`
`1111111111111111111111111111111111111111111111111111111111111
`US008729094B2
`
`c12) United States Patent
`Calderari et al.
`
`(JO) Patent No.:
`(45) Date of Patent:
`
`US 8,729,094 B2
`*May 20, 2014
`
`(54) LIQUID PHARMACEUTICAL
`FORMULATIONS O F PALONOSETRON
`
`(71) Applicauts:Helsinn Healthcare SA, Lugano (CH);
`Roche Palo Alto LLC, Palo Alto, CA
`(US); Simone Macciocchi, Mel ide (CH);
`G iulio M acciocchi, Breganzona (CH)
`
`(72) Jnventors: G iorgio Calderari, Rancate (CH);
`Daniele Bonadeo, Casalzuigno (IT);
`Roberta CanneiJa, Varese (IT); Alberto
`Macciocchi, Melide (CH); Andrew
`Miksztal, Palo .t\lto, CA (US); Thomas
`Malefyt, Carmel VaJiey, CA (US);
`Kathleen M Lee, Palo Alto, CA (US)
`
`(73) Assignees: Elelsinn Bealthcare SA,
`Pambio-Noranco (CH); Roche Palo Alto
`LLC, Palo Alto, CA (US)
`
`( *) Notice:
`
`Subject to any disclaimer, the term of this
`patent is extended or adjusted under 35
`U.S.C. 154(b) by 0 days.
`This patent is subject to a terminal dis-
`claimer.
`
`(21) Appl. No.: 13/902,132
`
`(22) Filed:
`
`May24, 2013
`
`(65)
`
`Prior Publication Data
`Oct. 3, 2013
`US 2013/0261 150AJ
`
`Related U.S. Application Data
`(63) Continuation of application No. 13/901,437, filed on
`May 23, 2013, now Pat. No. 8,598,219, which is a
`continuation-in-part of application No. 13/087,012,
`filed on Apr. 14, 201 1, now Pat. No. 8,518,981 , which
`is a continuation of application No. 11/186,311, filed
`on Jul. 21 , 2005, now Pat. No. 7,947,724, which is a
`continuation of app Iication No. PCT/EP2004/000888,
`filed on Jan. 30, 2004.
`(60) Provisional application No. 60/444,351 , filed on Jan.
`30,2003.
`
`(51)
`
`(2006.01 )
`
`Int. CI.
`A61K 47100
`(52) U.S. CI.
`USPC .......................................................... 514/296
`(58) F ield of Classification Search
`USPC .......................................................... 514/296
`See application file for complete search history.
`
`(56)
`
`References Cited
`U.S. PATENT DOCUMENTS
`
`4,695,578 A
`4,753,789 A
`4,886,808 A
`4,906,755 A
`4,929,632 A
`4,937,247 A
`
`91.1987 Coates et al.
`6/1988 Tyers et al.
`12/1989 King
`31.1990 Gittos
`51.1990 Tyers et al.
`6/1990 King
`
`5,011,846 A
`5,034,398 A
`5,202,333 A
`5,240,954 A
`5,272,137 A
`5,344,658 A
`5,578,628 A
`5,578,632 A
`5,622,720 A
`5,854,270 A
`5,922,749 A
`5,955,488 A
`6,063,802 A
`6,132,758 A
`6,284,749 Bl
`6,287,592 B1
`6,294,548 B1
`6,699,852 B2
`7,109,339 B2
`7,947,724 B2
`7,947,725 B2
`7,960,424 B2
`8,518,981 B2
`200110020029 AI
`2003/0095926 A I
`2004/0147510 AI ..
`
`4/1991 Gittos et a!.
`7/1991 King
`411993 Berger el al.
`811993 Tyers et a!.
`12/1993 Blase el al.
`9/1994 Collin
`11/1996 Tyers eta!.
`11/1996 Tyers et a!.
`411997 Collin
`12/1998 Gambhir
`7/1999 Tyers eta!.
`911999 Winterborn
`5/2000 Winterbom
`10/2000 Munayyer eta!.
`9/200 I Castillo el: al.
`9/2001 Dickinson
`9/200 I James
`3/2004 Robichaud
`9/2006 Lee el al.
`5/20 I I Calderari el: al.
`5/2011 Calderari et a!.
`6/20 I I Calderari el: al.
`81201 3 Calderari el: al.
`9/200 I James
`5/2003 Dugger, III
`7/2004 LancL1u etal. ........... .... 514/218
`
`FOREJGN PATENT DOCUMENTS
`
`EP wo
`wo
`wo
`wo
`
`0 512 400 A1
`W0-03!00091
`W0-2004045615
`W0-2004067005
`W0-2004703714
`
`4/1992
`12/2003
`6/2004
`8/2004
`9/2004
`
`OTHER PUBLICATIONS
`
`CDER (Clinical Pharmacology and Biopharmaceutics Review (Sep.
`2002).•
`Perez et al. (cancer J. Sci Am. (1998) 4(1):52.*
`R. M. Eg.len et al., '"Pharmacological characterization of RS 25259-
`197, a novel and selective 5-HT3 receptor antagonist, in vivo;• Br. J
`Phannacoloh'Y 114:860-866 (1995).
`Chelly, Jacques et al., Oral RS-25259 Prevents Postoperative Nausea
`and Vomiting Following Laparoscopic Surgery, Anesthesiology,
`1996, vol. 85, No. 3A, p. A21.
`Sorbe, Bengt, 5-HT-3 Receptor Antagonists as Antiemetic Agents in
`Cancer Chemotherapy, extract.ed from Expert Opinion on Investiga-
`tional Dmgs, !996, vol. 5 No. 4, pp. 389-407.
`Gaster, Laramie M. and King, Frank D., Serotonin 5-HD and 5-HT4
`Receptor Antagonists, extracted from Medicinal Research Reviews,
`!997 vol. 17, No.2, pp. !63-214.
