`Filed By: Donald R. Steinberg, Reg. No. 37,241
`David L. Cavanaugh, Reg. No. 36,476
`Michael H. Smith, Reg. No. 71,190
`60 State Street
`Boston, Massachusetts 02109
`Tel: (617) 526-6000
`Email: Don.Steinberg@wilmerhale.com
`
` David.Cavanaugh@wilmerhale.com
`
` MichaelH.Smith@wilmerhale.com
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________________________________
`
`
`
`
`
`ASML NETHERLANDS B.V., EXCELITAS TECHNOLOGIES CORP., AND QIOPTIQ
`PHOTONICS GMBH & CO. KG,
`Petitioners
`
`v.
`
`ENERGETIQ TECHNOLOGY, INC.,
`Patent Owner.
`
`Case IPR2015-01362
`
`
`
`PETITIONERS’ UPDATED
`MANDATORY NOTICES UNDER 37 C.F.R. 42.8(a)(3)
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01362
`U.S. Patent 8,969,841
`
`
`Petitioners hereby file updated mandatory notices pursuant to 37 C.F.R. §
`
`42.8(b)(1).
`
`A. Counsel
`Lead Counsel: Donald R. Steinberg (Reg. No. 37,241)
`
`Backup Counsel: David L. Cavanaugh (Reg. No. 36,476)
`
`Second Backup Counsel: Michael H. Smith (Reg. No. 71,190)
`
`Third Backup Counsel: Brian Seeve (Reg. No. 71,721)
`
`Fourth Backup Counsel: Theodoros Konstantakopoulos (Reg. No. 74,155)
`
`Fifth Backup Counsel: Arthur Shum (Limited Recog. No. L0904)
`
`B. Related Matters
`U.S. Patent No. 8,969,841 (“the ’841 patent,” Ex. 1001) is one member of a
`
`patent family of continuation and continuation-in-part applications. This patent
`
`family includes U.S. Patent Nos. 7,435,982 (“the ’982 patent”); 7,786,455 (“the
`
`’455 patent”); 8,309,943 (“the ’943 patent”); 8,525,138 (“the ’138 patent”);
`
`8,969,841 (“the ’841 patent”); and 9,048,000 (“the ’000 patent”). Exhibit 1002
`
`shows the members of this patent family and the relationships among them.
`
`Petitioners are also seeking inter partes review of related U.S. patents within this
`
`family, as summarized below:
`
`Patent
`No.
`
`IPR No.
`
`Challenged Claims
`
`Status
`
`
`
`
`
`7,435,982
`
`IPR2015-01300
`
`IPR2015-01303
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01362
`U.S. Patent 8,969,841
`
`
`Instituted on all
`challenged claims
`
`1, 3-4, 10, 16, 21, 24-
`27, 30, 31, 34, 37, 42-
`43, 49, 55, 61-64, 67,
`68, 71, 72, 74, and 78
`
`7,435,982
`
`IPR2015-01377
`
`23 and 60
`
`7,435,982
`
`IPR2016-00583
`
`7,435,982
`
`IPR2016-00584
`
`7,435,982
`7,786,455
`
`IPR2016-00585
`IPR2015-01279
`
`2, 5-9, 12-15, 20, 22,
`28, 29, 35, and 36
`38, 44-48, 51, 53, 54,
`59, 65, 66, and 73
`52, 75-77, and 81
`19, 39-41
`
`7,786,455
`7,786,455
`7,786,455
`7,786,455
`7,786,455
`8,309,943
`
`IPR2016-00570
`IPR2016-00575
`IPR2016-00576
`IPR2016-00578
`IPR2016-00579
`IPR2015-01277
`
`1-9, 15, and 16
`12-14
`17-18
`20, 21, 24
`28-34
`1, 3, 13, and 16
`
`8,309,943
`8,309,943
`8,309,943
`8,525,138
`
`IPR2016-00554
`IPR2016-00556
`IPR2016-00555
`IPR2015-01368
`
`2, 5, and 10
`11 and 12
`14, 15, 17, and 18
`1-5
`
`Instituted on all
`challenged claims
`
`Pending
`
`Pending
`
`Pending
`Instituted on all
`challenged claims
`
`Pending
`Pending
`Pending
`Pending
`Pending
`Instituted on all
`challenged claims
`
`Pending
`Pending
`Pending
`Instituted on all
`challenged claims
`
`8,525,138
`8,525,138
`8,969,841
`
`IPR2016-00565
`IPR2016-00566
`IPR2016-00127
`
`6, 7, and 10
`21, 25, and 27
`10, 13, 14
`
`Pending
`Pending
`Pending
`
`9,048,000
`
`IPR2015-01375
`
`1, 15, and 18
`
`Instituted on all
`challenged claims
`
`9,048,000
`
`IPR2016-00126
`
`7-10
`
`Pending
`
`
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01362
`U.S. Patent 8,969,841
`
`
`
`
`Petitioners request that the inter partes reviews of the ’982, ’455, ’943,’138,
`
`’841, and ’000 patents be assigned to the same Panel for administrative efficiency.
`
`The following litigation matters would affect or be affected by a decision in
`
`this proceeding: Energetiq Tech., Inc. v. ASML Netherlands B.V., No. 1:15-cv-
`
`10240-LTS (D. Mass.) and In the Matter of Certain Laser-Driven Light Sources,
`
`Subsystems Containing Laser-Driven Light Sources, and Products Containing
`
`Same, Inv. 337-TA-983 (U.S. International Trade Commission).
`
`
`
`
`
`
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01362
`U.S. Patent 8,969,841
`
`
`The Patent Trial and Appeal Board is hereby authorized to charge any fees
`
`associated with this proceeding to Deposit Account 08-0219, under Order No.
`
`0107945.00235, from which the undersigned is authorized to draw.
`
`
`
`Dated: March 1, 2016
`
`
`
`
`
`Respectfully Submitted,
`
`
`/Donald R Steinberg/
`Donald R. Steinberg
`Registration No. 37,241
`Wilmer Cutler Pickering
`
`Hale & Dorr LLP
`60 State Street
`Boston, Massachusetts 02109
`Tel: 617-526-6453
`Fax: 617-526-5000
`
`
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01362
`U.S. Patent 8,969,841
`
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that, on March 1, 2016, I caused a true and correct copy of the
`
`foregoing materials:
`
` PETITIONERS’ UPDATED MANDATORY NOTICES UNDER 37
`C.F.R. 42.8(a)(3)
`
`to be served via electronic mail to the following address:
`
`PTABMattersBoston@proskauer.com
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`/Donald R Steinberg/
`Donald R. Steinberg
`Registration No. 37,241
`Wilmer Cutler Pickering
`
`Hale & Dorr LLP
`Tel: 617-526-6453
`Fax: 617-526-5000