Johnson in view of Rossmann
`
`The four proposed grounds of rejection are substantively flawed, in that
`
`
`
`none of the cited references disclose, teach, or suggest, important properly
`
`construed claim limitations. For example, none of the cited references teach an
`
`“A to B to C” control system/method, as required by the Challenged Claims, and
`
`as will be explained in more detail below.
`
`
`
`Further, as will be discussed below, it became apparent during cross-
`
`examination that Petitioner’s expert, David McNamara: (1) did not review the
`
`materials required to properly reach his conclusions and opinions; and (2) has an
`
`
`
`1 1
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`erroneous understanding of the proper standards to use in construing patent
`
`claims. For at least these reasons, the Board should give Mr. McNamara’s
`
`testimony little or no weight.
`
`
`
`Accordingly, Joao Control & Monitoring Systems, LLC (“JCMS” or
`
`“Patent Owner”) submits this Response to Petitioner’s Petition and the Board’s
`
`Decision.
`
`II. BACKGROUND
`
`
`
`
`A. Overview of the ‘363 Patent
`
`The ‘363 Patent is directed to a novel and unconventional system for, inter
`
`alia, remotely-controlling and/or monitoring systems located at vehicles and
`
`premises. EX1001 at 26. The Challenged Claims are directed to a specially
`
`assembled and programmed distributed control and monitoring system for
`
`vehicles, wherein control functions for a vehicle or for a vehicle system, vehicle
`
`equipment system, vehicle component, vehicle device, vehicle equipment, or
`
`vehicle appliance, of a vehicle, can be distributed among three separate and
`
`distinct processing devices, each of which can generate or transmit a separate and
`
`distinct signal in order to control a separate fourth device of or at the vehicle,
`
`
`
`2 2
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`which is the respective vehicle system, vehicle equipment system, vehicle
`
`component, vehicle device, vehicle equipment, or vehicle appliance.
`
`
`
`
`
`
`
`B.
`
`Prosecution History of the ‘363 Patent
`
`
`
`1.
`
`Original prosecution
`
`The U.S. Patent Application that issued as the ‘363 Patent was filed on
`
`September 16, 2002. EX1001. The ‘363 Patent issued on July 8, 2008. Id.
`
`
`
`During prosecution, the Applicant chose to be his own lexicographer and
`
`provided explicit definitions for various terms, including “processing device,”
`
`“remote” and “located at,” in “Supplement to the Remarks for the Amendment
`
`filed on October 24, 2007” filed on November 23, 2007 during prosecution of the
`
`patent application that issued as the ‘363 patent (see EX2001, hereinafter “First
`
`Remarks”).
`
`
`
`
`
`
`
`2.
`
`Reexamination of the ‘363 Patent
`
`Ex Parte Reexamination Control No. 90/013,303 (hereinafter “the ‘363
`
`Reexam”) was requested by a third party on July 21, 2014, challenging claim 21
`
`of the ‘363 Patent. Reexamination was ordered on September 17, 2014.
`
`
`
`3 3
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`The Examiner issued a Notice of Intent to Issue Ex Parte Reexamination
`
`
`Certificate on July 29, 2105 (EX2002, hereinafter “Notice”), in which original
`
`claim 21 was confirmed as patentable over the prior art of record.
`
`
`
`
`
`C.
