`571-272-7822
`
`
`
`RECORD OF ORAL HEARING
`UNITED STATES PATENT AND TRADEMARK OFFICE
`- - - - - -
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`- - - - - -
`SONY COMPUTER ENTERTAINMENT AMERICA LLC and
`GAMELOFT, S.A.,
`Petitioners,
`vs.
`ROTHSCHILD DIGITAL MEDIA INNOVATIONS, LLC,
`Patent Owner.
`- - - - - -
`Case IPR2015-01364
`Patent 6,101,534
`Technology Center 2400
`Oral Hearing Held: Thursday, August 18, 2016
`
`BEFORE: KALYAN K. DESHPANDE; MICHAEL J.
`FITZPATRICK (via video link); and SHEILA F. McSHANE,
`Administrative Patent Judges.
`
`The above-entitled matter came on for hearing on Thursday,
`August 18, 2016, at 1:02 p.m., Hearing Room D, taken at the U.S. Patent
`and Trademark Office, 600 Dulany Street, Alexandria, Virginia.
`
`REPORTED BY: RAYMOND G. BRYNTESON, RMR,
`
`IPR2015-01364, Paper No. 23
`September 12, 2016
`
`CRR, RDR
`
`
`
`APPEARANCES:
`
`ON BEHALF OF THE PETITIONER:
`
`
`ABRAN KEAN, ESQ.
`
`
`Erise IP
`
`
`5600 Greenwood Plaza Boulevard, Suite 200
`
`
`Greenwood Village, Colorado 80111
`
`
`720-689-5440
`
`
`
`
`
`
`
`
`ERIC A. BURESH, ESQ.
`MARK LANG, ESQ.
`Erise IP
`6201 College Boulevard, Suite 300
`Overland Park, Kansas 66211
`913-777-5600
`
`
`
`
`
`
`
`
`
`
`
`
`
`ON BEHALF OF THE PATENT OWNER:
`
`
`JOHN C. CAREY, ESQ.
`
`
`THOMAS K. LANDRY, ESQ.
`
`
`Carey Rodriguez Milian Gonya, LLP
`
`
`Espirito Santo Plaza
`
`
`1395 Brickell Avenue, Suite 700
`
`
`Miami, Florida 33131
`
`
`305-372-7474
`
`
`
`
`
`2
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01364
`Patent 6,101,534
`
`
`
`
`P R O C E E D I N G S
`(1:02 p.m.)
`
`
`
`
`
`
`
`JUDGE McSHANE: Okay. Good afternoon,
`everyone. This is the final hearing in IPR2015- 01364, Sony
`Computer Entertainment America LLC v. Rothschild Digital
`Media Innovations, LLC.
`I am Judge McShane. Sitting to my right is Judge
`Deshpande. And on the screen we have Judge Fitzpatrick who
`is out of our Detroit office.
`Can we have appearances, please, Petitioner?
`MR. KEAN: Good afternoon, Your Honor. My
`name is Abran Kean. I'm with the law firm of Erise IP. With
`me today are my colleagues Eric Buresh and Mark Lang.
`JUDGE McSHANE: Will you be arguing today?
`MR. KEAN: Yes.
`JUDGE McSHANE: Okay. And for Patent Owner?
`MR. LANDRY: Thomas Landry with the law firm
`of Carey Rodriguez Milian Gonya. With me today is my
`colleague John Carey. I will be arguing for the Respondent
`Rothschild Digital Media Innovations.
`JUDGE McSHANE: Okay. Welcome, everyone.
`Thank you for coming. We included generally the procedure
`for today's proceeding in the trial order that was sent out but I
`will go over a few administrative issues right from the get-go
`so we're all on the same page.
`
`
`
`3
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01364
`Patent 6,101,534
`
`
`As the trial order indicated, each party is going to
`have one hour of time for argument. Petitioner has the right to
`reserve some rebuttal time.
