`________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`________________
`
`NISSAN NORTH AMERICA, INC.
`Petitioner,
`v.
`JOAO CONTROL & MONITORING SYSTEMS, LLC
`Patent Owner
`________________
`
`Case IPR2015-01509
`Patent 6,549,130
`________________
`
`
`
`PATENT OWNER’S RESPONSE TO PETITION
`FOR INTER PARTES REVIEW UNDER 37 C.F.R. § 42.107
`
`
`
`
`
`
`
`Patent Owner’s Response to Petition
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2015-01509
`Patent 6,549,130
`
`TABLE OF CONTENTS
`
`
`
`Page
`
`
`I. INTRODUCTION ............................................................................................... 1
`
`II. BACKGROUND ................................................................................................. 3
`
` A. Overview of the ‘130 Patent .......................................................................... 3
`
` B. Prosecution History of the ‘130 Patent .......................................................... 4
`
` C. Representative Claims .................................................................................... 4
`
`III. CLAIM CONSTRUCTION ............................................................................. 10
`
` A. Legal Standards ............................................................................................ 10
`
` B. “interface device” ......................................................................................... 12
`
`
`IV. DR. DAVID McNAMARA’S DECLARATION IS FUDAMENTALLY
` FLAWED ......................................................................................................... 16
`
`
`
` A. Dr. McNamara did not Review the Materials Required to Properly Reach
` his Conclusions and Opinions ..................................................................... 16
`
`
`
` B. Dr. McNamara has an Erroneous Understanding of the Standards to Use in
` Construing Patent Claims ........................................................................... 17
`
`
`
`i i
`
` C. “control device” ............................................................................................ 14
`
` D. “first signal,” “second signal” and “third signal” ........................................ 15
`
`
`
`
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
` C. Dr. McNamara’s Testimony Should be Given Little or No Weight .......... 19
`
`V. RESPONSE TO PROPOSED GROUNDS OF INVALIDITY ........................ 19
`
`
`
`
`
`
`
` A. Nomenclature Used ...................................................................................... 19
`
` B. Ground 1 is Deficient ................................................................................... 20
`
` 2. Claims 29, 33, and 68 are likewise not anticipated by Frossard ............. 24
`
` C. Ground 2 is Deficient ................................................................................... 24
`
` D. Ground 3 is Deficient ................................................................................... 25
`
` E. Ground 4 is Deficient ................................................................................... 26
`
` 1. Frossard fails to disclose the “A to B to C” system/method of claims 26,
` 42 and 48 ................................................................................................. 21
`
`
`
`
`
`
`
`
`
`
`
` 1. Pagliaroli fails to teach the “A to B to C” system/method of claims 26, 42
` and 48 ....................................................................................................... 26
`
` 2. Claims 29, 30, and 48 are likewise not anticipated by Pagliaroli ............ 30
`
` F. Ground 5 is Deficient .................................................................................... 31
`
`
`
`
`
`
`
` F. Ground 6 is Deficient .................................................................................... 31
`
`
`VI. CONCLUSION................................................................................................ 31
`
`ii ii
`
`
`
`
`
`
`
`Case IPR2015-01509
`Patent 6,549,130
`
`Exhibit
`
`EX2001
`
`
`
`
`Patent Owner’s Response to Petition
`
`
`
`
`
`
`
`
`
`
`LIST OF EXHIBITS
`
`Description
`“Preliminary Remarks” filed by Applicant on November 26, 2006
`during prosecution of the patent application that issued as related U.S.
`Patent No. 7,277,010
`“Supplement to the Remarks for the Amendment filed on October 24,
`2007” filed on November 23, 2007 during prosecution of the patent
`application that issued as related U.S. Patent No. 7,397,363
`EX2003 Transcript of March 15, 2006 Deposition of Dr. David McNamara
`EX2004 Transcript of March 16, 2006 Deposition of Dr. David McNamara
`
`
`
`EX2002
`
`
`
`
`
`iii iii
`
`
`
`Patent Owner’s Response to Petition
`
`
`
`
`
`
`
`I.
`INTRODUCTION
`
`
`
`
`
`
`
`
`
`
`Case IPR2015-01509
`Patent 6,549,130
`
`
`
`In response to the Petition for Inter Partes Review (“Petition”) filed by
`
`Petitioner, the Board has instituted inter partes review (Paper 10, the “Decision”)
`
`of claims 26, 29, 30, 33, 42, 43, 48, 60 and 68 (“Challenged Claims”) of U.S.