`
`Exemplary Claim
`
`Claim 21 is the only independent claim being challenged. It is reproduced
`
`below:
`
`
`
`21. An apparatus, comprising:
`
`
`
`a first processing device, wherein the first processing device at least
`
`one of generates a first signal and transmits a first signal for at least one of
`
`activating, deactivating, disabling, re-enabling, and controlling an operation of, at
`
`least one of a vehicle system, a vehicle equipment system, a vehicle component, a
`
`vehicle device, a vehicle equipment, and a vehicle appliance, of or located at a
`
`vehicle, wherein the first processing device is associated with a web site, and
`
`further wherein the first processing device is located at a location remote from
`
`the vehicle,
`
`
`
`wherein the first processing device at least one of generates the first
`
`signal and transmits the first signal in response to a second signal, wherein the
`
`second signal is a at least one of generated by a second processing device and
`
`
`
`4 4
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`transmitted from a second processing device, wherein the second processing
`
`device is located at a location which is remote from the first processing device
`
`and remote from the vehicle, wherein the first processing device determines
`
`whether an action or an operation associated with information contained in the
`
`second signal, to at least one of activate, de-activate, disable re-enable, and
`
`control an operation of, the at least one of a vehicle system, a vehicle equipment
`
`system, a vehicle component, a vehicle device, a vehicle equipment, and a
`
`vehicle appliance, is an authorized or an allowed action or an authorized or an
`
`allowed operation, and further wherein the first processing device at least one of
`
`generates the first signal and transmits the first signal to a third processing device
`
`if the action or the operation is determined to be an authorized or an allowed
`
`action or an authorized or an allowed operation, wherein the third processing
`
`device is located at the vehicle,
`
`
`
`wherein the second signal is transmitted to the first processing
`
`device via, on, or over, at least one of the Internet and the World Wide Web, and
`
`further wherein the second signal is automatically received by the first processing
`
`device, wherein the first signal is transmitted to and automatically received by the
`
`third processing device, wherein the third processing device at least one of
`
`
`
`5 5
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`generates a third signal and transmits a third signal for at least one of activating,
`
`de-activating, disabling, re-enabling, and controlling an operation of, the at least
`
`one of a vehicle system, a vehicle equipment system, a vehicle component, a
`
`vehicle device, a vehicle equipment, and a vehicle appliance, in response to the
`
`first signal.
`
`III. CLAIM CONSTRUCTION
`
`Legal Standards
`A.
`The Board concluded that the term of the ‘363 Patent will expire prior to
`
`
`
`the end of the one-year period allotted for an inter partes review, and thus the
`
`Board is treating the ‘363 Patent as expired for purposes of claim interpretation.
`
`Decision at 6. Claim terms in an expired patent are generally given their
`
`“ordinary and customary meaning” as understood by a person of ordinary skill in
`
`the art in question at the time of the invention. Phillips v. AWH Corp., 415 F.3d
`
`1303,1327 (Fed. Cir. 2005).
`
`
`
`However, it is important to note that the Manual of Patent Examining
`
`Procedure (MPEP) and controlling case law make it clear that the determination
`
`of the ordinary and customary meaning of a term or phrase does not occur in a
`
`vacuum, but instead it must be made in light of the patent’s specification and the
`
`
`
`6 6
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`intrinsic evidence. MPEP §2111.01 is clear and unequivocal on this point. The
`
`pertinent portion of the MPEP §2111.01 recites:
`
`The ordinary and customary meaning of a term may be
`
`evidenced by a variety of sources, including “the words
`
`of
`
`the claims
`
`themselves,
`
`the remainder of
`
`the
`
`specification, the prosecution history, and extrinsic
`
`evidence concerning relevant scientific principles, the
`
`meaning of technical terms, and the state of the art.”
`
`Phillips v. AWH Corp., 415 F.3d at 1314, 75 USPQ2d
`
`at 1327. If extrinsic reference sources, such as
`
`dictionaries, evidence more than one definition for the
`
`term, the intrinsic record must be consulted to identify
`
`which of the different possible definitions is most
`
`consistent with Applicant’s use of the terms. Brookhill-
`
`Wilk 1, 334 F.3d at 1300, 67 USPQ2d at 1137; see also
`
`Renishaw PLC v. Marposs Societa' per Azioni, 158
`
`F.3d 1243, 1250, 48 USPQ2d 1117, 1122 (Fed. Cir.