`And if you are using demonstratives -- and we did
`get one set of demonstratives in from Petitioner here -- if you
`are using demonstratives, for the clarity of the record and also
`to help Judge Fitzpatrick, if you would refer to the number,
`the page number of the demonstrative, that would be
`appreciated.
`Something else, and if you could remember it, it
`would be helpful again for the remote judge, please try to
`speak into the microphone. I know it is tough sometimes.
`You may get agitated and start moving around. But please try
`to use the microphone.
`I will also try to remind counsel when they are
`approaching the end of the time they have allocated for them.
`But I will do the best I can to keep track of that.
`And one last thing. Under no circumstances are
`you to interrupt the other party when they are putting on
`demonstratives or presenting arguments to present objections.
`If you have objections, please wait until the time that you can
`respond or rebuttal.
`If you are the last in the queue and the attorney
`before you, for instance, Petitioner was doing a rebuttal, and
`you are last in the queue and they presented something you
`
`
`
`4
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01364
`Patent 6,101,534
`
`have an objection to, please let us know before we adjourn and
`then we can do something about it potentially.
`So with that, I think that was all of the
`administrative things we had, and with that if Petitioner would
`proceed.
`
`MR. KEAN: Thank you, Your Honor. I have hard
`copies of our demonstratives. If I may approach I will hand
`them to you.
`JUDGE McSHANE: Thank you.
`MR. KEAN: Thank you and good afternoon. And
`once again my name is Abe Kean with the firm Erise IP,
`presenting today on behalf of the Petitioner, Sony Computer
`Entertainment America, and also the joint party Gameloft.
`Turning to slide DX- 2, there are a couple excerpts
`here from the '534 patent which is at issue in this case. There
`is figure 2 and there is just a couple things I want to point out
`and emphasize about figure 2.
`In the green box there is a local computer and in
`the red box there is a server. This is an architecture we are
`going to see very often today in the patent, the '534 patent
`which is being challenged, and also in the prior art documents.
`What we have is we have a client and a server
`architecture and then there is a communications link between
`the two things. And so in figure 2 of the '534 patent up
`toward the top right corner, you have that communications link
`
`
`
`5
`
`
`
`Case IPR2015-01364
`Patent 6,101,534
`
`so the server is in communication with the local computer.
`And, again, that's an architecture that is going to be very
`familiar today as we step through the various evidence.
`On slides DX-3 and DX- 4 we have the claim
`language. I'm going to jump past that to slide DX-5. That's
`there in case we need to refer back to it. It may be useful later
`in the argument but we will step ahead here.
`These are the issues that we are going to be
`discussing today. So there are two grounds or two general
`grounds for institution. One, there is an obviousness grounds
`based on Mages and Batchelor for claims 1, 6 through 9, 21,
`23 and 24. And then there is another combination that
`involves a third reference, a reference called Hughes, and
`that's applied to claim 22.
`There are not that many issues left in this
`proceeding. Really most of the disputes boil down to three
`things. There is some dispute about claim construction. There
`is some dispute about the combination and application of
`Mages and Batchelor. And there is very minor dispute about
`the addition of Hughes and how that applies to the prior art.
`So those are the three issues the Petitioner, we plan to discuss
`today and we will step through those.
`Issue number 1 is claim construction. There are
`two terms that are part of the Institution Decision and are
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`
`
`6
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01364
`Patent 6,101,534
`
`disputed claim construction terms. One is access and one is
`this concept of contemporaneous connection.
`Now, the definition of access is really the linchpin
`of this case. And the reason for that is straightforward. Once
`you properly construe the definition of access and the broadest
`reasonable interpretation of that term, the application of the
`prior art here is really very straightforward.
`Now, there is some backstory here. There was a
`reexamination proceeding of this patent. And in the
`reexamination proceeding it went up on appeal and there was a
`construction on that appeal that seemed to suggest that the
`claims were limited to direct access. And the way -- what
`direct access meant in that context was the server needed to
`directly access the optical disk stored locally without
`intervention of the local processor.