`
`Patent No. 6,549,130 (“the ‘130 Patent”) based on the following grounds:
`
`Ground
`1
`2
`3
`4
`5
`6
`
`Claims
`26, 29, 33, 42,
`48 and 68
`30 and 43
`60
`26, 29, 30, 42,
`43 and 48
`33 and 68
`60
`
`Proposed Rejections
`anticipated by Frossard
`
`obvious in view of Frossard and Pagliaroli
`obvious in view of Frossard and Simms
`anticipated by Pagliaroli
`
`obvious in view of Pagliaroli and Frossard
`obvious in view of Pagliaroli and Simms
`
`Petitioner’s assertion in Ground 1 that claims 26, 29, 33, 42, 48 and 68 are
`
`
`
`anticipated by Frossard is deficient. Frossard fails to disclose an “A to B to C”
`
`system as required by claims 26, 29, 33, 42, 48 and 68.
`
`
`
`Petitioner’s assertion in Ground 2 that claims 30 and 43 are obvious over
`
`Frossard in view of Pagliaroli is likewise deficient. Pagliaroli fails to remedy the
`
`fact that Frossard fails to disclose, teach or suggest an “A to B to C” system.
`
`
`
`1 1
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
`
`Petitioner’s assertion in Ground 3 that claim 60 is obvious over Frossard in
`
`view of Simms is also deficient. Simms fails to remedy the fact that Frossard fails
`
`to disclose, teach or suggest an “A to B to C” system.
`
`
`
`Petitioner’s assertion in Ground 4 that claims 26, 29, 30, 42, 43 and 48 are
`
`anticipated by Pagliaroli is also deficient. Pagliarli fails to disclose, teach or
`
`suggest an “A to B to C” system as required by claims 26, 29, 30, 42, 43 and 48.
`
`
`
`Petitioner’s assertion in Ground 5 that claims 33 and 68 are obvious over
`
`Pagliaroli in view of Frossard is likewise deficient. Frossard fails to remedy the
`
`fact that Pagliaroli fails to disclose, teach or suggest an “A to B to C” system.
`
`
`
`Petitioner’s assertion in Ground 6 that claim 60 is obvious over Paglaroli
`
`in view of Simms is also deficient. Simms fails to remedy the fact that Paglaroli
`
`fails to disclose, teach or suggest an “A to B to C” system.
`
`
`
`Further, as will be discussed infra, it became apparent during cross-
`
`examination that Petitioner’s expert, Dr. David McNamara: (1) did not review the
`
`materials required to properly reach his conclusions and opinions; and (2) has an
`
`erroneous understanding of the proper standards to use in construing patent
`
`claims. For at least these reasons, the Board should give Dr. McNamara’s
`
`testimony little or no weight.
`
`
`
`2 2
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
`
`Accordingly, Joao Control & Monitoring Systems, LLC (“JCMS” or
`
`“Patent Owner”) submits this Response to Petitioners’ Petition and the Board’s
`
`Decision.
`
`II. BACKGROUND
`
`
`
`
`A. Overview of the ‘130 Patent
`
`The ‘130 Patent is directed to a novel and unconventional system for, inter
`
`alia, remotely-controlling and/or monitoring systems located at vehicles and
`
`premises. EX1001 at 23. The Challenged Claims are directed to a specially
`
`assembled and programmed distributed control system for vehicles, wherein
`
`control functions for a vehicle or for a vehicle system, vehicle component,
`
`vehicle device, vehicle equipment, vehicle equipment system, or vehicle
`
`appliance, of a vehicle, can be distributed among three separate and distinct
`
`control devices, each of which can generate or transmit a separate and distinct
`
`signal in order to control a separate fourth device of or at the vehicle, which is the
`
`respective vehicle system, vehicle component, vehicle device, vehicle equipment,
`
`vehicle equipment system, or vehicle appliance.
`
`A separate
`
`interface device can be optionally used
`
`to facilitate
`
`communications between one of the control devices and the separate fourth
`
`
`
`3 3
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
`device of or at the vehicle, which is the respective vehicle system, vehicle
`
`component, vehicle device, vehicle equipment, vehicle equipment system, or
`
`vehicle appliance.
`
`
`
`
`
`B.