`
`1998) (“Where there are several common meanings for
`
`
`
`7 7
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`a claim term, the patent disclosure serves to point away
`
`from the improper meanings and toward the proper
`
`meanings.”) and Vitronics Corp. v. Conceptronic Inc.,
`
`90 F.3d 1576, 1583, 39 USPQ2d 1573, 1577 (Fed. Cir.
`
`1996) (construing the term “solder reflow temperature”
`
`to mean “peak reflow temperature” of solder rather than
`
`the “liquidus temperature” of solder in order to remain
`
`consistent with the specification.). (Emphasis added).
`
`
`
`“[A] patentee may choose to be his own lexicographer” and assign special
`
`definitions to the words in the claim, as long as those definitions are clearly
`
`stated in the patent specification or file history. Vitronics Corp. v. Conceptronic,
`
`Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996) (citing Hoechst Celanese Corp. v. BP
`
`Chems. Ltd., 78 F.3d 1575, 1578 (Fed. Cir. 1996)). Therefore, “it is always
`
`necessary to review the specification to determine whether the inventor has used
`
`any terms in a manner inconsistent with their ordinary meaning. The
`
`specification acts as a dictionary when it expressly defines terms used in the
`
`claims or when it defines terms by implication.” Id. Because the specification
`
`must contain a description sufficient to those of ordinary skill in the art to make
`
`
`
`8 8
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`and use the invention, the specification “is the single best guide to the meaning of
`
`a disputed claim term.” Id.
`
`
`
`The prosecution history of the patent is also important to a proper claim
`
`construction. As a complete record of proceedings before the U.S. Patent and
`
`Trademark Office, it may contain representations made by the applicant
`
`regarding the scope of the claims. Vitronics, 90 F.3d at 1582. “The patentee is
`
`bound by representations made and actions that were taken in order to obtain the
`
`patent.” Phillips, 415 F.3d at 1317 (quoting Chimie v. PPG Indus., Inc., 402 F.3d
`
`1371, 1384 (Fed. Cir. 2005)). The prosecution history limits the meaning of
`
`claim terms “so as to exclude any interpretation that was disclaimed during
`
`prosecution.” Southwall, 54 F.3d at 1576. Prior art, some of which may be
`
`contained in the file history, is also important because a valid claim cannot read
`
`on, or cover within its scope, what is disclosed in the prior art. See General
`
`American Transportation Corp. v. Cryo-Trans, Inc., 93 F.3d 766, 771 (Fed. Cir.
`
`1996).
`
`B.
`
`“interface device”
`
`
`
`
`
`9 9
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`
`Petitioner offered a construction for this term in a petition Petitioner filed
`
`in related Inter Partes Review No. IPR2015-01509 (see EX2003, hereinafter “the
`
`‘1509 Petition”).
`
`
`
`In the ‘1509 Petition, Petitioner’s proposed construction for “interface
`
`device” is “a device that allows components connected via the interface
`
`device to work together.” EX2003 at 14-15. Patent Owner agreed with this
`
`proposed construction, and submits that this construction is useful in the present
`
`proceedings to distinguish a “processing device” from an “interface device.”
`
`C.
`
`“processing device”
`
`The term “processing device” appears in independent claim 21 and its
`
`
`
`
`
`construction is necessary to interpret the meaning of the claims. Petitioner has
`
`offered no construction for this key term.
`
`
`
`As discussed supra, Applicant chose to be his own lexicographer and
`
`provided an explicit definition for the term “processing device” in the First
`
`Remarks. EX2001 at 9-10. Accordingly, the term “processing device” should be
`
`construed as “a device or a computer, or that part of a device or a computer,
`
`which performs an operation, an action, or a function, or which performs a
`
`number of operations, actions, or functions.” This proposed construction is
`
`
`
`10 10
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`consistent with Applicant’s definition of the term “processing device” in the First
`
`Remarks, and is also supported by and is consistent with the Specification of the
`
`‘363 Patent, including the written description, the drawings and the claims.
`
`D.
`
`“first signal,” “second signal,” and “third signal”
`
`JCMS respectfully submits that construction of these terms is necessary at
`
`
`
`
`
`this time, as will become apparent below.