`Now, that was the construction based on the
`record, based on the arguments in the reexamination. That's
`not the right construction here. Here we have agreement that
`indirect access should be included within the broadest
`reasonable interpretation of the claims.
`Now, what does indirect access mean? Indirect
`access means the server can direct the local processor to
`access things on the optical disk. So, in other words, the local
`processor is involved in the path. There is direction coming
`from the server through the local processor telling the local
`
`
`
`7
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01364
`Patent 6,101,534
`
`processor or directing the local processor to go and get
`information from the optical disk. That's the construction the
`Board provided in the Institution Decision, and there is a
`couple important points about that construction.
`One, both parties agree that that is right. This
`indirect path that goes through the processor, both parties
`agree on the record in this proceeding that that should be
`included within the scope of the broadest reasonable
`interpretation of the access concept.
`Another important point, and even more
`importantly, is this construction is right, based on the intrinsic
`record, based on the arguments of this proceeding.
`JUDGE McSHANE: Counsel, when you are talking
`about the term access, you are referring to the whole clause
`which I think the decision referred to as the remote access
`limitation, so it begins with -- in the last part of the claim,
`said remotely accessible, and it goes all of the way to the end
`is by local processor assembly. Is that correct?
`MR. KEAN: That's exactly right, Your Honor.
`And I was just referring to access as shorthand.
`JUDGE McSHANE: Got it. I just wanted to be
`
`clear.
`
`MR. KEAN: Yes, you are exactly right. Thank
`you. Here is the construction that the Board provided in the
`Institution Decision and here is what I mean by indirect access
`
`
`
`8
`
`
`
`Case IPR2015-01364
`Patent 6,101,534
`
`as provided by the Board, which the parties agree with. The
`remote access limitations -- the limitation you just referred to,
`Your Honor --
`JUDGE McSHANE: Yes, there it is.
`MR. KEAN: -- encompass a remote server
`assembly accessing the auxiliary site data by directing the
`local processor assembly to access the data.
`That's really the crux of this. So the server needs
`to direct the local processor to go and access information on
`the optical disk or the local memory.
`The Patent Owner agrees with this. So the Patent
`Owner -- here is a couple of excerpts from the Patent Owner's
`response. The Patent Owner has said that it's agreed that the
`claims cover communication on a path that transmits -- transits
`through a local processor. That's in the top box.
`In the second box, the intrinsic evidence -- this is
`the Patent Owner -- the intrinsic evidence overwhelmingly
`shows that the term direct was used in the sense that the
`remote server directs access.
`So, again, this is all in alignment. The Board's
`construction, the construction proposed by the Petitioner in the
`petition, and the Patent Owner's view of the landscape here is
`all in alignment. The path where the remote server directs the
`local processor to access things, access information and
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`
`
`9
`
`
`
`Case IPR2015-01364
`Patent 6,101,534
`
`addresses on the optical disk, that concept is within the scope
`of the claims under the broadest reasonable interpretation.
`Here is just one example from the intrinsic record
`to show that this is right. Now, this example includes a
`concept of restricted access, and we will talk about that later
`on in the presentation. It's a concept that appears in claims --
`in claim 24.
`But what's important here is that, the very last part
`of this excerpt, where it says the access is directed by the
`remote server assembly. So once, again, we have alignment
`here. We have a remote server that is directing access. And
`how does it do that? It directs the local processor and tells the
`local processor to retrieve information from the optical disk.
`JUDGE FITZPATRICK: Mr. Kean, you are on
`slide 9, correct?
`MR. KEAN: Thank you, Your Honor, for the
`reminder. Yes, sir, slide DX-9. And I will try to announce as
`I step through them. Thank you.
