`Filed By: Donald R. Steinberg, Reg. No. 37,241
`David L. Cavanaugh, Reg. No. 36,476
`Michael H. Smith, Reg. No. 71,190
`60 State Street
`Boston, Massachusetts 02109
`Tel: (617) 526-6000
`Email: Don.Steinberg@wilmerhale.com
`
` David.Cavanaugh@wilmerhale.com
`
` MichaelH.Smith@wilmerhale.com
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________________________________
`
`
`
`
`
`ASML NETHERLANDS B.V., EXCELITAS TECHNOLOGIES CORP., AND QIOPTIQ
`PHOTONICS GMBH & CO. KG,
`Petitioners
`
`v.
`
`ENERGETIQ TECHNOLOGY, INC.,
`Patent Owner.
`
`Case IPR2015-01375
`
`
`
`PETITIONERS’ UPDATED
`MANDATORY NOTICES UNDER 37 C.F.R. 42.8(a)(3)
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01375
`U.S. Patent 9,048,000
`
`
`Petitioners hereby file updated mandatory notices pursuant to 37 C.F.R. §
`
`42.8(b)(1).
`
`A. Counsel
`Lead Counsel: Donald R. Steinberg (Reg. No. 37,241)
`
`Backup Counsel: David L. Cavanaugh (Reg. No. 36,476)
`
`Second Backup Counsel: Michael H. Smith (Reg. No. 71,190)
`
`Third Backup Counsel: Brian Seeve (Reg. No. 71,721)
`
`Fourth Backup Counsel: Theodoros Konstantakopoulos (Reg. No. 74,155)
`
`Fifth Backup Counsel: Arthur Shum (Limited Recog. No. L0904)
`
`Sixth Backup Counsel: James M. Dowd (Admitted Pro Hac Vice)
`
`Seventh Backup Counsel: Kevin S. Prussia (Admitted Pro Hac Vice)
`
`Eighth Backup Counsel: Richard A. Goldenberg (Reg. No. 38,895)
`
`B. Related Matters
`U.S. Patent No. 9,048,000 (“the ’000 patent,” Ex. 1001) is one member of a
`
`patent family of continuation and continuation-in-part applications. Exhibit 1031
`
`is an updated chart that shows the members of this patent family and the
`
`relationships among them. Petitioners are also seeking inter partes review of
`
`related U.S. Patent Nos. 7,435,982 (“the ’982 patent”); 7,786,455 (“the ’455
`
`patent”); 8,309,943 (“the ’943 patent”); 8,525,138 (“the ’138 patent”); 8,969,841
`
`1
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01375
`U.S. Patent 9,048,000
`
`
`(“the ’841 patent”); and 9,185,786 (“the ’786 patent”), as well as other claims in
`
`the ’000 patent, in Case Nos. IPR2015-01300, IPR2015-01303, IPR2015-01377,
`
`IPR2016-00583, IPR2016-00584, IPR2016-00585, IPR2015-01279, IPR2016-
`
`00570, IPR2016-00575, IPR2015-00576, IPR2016-00578, IPR2016-00579,
`
`IPR2015-01277, IPR2016-00554, IPR2016-00556, IPR2016-00555, IPR2015-
`
`01368, IPR2016-00565, IPR2016-00566, IPR2015-01362, IPR2016-00127,
`
`IPR2016-00688, IPR2016-00689, IPR2016-00126, IPR2016-00774, IPR2016-
`
`00775, IPR2016-00771, and IPR2016-00776. The status of the other proceedings
`
`is summarized in Exhibit 1032.
`
`Petitioners request that the inter partes reviews of the ’982, ’455, ’943,’138,
`
`’841,’000, and ’786 patents be assigned to the same Panel for administrative
`
`efficiency.
`
`The following litigation matters would affect or be affected by a decision in
`
`this proceeding: Energetiq Tech., Inc. v. ASML Netherlands B.V., No. 1:15-cv-
`
`10240-LTS (D. Mass.) and In the Matter of Certain Laser-Driven Light Sources,
`
`Subsystems Containing Laser-Driven Light Sources, and Products Containing
`
`Same, Inv. 337-TA-983 (U.S. International Trade Commission).
`
`
`
`
`
`2
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`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01375
`U.S. Patent 9,048,000
`
`
`The Patent Trial and Appeal Board is hereby authorized to charge any fees
`
`associated with this proceeding to Deposit Account 08-0219, under Order No.
`
`0107945.00235, from which the undersigned is authorized to draw.