`(Continued)
`
`Primary Examiner - Shirley V Gembeh
`(74) Attorney, Agent, or Finn - Clark G. Sullivan;
`Troutman Sanders LLP
`
`(57)
`
`AUSTRACT
`
`The present invention relates to shelf-stable liquid fommla-
`tions of palonosetron for reducing chemotherapy and radio-
`therapy indu
`·
`·
`·
`are particula
`oral liquid m
`
`v.
`Helsinn Healthcare S.A., et al.
`U.S. Patent No. 8,729,094
`Reddy Exhibit 1001
`
`
`
`111111
`
`1111111111111111111111111111111111111111111111111111111111111
`US008729094B2
`
`(.12) United States Patent
`Calderari et al.
`
`(JO) Patent No.:
`(45) Date of Patent:
`
`US 8,729,094 B2
`*May 20, 2014
`
`(54) LIQUID PIIARMACEUTICAL
`FORMULATIONS OF PALONOSF.TRON
`
`(71) Applicants: l:lclsinn l:lcalthcare SA, Lugano (CH);
`Roche Palo Alto LLC, Palo Alto, CA
`(US); S imone Maccioccbi, Mel ide (CH);
`Giulio Macciocchi, Bregaozooa (CH)
`
`(72)
`
`Inventors: G iorgio Calderari, Rancate (CI·I);
`Daniele Bonadco, Casalzuigno (IT);
`Roberta Cannella, Yarese (JT); Alberto
`Macciocchi, Melide (CH); Andrew
`Miksztal, Palo Alto, CA (US); Thomas
`Malefyt, Canuel Valley, CA (US);
`Kathleen M Lee, Palo Alto, CA (US)
`
`(73) Assignees: Helsinn Healthcarc SA,
`Pambio-Noraoco (CH); R oche Palo Alto
`LLC, Palo Alto, CA (US)
`
`( "') Notice:
`
`Subject to any disclaimer, the term oftl:tis
`patent is extended o r adjusted under 35
`U .S.C. 154(b) by 0 days.
`This patent is subject to a terminal dis-
`claimer.
`
`(21) Appl. No.: 13/902,132
`
`(22) Filed:
`
`May 24, 2013
`
`(65)
`
`Prior Publication Data
`
`US 2013/0261 150 AJ
`
`Oct. 3, 2013
`
`Related U.S. Application Da ta
`(63) Continuation of application No. 13/901 ,437, filed oo
`May 23, 2013, now Pat. No. 8,598, 219, wl:tich is a
`continuation-in-part of applicatio n No. 131087,012,
`filed on Apr. 14, 2011, now Pat. No. &,518,981, which
`is a continuation of application No. 111186,311, ft.led
`o n Jul. 2 1, 2005, now Pat. No. 7,947,724, which is a
`continuation of application No. PCT/EP2004/000888,
`filed on Jan. 30, 2004.
`(60) Pmvisional applicarion No. 60/444,351, filed on Jan.
`30, 2003.
`
`(51)
`
`(2006.01)
`
`Int. Ct.
`A6JK 47100
`(52) U.S. CI.
`USPC ........................................................... 514/296
`(58) Field of Classification s~arch
`.......................................................... 514/296
`VSPC
`See applicatio n file for complete search hjstory.
`
`(56)
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`4,695,578 A
`4,753,789 A
`4,886,808 A
`4,906,755 A
`4,929,632 A
`4,937,247 A
`
`911987 Coates el at.
`6/1988 T yers cl al.
`12/1989 King
`3/ 1990 Gittos
`511990 Tyers et at.
`6/ t990 King
`
`5,01 1,846 A
`5,034,398 A
`5,202,333 A
`5,240,954 A
`5,272,137 A
`5.344,658 A
`5,578,628 A
`5,578,632 A
`5,622,720 A
`5,854,270 A
`5,922,749 A
`5,955,488 A
`6,063,802 A
`6.132,758 A
`6,284,749 Bl
`6,287,592 131
`6,294,548 B I
`6,699,852 62
`7,109,339 B2
`7,947, 724 l:l2
`7.947,725 B2
`7.960,424 B2
`8,518,981 62
`200 1100 20029 A 1
`2003/0095926 A I
`2004/01475 10 AI •
`
`4/199t Gittos ct at.
`7/t99t King
`4/t993 Berger et al.
`81l993 Tyers et al.
`12/ I 993 Blase et a!.
`9/ 1994 Collin
`11/ 1996 Tyers el al.
`11/ 1996 Tyers eta!.
`4/ 1997 Collin
`12/1998 Grunbhir
`7/ 1999 Tyers et al.
`9/ 1999 Winterborn
`512000 Winterborn
`I 012000 M unayyer el at.
`91200 I Cal;lillo et at.
`91200 t Dickinson
`91200 t James
`312004 Robichaud
`912006 Lee et al.
`5120 I l Calderari et al.
`5120 II Calderari et a 1.
`6120 t t Calderari er al.
`8120 13 Caldenui el al.
`91200 I James
`512003 Dugger, III
`712004 land.~u et al. ......
`
`POREJGN PATENT DOCUMENTS
`
`EP
`wo
`wo
`WO
`wo
`
`0 512 400 AI
`W0-03100091
`W0.2004045615
`W0-2004067005
`W0-20047037 14
`
`4!1992
`1212003
`6t2004
`8t2004
`9/2004
`
`.... 514/218
`
`OrHER PUBLICATIONS
`
`COER (Clinical Phamlil,ology and Biopbanna~eutics Review (Sep.