`I'm just turning to slide DX-10. So that is the
`access concept. Now, DX-10, this is one more claim
`construction issue and this one is really very minor, but there
`seems to be some dispute so we just wanted to try and clarify
`the situation. There is a concept of restricted access that
`appears in claims 2 and 24. There is a concept of only while
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`
`
`10
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01364
`Patent 6,101,534
`
`the client and server are connected that appears in claims 23
`and 24.
`
`Neither of those concepts appear in claim 1. And
`it was a little confusing to us. In the Patent Owner's response,
`it appeared that they were suggesting that these were concepts
`that needed to be read into independent claim 1, and we just
`want to point out that that is not accurate. Those concepts are
`not there. They're not in claim 1.
`They certainly are in claim 2, the restricted access
`concept. And then this concept of "only while" is in claim 23
`and 24, and the restricted access is also in claim 24.
`Importantly, all those concepts are also in the prior art and we
`will show why here in just a bit, but those concepts should not
`be read into claim 1.
`JUDGE FITZPATRICK: Mr. Kean, was there any
`briefing on either side about the significance of claim 2 being
`cancelled during the reexam and what effect that might have
`on the doctrine of claim differentiation?
`MR. KEAN: There really wasn't, Your Honor, a
`lot of emphasis on that. The only thing we are pointing out
`here with claim 2 is that this restricted access concept is in
`dependent claim 2 and not in independent claim 1, but there
`was not a lot of discussion about what the cancellation itself
`meant.
`
`JUDGE FITZPATRICK: Thank you.
`
`
`
`11
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01364
`Patent 6,101,534
`
`
`MR. KEAN: That's claim construction in this case.
`Those are really the only remaining issues on claim
`construction. And they are straightforward in this case
`because of the important one, which is the access concept, is
`one that both parties agree to. Both parties agree with the
`construction and the concept provided in the Institution
`Decision.
`
`Issue number 2 is the combination of Mages and
`Batchelor. There are kind of four sub- issues here. One is
`Batchelor, the Patent Owner has challenged that it is not
`analogous art. And then the Patent Owner has presented a
`couple of different challenges based on the application of the
`combination to different claims, and we will step through
`those one at a time.
`Starting first with just a high level discussion of
`the Batchelor reference, Your Honor, this is at DX-12, here we
`have a figure from Batchelor, it is figure 1, and also some
`description about what Batchelor does.
`So Batchelor includes an instruction that has
`command and address information. It tells the CPU to retrieve
`things, retrieve text and graphic information from the optical
`disk.
`
`One of the things I want to emphasize about the
`figure here is once, again, we have a remote computer, and
`that's the box in red, and then we have a local computer, and
`
`
`
`12
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01364
`Patent 6,101,534
`
`that's the box in green. And the Patent Owner has tried to
`characterize this Batchelor reference as just being TV, and
`they kind of oversimplify it by suggesting that's all it is.
`And I want to point out that, you know, there is a
`lot more to it than that. So if you look at the box in green,
`this is a computer. There is an optical disk there. There is a
`hard disk drive. There is a DRAM. There is a CPU.
`Batchelor expressly describes this as a personal
`computer. Batchelor involves two computers communicating
`over a communications link, just like the '534 patent does. It
`is the same concept.
`Now, here Batchelor illustrates the
`communications link in this figure as being a broadcast
`communications link. In the disclosure of Batchelor it also
`mentions that it could be cable, so that could also be wired.
`But as illustrated here, Batchelor teaches broadcast
`technology. So you have a remote computer talking to a local
`computer using broadcast technology as a communications
`link.
`
`Now, the question for analogous art --
`JUDGE FITZPATRICK: Mr. Kean, sorry, there is
`no reverse communication in Batchelor, is there, in the other
`direction?
`MR. KEAN: No, that's right, Your Honor. And
`that's also a concept that is not required by the claims.
`
`
`
`13
`
`
`
`Case IPR2015-01364
`Patent 6,101,534
`
`
`So when we are evaluating analogous art the first
`question is to look to whether or not it is in the same field of
`endeavor. Support for finding the field of endeavor comes
`from the patent's written description and claims, including the
`structure and the function of the invention.
