`IPR2015-01584
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________
`
`TCL CORPORATION, TCL COMMUNICATION TECHNOLOGY
`HOLDINGS LTD., TCT MOBILE LIMITED, TCT MOBILE INC.,
`and TCT MOBILE (US), INC.,
`Petitioners,
`
`v.
`
`TELEFONAKTIEBOLAGET LM ERICSSON,
`Patent Owner.
`__________
`
`Case IPR2015-01584
`Patent 6,029,052
`__________
`
`
`
`Before BENJAMIN D. M. WOOD, PATRICK R. SCANLON, and
`BARBARA A. BENOIT, Administrative Patent Judges.
`
`
`
`
`
`
`PETITIONERS’ CURRENT EXHIBIT LIST
`
`
`
`
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`-1-
`
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`SMRH:475592609.1
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`
`
`IPR2015-01584 / TCL vs. Ericsson
`Ericsson Exhibit 2003 / Page 1 of 11
`
`
`
`Inter Partes Review of US Patent No. 6,029,052
`IPR2015-01584
`
`CURRENT EXHIBIT LIST
`
`Description
`U.S. Patent No. 6,029,052 to Isberg et
`al.
`Complaint, TCL Commc’n Tech.
`Holdings, Ltd. et al v. Ericsson Inc. et
`al.
`Second Amended Complaint, TCL
`Commc’n Tech. Holdings, Ltd. et al v.
`Ericsson Inc. et al.
`Original Complaint, Ericsson Inc. et al.
`v. TCL Commc’n Tech. Holdings, Ltd.
`et al.
`Ericsson’s Amended Motion for Leave
`to File Amended Complaint to Add
`Patents, Ericsson Inc. et al. v. TCL
`Commc’n Tech. Holdings, Ltd. et al.
`Order, Ericsson Inc. et al. v. TCL
`Commc’n Tech. Holdings, Ltd. et al.
`
`Date
`July 1,
`1997
`Mar. 5,
`2014
`
`June 20,
`2014
`
`June 3,
`2014
`
`Oct. 21,
`2014
`
`Jan. 29,
`2015
`
`Ex. No.
`1001
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`Identifier
`the ’052 Patent
`
`The FRAND
`Action,
`Complaint
`The FRAND
`Action, 2d Am.
`Complaint
`Ericsson v. TCL
`I, Complaint
`
`Ericsson v. TCL
`I, Am. Motion
`to Add Patents
`
`Ericsson v. TCL
`I, Order
`Denying
`Ericsson’s
`Motion
`Ericsson v. TCL
`II Complaint
`
`Original Complaint for Patent
`Infringement, Ericsson Inc. et al. v.
`TCL Commc’n Tech. Holdings, Ltd. et
`al.
`Michael C. Lawton & John D. Waters,
`“The Design of Flexible Receivers for
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`Mobile Technology for the Human
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`64 (April 28–May 1, 1996)
`Dr.-Ing. Habil. Hans-Joachim Jentschel
`et al., “Multimodale Funktelefone,”
`Ingeneiur der Kommunikationstechnik
`46, pp. 33–39 (May/June 1996)
`(Certified English Translation)
`
`Jan. 8,
`2015
`
`May 1,
`1996
`
`Lawton
`
`June
`1996
`
`Jentschel
`
`
`
`
`-2-
`
`
`SMRH:475592609.1
`
`
`
`
`IPR2015-01584 / TCL vs. Ericsson
`Ericsson Exhibit 2003 / Page 2 of 11
`
`
`
`Inter Partes Review of US Patent No. 6,029,052
`IPR2015-01584
`1010
`Dr.-Ing. Habil. Hans-Joachim Jentschel
`et al., “Multimodale Funktelefone,”
`Ingeneiur der Kommunikationstechnik
`46, pp. 33–39 (May/June 1996)
`(Original German)
`Japanese Patent App. Pub. No. H05-
`121947 to Sasaki et al.
`(Certified English Translation)
`Japanese Patent App. Pub. No. H05-
`121947 to Sasaki et al.
`(Original Japanese)
`Japanese Patent App. Pub. No. H05-
`160755 to Sasaki et al.
`(Certified English Translation)
`Japanese Patent App. Pub. No. H05-
`160755 to Sasaki et al.
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`IPR2015-01584 / TCL vs. Ericsson
`Ericsson Exhibit 2003 / Page 3 of 11
`
`
`
`Inter Partes Review of US Patent No. 6,029,052
`IPR2015-01584
`1021
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`
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`
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`
`
`IPR2015-01584 / TCL vs. Ericsson
`Ericsson Exhibit 2003 / Page 4 of 11
`
`
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`
`1029
`
`Inter Partes Review of US Patent No. 6,029,052
`IPR2015-01584
`1027
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`U.S. Patent No. 5,794,159 to Portin
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`1032
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`1033
`
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`
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`
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`
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`
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`
`
`
`
`-5-
`
`
`SMRH:475592609.1
`
`
`
`
`IPR2015-01584 / TCL vs. Ericsson
`Ericsson Exhibit 2003 / Page 5 of 11
`
`
`
`Inter Partes Review of US Patent No. 6,029,052
`IPR2015-01584
`1034
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`Architecture to Multistandard
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`Communications Int’l, Issue 21, pp.