`
`
`
`Dated: April 5, 2016
`
`
`
`
`
`Respectfully Submitted,
`
`
`/Donald R Steinberg/
`Donald R. Steinberg
`Registration No. 37,241
`Wilmer Cutler Pickering
`
`Hale & Dorr LLP
`60 State Street
`Boston, Massachusetts 02109
`Tel: 617-526-6453
`Fax: 617-526-5000
`
`3
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`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01375
`U.S. Patent 9,048,000
`
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that, on April 5, 2016, I caused a true and correct copy of the
`
`following materials:
`
` Petitioners’ Updated Mandatory Notices Under 37 C.F.R. 42.8(a)(3)
` Petitioners’ Updated List of Exhibits
` Exhibit 1031: Updated Chart of Patent Family Members
` Exhibit 1032: Summary of Inter Partes Reviews of Related Patents
`
`to be served via electronic mail to the following address:
`
`PTABMattersBoston@proskauer.com
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`/Donald R Steinberg/
`Donald R. Steinberg
`Registration No. 37,241
`Wilmer Cutler Pickering
`
`Hale & Dorr LLP
`Tel: 617-526-6453
`Fax: 617-526-5000
`
`
`
`
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01375
`U.S. Patent 9,048,000
`
`
`PETITIONERS’ UPDATED LIST OF EXHIBITS FOR
`IPR2015-01375
`
`
`Exhibit
`
`Description
`
`1001
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`
`1012
`
`U.S. Patent No. 9,048,000
`
`Chart of Patent Family Members
`
`Declaration of J. Gary Eden, Ph.D. Regarding U.S. Patent No.
`9,048,000, Claims 1, 15, and 18 (“Eden Decl.”)
`
`French Patent Publication No. FR2554302A1, published May 3,
`1985 with English Translation and affidavit of translation (“Gärtner”)
`
`Japanese Patent Publication No. 2006010675A, published December
`1, 2006 with English Translation and affidavit of translation
`(“Kensuke”)
`
`William T. Silfvast, Laser Fundamentals, 2d ed., pp. 1-6, 199-222,
`565-68 (2004).
`
`Energetiq EQ-10M Soft X-Ray & EUV Source Data Sheet (2005)
`
`Office Action dated July 17, 2014
`
`Applicant’s Amendment and Response dated January 6, 2015
`
`Office Action dated Feb. 27, 2015
`
`Second Declaration of Donald K. Smith, Ph.D. in Support of
`Energetiq’s Reply Brief In Support of Its Motion For Preliminary
`Injunction, Energetiq Technology, Inc. v. ASML Netherlands B.V., et
`al., Civil Action No. 1:15-cv-10240-LTS (D. Mass.), Dated
`3/17/2015 (“Second Smith Declaration”)
`
`Energetiq Technology, Inc. v. ASML Netherlands B.V. et al, Civil
`Action No. 1:15-cv-10240-LTS (D. Mass.), 3/17/2015 Reply Brief
`(Dkt. 66) (“PI Reply Brief”)
`
`i
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01375
`U.S. Patent 9,048,000
`
`
`Description
`
`Declaration of Donald K. Smith, Ph.D. In Support of Energetiq’s
`Motion for A Preliminary Injunction, Energetiq Technology, Inc. v.
`ASML Netherlands B.V., et al., Civil Action No. 1:15-cv-10240-LTS
`(D. Mass.), Dated 2/6/2015 (“First Smith Declaration”)
`
`International Publication WO-2004097520, published November 11,
`2004 (“Mourou”)
`
`Exhibit
`
`1013
`
`1014
`
`1015
`
`U.S. Patent No. 4,780,608 to Cross
`
`1016
`
`1017
`
`Handbook of Laser Technology and Applications, Vol. III:
`Applications (Colin E. Webb et al., eds.), Chapter D1.2, pp. 1587-
`1611 (2004) (“Handbook of Laser Tech.”)
`
`D. Keefer, “Laser Sustained Plasmas,” Chapter 4, in Radziemski et
`al., Laser-Induced Plasmas and Applications, pp. 169-206, CRC
`Press (1989)(“Keefer”)
`
`1018
`
`Notice of Allowability dated March 25, 2015
`
`1019
`
`1020
`
`1021
`
`1022
`
`1023
`
`1024
`
`1025
`
`1026
`1027
`
`Response to Non-Final Office Action, U.S. Patent Application No.
`13/024,027
`
`Applicant’s Amendment and Response dated March 5, 2015
`
`Information Disclosure Statement dated March 11, 2015
`
`Michel Digonnet, Rare Earth Doped Fiber Lasers and Amplifiers, 2d
`ed., pp. 144-170 (2001)
`
`Kelin Kuhn, Laser Engineering, Chapter 4, pp. 384-440 (1998)
`
`Information Disclosure Statement dated August 12, 2013
`
`U.S. Patent No. 7,435,982
`
`U.S. Patent No. 7,786,455
`
`I.M. Beterov et al., Resonance radiation plasma (photoresonance
`
`ii
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01375
`U.S. Patent 9,048,000
`
`
`Exhibit
`
`Description
`plasma), Sov. Phys. Usp. 31 (6), 535-54 (1988) (“Beterov”)
`
`Bussiahn, “Experimental and theoretical investigations of a low-
`pressure He-Xe discharge for lighting purpose,” J. Appl. Phys. 95(9)
`4627-34 (May 1, 2004) (“Bussiahn”)
`
`Declaration of Kevin S. Prussia in Support of Motion for Admission
`Pro Hac Vice (“Prussia Decl.”)
`
`Declaration of James M. Dowd in Support of Motion for Admission
`Pro Hac Vice (“Dowd Decl.”)
`
`Updated Chart of Patent Family Members
`
`Summary of Inter Partes Reviews of Related Patents
`
`1028
`
`1029
`
`1030
`
`1031
`
`1032
`
`
`
`
`
`iii