FORM PTO — 1449
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`ATTY DOCKET NO.: EGQ-005CP3C1
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`APPLICANTS:
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`Smith
`
`FIFTH SUPPLEMENTAL INFORMATION
`DISCLOSURE STATEMENT
`
`.
`APPLICATION NO..
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`13/964,938
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`FILING DATE:
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`August 12, 2013
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`GROUP:
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`2881
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`
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`U.S. PATENT DOCUMENTS
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`EXAM
`INIT.
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`DOCUMENT
`NO.
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`DATE
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`NAME
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`CLASS
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`SUB
`CLASS
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`FILING DATE IF
`APPROPRIATE
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`OTHER DOCUMENTS: (Including Author, Title, Date, Relevant Pages, Place of Publication)
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`FOREIGN PATENT DOCUMENTS
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`ENGLISH
`ABSTRACT
`FILING
`COUNTRY
`DOCUMENT
`EXAM
`LANG
`ONLY
`DATE
`CODE
`NO.
`INIT.
`(Y/N)
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`2554302 A1
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`05/03/1985
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`Y
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`EXAM INIT.
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`OTHER ART, JOURNAL ARTICLES, ETC.
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`
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`EXAMINER
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`DATE CONSIDERED
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`47935276V1
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`Page 1 of 8
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`ASML 1021
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`ASML 1021
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`Page 1 of 8
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`Electronic Acknowledgement Receipt
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`Title of Invention:
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`HIGH BRIGHTNESS LASER-DRIVEN LIGHT SOURCE
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`International Application Number: —
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`First Named Inventor/Applicant Name:
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`Donald K. Smith
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`Customer Number:
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`42532
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`Gerald E Worth
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`Attorney Docket Number:
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`EGQ 005CP3C1
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`Payment information:
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`File Listing:
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`Document
`Number
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`Document Descri
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`tion
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`P
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`File Size(Bytes)/
`Message Digest
`263676
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`Pages
`Multi
`Part /.zip (if appl.)
`
`Information:
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`Miscellaneous Incoming Letter
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`EGQ-OOSCP3C1_Transmitta|.pd‘ 9fbf6c25169737a7181639d58685f3cff2156
`I393
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`Page 2 of 8
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`Transmittal Letter
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`EGQ-OOSCP3C1_IDS.pdf
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`99207e017986056abf94d8f9e79c04b6f502
`30d0
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`Information:
`
`Information:
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`Foreign Reference
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`B1 O_FR2554302.pdf
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`Foreign Reference
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`B11_JP2003317675A.pdf
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`2014038
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`e664d3d5f6eb80d139bf6fe3fe400311617a
`359d
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`1221372
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`(738715558a0d7c2a7b0edfcbc29292dacb
`26e00
`
`
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`Information Disclosure Statement (IDS)
`Form (SB08)
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`EGQ-OOSCP3C1_1449.pdf
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`84de967ce1f7314ae9dbd417a68ad3883f7
`7993d
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`Information:
`
`This is not an USPTO supplied IDS fillable form
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`Total Files Size (in bytes)
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`3550015
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
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`Page 3 of 8
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`Page 3 of 8
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`Doc Code: TRAN.LET
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`Document Description: Transmittal Letter
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`PTO/SB/21 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
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`TRANSMITTAL
`
`
`Filing Date
`August 12, 2013
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`FORM
`
`Smith, Donald K.
`First Named Inventor
`
`Art Unlt
`2881
`
`(to be used for all correspondence after initial filing)
`McCormack, Jason L.
`Examiner Name
`Attorney Docket Number
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`Total Number of Pages in This Submission
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`EGO—005CP3C1
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`El
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`Fee Transmittal Form
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`D
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`Drawing(s)
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`After Allowance Communication to TC
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`ENCLOSURES
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`(Check all that apply)
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`
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`|:|
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`Fee Attached
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`D Amendment/Reply
`|:|
`El
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`After Final
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`Affidavits/declaration(s)
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`Extension of Time Request
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`_
`_
`Licensmg-related Papers
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`_
`_
`Petltlon
`Petition to Convert to a
`Provisional Application
`Power of Attorney, Revocation
`Change of Correspondence Address
`_
`_
`_
`Terminal Disclaimer
`
`Express Abandonment Request
`Information Disclosure Statement
`
`Request for Refund
`CD‘ Number Of CD(S)
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`El Landscape Table on CD
`
`Appeal Communication to Board
`of Appeals and Interferences
`
`Appeal Communication to TC
`(Appeal Notice, Brief, Reply Brief)
`_
`_
`Proprietary Information
`
`Status Letter
`Other Enclosure(s) (please Identify
`below):
`- Form PTO - 1449
`- Foreign References: B10 - B11
`
`Certified Copy of Priority
`Document(s)
`Reply to Missing Parts/
`Incomplete Application
`Reply to Missing Parts
`under 37 CFR 1.52 or 1.53
`
`The Director is hereby authorized to charge any fee due upon submission of this filing to Deposit
`Account NO. 50-3081.