`
`Prosecution History of the ‘130 Patent
`
`The patent application that issued as the ‘130 Patent was filed on March
`
`29, 1999. EX1001. The ‘130 Patent issued on April 15, 2003. Id.
`
`
`
`During prosecution of related U.S. Patent Application Nos. 7,397,363 and
`
`7,277,010 (hereinafter “the ‘363 Patent” and “the ‘010 Patent,” respectively), the
`
`Applicant chose to be his own lexicographer and provided explicit definitions for,
`
`inter alia, the terms “control device,” “remote,” and “located at” in “Preliminary
`
`Remarks” filed by Applicant on November 26, 2006 during prosecution of the
`
`patent application that issued as the ‘010 Patent (see EX2001, hereinafter
`
`“Preliminary Remarks”) and in “Supplement to the Remarks for the Amendment
`
`filed on October 24, 2007” filed on November 23, 2007 during prosecution of the
`
`patent application that issued as the ‘363 Patent (see EX2002, hereinafter “First
`
`Remarks”).
`
`C. Representative Claims
`
`
`
`
`
`4 4
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
`
`Claims 26, 42 and 48 are the only independent claims challenged. They are
`
`reproduced below:
`
`
`
`26. A control apparatus, comprising:
`
`
`
`a first control device, wherein the first control device at least one of
`
`generates and transmits a first signal for at least one of activating, de-activating,
`
`disabling, and re-enabling, at least one of a vehicle system, a vehicle component,
`
`a vehicle device, a vehicle equipment, a vehicle equipment system, and a vehicle
`
`appliance, of a vehicle, wherein the first control device is located at the vehicle,
`
`wherein the first control device is responsive to a second signal, wherein the
`
`second signal is at least one of generated by and transmitted from a second
`
`control device, wherein the second control device is located at a location which is
`
`remote from the vehicle, wherein the second signal is transmitted from the
`
`second control device to the first control device, and further wherein the second
`
`signal is automatically received by the first control device,
`
`
`
`wherein the second control device is responsive to a third signal,
`
`wherein the third signal is at least one of generated by and transmitted from a
`
`third control device, wherein the third control device is located at a location
`
`which is remote from the vehicle and remote from the second control device,
`
`
`
`5 5
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
`wherein the third signal is transmitted from the third control device to the second
`
`control device, and further wherein the third signal is automatically received by
`
`the second control device,
`
`
`
`wherein the at least one of a vehicle system, a vehicle component, a
`
`vehicle device, a vehicle equipment, a vehicle equipment system, and a vehicle
`
`appliance, is at least one of a vehicle ignition system, a vehicle fuel pump system,
`
`a vehicle alarm system, a vehicle door locking device, a vehicle hood locking
`
`device, a vehicle trunk locking device, a wheel locking device, a brake locking
`
`device, a horn, a vehicle light, a vehicle lighting system, a refrigerator, an air
`
`conditioner, an oven, a vehicle window locking device, a video recording device,
`
`an audio recording device, a camera, an intercom device, a microphone, a locking
`
`device, a monitoring device for monitoring at least one of fuel supply, water or
`
`coolant supply, generator operation, alternator operation, battery charge level,
`
`and engine temperature, fire extinguishing equipment, radar equipment, hydraulic
`
`equipment, pneumatic equipment, a winch, a self-defense system, a weapon
`
`system, a gun, an electronic warfare system, a pumping device, sonar equipment,
`
`a locking device for preventing unauthorized access to a vehicle compartment,
`
`and landing gear.