`And so we look to the '534 patent here and look to
`see what it describes. So it describes a client computer
`communicating with the server computer and it described the
`communications link there. Now, in the '534 patent it
`described this communications link as including all sorts of
`different kinds of technologies.
`It says that explicitly included within the
`technology in the '534 patent there is a full band broadcast
`signal, an interlaced broadcast signal, or any other known data
`type signal. So the way the '534 patent describes the field of
`its endeavor, it includes various technology as a
`communications link between the server and the local
`computer.
`JUDGE DESHPANDE: Counsel, has there been
`any briefing on what the actual field of endeavor is for the
`'534 patent?
`MR. KEAN: Your Honor, we provided a definition
`and I believe I have that on the next slide, and that was
`included in our reply brief.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`
`
`14
`
`
`
`Case IPR2015-01364
`Patent 6,101,534
`
`
`So I'm turning to DX- 14. And this is the slide
`where we have listed the field of endeavor that we proposed in
`our reply brief. So we proposed that the field of endeavor
`should be defined to include at least interactive remote
`computer interface systems that utilize Internet or broadcast
`television transmissions.
`Now, there is one more important point to make on
`this slide. The Patent Owner has seemed to suggest that even
`if you allow that broadcast technology could be included
`within the field of endeavor of the '534 patent, that somehow
`that should exclude television broadcast. Well, that is
`inconsistent with what the Patent Owner has said in a different
`venue.
`
`So claim 13 explicitly includes a broadcast signal.
`And the Patent Owner in arguing claim construction there,
`suggested that the broadcast signal should include full band
`broadcast signals such as TV.
`And so there is no question that broadcast
`technology, including broadcast television technology, was
`contemplated to be within the field of endeavor of the '534
`patent. And really the analogous art inquiry ought to end
`there.
`
`As you all know, when you are looking to
`analogous art you first consider whether or not the art falls
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`
`
`15
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01364
`Patent 6,101,534
`
`within the field of endeavor. And if it does the analysis stops.
`There is no need for a further inquiry.
`But if you determine that it is outside the field of
`endeavor, then you look to whether or not it still would be
`relevant, would still be important to a person of skill in the art
`in solving the problems that were described in the patent, and
`that's the reasonably pertinent standard.
`You only get there if you determine that something
`is outside the field of endeavor. Here the Batchelor reference
`is so clearly within the field of endeavor it really should be
`found to be analogous art for that reason and that reason
`alone.
`
`But, nevertheless, if you turn to DX-16, excuse me,
`DX-15, here is an example of what the '534 patent says about
`the problem that it is trying to solve. So the '534 patent says:
`A significant problem associated with the use of such on- line
`technology, however, involves the substantial amount of time
`required to download various images and information.
`Well, if you look at the disclosure in Batchelor, it
`is designed to solve that exact problem. What Batchelor
`describes is you have a local optical disk that includes
`encyclopedia-type information, information that would require
`a lot of data that you don't need to transmit over the
`communications link in Batchelor. The reason you don't need
`to transmit it is because that optical disk is local, it is stored
`
`
`
`16
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01364
`Patent 6,101,534
`
`locally, and the local computer can access information on that
`optical disk when it is directed to do so by the remote
`computer in Batchelor.
`And so the point is even if for some reason
`Batchelor were not within the field of endeavor, it would still
`be reasonably pertinent to the problem that was described and
`identified by the '534 patent.
`I'm going to jump ahead to slide DX-18, Your
`Honor. This is the description of Mages. And I'm going to
`discuss the combination of Mages and Batchelor. Here once,
`again, we have a client, or a local computer communicating
`over a communications link with the server.
`Here we have got the local computer in the green
`box and the server in the red box. It is a very familiar
`architecture. It's the same architecture in the '534 patent,
`same architecture that we saw in Batchelor.