`
`
`
`In litigation involving the ‘363 Patent, the U.S. District Court for the
`
`Eastern District of Michigan issued an Opinion and Order Construing Disputed
`
`Claim Terms in which they construed the terms “first signal,” “second signal,”
`
`and “third signal” as follows:
`
`“The Court does, however, find that Defendant’s
`
`proposed alternative constructions are consistent with
`
`the normal understanding of the claim terms. In fact,
`
`the parties agree that the “first signal” is a signal sent
`
`by the first device, the “second signal” is sent by the
`
`second device, and the “third signal” is sent by the
`
`third device.” EX2005 at 23. (emphasis added).
`
`
`
`11 11
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`JCMS respectfully submits that, for purposes of this proceeding, these
`
`constructions should be adopted, as they are required to evaluate the merits of
`
`Petitioner’s arguments, namely:
`
`• “first signal” is “a signal sent by a first device”
`
` •
`
` “second signal” is “a signal sent by a second
` device”
`
` •
`
` “third signal” is “a signal sent by a third
` device”
`
`
`
`E.
`
`“the first processing device determines whether an action or an
`
` operation associated with information contained in the second
`
` signal, to at least one of activate, de-activate, disable, re-enable,
`
` and control an operation of, the at least one of a vehicle system,
`
` a vehicle equipment system, a vehicle component, a vehicle
`
` device, a vehicle equipment, and a vehicle appliance, is an
`
` authorized or an allowed action or an authorized or an allowed
`
` operation”
`
`The phrase appears in independent claim 21, and Petitioner has proposed
`
`the following construction: “the first processing device determines whether an
`
`action or an operation associated with information contained in the second
`
`
`
`12 12
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`signal is allowed or authorized, wherein the action or operation is to at least
`
`one of activate, de-activate, disable, re-enable, and control an operation of,
`
`the at least one of a vehicle system, a vehicle equipment system, a vehicle
`
`component, a vehicle device, a vehicle equipment, and a vehicle appliance.”
`
`Paper 3 at 9.
`
`However, Petitioner goes on to state that “[t]his construction emphasizes
`
`that the action or operation is what activates, deactivates, disables, re-enables, or
`
`controls.” Id. (emphasis in original). This is a misleading statement. Patent
`
`Owner submits that the “action” or “operation” is not “what activates,
`
`deactivates, disables, re-enables, or controls.” Rather, the “action” or “operation”
`
`being allowed or authorized is the so-called action or operation of activating, de-
`
`activating, disabling, re-enabling, or controlling an operation of . . . ,” which is
`
`performed by the third processing device as the result of the third processing
`
`device generating or transmitting the third signal.
`
`Accordingly, Patent Owner agrees with Petitioner’s construction only to
`
`the extent that it means that the “action” or “operation” being “authorized” or
`
`“allowed” is the action or the operation “to at least one of activate, de-activate,
`
`disable, re-enable, and control an operation of, the at least one of a vehicle
`
`
`
`13 13
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`system, a vehicle equipment system, a vehicle component, a vehicle device, a
`
`vehicle equipment, and a vehicle appliance . . . ,” which is performed by the third
`
`processing device as the result of the third processing device generating or
`
`transmitting the third signal.
`
`IV. DAVID McNAMARA’S DECLARATION IS FUNDAMENTALLY
` FLAWED
`
`A. Mr. McNamara did not Review the Materials Required to
`
` Properly Reach his Conclusions and Opinions
`
`
`
`During David McNamara’s cross-examination, it became apparent that Mr.
`
`McNamara had not reviewed the materials required for him to properly reach his
`
`conclusions and opinions. In his Declaration, Mr. McNamara indicated that he
`
`“read” the prosecution history of the ‘363 Patent, as is required in order to
`
`properly construe the claims. EX1003 at ¶ 13. Yet, during cross-examination, Mr.