`
`
`
`6 6
`
`
`
`Patent Owner’s Response to Petition
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2015-01509
`Patent 6,549,130
`
`
`
`42. A method for providing control, comprising:
`
`
`
`transmitting a first signal from a first control device to a second
`
`control device, wherein the first control device is located at a location remote
`
`from a vehicle and remote from the second control device, and further wherein
`
`the first signal is automatically received by the second control device;
`
`
`
`transmitting a second signal from the second control device to a
`
`third control device, wherein the third control device is located at the vehicle, and
`
`further wherein the second control device is located at a location remote from the
`
`vehicle, wherein the second signal is automatically received by the third control
`
`devices;
`
`
`
`generating a third signal with the third control device in response to
`
`the second signal; and
`
`
`
`at least one of activating, de-activating, disabling, and re-enabling, at
`
`least one of a vehicle system, a vehicle component, a vehicle device, a vehicle
`
`equipment, a vehicle equipment system, and a vehicle appliance, in response to
`
`the third signal,
`
`
`
`7 7
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
`
`wherein the at least one of a vehicle system, a vehicle component, a
`
`vehicle device, a vehicle equipment, a vehicle equipment system, and a vehicle
`
`appliance, is at least one of a vehicle ignition system, a vehicle fuel pump system,
`
`a vehicle alarm system, a vehicle door locking device, a vehicle hood locking
`
`device, a vehicle trunk locking device, a wheel locking device, a brake locking
`
`device, a horn, a vehicle light, a vehicle lighting system, a refrigerator, an air
`
`conditioner, an oven, a vehicle window locking device, a video recording device,
`
`an audio recording device, a camera, an intercom device, a microphone, a locking
`
`device, a monitoring device for monitoring at least one of fuel supply, water or
`
`coolant supply, generator operation, alternator operation, battery charge level,
`
`and engine temperature, fire extinguishing equipment, radar equipment, hydraulic
`
`equipment, pneumatic equipment, a winch, a self-defense system, a weapon
`
`system, a gun, an electronic warfare system, a pumping device, sonar equipment,
`
`a locking device for preventing unauthorized access to a vehicle compartment,
`
`and landing gear.
`
`
`
`
`
`
`
`48. A control apparatus, comprising:
`
`8 8
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
`
`a first control device, wherein the first control device is capable of at
`
`least one of activating, de-activating, disabling, and re-enabling, one or more of a
`
`plurality of at least one of a vehicle system, a vehicle component, a vehicle
`
`device, a vehicle equipment, a vehicle equipment system, and a vehicle
`
`appliance, of a vehicle, wherein the first control device at least one of generates
`
`and transmits a first signal for at least one of activating, de-activating, disabling,
`
`and re-enabling, the at least one of a vehicle system, a vehicle component, a
`
`vehicle device, a vehicle equipment, a vehicle equipment system, and a vehicle
`
`appliance, wherein the first control device is located at the vehicle, and further
`
`wherein the first control device is responsive to a second signal, wherein the
`
`second signal is at least one of generated by and transmitted from a second
`
`control device,
`
`
`
`wherein the second control device is located at a location which is
`
`remote from the vehicle, and wherein the second signal is transmitted from the
`
`second control device to the first control device, and further wherein the second
`
`signal is automatically received by the first control device,
`
`
`
`wherein the second control device is responsive to a third signal,
`
`wherein the third signal is at least one of generated by and transmitted from a
`
`
`
`9 9
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
`third control device, wherein the third control device is located at a location
`
`which is remote from the vehicle and remote from the second control device,
`
`wherein the third signal is transmitted from the third control device to the second
`
`control device, and further wherein the third signal is automatically received by
`
`the second control device.
`
`III. CLAIM CONSTRUCTION
`
`Legal Standards
`A.
`The ‘130 Patent is expired. Claim terms in an expired patent are generally
`
`
`
`given their ordinary and customary meaning” as understood by a person of
`
`ordinary skill in the art in question at the time of the invention. Phillips v. AWH
`
`Corp., 415 F.3d 1303,1327 (Fed. Cir. 2005). However, it is important to note that
`
`the Manual of Patent Examining Procedure (MPEP) and controlling case law
`
`makes it clear that the determination of the ordinary and customary meaning of a
`
`term or phrase does not occur in a vacuum, but instead it must be made in light of
`
`the patent’s specification and the intrinsic evidence. MPEP §2111.01 is clear and
`
`unequivocal on this point. The pertinent portion of the MPEP §2111.01 recites:
`
`The ordinary and customary meaning of a term may be
`
`evidenced by a variety of sources, including “the words
`
`
`
`10 10
`
`
`
`
`Patent Owner’s Response to Petition
`
`
`
`
`
`
`
`
`of
`the claims
`themselves,
`
`Case IPR2015-01509
`
`
`Patent 6,549,130
`
`
`the remainder of
`the
`
`specification, the prosecution history, and extrinsic
`
`evidence concerning relevant scientific principles, the
`
`meaning of technical terms, and the state of the art.”