`2002).•
`Pef'C'l et at. (cancer J. Sci Am (I 998) 4(1):52•
`R. M. Eglcn cl at., "Pharmacological characterization of RS 25259·
`197, a novel and selective 5-IIT3 receptor antagonist, in vivo," Or. J
`Pharmacology I 14:860-866 (1995).
`Chelly, Ja<:ques et al., Oral RS-25259 J>revents Postopend:ive Nausea
`and Vomiting Following Laparoscopic Surgery, Anesthesiology,
`t996, vot. 85, l\o. 3A, p. A2 1.
`Sorbe, !3engt, 5-HT-3 Receptor Antagonists as Antiemetic Agents in
`Cancer Chemotherapy, extracted from Expert Opinion on lnvestiga·
`tiona! Dmgs, 1996, vol. 5 No. 4, pp. 389-407.
`Gaster, Larrunie M. and King, Frank D., Serotonin 5-HTI and 5 -I IT 4
`Receptor Antagonists, extracted from Medicinal Research Reviews,
`1997 vol. 17, No. 2, pp. 163·214.
`
`(Continued)
`
`Primary Examiner - Shirley V Gcmbeb
`(74) Attorney, Agent, or Firm - Clark G. Sullivan;
`Troutman Sanders LLP
`
`(57)
`
`ABSTRAC T
`
`The present invention rela tes to shelf-stable liquid fonnula-
`tion~ ofp::~lono~elmn for rerlncing chemother!lpy ::~nrl rnrlio-
`therapy induced emesis with palonosetron . The formulations
`arc particularly useful in the preparation of intravenous and
`oral liquid medicaments.
`
`30 C laims, No Drawings
`
`Exh. 1001
`
`
`
`US 8,729,094 B2
`Page2
`
`(56)
`
`l~eferences Cited
`
`OTHER PUBLICATIONS
`
`Tang, Jun et al., " Efficacy of RS-25259, a Novel 5-HT3 Antagonist,
`in the Prevention ofPostop>erntive ause.1 anci Vomiting afTer Major
`Gynecologic Surgery," Anesthesiology, 1997, vol. 85, No.3 suppl. p.
`A329.
`Tang, .Tun et aJ., The Efficllcy ofRS-25259, a T.ong-.'\cting Selective
`5-HT3 Receptor Antagonist, for Preventing Postoperative Nausea
`and Vomiting After Hysterectomy Procedures, Anesthesia and Anal-
`gesia, 1998, vol. 87, pp. 462-467.
`Adis R& D Profile, Palonosetrun RS 25259 197, Dmgs in R&D, Oct.
`1999, vol. 2, No.4, pp. 251-252.
`Pira·ccini Gaia et al., An Interesting 5-HT3 Receptor Antagonist
`Antiemetic for Patients Undergoing Chemotheraphy-based Condi-
`tioning Regimens, Blood, iNov. 16, 2001, vol. 98, No. II, part 2, p.
`350b, abstract No. 5169.
`Stacher, Georg, Palonosetron Helsinn, Current Opinion in Investiga-
`tional Dmgs. Oct. 2002. vol. 3, No. 10, pp 1502-1 507.
`~av.a.ri, Rudolph M., Pathogenesis-Based Trea-trneot of Chemo-
`therapy-Induced Nausea and Vomiting-
`'1\vo New Agents, Journal
`of Supportive Oncology, 2003, vol. 1(2), pp. 89- 103.
`Cbaitow . .1990, 3 pages.
`Opposition Brief filed by Dr. Reddy's Laboratories (UK) Limited,
`opposition to European Patent No. 160 1359 Bl d.1l:ed.lul. 7, 2009.
`Photolytic and oxidative degradation of an antiemetic agent, RG
`129 J 5 (Won C. M. etal.. lnternational Journal of Pharmaceutics J 21.
`95-105 (1995).
`Palonosetron: a phase 11 dose ranging study to assess over a 7 day
`period the single dose phannacokinctic profile of palonosetron in
`patients receiving highly cmctogcnic chcrnolhcrapy. P iraccini ct al.,
`Proc. Am. Soc. Clin. Oncol 2002 21 Abs 449 (2002).
`Formulation and administration techniques to minimize injection
`pain and tissue damage associated with parenteral products. Lany A.
`Gall in tmd C:uol A . Brister Gall in, fmm lnjectabk Drug D...-vdop-
`menl.: Techniques to Reduce Pain and lrritation (Ed ited by Pramod K.
`Gupta and Gayle A. Brazeau; published by lnforma Health Care)
`1999; ISBN 15749.10957, 978.1574910957, p. 40 I-421.
`Parenteral Dosage Fonns. Joanne Broadhead, from Part 11- Early
`dmg development. pharmaceutical preformulation and formulation:
`a practice guide from candidate drug selection to commercial dosage
`form (Eciiteci by Mark Gibson; Publisheci by lnterpharma Press,
`200 I; ISB 15749 11201 , 9 n 15749 1 1206), p. 33 1-353.
`Opposition Brief filed by 'irecnimede Sociedade Tecnico-Medicinal
`S .A. in opposition to European Patent No. 16013591::11, Jul. K, 2009.
`Response brief filed by Helsinn Healthcare S.A. dated Jul. 13, 2007,
`in response to the communication pursuant to Art. 96(2) EPC of Jan.
`3, 2007 regarding Seria.l No. 04 706 657.6-2 123.
`Europe.•tn Patent Office official communication dated Jul. 19, 2006,
`regarding Serial No. 04 706 657 .6.
`Response ofHelsinn Healthcare S.A. dated Nov. 29, 2006, regarding
`EPO official communication date Jul. 19, 2006.
`Lachman et al., The Theory and Practice of Industrial Pharmacy,
`1986, third edition, pp. 652-784.
`Declaration of Valentino J. Stella, I' h.D. dared Sep. 19, 2007.
`Opposition Bricffilcd by Martin Paul White, opposition to European
`Patent No. 160J359 Bl. Jul. 8, 2009.