`Now, what is the reason for the combination? So
`Mages discloses server control of local media data. Mages
`describes that specific tracks on the CD-ROM can be
`controlled by the remote server. Mages describes a situation
`where the server sends triggering information and sends a key
`to the local computer instructing it to access information on
`the local CD.
`What Batchelor adds is it adds some detail on what
`that direction -- what that instruction actually involves, what
`
`
`
`17
`
`
`
`Case IPR2015-01364
`Patent 6,101,534
`
`it consists of. So if you look to Batchelor, one excerpt of
`Batchelor is in the box on the right, Batchelor explains that
`there is text and graphic information on the optical disk and
`then Batchelor explains that the remote computer there will
`instruct the CPU, instruct the local CPU to retrieve specific
`text and graphic information from the optical disk.
`Now, here is the value added by Batchelor.
`Batchelor explains exactly what that is and says that it
`contains command and address information. So it is
`commanding. It is instructing the local processor to take
`action. And it is providing the local processor with an address
`on the optical disk on where to retrieve the information.
`And so the combination here that we have
`presented in our petition takes that detail from Batchelor and
`adds it to the system of Mages. In the system of Mages you
`already have this communication between the client and the
`server. You already have server control of the client, server
`control of the information on the optical disk. But Batchelor
`adds some additional detail as to what precisely should be in
`that data packet and in that instruction.
`Now, why would a person of skill in the art be
`motivated to combine that teaching from Batchelor with
`Mages? Well, the answer is it would be desirable because, as
`described in Batchelor, it would enable the remote facility to
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`
`
`18
`
`
`
`Case IPR2015-01364
`Patent 6,101,534
`
`directly control utilization of specific tracks of the local
`CD-ROM.
`So we already know from Mages that server control
`of the local information is one of the goals. That's one of the
`solutions that Mages was presenting. The addition of
`Batchelor enhances that.
`It enhances that because it gives the server
`additional control because it has the server telling the local
`computer, one, it is instructing it to go get and retrieve
`information and, two, it is telling it the address. It is telling it
`specifically where to go on the optical disk in order to retrieve
`that information. And so that's the combination here.
`Our expert, Dr. Madisetti, has explained additional
`motivations in detail in paragraphs 41 through 49 of his
`declaration, but that's the real gist of it, is the addition of the
`concept of Batchelor to the data communications that are
`already taking place in Mages enhances that functionality that
`Mages was attempting to accomplish.
`I'm going to skip ahead to slide 22. Slide 21 kind
`of reiterated a couple of claim construction points but I want
`to move ahead to claims 23 and 24. These claims include a
`new limitation that says the addresses are accessible only
`while the local processor assembly is interactively online
`connected to the remote server assembly.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`
`
`19
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01364
`Patent 6,101,534
`
`
`And I would like to jump ahead to the next slide
`and to some specific examples from Mages. And the reason
`why is that Mages in its primary embodiment teaches access
`only one way. It teaches access while the client and the server
`are in communication.
`Now, what do I mean by that? Here are two
`examples from Mages on slide DX-23. In the first example it
`says the CD- ROM will only allow the end user to access --
`access to the video and audio on it by logging onto the host's
`server via a network such as the Internet.
`It goes on to say in the next excerpt: The only way
`to access the data is socket- to- socket connection with the
`server of the web page of the host.
`Now, one question that these two examples kind of
`bring to mind is timing. It brings to mind, you know, when
`does this all take place in the example, in the primary
`embodiment described in Batchelor? And I would like to turn
`the Board's attention to Mages, the Mages reference, '825, and
`to columns 7 and 8 there.
`And at the bottom of column 7, starting at about
`line 47, it explains -- now this is the primary embodiment in
`Mages explaining how it works, providing specific detail as to
`what happens when the server instructs the local processor to
`act -- it says: As soon as, the local computer, as soon as the
`encoded key arrives and is stored in RAM by means of the
`
`
`
`20
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01364
`Patent 6,101,534
`
`catcher program, a subroutine player in the program on the
`receiving computer begins to decode the trigger in order to
`invoke the correct track.
