`_____________________________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`_____________________________
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`MYLAN PHARMACEUTICALS INC.,
`WOCKHARDT BIO AG, TEVA PHARMACEUTICALS USA, INC.,
`AUROBINDO PHARMA U.S.A. INC., and SUN PHARMACEUTICAL
`INDUSTRIES, LTD., SUN PHARMA GLOBAL FZE and
`AMNEAL PHARMACEUTICALS LLC,
`Petitioner,
`
`v.
`
`ASTRAZENECA AB,
`Patent Owner.
`
`_____________________________
`
`IPR2015-01340
`Patent RE44,1861
`_____________________________
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`
`
`PETITIONERS’ RESPONSE TO MOTION FOR OBSERVATIONS
`REGARDING THE CROSS-EXAMINATION OF DAVID P. ROTELLA
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`
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`1 Petitioner Wockhardt from IPR2016-01209, Petitioner Teva from IPR2016-
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`01122, Petitioner Aurobindo from IPR2016-01117, and Petitioner Sun/Amneal
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`from IPR2016-01104 have each been joined as Petitioner to this proceeding.
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`
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`Petitioners submit this Response to Patent Owner AstraZeneca AB’s Motion
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`for Observations Regarding the Cross-Examination of David P. Rotella
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`(“Observations”) pursuant to the Scheduling Order (Paper 17) and the Joint Notice
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`of Stipulation (Paper 57).
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`Response to Observation #1 –Petitioners respond that Dr. Rotella only
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`agreed that P32/98 “does not have a cyano group, that is correct.” EX2221 at 13:5-
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`6.
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`Response to Observation #2 –Petitioners respond that Dr. Rotella further
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`testified that “The term bulky, is a term that a medicinal chemist in the year 2000,
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`and the year 2016, that's a term that is commonly understood and it is sort of
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`innately well understood. It's also a term that was used by others. For example,
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`Mentlein in 1993 used the term bulky amino acid.” EX2221 at 14:4-22.
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`Response to Observation #3 –Petitioners respond that the observation
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`overlooks Dr. Rotella’s testimony “that a medicinal chemist in the year 2000, and
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`in the year 2016, and in the year 1990, would understand that there is a significant
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`and material difference in the bulkiness of those two groups based on their
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`structures. And I would not equate the term large with bulky because they are --
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`they describe two different features.” EX2221 at 16:13-20.
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`Response to Observation #4 –Petitioners respond that Dr. Rotella further
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`related a move from tert-butyl to adamantyl in terms of bulkiness: “And the
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`-1-
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`difference between this molecule and an adamantyl substitute, it's like saxagliptin
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`derivative, is simply the addition of a cyclohexane ring to each of the atoms on that
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`tertiary-butyl group. And so the prior art tells you that by increasing steric bulk at
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`the P2 position, that increases stability. And since one would want to increase
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`stability of a DPP-4 inhibitor by modifying the orientation of the cyano group, by
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`fusion of a cyclopropane ring as illustrated by Hanessian, that's the result of an
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`experiment that, for a small set of compounds, that one could identify a preferred
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`compound. So that would -- sorry -- that would lead one to identify a preferred
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`compound from a small set of experiments.” EX2221 at 75:15-76:20.
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`Response to Observation #5 – Petitioners respond that that Dr. Rotella
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`further testified that the term “bulky” was well understood to a medicinal chemist
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`in 2000. EX2221 at 14:3-22.
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`Response to Observation #6 – Petitioners respond that that Dr. Rotella
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`explained that “even more preferred” in this context referred to Villhauer’s
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`preference. EX2221 at 21:1-2. In his direct testimony, Dr. Rotella explained that
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`bulkiness was the basis for focusing on Villhauer’s more preferred cyclohexyl and
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`adamantyl embodiments. EX1074, ¶¶19-21.
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`Response to Observation #7 –Petitioners respond that Dr. Rotella further
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`testified that the images in EX2259 “represent static pictures, they do not represent
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`the dynamics of a molecule in solution, and so I would hesitate to draw any firm
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`-2-
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`conclusions about what position in space the P2 groups would occupy.” EX2221 at
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`24:1-6.
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`Response to Observation #8 –Petitioners respond that the observation is ill-
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`founded because Patent Owner does not point to any stability data in Villhauer for
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`Dr. Rotella to have overlooked. Moreover, Dr. Rotella testified that “the prior art
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`tells you that by increasing steric bulk at the P2 position, that increases stability.”
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`EX2221 at 75:19-21.
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`Response to Observation #9 –Petitioners respond that Dr. Rotella based his
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`selection of a lead compound on the prior art. EX2221 at 13:7-19, 42:19-43:11.