`
`Phillips v. AWH Corp., 415 F.3d at 1314, 75 USPQ2d
`
`at 1327. If extrinsic reference sources, such as
`
`dictionaries, evidence more than one definition for the
`
`term, the intrinsic record must be consulted to identify
`
`which of the different possible definitions is most
`
`consistent with Applicant’s use of the terms. Brookhill-
`
`Wilk 1, 334 F.3d at 1300, 67 USPQ2d at 1137; see also
`
`Renishaw PLC v. Marposs Societa' per Azioni, 158
`
`F.3d 1243, 1250, 48 USPQ2d 1117, 1122 (Fed. Cir.
`
`1998) (“Where there are several common meanings for
`
`a claim term, the patent disclosure serves to point away
`
`from the improper meanings and toward the proper
`
`meanings.”) and Vitronics Corp. v. Conceptronic Inc.,
`
`90 F.3d 1576, 1583, 39 USPQ2d 1573, 1577 (Fed. Cir.
`
`
`
`11 11
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
`1996) (construing the term “solder reflow temperature”
`
`to mean “peak reflow temperature” of solder rather than
`
`the “liquidus temperature” of solder in order to remain
`
`consistent with the specification.). (Emphasis added).
`
`
`
`“[A] patentee may choose to be his own lexicographer” and assign special
`
`definitions to the words in the claim, as long as those definitions are clearly
`
`stated in the patent specification or file history. Vitronics Corp. v. Conceptronic,
`
`Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996) (citing Hoechst Celanese Corp. v. BP
`
`Chems. Ltd., 78 F.3d 1575, 1578 (Fed. Cir. 1996)). Therefore, “it is always
`
`necessary to review the specification to determine whether the inventor has used
`
`any terms in a manner inconsistent with their ordinary meaning. The
`
`specification acts as a dictionary when it expressly defines terms used in the
`
`claims or when it defines terms by implication.” Id. Because the specification
`
`must contain a description sufficient to those of ordinary skill in the art to make
`
`and use the invention, the specification “is the single best guide to the meaning of
`
`a disputed claim term.” Id.
`
`B.
`
`“interface device”
`
`
`
`
`
`12 12
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
`
`The term “interface device” appears in dependent claim 68, and
`
`Petitioner’s proposed construction is “a device that allows components
`
`connected via the interface device to work together.”
`
`
`
`In JCMS’ Preliminary Response, JCMS initially agreed with this proposed
`
`construction. However, upon further review of the intrinsic evidence, namely the
`
`specification of the 130 Patent, JCMS hereby proposes the following construction
`
`for the term “interface device:”
`
`“a device that can allow one device to control another
`
`device, or a device that can be used by a person to
`
`interact with another device, and which is either: 1) a
`
`device which may contain circuitry to facilitate a
`
`control of one device by another device; or 2) a device
`
`which may be programmable; or 3) a device which is
`
`connected to another device by a wired connection; or
`
`4) a wireless device which utilizes wireless technology;
`
`or 5) a device for allowing a user to enter information
`
`into another device.
`
`
`
`13 13
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
`
`Support for the above construction for the term "interface device" can, for
`
`example, be found in the ‘130 Patent (EX1001) at Col. 24, line 65 to Col 25, line
`
`11; Col 18, lines 44-60; Col. 19, line 67 to Col. 20, line 11; Col. 24, line 65 to
`
`Col. 25, line 11; Col. 27, line 65 to Col. 28, line 15; and Col. 29, lines 46-60; and
`
`in the Drawings in Figure 1 (Interface device 2A, Ignition System I/F 8, Fuel
`
`Pump System I/F 10, and Vehicle Equipment System(s) I/F 12) and Figure 4
`
`(interface device 152); at Col. 24, line 65 to Col. 25, line 11; Col. 41, line 67 to
`
`Col. 42, line 16; and Col. 21, lines 46-67; and in the Drawings in Figure 1
`
`(Ignition System I/F 8, Fuel Pump System I/F 10, and Vehicle Equipment
`
`System(s) I/F 12); at Col. 15, lines 36-45; and Col. 65, lines 25-35; and at Col.
`
`18, lines 44-60; Col. 19, line 67 to Col. 20, line 11; and Col. 27, line 65 to Col.
`
`28, line 15.
`
`C.
`
`“control device”
`
`For purposes of its Decision, the Board adopted the express definition of
`
`
`
`
`
`“control device provided during prosecution of two patent applications related to
`
`the application that issued as the ‘077 Patent, which is “a device or a computer,
`
`or that part of a device or a computer, which performs an operation, an
`
`
`
`14 14
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
`action, or a function, or which performs a number of operations, actions, or
`
`functions.” Decision at 9-10.