`Wong et at. (1995), in British Journal ofPhannacology, vol. 114, pp.
`851 -859.
`Cover pageant! pp. 642-644 and 783-784 ofTheThcory ;urd Pra~li~e
`of Industrial Pharmacy, Third Edition. Lea and Febiger (1986).
`Cover page and pp. 514·515 of Modem Pharmaceutics. Second Edi-
`tion, Marcel Dekker ( 1990).
`Cover page and pp. 142- 143 of Pharrmceutical Dosage Forms:
`Parenteral Medications vol. 1, Second Edition, Marcel Dekker
`( 1992).
`:vlirsuo MMsumnro et RL, "Yakl.r7,1igaku Manual", I st edition,
`\lan7n.ncio Co., Ltd. ( 1 9~9) 2 pages.
`:\.iichael J. Pika!, " Freeze Drying", Encyclopedia of Pha.rmaceutical
`Technology, '!bird Edition, Jan. 2007, pp. 1824- ll>25, vol. 3, lnforma
`Pharmaceuticals and Hea1thcare.
`
`Daniele Bonadeo, ··supplemental Declaration of Daniele Honadeo
`Under 37 C .F.R. 1.132", filed in U.S. Appl. No. 1 1/381:,270, Jun. 8,
`2009.
`Kranke et al.. 2007 " Recent advances, trends, and economic consid-
`erations in ... "Expert Opinion Pharmacothetp., 8(18): 3217-3235.
`Morrow et al., 1995, "Progress in reducing nausea and emesis: Com-
`parisons of ondansetron, granisetron, and tropisetron." Cancer, vol.
`76, No. 3 pp. 343-357.
`USPTO Notice of Allowance and Fees Due. U .S. Appl. No.
`JJ/388,270, filed Mar. 24, 2006, Date Mailed Jan. 26, 20 10.
`USPTO Otfice Action, U.S. Appl. No. 111129,839, Date Mailed Jan.
`.1 5, 2010.
`lsraili, Za:fitr H., "Clinical Phannacology ofSerotonin Receptor Type
`(5-HT3) A.ntagonists,'' Cttrr. Med. Chem. Central Nervous System
`Agents, 2001: 1, 17 1-199.
`Barton (Citrate Buffer Calculation) 2000, 2 pages.
`USPTO Office Action, U.S. Appl. ~o. 111201.035, Dare Mailed Aug.
`19, 2009.
`Response of Helsinn Healthcare to opposition of F.P Serial No. 04
`706 657.6, dated Feb. II, 20 10.
`An nex I (Statement of\Valso Mossi, Ph.D.) to Response of Helsinn
`Healthcare to Opposition of EP Serial
`'o 04 706 657.6 dated Feb.
`II, 2010.
`Annex 2 to Response of Helsinn Healthcare to Opposition of EP
`Serial No. 04 706 657.6 dated Feb . .II, 20 10.
`Annex 3 to Response of Helsinn Healthcare to Opposition of EP
`Serial No. 04 706 657.6 dated Feb . .II, 2010.
`Sununary of Product Characteristics for Aloxi 250 (2009).
`Scientific Discussion from the European Public Asses~ment Report
`for Aloxi (Palonoseteron Hydrochloride) 2006.
`6th Edition, Handbook of Phannaceutical E.'<cipic.nts (2009), pp.
`247-250 (RPS Publishing).
`Lewis, Gareth A (2006) 'Optimization Mclhods,' Encyclopedia of
`Pharmace utical Technology, I: I , 2452-2467.
`May 24, 20 I I Para. IV notice fim n Teva Pharmaceuticals re '724 and
`'725 patents.
`May 24, 20 II Para. IV noli~c li·o.rn Sandoz n: '724 and '725 patents.
`May 24, 20 II Para. IV notice from Dr. Reddy's re '724 and '725
`patents.
`Aug. 9, 2011 Para. IV notice froJn Dr. Reddy's re '424 patent.
`Aug. 19. 2011 Para. IV notice from Tcva Pharmaceuticals re '424
`patent.
`Sep. 22, 2011 Para. IV notice from Sandoz re '724, '725 and '424
`patents.
`Jul. S, 20 II Complaint for pMenr infringement (D. N.J . case No.
`11-03962).
`Sep. 23, 2011 Complaint for patent infringement (D. N.J. case No.
`11-5579).
`Aug. 3 1, 2011 Answer and counterclaim of Dr. Reddy's Laborato-
`ries, Ltd. and Dr·. Reddy's Laboratories, Inc. (D. N .J. case No.
`11-03962) .
`Sep. 13, 20 II Sandoz Inc.'s answer to complaint for pa!ent infringe-
`ment and cotmterclaims (D. N .J. case 1\o. 11-03962).
`Sep. 13, 20 I I Teva Pharmaceuticals USA, Inc. and Teva Pharmaceu-
`ticall.ndustries Ltd.'s answer (D. \I.J. case "io . .11 -03962).
`Oct. 5, 20 II Plaintiffs reply to answer and counterclaim of Dr.
`Reddy's L~boratorics, Ltd. and Dr. Reddy Laboratories, Inc. (D. N.J.
`case No. ll-03962).
`Oct. 21, 20 II Plai.ntilfs reply to Sandoz Inc.'s answer to complaint
`for patent infringement and counterclaims (D. N.J . case No.
`11-03962).
`Oct. 24, 201 I Answer and ~ounterdaim of Dr. Reddy's Laboratories,
`Ltd. and Dr. Reddy's Laboratories, Inc. (D. N .J. case No. 11-5579).
`Oct. 24. 20 I I Sandoz Inc.'s answer 10 complaint for panent infringe-
`ment and counterclaims (D. N.J. case "o . 11 -5579) .