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`Firm Name
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`SIGNATURE OF APPLICANT, ATTORNEY, OR AGENT
`
`Proskauer Rose LLP
`
`lGerald E. Worth 45,238/
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`Printed name
`
`Gerald E. Worth
`
`CERTIFICATE OF TRANSMISSION/MAILING
`
`I hereby certify that this correspondence is being facsimile transmitted to the USPTO or deposited with the United States Postal Service with
`sufficient postage as first class mail in an envelope addressed to: Commissioner for Patents, PO. Box 1450, Alexandria, VA 22313-1450 on
`the date shown below:
`
`Signature
`
`Typed or printed name
`
`This collection of information is required by 37 CFR 1.5. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and1.14. This collection is estimated to 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and
`Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND To: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
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`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
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`Page 4 of 8
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`Page 4 of 8
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`Privacy Act Statement
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`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the US. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the US. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1 . The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(0)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
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`Page 5 of 8
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`Page 5 of 8
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`Attorney Docket No. EGQ-OOSCP3C1
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`PATENT
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`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICANTS:
`
`Smith
`
`GROUP NO.:
`
`2881
`
`APPLICATION NO.:
`
`13/964,938
`
`EXAMINER:
`
`McCormack, Jason L.
`
`FILING DATE:
`
`August 12, 2013
`
`CONF. NO.:
`
`1022
`
`TITLE:
`
`High Brightness Laser—Driven Light Source
`
`Commissioner for Patents
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`FIFTH SUPPLEMENTAL INFORMATION DIS CLOSURE STATEMENT
`
`Madam:
`
`In accordance with the provisions of 37 CPR. 1.97 and 1.98, Applicants hereby make of
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`record the patents and publications listed on the accompanying Form PTO—1449, and other
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`information contained herein, for consideration by the Examiner in connection with the
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`examination of the above—identified patent application. In accordance With § 37 CPR. 1.98,
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`only copies of any foreign patent documents are enclosed.
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`Submission of any document(s), publication(s) or reference(s) herewith does not imply
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`concession by Applicant(s) to any characterization of the document(s), publication(s) or
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`reference(s) (including any statements therein), and no such concession is made.
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`Applicants authorize the Commissioner to charge any necessary fees due in connection
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`with the Information Disclosure Statement filed herewith to Deposit Account No. 50—3081.
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`Page 6 of 8
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`Page 6 of 8
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`Fifth Supplemental Information Disclosure Statement
`Attorney Docket No. EGQ-OOSCP3C1
`US. Application No. 13/964,938
`Page 2 of 3
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`REMARKS
`
`In accordance with the provisions of 37 C.F.R. 1.97, this statement is being filed (check one)
`
`El
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`(1)
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`within three (3) months of the filing date of a national application other than a continued
`prosecution application under 37 C.F.R. 1.5 3(d), or within three (3) months of the date of
`entry of the national stage as set forth in 37 C.F.R. 1.491 in an international application,
`or before the mailing of the first Office action on the merits, or before the mailing of a
`first Office action after the filing of a request for continued examination under 37 C.F.R.
`1.1 14; or
`
`IXI
`
`(2)
`
`after the period defined in (1) but before the mailing date of a final action or a notice of
`allowance under 37 C.F.R. 1.311, and
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`the requisite Statement is below, OR
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`the requisite fee under 37 C.F.R. 1.17(p), namely $90.00, is included herein, or
`
`El
`
`(3)
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`after the mailing date of a final action or notice of allowance but on or before the
`payment of the issue fee, AND
`
`III
`
`III
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`the requisite Statement is below, AND
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`the requisite fee under 37 C.F.R. 1.17(p), namely $90.00, is included herein.
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`It is respectfully requested that each of the patents and publications listed on the attached
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`Form PTO—1449, and other information contained herein, be made of record in this application.
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`Page 7 of 8
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`Page 7 of 8
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`Fifth Supplemental Information Disclosure Statement
`Attorney Docket No. EGQ-OOSCP3C1
`US. Application No. 13/964,938
`Page 3 of 3
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`As required under 37 C.F.R. 1.97(e), Applicant(s), through the undersigned, hereby state
`either that:
`
`STATEMENT
`
`D
`
`1.
`
`IXI
`
`2.
`
`Each item of information contained in the Information Disclosure Statement was
`first cited in any communication from a foreign patent office in a counterpart
`foreign application not more than three months prior to the filing of the
`Information Disclosure Statement; or
`
`No item of information contained in the Information Disclosure Statement was
`cited in a communication from a foreign patent office in a counterpart foreign
`application, and, to the knowledge of the person signing this Statement after
`making reasonable inquiry, no item of information contained in the Information
`Disclosure Statement was known to any individual designated in 37 C.F.R.
`1.5 6(0) more than three months prior to the filing of the Information Disclosure
`Statement.
`
`Respectfully submitted,
`
`Date: March 11,2015
`
`Reg. No.: 45,238
`Tel. No.: (617) 526-9626
`Fax No.: (617) 526-9899
`
`
`
`6“? ”(7%
`
`Gera d E. Worth
`
`Attorney for the Applicant(s)
`Proskauer Rose LLP
`One International Place
`
`Boston, MA 02110-2600
`
`47936566V1
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