`
`
`
`JCMS respectfully submits that this construction should be adopted for the
`
`remainder of this IPR.
`
`D.
`
`“first signal,” “second signal” and “third signal”
`
`JCMS respectfully submits that construction of these terms is necessary at
`
`
`
`
`
`this time, as will become apparent below.
`
`
`
`In litigation involving the ‘130 Patent, the U.S. District Court for the
`
`Eastern District of Michigan issued an Opinion and Order Construing Disputed
`
`Claim Terms in which they construed the terms “first signal,” “second signal”
`
`and “third signal” as follows:
`
`“The Court does, however, find that Defendant’s
`
`proposed alternative constructions are consistent with
`
`the normal understanding of the claim terms. In fact,
`
`the parties agree that the “first signal” is a signal sent
`
`by the first device, the “second signal” is sent by the
`
`second device, and the “third signal” is sent by the
`
`third device.” EX2015 at 23. (emphasis added).
`
`
`
`15 15
`
`
`
`
`Patent Owner’s Response to Petition
`
`
`
`
`
`
`
`
`Accordingly, for purposes of
`
`Case IPR2015-01509
`
`
`Patent 6,549,130
`
`
`this proceeding, JCMS agrees with
`
`Petitioners’ proposed construction of these terms, namely:
`
`• “first signal” is “a signal sent by a first device”
`
` •
`
` “second signal” is “a signal sent by a second
` device”
`
` •
`
` “third signal” is “a signal generated by a third
` device”
`
`JCMS respectfully submits that these constructions should be adopted for
`
`
`
`the remainder of this IPR, as they are required to evaluate the merits of
`
`Petitioners’ arguments.
`
`IV. DR. DAVID McNAMARA’S DECLARATION IS
` FUNDAMENTALLY FLAWED
`
`A. Dr. McNamara did not Review the Materials Required to
`
` Properly Reach his Conclusions and Opinions
`
`
`
`During Dr. McNamara’s cross-examination, it became apparent that Dr.
`
`McNamara had not reviewed the materials required for him to properly reach his
`
`conclusions and opinions. In his Declaration, Dr. McNamara indicated that he
`
`reviewed the prosecution history of the ‘130 Patent, as is required in order to
`
`properly construe the claims. EX1003 at ¶ 14. Yet, during cross-examination, Dr.
`
`
`
`16 16
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
`McNamara testified that he had, in fact, not reviewed the prosecution history of
`
`the ‘130 Patent, as evidenced by the following exchange:
`
`EX2003 at 153
`
`Q: You have testified previously, I think, that you did
` not review the prosecution histories for the four
` JCMS patents at issue correct?
`
`A: That’s correct.
`
`Q: Is it necessarily true, then, that you, in reaching the
` conclusions or opinions expressed in Exhibits 1
` through 4, you did not apply the, any definitions that
` may have been provided by Mr. Joao during
` prosecution of those patents, correct?
`
`A: That’s correct.
`
` B. Dr. McNamara has an Erroneous Understanding of the
`
` Standards to Use in Construing Patent Claims
`
`
`
`Dr. McNamara is not at all versed in the proper standards to use when
`
`construing patent claims. For example, Dr. McNamara admitted during cross-
`
`examination that he used the wrong standard when construing the challenged
`
`claims in a related inter partes review brought by the same Petitioner (IPR2015-
`
`01645), as evidenced by the following exchange:
`
`EX2003 at 151-152
`
`Q: . . . With respect to the '363 patent, if you turn
`
`17 17
`
`
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
` to that declaration which should be Exhibit 4,
` you have Paragraph 9 that the, you identify
` the claim construction, or the, it states the
` following, "The claim of an unexpired patent
` is to be given the broadest reasonable
` construction in light of the specification of the
` patent in which it appears, which is what I
` have done when performing my analysis in
` this declaration." Do you see that?
`
`A: Which paragraph are we reading?
`
`Q: I am at paragraph 9 of Exhibit 4?
`
` . .
`
` .
`
`
`Q: Okay. Are you aware that the PTAB has indicated or
` stated that that is, in fact, the wrong standard for the
` ‘363 patent and that, in fact, the standard is the
` standard that you articulated in the, for example, in
` Exhibit 1?
`
`
`
`
`A: I’m recently aware of that, yes.
`
`Q: Okay. How does the use of the wrong claim
` construction standard affect your opinions in this
` case?