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`Response to Observation #10 –Petitioners respond that Dr. Rotella further
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`testified that a medicinal chemist in 2000 was able to recognize that this structure
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`includes a 5-membered ring and a 3-membered ring fused together, and that the
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`IUPAC naming is “only nomenclature.” EX2221 at 31:10-24.
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`Response to Observation #11 –Petitioners respond that Dr. Rotella testified
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`that he agreed that compound 3 was identified by Ashworth as the optimal P1
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`group “among the set of molecules that they’ve evaluated” (i.e. only within
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`Ashworth II). EX2221 at 33:3-11. Dr. Rotella further testified that the stability of
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`Ashworth compound 25 is superior to Ashworth compound 3. Id. at 34:6-8, 42:19-
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`43:11.
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`Response to Observation #12 –Petitioners respond that Dr. Rotella’s direct
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`-3-
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`testimony was that incorporation of sulfur into the P1 ring showed that changes in
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`size could produce greater potency, not that all changes in ring size would do so.
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`EX1074, ¶40.
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`Response to Observation #13 –Petitioners respond that Patent Owner is
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`pointing to an example of a Novartis combination (N-linked Villhauer P2 groups
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`and 4-cyanothiazolidine P1 groups), which was not the subject of Dr. Rotella’s
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`testimony.
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`Response to Observation #14 –Petitioners respond that Dr. Rotella further
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`testified that Augustyns was limited to what Augustyns studied and specifically
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`noted that Augustyns had not looked at bicyclic compounds. EX2221 at 47:15-21
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`& 49:12-20.
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`Response to Observation #15 –Petitioners respond that Dr. Rotella further
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`testified that a double bond would flatten and rigidify the ring differently compared
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`to the fusing of a cyclopropane ring as in Hanessian. EX2221 at 59:1-11.
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`Response to Observation #16 –Petitioners respond that Dr. Rotella testified
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`that the failure in Hanessian was for a particular set of receptors. EX2221 at 63:1-
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`3.
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`Response to Observation #17 –Petitioners respond that Dr. Rotella further
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`testified that these compounds from Magnin represent a “routine investigation of a
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`comparatively small set of compounds, which is what medicinal chemists do all the
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`-4-
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`time.” EX2221 at 67:3-6. Dr. Rotella further testified that medicinal chemists do
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`not need to be able to predict beforehand the best outcome for routine investigation
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`of a very small number of compounds. Id. at 67:7-19. He further testified that “the
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`motivation to investigate the P1 position is a routine part of medicinal chemistry.
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`And so faced with that art, and faced with this information, since others have
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`shown, as we've outlined before, that you can -- that if you add single substituents,
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`that leads to less effective inhibitors. If you change the ring size, that leads to less
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`effective inhibitors. And medicinal chemists in 2000, in 1990, and in 2016 realized
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`that the alternative approach is to fuse a ring to a system that contains a ring. And
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`Hanessian provided the means to do that chemically. The motivation to do so is
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`based on what was known in the art to attempt to improve both potency and
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`stability, and it's reasonable to expect that that modification of fusing a ring might
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`address those issues.” Id. at 68:1-17.
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`Response to Observation #18 –Petitioners respond that Dr. Rotella testified
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`that the art already knew that optimizing the P2 group mattered for potency.
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`EX2221 at 73:8-10. As noted in response to Observation #17, Dr. Rotella
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`explained that selecting the best alternative from a small number of compounds
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`was routine in medicinal chemistry. EX2221 at 67:3-19.
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`Response to Observation #19 –Petitioners respond again that Dr. Rotella
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`testified that bulk rather than the tertiary/quaternary carbon distinction was
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`-5-
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`important: “And the difference between this molecule and an adamantyl substitute,
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`it's like saxagliptin derivative, is simply the addition of a cyclohexane ring to each
`
`of the atoms on that tertiary-butyl group. And so the prior art tells you that by
`
`increasing steric bulk at the P2 position, that increases stability. And since one
`
`would want to increase stability of a DPP-4 inhibitor by modifying the orientation
`
`of the cyano group, by fusion of a cyclopropane ring as illustrated by Hanessian,
`
`that's the result of an experiment that, for a small set of compounds, that one could
`
`identify a preferred compound. So that would -- sorry -- that would lead one to
`
`identify a preferred compound from a small set of experiments.” EX2221 at 75:15-
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`76:20.
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`Response to Observation #20 –Petitioners respond again that Dr. Rotella
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`testified that bulk rather than the tertiary/quaternary carbon distinction was
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`important: “And the difference between this molecule and an adamantyl substitute,
`
`it's like saxagliptin derivative, is simply the addition of a cyclohexane ring to each
`
`of the atoms on that tertiary-butyl group. And so the prior art tells you that by
`
`increasing steric bulk at the P2 position, that increases stability. And since one
`
`would want to increase stability of a DPP-4 inhibitor by modifying the orientation
`
`of the cyano group, by fusion of a cyclopropane ring as illustrated by Hanessian,
`
`that's the result of an experiment that, for a small set of compounds, that one could
`
`identify a preferred compound. So that would -- sorry -- that would lead one to
`
`
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`-6-
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`
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`identify a preferred compound from a small set of experiments.” EX2221 at 75:15-
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`76:20.