`57–60 (Apr. 1995)
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`Commc’n Devices, Tablet Computs.,
`Media Players, and Televisions, and
`Components Thereof, No. 337-TA-862
`(USITC 2013), Dkt. 519358, Hearing
`Transcript, pp. 2141–2240
`Behzad Razavi, “Challenges in
`Portable RF Transceiver Design,”
`Circuits & Devices Magazine, IEEE,
`Issue 5, pp. 12–25 (Sept. 1996)
`File History of U.S. Patent No.
`6,029,052
`U.S. Patent No. 5,091,921 to Minami
`
`Feb. 22,
`2000
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`1992
`June 9,
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`Oct. 11,
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`
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`al.
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`
`U.S. Patent No. 5,739,730 to Rotzoll
`
`Sept.
`1995
`
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`Duran
`
`Apr.
`1995
`
`Rashidzadeh
`
`Sept. 24,
`2013
`
`Isberg 862
`Cross
`
`Sept.
`1996
`
`Razavi 1996
`
`the ’052 File
`History
`Minami
`
`Meek
`
`The PCT File
`History
`Rotzoll
`
`Lehtinen
`
`1035
`
`1036
`
`1037
`
`1038
`
`1039
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`1040
`
`1041
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`1042
`
`1043
`
`
`
`
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`
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`SMRH:475592609.1
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`
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`IPR2015-01584 / TCL vs. Ericsson
`Ericsson Exhibit 2003 / Page 6 of 11
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`
`
`1045
`
`1046
`
`Inter Partes Review of US Patent No. 6,029,052
`IPR2015-01584
`1044
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`IPR2015-01584 / TCL vs. Ericsson
`Ericsson Exhibit 2003 / Page 7 of 11
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`
`
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`1051
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`
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`IPR2015-01584 / TCL vs. Ericsson
`Ericsson Exhibit 2003 / Page 8 of 11
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`
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`IPR2015-01584
`1205
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`USAlert, LLC, available at
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`j&q=&esrc=s&source=web&cd=2&ca
`d=rja&uact=8&ved=0CCwQFjAB&url
`=http%3A%2F%2Fwww.usalertllc.co
`m%2FAttachment%2FDownloadFile%
`3FdownloadId%3D51&ei=MAmcVdb
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`2015)
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`
`Unfiled Affidavit of Dieter Frank
`
`Unfiled Declaration of Eric K. Gill
`
`Unfiled Declaration of Kristina Grauer
`
`Unfiled Declaration of Philip Isenberg
`
`Unfiled Second Declaration of Behzad Razavi,
`Ph.D.
`Unfiled Declaration of Mark Spahn
`
`Unfiled Declaration of Brian Toth
`
`Unfiled Declaration of Steve Wasserman
`
`May
`2011
`
`Infocomm
`
`July 7,
`2015
`
`USAlert
`
`Feb. 23,
`2016
`Feb. 17,
`2016
`Feb. 23,
`2016
`Feb. 23,
`2016
`Feb. 23,
`2016
`Feb. 19,
`2016
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`2016
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`
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`
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`
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`
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`
`Isenberg Dec.
`
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`
`Spahn Dec.
`
`Toth Dec.
`
`Wasserman
`Dec.
`
`
`
`
`-9-
`
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`SMRH:475592609.1
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`IPR2015-01584 / TCL vs. Ericsson
`Ericsson Exhibit 2003 / Page 9 of 11
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`
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`Inter Partes Review of US Patent No. 6,029,052
`IPR2015-01584
`Unfiled Declaration of Norio Watanabe
`
`
`
`
`
`
`Feb. 19,
`2016
`
`Watanabe Dec.
`
`
`
`
`-10-
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`IPR2015-01584 / TCL vs. Ericsson
`Ericsson Exhibit 2003 / Page 10 of 11
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`Inter Partes Review of US Patent No. 6,029,052
`IPR2015-01584
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`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. §§ 42.6(e) and 42.105(a), the undersigned hereby
`certifies that the foregoing SUPPLEMENTAL EXHIBIT LIST was served in its
`entirety on February 29, 2016, upon the Patent Owner via electronic mail to the
`following address:
`
`W. Todd Baker
`Andrew T. Harry
`Sameer Gokhale
`Lisa Mandrusiak
`Alex Kuo
`
`Oblon, McClelland, Maier & Neustadt, LLP
`1940 Duke Street
`Alexandria, VA 22314
`CPDocketBaker@oblon.com
`CPDocketHarry@oblon.com
`CPDocketGokhale@oblon.com
`CPDocketMandrusiak@oblon.com
`CPDocketKuo@oblon.com
`
`
`
`Dated: February 29, 2016
`
`
`
`
`
`/Stephen S. Korniczky/
`Stephen S. Korniczky (Reg. No. 34,853)
`
`
`
`
`
`
`
`
`-11-
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`IPR2015-01584 / TCL vs. Ericsson
`Ericsson Exhibit 2003 / Page 11 of 11