`So as soon as that key arrives, this is happening
`while there is a connection, there is a connection, it just
`received the key, and as soon as that key arrives the local
`processor takes action.
`It goes on to say at the top of column 8, that
`paragraph continues and goes on to about line 8 or 9 in column
`8 and it explains what happens next. It says: "It is noted and
`emphasized that as soon as the key has been decoded the video
`and/or audio data is immediately played back by the
`audio/video subsystems." And it goes on from there.
`So this is all happening immediately. This is
`happening while the local computer is online and
`communicating with the server in the primary embodiment in
`Mages.
`
`Now, how does the Patent Owner respond to this?
`The Patent Owner responds with speculation about things that
`Mages might do that it doesn't say it does. So the Patent
`Owner alleges that the trigger stored temporarily in RAM can
`be accessed offline. Now, the primary embodiment in Mages,
`that's the embodiment that is talking about the trigger being
`stored in RAM. Nowhere in that embodiment does it talk
`about saving something for later or giving the local computer
`
`
`
`21
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01364
`Patent 6,101,534
`
`an option to ignore the instruction. That is not in the primary
`embodiment in Mages.
`Patent Owner's expert, we asked Dr. Brogioli about
`this, he admitted that he didn't discuss this in his opinion. So
`their expert could not point to any evidence where Mages in
`its primary embodiment accesses these addresses when it is
`offline. This is pure speculation. And this is the reason why
`the case law is important.
`When you have a negative limitation like we have
`here, the "only while" concept in the claims, claims 23 and 24,
`that's a negative limitation. When you have a negative
`limitation like that, and we have demonstrated, as we have
`done here, that the affirmative requirements are met in the art,
`it is not enough to defeat that showing with speculation. That
`is not enough.
`It is the Patent Owner's job to come forward with
`some evidence. They have the burden of production to
`identify some reason that Mages does something else or does
`something different in the embodiment that we're relying on.
`They haven't done that here.
`And so speculation about things that it doesn't do,
`speculation about functionality that Mages doesn't describe,
`that is not enough to defeat a strong showing of obviousness.
`That's not enough to defeat the showing of obviousness that
`we have provided here.
`
`
`
`22
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01364
`Patent 6,101,534
`
`
`I'm going to turn to slide DX-26, and this is an
`excerpt from claim 24. It is one of the challenged claims and
`it does have this concept of restricted access. And, candidly,
`I'm not sure what the debate is here because this is precisely
`what Mages teaches. This is one of the purposes of Mages is
`to restrict access.
`If we turn to DX- 27, here is a couple examples. So
`at the top, it is the Patent Owner's argument that Mages sends
`a key that may or may not be used depending on the decision
`of the user of the local processor. That is made up. That is
`not coming from anywhere in the primary embodiment of
`Mages.
`
`Instead, Mages describes that the CD -ROM will
`only allow the end user to access video or audio data on it by
`logging into the host server. It goes on to say that the only
`way to access the data is a socket-to-socket connection with
`the server of the web page of the host.
`So once, again, we have this situation here where
`Mages expressly describes exactly what is claimed, and you
`can't defeat a showing like that by speculating about other
`things or saying Mages does something or teaches something
`that it doesn't teach in that primary embodiment.
`Turning to slide DX- 28, this is the third and final
`issue that we have in the proceeding, and this is the
`combination of Mages and Batchelor with the addition of the
`
`
`
`23
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01364
`Patent 6,101,534
`
`Hughes reference. And the purpose of the Hughes reference is
`it adds some detail that is relevant to claim 22.
`Claim 22 includes a couple of limitations that
`aren't -- that don't appear elsewhere in the challenged claims.
`So one of these is it generates a floor plan display that's
`hi