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`Response to Observation #21 –Petitioners respond that Dr. Rotella further
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`testified that because the crystal structure for the receptor was not available at the
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`time, “[o]ne simply reads out their potency as a measure of that interaction” with
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`the enzyme. EX2221 at 83:23-84:5.
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`Response to Observation #22 –Petitioners respond that Dr. Rotella agreed
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`that a figure showed different binding. EX2221 at 85:19-25.
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`Response to Observation #23 –Petitioners respond that Dr. Rotella noted that
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`the He paper was not part of the prior art. EX2221 at 89:1-5.
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`Response to Observation #24 –Petitioners respond again that Dr. Rotella
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`noted the metabolism data was not part of the prior art. EX2221 at 90:7-11.
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`Response to Observation #25 –Petitioners respond again that Dr. Rotella
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`noted the exhibit was not part of the prior art. EX2221 at 93:20-23.
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`Response to Observation #26 –Petitioners respond again that Dr. Rotella
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`noted the exhibit was not part of the prior art. EX2221 at 95:23-96:1.
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`Response to Observation #27 –Petitioners respond that Dr. Rotella testified
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`as a medicinal chemist, not as a clinician, and he correctly noted that evaluating
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`drug labels was outside the scope of his declaration. EX2221 at 99:3-6.
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`Response to Observation #28 –Petitioners respond that Dr. Rotella explained
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`that “the question I was asked to answer was not whether we had an FDA-
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`approved drug, the question that I was asked to answer was, is the discovery of
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`saxagliptin obvious.” EX2221 at 99:3-6.
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`Response to Observation #29 –Petitioners respond that Dr. Rotella
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`immediately clarified that “There are parts of the structures that are unrelated.
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`There are parts that are similar.” EX2221 at 104:22-23.
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`Response to Observation #30 –Petitioners respond that Dr. Rotella
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`repeatedly made clear that he was relying on counsel’s representations to answer
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`questions that were outside the scope of his declaration, but that drug candidates
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`may be withdrawn from trials for commercial and strategic reasons. EX2221 at
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`105:3-108:2.
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`Response to Observation #31 –Petitioners respond that Dr. Rotella based his
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`testimony on published prior art. EX2221 at 13:7-19, 42:19-43:11.
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`Response to Observation #32 –Petitioners respond that Dr. Rotella worked
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`for Bristol-Myers Squibb, not AstraZeneca.
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`Respectfully submitted,
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`
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`Dated: 19 December 2016
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`
`
`/ Richard Torczon /
`Richard Torczon, Reg. No. 34,448
`Counsel for Mylan
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`-8-
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`CERTIFICATE OF SERVICE
`37 CFR §42.6(e)(i)
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`I certify that, on 19 December 2016, this PETITIONERS’ RESPONSE TO
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`MOTION FOR OBSERVATIONS REGARDING THE CROSS-EXAMINATION
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`OF DAVID P. ROTELLA was served on AstraZeneca at the following electronic
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`service addresses:
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`Charles E. Lipsey
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`charles.lipsey@finnegan.com
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`Eric E. Grondahl
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`egrondahl@mccarter.com
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`John D. Livingstone
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`john.livingstone@finnegan.com
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`Anthony A. Hartmann
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`anthony.hartmann@finnegan.com
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`M. David Weingarten
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`david.weingarten@finnegan.com
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`Nicole A. Conlon
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`nicole.conlon@finnegan.com
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`Daniel M. Silver
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`dsilver@mccarter.com
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`Kassandra M. Officer
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`kassandra.officer@finnegan.com
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`on Wockhardt at the following service electronic addresses:
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`Frederick R. Ball
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`FRBall@duanemorris.com
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`Patrick C. Gallagher
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`PCGallagher@duanemorris.com
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`on Teva at the following service electronic addresses:
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`Iain A. McIntyre
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`IMcIntyre@carlsoncaspers.com
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`Gary J. Speier
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`GSpeier@carlsoncaspers.com
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`-9-
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`on Aurobindo at the following service electronic addresses:
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`Sailesh K. Patel
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`SPatel@schiffhardin.com
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`Joel Wallace
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`JWallace@schiffhardin.com
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`George Yu
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`GYu@schiffhardin.com
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`and on Sun/Amneal at the following service electronic addresses:
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`Samuel S. Park
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`spark@winston.com
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`Andrew R. Sommer
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`asommer@winston.com
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`Dated: 19 December 2016
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`/ Richard Torczon /
`Richard Torczon, Reg. No. 34,448
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`-10-