`Oct. 27, 20 II O rder consolidaJing the two cases (D. N.J. case No.
`ll-5579).
`Nov. 17, 20 II Plaintiff.~' reply to answer and counterclaim of Dr.
`Recidy's Laboratories, Lr<l. a.nci Dr. Reciciy' s Laboratories, Inc. (D.
`N.J. case No. 11-03962).
`Nov. 17, 201 1 Plaintiffs' reply to Sandoz Inc.'s answer to complaint
`for patent infringement and counterclaims (D. N.J . case No.
`11-03962).
`
`Exh. 1001
`
`
`
`US 8,729,094 B2
`Page3
`
`(56)
`
`l~eferences Cited
`
`OTHER PUBLICATIONS
`
`Dec. 5, 2011 Teva Phannaceuticals USA Inc. And Teva Phannaceu-
`ticals Industries Ltd.'s answer to complaint for patent infringement of
`the '424 patent (D. N.J. case ~o. 11-03962).
`~ay 21, 2012 Defendants' opening claim constnoc tion brief(includ-
`ing exhibits 1-31 ).
`~ay 21, 20 12 Plaintiffs· opening claim <:onstruction brief(in<:luding
`exhibits 1-15).
`Jul. 20, 2012 Defendants' responsive claim constnoction brief
`(including exhibits 1-3).
`Jul. 20, 2012 Plaintiffs' responsive claim constnoetion brief (includ-
`ing iExltibits A and 8).
`Sep. 7. 2012 CourtuanscriptfromSep. 7,2012 Markmanheruingand
`Plaintiff.~· PowerPoinr presentarion (0. N.J. case No. 11-03962).
`Dec. I, 2011 Sandoz Inc.'s invaliclity contentions pursuant to L. Pat.
`R. 3.6(c) (D. N.J. case 1 o. 11-03962).
`Dec. I, 20 1.1 Tcva Pharmaceuticals USA, Inc. and Tcva Pharmaceu-
`tical industries, Ltd.'s invalidity contentions, pursuant to L. Pat. R.
`3.6(cXD. ~.J. case '-.'o. 11-03962).
`Dec. I, 20 II Dr. Reddy's Laboratories, Ltd.'s and Dr. Reddy's Labo-
`mto~ies, Inc.'s invalidity contentions purswmt to L. Pat. R. 3.6(c)(D.
`. .J. case No. 11-03962).
`Jan. 31,2012 Plaintiff's responses to defendants' invalidity conten-
`tions (D. N.J. case No. 11-()3962).
`Sep. 25, 2012 Sandoz Inc.'s first runended invalidity contentions
`P"l'>!"ll!t to L. P<•t. R. ;l.(i(c;:) (D. N.J. q1~Q No. ll-0:1%2).
`~ov. 19, 2012 Plaintiffs' responses to Sandoz Inc.'s first amended
`invalidity contentions (D. N.J. case No. 11-03962).
`L.G. Wade Jr, Orga.nic Chemistry, Ch. 19: Amines, pp. 867-936
`(Prentice I Ia ll 3d ed. 1995).
`L. Lachman et al., The Theo1y and Practice of Industrial Pharmacy,
`pp. 642-644,783-784 (Lea & Febiger 3d ed. 1986).
`P.P. DeLuca et al., Fonnulation of Small Volume J'>arenterals in Phar-
`maceutical Dosage Forms: Parenteral Medications. vol. I. Ch. 5, pp.
`173-248 (Avis, Lieberman, lachman eds., Marcel Dekker Inc. 2d ed.
`1992).
`C.M. Won et at, Photolylic and Oxidative Degradation of an
`Antiemetic Agent, RGI29 15, Jnt'l J Phannaceulics 12 1:95-105
`( 1995).
`R.D . Clark et a1., 2 -(Quinuciidin-3-yl)pyrido-(4,3-b )indol-1-ones and
`lsoquinoin-1-ones. Potent Conformationally Restricted 5-HT3
`Receptor Antagonists, J Med. Chem. 36:2645-57 (1993).
`L.A. 'h isscl, Vn1g Stability and Compatibility Issues, Handbook on
`Injectable Drugs, pp. XI-XVI (ASHP7th ed. 1992).
`J. Broadhead, Parenteral Dosage Forms, Pharmaceutical Preformula-
`tion and Formulation: A Pract'ical Guide from Candidate Drug Selec-
`tion to Conunercial Dosage Form, Ch. 9, pp. 331-354 (Gibson ed.,
`CRC Press lsi ed. 200 1).
`K.A .. Connors eta!., Chemical StabilityofPharmaceuricals: A Hand-
`book for Pharmacists (John Wiley & Sons 2d cd. 1986).
`ZOFRAN®, in The Physician's Desk Reference, op. 1503-07 (5th
`ed. 2001).
`ANZEMET®. in T he Physician's Desk Reference, pp. 680-683 (5th
`ed. 2001).
`KYJRIL®. in The Physici<m's Desk Reference, pp. 3104-3106 (5th
`ed. 2001).
`L.A. Trisscl, Ondansctmn HCI, in Handbook on Injectable Drugs.
`pp. 683-688 (ASHP 7th ed.. 1992).
`. AV08A .. ® (rropiseuon HCI) Malaysian Prescribing Information
`(Sep. 2000).
`KYJRIL® (graniseuon HCI) South African Prescribing Information
`(Dec. 1993).
`S. Motola a.nd S. Agharkrur, Prefonnulation Reseru·ch of Parenteral
`:vtedicarions, Pharmaceutical Dos-1ge Forms: Parenteral Medica-
`tions, vol. I, Ch. 4, pp. U5-1 72 (Avis, Lieberrruon, L1chman eds.,
`~arcel Dekker Inc. 2d ed. 1992).