`
`McNamara testified that, in fact, he did not review the prosecution history of the
`
`‘363 Patent, as evidenced by the following exchange:
`
`EX2006 at 153
`
`Q: You have testified previously, I think, that you did
` not review the prosecution histories for the four
` JCMS patents at issue correct?
`
`A: That’s correct.
`
`
`
`14 14
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`Q: Is it necessarily true, then, that you, in reaching the
` conclusions or opinions expressed in Exhibits 1
` through 4, you did not apply the, any definitions that
` may have been provided by Mr. Joao during
` prosecution of those patents, correct?
`
`A: That’s correct.
`
` B. David McNamara has an Erroneous Understanding of the
`
` Standards to Use in Construing Patent Claims
`
`
`
`Mr. McNamara is not at all versed in the proper standards to use when
`
`construing patent claims. For example, Mr. McNamara admitted during cross-
`
`examination that he used the wrong standard when construing the Challenged
`
`Claims in the present IPR, as evidenced by the following exchange:
`
`EX2006 at 151-152
`
`Q: . . . With respect to the '363 patent, if you turn
` to that declaration which should be Exhibit 4,
` you have Paragraph 9 that the, you identify
` the claim construction, or the, it states the
` following, "The claim of an unexpired patent
` is to be given the broadest reasonable
` construction in light of the specification of the
` patent in which it appears, which is what I
` have done when performing my analysis in
` this declaration." Do you see that?
`
`A: Which paragraph are we reading?
`
`
`
`Q: I am at paragraph 9 of Exhibit 4?
`
`
`15 15
`
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2015-01645
`Patent 7,397,363
`
`Patent Owner’s Response to Petition
`
`
`
`
`
`
`
`. . .
`
`Q: Okay. Are you aware that the PTAB has indicated or
` stated that that is, in fact, the wrong standard for the
` ‘363 patent and that, in fact, the standard is the
` standard that you articulated in the, for example, in
` Exhibit 1?
`
`
`
`
`A: I’m recently aware of that, yes.
`
`Q: Okay. How does the use of the wrong claim
` construction standard affect your opinions in this
` case?
`
`A: I don't think I used the wrong standard because I used
` the same standard through all of the four patents. I
` used the one of ordinary and customary
` understanding. (emphasis added)
`
`Q: Is that notwithstanding the fact that you say in
` Paragraph 9 that you used a different standard? Is that
` incorrect?
`
`A: Well, I think that the, put it this way, I can’t
` personally differentiate between broadest and
` ordinary and customary. I guess that is the simple
` answer. (emphasis added).
`
`
`
`Thus, by Mr. McNamara’s own testimony, he admitted that he cannot tell
`
`the difference between the standards used to construe claims in expired and
`
`unexpired patents, and so he simply uses the same standard regardless of whether
`
`the patent is expired or not. Specifically, Mr. McNamara testified that he uses the
`
`
`
`16 16
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`“plain and ordinary meaning” standard for all patents, although, given his
`
`testimony, it is not clear that he even knows what this standard is or should be.
`
`C. David McNamara’s Testimony Should Be Given Little or No
`
` Weight
`
`
`
`The Board should give Mr. McNamara’s testimony little or no weight
`
`because, as discussed in detail above: (1) despite his statements in his sworn
`
`Declaration to the contrary, he did not even review the materials required to
`
`properly reach his conclusions and opinions; and (2) he has an erroneous
`
`understanding of the proper standards to use in construing patent claims.
`
`V. RESPONSE TO PROPOSED GROUNDS OF INVALIDITY
`
`
`
`
`
`A. Ground 1 is Deficient
`
`Ground 1 alleges that claims 21, 22, 24 and 25 are obvious over Frossard
`
`in view of Spaur. However, Patent Owner respectfully submits that the asserted
`
`combination of Frossard and Spaur fails to disclose, teach, or suggest, every
`
`claimed element and feature of claims 21, 22, 24 and 25 when the claim elements
`
`are properly construed.