`
`A: I don't think I used the wrong standard because I used
` the same standard through all of the four patents. I
` used the one of ordinary and customary
` understanding. (emphasis added)
`
`Q: Is that notwithstanding the fact that you say in
` Paragraph 9 that you used a different standard? Is that
` incorrect?
`
`
`
`18 18
`
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2015-01509
`Patent 6,549,130
`
`Patent Owner’s Response to Petition
`
`
`
`
`
`
`
`
`A: Well, I think that the, put it this way, I can’t
` personally differentiate between broadest and
` ordinary and customary. I guess that is the simple
` answer. (emphasis added)
`
`
`
`Thus, by Mr. McNamara’s own testimony, he cannot tell the difference
`
`between the standards used to construe claims in expired and unexpired patents,
`
`and so he simply uses the same standard regardless of whether the patent is
`
`expired or not. Specifically, Dr. McNamara testified that he uses the “plain and
`
`ordinary meaning” standard for all patents, although it is not clear that he even
`
`knows what this standard is given his testimony.
`
`C. Dr. McNamara’s Testimony Should Be Given Little or No
`
` Weight
`
`
`
`The Board should give Dr. McNamara’s testimony little or no weight
`
`because, as discussed in detail above: (1) he did not review the materials required
`
`to properly reach his conclusions and opinions; and (2) he has an erroneous
`
`understanding of the proper standards to use in construing patent claims.
`
`V. RESPONSE TO PROPOSED GROUNDS OF INVALIDITY
`
`A. Nomenclature Used
`
`As the Board will note, each of the three challenged independent claims
`
`
`
`
`
`recite three control devices, with one control device located at the vehicle, and
`
`
`19 19
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
`the other two control devices located remote from the vehicle. In claims 26 and
`
`48, the “first control device” is located at the vehicle, and the “second control
`
`device” and “third control device” are located remote from the vehicle. In claim
`
`42, the “third control device” is located at the vehicle, and “first control device”
`
`and “second control device” are located remote from the vehicle. In all three
`
`challenged independent claims, the “second control device” is the intermediate
`
`control device between the “first control device” and the “third control device.”
`
`
`
`For ease of explanation in the analysis below, the term “third control
`
`device” will be used to refer to the control device in the vehicle that receives a
`
`signal from the intermediate “second control device,” and the term “first control
`
`device” will refer to the control device remote from the vehicle that sends a
`
`signal to the intermediate “second control device,” with the understanding that
`
`claims 26 and 48 use the language “first control device” to refer to the control
`
`device at the vehicle, and claim 42 uses the language “third control device” to
`
`refer to the control device at the vehicle.
`
`B. Ground 1 is Deficient
`
`Ground 1 alleges that claims 26, 29, 33, 42, 48 and 68 are anticipated by
`
`
`
`
`
`Frossard. However, Patent Owner respectfully submits that Frossard fails to
`
`
`20 20
`
`
`
`Case IPR2015-01509
`
`
`
`Patent Owner’s Response to Petition
`Patent 6,549,130
`
`
`
`
`
`
`
`
`
`
`disclose every claimed element, as required under § 102, when the claim
`
`elements are properly construed.
`
`Frossard fails to disclose the “A to B to C” system/method of
`1.
`
`
` claims 26, 42 and 48
`
`
`
`As discussed supra in Section III.D, the “first signal,” “second signal” and
`
`“third signal” recited in claims 26, 42 and 48, are properly construed as:
`
`• “first signal” is “a signal sent by a first device”
`
`• “second signal” is “a signal sent by a second device”
`
`• “third signal” is “a signal generated by a third device”
`
`Petitioner alleges that the claimed third control device at the vehicle is
`
`
`
`satisfied by Frossard’s “receiver-decoder circuits 4.” See Paper 1 at 10-11, 19-20.
`
`Petitioner further alleges that the claimed intermediate second control device is
`
`satisfied by the “resource 2” and “server 1” of Frossard. Id. at 14. Finally,
`
`Petitioner asserts that the claimed first control device is satisfied by the
`
`“telephone” or “minitel” shown in Fig. 1 of Frossard. Id. at 14 and 18. See also
`
`EX1005 at Fig. 1.
`
`
`
`Even though Petitioner asserts that the claimed second control device is
`
`satisfied by the “resource 2” and “server 1” of Frossard, the “resource