`J. Wells, Pharmaceutical Preformuatlion: The Physicochemical
`Properties of l)nog ~'ubstances, Ch. 5: l)mg Stability, pp. 152-191
`(Ellis Horwod Ltd. 1988).
`
`J. Swarbrick and Boylan, Encyclopedia of Pharm<\Ceutical Tecltnol-
`ogy, E.xcipients Chapter: Their Role in Parenteral Dosage Fonns, vol.
`19(2):137-172 (Marcel Dekker, Inc. 2000).
`I JandbookofPharmaceutical Gxcipients, 3d Cd .. (Kibbe ed. Pharma-
`C«uli~al P'rcss 2000); pp. 140-143. 191-194. 324-238.
`G. Stache r, Palonoset.ron (Helsinn), Curro. Opin. lnvestig. Drugs,
`3(10) 1502-7 (2002).
`Handbook of Modern Phannaceo.Jtica1 Analysis, (S. Ahuja et a!. ed.,
`Academic Press, 2001).
`Jun. 8, 2009 Bonadco Declaration.
`Jun. 8, 2(}09 Bonadeo Declaration, Exhibit 2.
`Jun. 8. 2009 Bonadeo Declaration, Exhibit 3.
`HELSNOJ 17262-69 (2008).
`HELSN0117270-312 (2012).
`Feb. 13, 2007 Statutory Declaration of Daniele Boruodeo. with
`Exhibit A.
`Nov. 2 1, 2007 Statutory Declaration of Giorgio Calderari, Daniele
`Bonadeo, Roberta Cannella, Eru·ico Braglia, and Riccardo Braglia.
`Reddy's Paragraph IV notice regarding all three parents (D. N.J. C;L~e
`No. 12-231\7), doted Mar 30, 20 12
`May 1 1, 2012 Complaint for patent infringement filed by Helsinn and
`Roche (D. N.J. C'tSe. o. 12-2867).
`Jun. 26, 2012 Notice of Reddy's motion to dismiss (D. N.J. Case. No.
`12-2867) .
`Jun. 26, 2012 Dr. Reddy's Laboratories, Ltd.'s and Dr. Reddy's
`Laboratories, Inc.'s memorandum of law in supportoftheir motion to
`dismiss or for summary judgmen1 of non-infringement ofU.S. patent
`No. 7,947,724 (D. N.J. Case No. 12-2867) (including Exhibits 1-10).
`Au3. 16,2012 KoticeofPlaintiffs' cross-motion for partial su1mnary
`judgment of infringement (D. N.J. Case ~o. 12-2867).
`Aug. 6, 2012 Plaintiffs' opposition to Defendants' motion to dismiss
`or for summary judgment of non infringement. >md cro~s-rnotion for
`ptutial sununary judgment of infringement (D. N.J. Case No.
`12-1867) (including exhibits l-4).
`Schoneich declaration (D. N.J. Case · o. 12-2867) (Including Exhib-
`it• A and 1-24), dated Aug. 6, 2012.
`Sep. 4, 2012 Reddy's brief in opposition to Plaintiffs' cross-motion
`for partial suJnmaJy j udgment :and reply memorandum of law in
`further support of Reddy's motion ro dismiss or for summary judg-
`ment of non-infringement (D. N.J. Case ~o. 12-2867)(Including
`Exhibits l-4).
`DeLuca Declaration (D .I\ .J. Case No. Dec. 2867Xlncluding exhibits
`A-.1), dared Sep. 3, 20 12.
`Sep. 10, 2012 Plaintiffs' letter to Judge Cooper in response to Red-
`dy's combined opposition to Plaintiffs' cross-motion fo•pa.rtial surn-
`Jnary judgment and reply in support of Reddy's motion to dismiss or
`1.J. Case No.
`for summary judgment of noninfringement (D.
`l2-2867)(including exhibits A and B).
`Sep. 14, 2012 Dr. Reddy's letter in response to Plaintiffs' Sep. 10,
`20.12 letter (D. N.J. Case ·o. 12-2867).
`USPTO Office Action, C'.S. Appl. No. lli388,268, filed Mar. 24,
`2006, Mail Date Mar. 29,2010.
`USPTO Non-Final Office Action, U.S./\ppl. No. 111186,311, mailed
`Aug. 30, 2006.
`USPTONon-Final Office Action, U .S.Appl. No. 111186,311,mailed
`Oct. 5, 2007.
`USPTO Non-Final Office Action, U .S.Appl. No. 11/186,311, mailed
`Oct. 6, 2008.
`USPTO Final Office Action, U .S. Appl. No. 11/186,3 11, mailed May
`20,2009.
`USPTO Advisory A~tion, U.S. Appl.l\u. 11/186,3 11, mailw Jul. 15,
`2009 .
`USJ>TO Notice of Allowance and Fees Due. U.S. Appl. No.
`l l/186,31 1, mailed Mar. 4. 201 1.
`USPTO Notice of Allowability, U.S. Appl. No. 111186,3 I .I, dared
`May 24, 201 1.
`IJSPTO Non-Final Office Action, IJ.S. Appl. No. 111388,268, mailed
`Jul. 17,2006.
`l fSPTO Non-Final Office Action, l I S Appl. No. 1113R8,26R, mailed
`Nov. 17, 2006.
`USP 10 Non-f inal Office Action, U.S. Appl. No. 11 13~l!,268, mailed
`Oct. 3, 2007.
`
`Exh. 1001
`
`
`
`US 8,729,094 B2
`Page4
`
`(56)
`
`l~eferences Cited
`
`OTHER PUBLICATIONS
`
`'o. 11/388,270, m;liled
`
`'o. I 1/388,269, mailed
`
`USPTO :-/on-Final OfficeAction, U.S.Appl. o. 11/388,268, 1TU1iled
`Ylar. 26, 2008.