`
`At the outset, JCMS disagrees with the Petitioner’s interpretation of
`
`“processing device” that would allow the receiver/decoder circuits 4 of Frossard
`
`to serve as the “third processing device” of claim 21. Patent Owner maintains
`
`
`17 17
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`that the receiver/decoder circuits 4 of Frossard are merely an interface device as
`
`taught by the specification of the ‘363 Patent, and not a “processing device.”
`
`Petitioner’s arguments and the constructions and interpretations that have been
`
`adopted by the Board, notwithstanding, Petitioner’s arguments with respect to
`
`Frossard still fail with regards independent claim 21.
`
`
`
`
`
`1.
`
`Frossard fails to teach the “first processing device” of claim
`
` 21
`
`
`
`As discussed supra, Claim 21 recites, inter alia, “a first processing device
`
`[that] is associated with a web site” and that “is located at a location remote
`
`from the vehicle.” (emphasis added). Claim 21 also recites a “second processing
`
`device . . . located at a location which is remote from the first processing device
`
`and remote from the vehicle” that transmits a “second signal . . . to the first
`
`processing device via, on, or over, at least one of the Internet and the World Wide
`
`Web.” The “first processing device,” in turn, transmits a “first signal” to a “third
`
`processing device” that is located at the vehicle.
`
`
`
`Thus, the apparatus of claim 21 is an “A to B to C” system. Critically, the
`
`claimed “first processing device” is the intermediate processing device in this “A
`
`to B to C” system. This intermediate processing device (“first processing device”)
`
`
`
`18 18
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`sends a signal (“first signal”) to the final processing device in the chain (“third
`
`processing device”) in response to a signal (“second signal”) from another
`
`processing device (“second processing device”). It is the claimed intermediate
`
`device (“first processing device”) that is required to be “associated with a web
`
`site.”
`
`
`
`Petitioner looks to Spaur to remedy the fact that Frossard does not disclose,
`
`teach, or suggest, a “first processing device” that is “associated with a web site,”
`
`as claim 21 requires. In its Decision, the Board stated:
`
`“Petitioner points to the computer terminal at the ‘remote
`
`site’ (not the vehicle) that has a “world wide web browser.”
`
`Pet. 14, 15 (citing EX. 1016, 1:7-8, 5:40-6:22, Fig. 1, 2:25-
`
`34, Ex. 1003, 46). Thus, we agree that Spaur teaches a
`
`computer terminal at a remote site (remote from the vehicle)
`
`that includes a web browser. Id. At 15. Petitioner argues that
`
`one of ordinary skill in the art would understand that Spaur
`
`discloses using a web site at the remote site. Id. (citing Ex.
`
`1003, 46).” Decision at 12. (citations in original).
`
`
`
`19 19
`
`
`
`Case IPR2015-01645
`
`
`
`Patent Owner’s Response to Petition
`Patent 7,397,363
`
`
`
`
`
`
`
`
`
`
`
`However, the “World Wide Web Browser” present on the computer
`
`terminal of Spaur simply means that it can access a web site that is hosted at
`
`some remote web server. In fact, it accesses a web server that is hosted at the
`
`controller 30, which is located at the vehicle.
`
`
`
`Indeed, the only device in Spaur that is “associated with a web site” is the
`
`controller 30, which is shown in Figure 2 of Spaur as including a web server 102.
`
`See EX1016 at Figure 2 and Col. 8, lines 24-45. However, Spaur clearly and
`
`unequivocally teaches that the controller 30, and the web server, must be located
`
`at the vehicle. For example, Spaur specifically states:
`
`“The wireless device 18 bi-directionally communicates with
`
`a controller 30 contained in the vehicle through a network
`
`protocol converter 26 using a wireless device interface 22 . .
`
`. [i]n the embodiment to be described in greater detail
`
`herein, the network protocol converter 26 includes a TCP/IP
`
`stack which can be part of the cont