`USPTO Final Office Action, U.S. Appl. l\o. 111388,268, mailed Nov.
`12,2008.
`USPTO :-!on-Final OfficeA.ct.ion, U.S.Appl. o. 11/388,268, mailed
`Jul. 15, 2009.
`USPTO Notice of Allowance and Fees Due, U.S. Appl. No.
`l l/388.268, mailed Dec. 22,2010.
`USPTO :-!on-Final Office Action, U.S.Appl. o. 11/388,269, mailed
`Jul. 19, 2006.
`USPTO ~on-Final Office Action, U.S.Appl.
`~ov. 17. 2006.
`llSPTO ~on-Final OfficeAction, ll.S. Appl. 1o. II/3SS,269. mailed
`Sep. 20, 2007.
`US PTO ~on-Final Office Action, U.S.Appl. o. 11/388,269, mailed
`Jul. ?, 2008.
`USPTO Inte.rview Summary, U.S. Appl. ·o. 111388,269, dated Apr.
`28,2009.
`USPTO Final Office Action, U.S. Appl. No. 11/388,269, mailed May
`20, 2009.
`US P"fOAdvisory Action, U.S. Appl. o. I 11388,269, mailed Jul. 15,
`2009.
`USPTO ~otice of Abandonment, U.S. Appl. No. ll/388,269, mailed
`Dec. 18,2009.
`VSP10 :-lon-fi!l~l OfficcAqion, V.S.Appl. No. IWSS,270, mlliiC<!
`Jul. 13, 2006.
`USPTO Interview Sununary, U.S. Appl. No. ll/388,270, dated Aug.
`3, 2006.
`USPTO ~on-final OfficeA.ction, U.S.Appl. 1o. 11/388,270, mailed
`~ov. I 6, 2006.
`USPTO ~on-Final OfficeAction, U.S.Appl.
`Sep. 20, 2007.
`USPTO Interview Summary, U.S. Appl. No. 111388.270, dated Dec.
`14, 2007.
`USPTO ~on-Final OfficeA.ction, U.S.Appl. No. 11/388,270. Jruliled
`Ylar. 25, 2008.
`USPTO Final Office Action, US. Appl. No. ll/388,270, mailed OcL
`29,2008.
`USPTO Advisory Action, U .S. Appl. No. I 11388,270, mailed Jan. 23,
`2009.
`USPTO ~on-Fina l OfficeA.ction, U.S.Appl. o. 11/388,270, mniled
`Jul. 9, 2009.
`US PTO Interview Summary, U.S. Appl. ~o. 111388,270, dated Nov.
`12, 2010.
`USPTO otice of Allowance and Fees Due, U.S. Appl. No.
`11/388.270, mailed Jan. 5, 2011.
`US PTO ~on-Final Office Action, U.S.Appl. o. 13/087,012, m:uled
`Ylar. 12, 2012.
`USPTO ~on-Final OfficeA.ction, U.S.Appl. . o. 13/087,012, trulilcd
`Jul. 19,2012.
`US PTO Interview Summary, U.S. Appl. ·o. 13/087,012, dated Feb.
`15,2013.
`USPTO 1 otice of Allowance and Fees Due, U.S. Appl. No.
`13/087.012, mailed Feb. 27,2013.
`USPTO Response to Amendment under Rule 312, U.S. Appl. No.
`13/087.012, mailed Apr. 4. 2013.
`USPTO ~on-Fimll OfficeA.ction, U.S.Appl. . o. 11/129,839, mailed
`Jun. 10, 2008.
`Eisenberg et al. 2004, "Efficacy. safety and pharmacokinetics of
`palonosetron in patients receivinghighlyemeroge.nic cisplatin-based
`chemotherapy: a dose-ranging clinical smdy." Annals of Oncology,
`vol. 15, pp. 330-337.
`Y!ayron et al. 1996, "Stnbil ity ann compatibilityofgranistron hydro-
`chloride in i.v. solutions and oral liquids and during simulated Y-site
`injection with selected dmgs." Am J Heallh-Sys Phann, 53: 294-304.
`Trissel et al. 1997, "Compatibility of granisetron hydrochloride with
`selected drugs during simulnted Y-site administmtion.'' Am J Health-
`Syst Pharm 54: 56-60.
`
`USP 10 final Office Action, L'.S .. Appl. :-lo. 11112\J,839, mailed Mar.
`17, 2009.
`USPTO Advisory Action, U.S.Appl. ·a. 11/129,839, mailed Jul. 22,
`2009.
`USPTO Non-Final Oflko:Action, U.S. Appl. No. 111129,839, mailed
`Jan. 15, 2010.
`USPTO Examiner lmerview Suuunary, U .S. Appl. No. 11/129.839,
`mailed Nov. 9. 2010.
`USPTO Notice of Allowance and Fees Due. U.S. Appl. No.
`ll/129,839, mailed Jan. 3, 201 I.
`USPTO Notice of Abandonment. U.S. Appl. No. 111129,839, mailed
`Apr. 18.2011.
`USf>TO Non-Final Office Action, U.S. Appl. No. 13/077,374, mailed
`Feb. 17, 2012.
`Roila eta.!. 1998, "Prevention of chemotherapy- and r ad.iolherapy-
`induced emesis: Results of the Pemgia consensus conference."
`Annals of Oncology, vol. 9, pp. 811-819.
`USPTO Fi.nal Office Action, t;.S. Appl. ~o. 13/077,374,mailed ·ov.
`23, 2012.
`Pimceini, Gnia. er al., Americn.n Society of Clinical Oncology M ny
`12-15. 2001 San Francisco-USA (vol. 20, part I of 2, 200 1)
`(Abstract . o. I 595).
`USPTO Non-Final Office Action, U.S. Appl. No. J l/20 1,035, mailed
`May 16, 2008.
`USPTO Final Otllce Action, U .S. Appl. No. 111201,035, mailed Feb.
`4, 2009.
`USPTO F ina! Office Action, U.S. Appl. No. 11/201,035, mailed Jun.
`8, 2010.
`FDA approval letter of Aloxi (palonosetron hydrochloride injection),
`datod Jul. 25, 2003.
`Macciocc:hi A, ChcrnoffSB, Gallagher SC. A phase II dose-ranging
`study to assess intravenous doses of palonosotron for tho prevention
`of highly emerogenic chemotherapy-induced nausea and vomiting.
`In: Prognun/Proceedings of the 38th Annual Meeting of the Am eri-
`can Society of Clinical Oncology; May 18-2 1, 2002; Orlando, Fla.
`Abstra~t 1480.
`Gmnberg SM, Hajdeoberg J. Cham V, et ;u. Palonosetron is active in
`preventing acute and delayed emesis following moderately
`emetogenic chemotherapy: results of a phase Ill trial. Support Care
`Cancer 2002; IO:Abstract P-113.
`Aapro MS, Selak E, Lichinitser M, et al. Palonosetron is more effec-
`tive than ondansetron in preventing chemotherapy-induced nausea
`and vomiting in p.1.tients receiving morlernte.ly emetogenic chemo-
`therapy: results ofn phase Jllrrinl. In: Progrmn!Proceerlings ofthe
`39th Annual MeetingoftheAmerican Society ofCiinic:ol Oncology;
`May 3 1-Jun. 3, 2003; Chicago, 111. Abstract 2918.
`Aapro MS, Bertoli L, Lord.ick r, et al. Palonosetron is effective in
`preventing acute and delayed chemothempy induced mmsea and
`vomiting in patients receiving bighlyemetogenic chemothempy. IS'"
`MASCC lnternational Symposium, Berlin, Germany Support Cnre
`Cancer, vol. I I, No.6, Jun. 2003,AI7.
`Cartmell AD, Ferguson S, Yanagihara R , et al. Protection against
`chemotherapy-induced nausea and vomiting is mainta.ined over mul-
`tiple cycles of moderately or highly emetogenic chemotherapy by
`palonosctron, a potent 5 HT3 receptor antagonist. In: PrograroiPro-
`cccdings of the 39th Annual Meeting of the American Society of
`Clinical Oncology; May31-Jun. 3. 2003; Chicago, lli.Abstract3041.
`Sabra. Choice of a S-IIT3 Receptor Antagonist for the Hospital
`Fonuulary, EllP, Oct. 1996, vol. 2, Supp 1, S19-S24.
`Gregory 1u1d Etti nscr, 5HT3 receptor nntngonisrs for th e pr<:.·vention
`of cb~motherapy-indu~cd naLtsea and vomiting. A comp;uison of
`their pharmacology and clinical efficacy Dntgs, Feb. 1998: 55(2):
`173-189.
`Full Prescribing Information for Aloxi (palonosetroo HCI) injection
`for Intravenous Use (2008).
`Dmg, Dose& Schedule Recommendations for Anriemeric Regimens
`(American Society for Clinical Oncology) (2006).
`Yrunakuni, er nL, The Journal of Phnrmacology ann Experimental
`Thernpeutics, Probable Involvement of the 5-Hydroxytrypta.mine4
`Receptor in Methotrexate-l.nduced Delayed Emesis in Dogs, 2000,
`The Ametican Society for Pharmacology and Experimental Thera-
`peutics, voL 292, No.3, p . .1002-1294
`
`Exh. 1001
`
`
`
`US 8,729,094 B2
`PageS
`
`(56)
`
`l~eferences Cited
`
`OTHER PUBLICATIONS
`Geling, et al., Should 5-Hydroxytryptamine-3 Roceptor Antagonists
`Be Administered Beyond 24 Hours After Chemotherapy to Prevent
`Delayed Emesis? Systematic Re-Evaluation of Clinical Evidence
`and Drug Cost Implications, Joumal of Clinical Oncology, vol. 23,
`~o. 6, Feb. 20, 2005 (American Society of Clinical Oncology), pp.
`1289-1294.
`Rojas, et at.,
`lnternarional Anesthesia Rese:trch Society,
`Palonosetron Exhibits Unique Molecular Interactions with 5-HT3
`Receptor, vol. 107, No.2, Aug. 2008, p. 469-478.
`Rojas, ct al., Palonosctron triggers 5-HD receptor internalization
`and causes inhibition ofrecepror function, European Journal of Phar-
`macology 626 (2010). p. 193-199.
`Reg;an-Shaw, et at., Oose l"ranslarion from anim:tl to human studies
`revisited, The fASEB Journal, Life Sciences fonun, p. 659-661.
`Saito, et al., Palonosetron plus dexamethasone versus granisetron
`plus dexamethasone for prevention of anusea and vomiting during
`chemotherapy: a double-blind, double-dummy, randomised, com-
`pamlive phased Ill trial, www.thelancet.com/oncology. vol. 10, Feb.
`2009, p. 115-124.
`Palonosetron: more than just another option?. www.thelancet.comf
`oncology, vol. 10, Feb. 2009, p. 100-10 I.
`Lomsso, et a!., Single dose of palonosetron plus dexrunethasone to
`control nausea, vomiting and to warrant an adequate food intake in
`patients treated with highly emetogenic chemotherapy (HEC). Pre-
`liminary re~ults, Support Care C;mcer, published online Mar. 18,
`2009.
`Gmnberg, et al., Effectiveness of a single-day three-drug regimen of
`dexamethasone, palonosetron, and aprepitant for the prevention of
`acute and delayed nausea and vomiting caused by moderately
`emetogenic chemotherapy, Suppott Care Cancer (2009)