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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`INTERNATIONAL BUSINESS MACHINES CORPORATION
`Petitioner
`
`by
`
`INTELLECTUAL VENTURES II LLC
`Patent Owner
`
`Case 1PR2015-01322
`Patent 6,314,409
`
`INTELLECTUAL VENTURES II LLC’S MANDATORY
`NOTICES PURSUANT TO 37 C.F.R. §42.8(a)(2)
`
`Mail Stop "PATENT BOARD"
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`

`

`Case 1PR2015-01322
`U.S. Patent No. 6,314,409
`Patent Owner, Intellectual Ventures II LLC, hereby files its Mandatory
`
`1 (cid:9)
`
`Notices Pursuant to 37 C.F.R. § 42.8(a)(2). This notice is being timely filed within
`
`21 days of service of the petition.
`
`I.
`
`REAL PARTY-IN-INTEREST
`
`The patent owner and real party-in-interest is Intellectual Ventures II LLC.
`
`II. RELATED MATTERS
`
`Patent Owner notes the following proceedings that may affect or be affected
`
`by a decision in this proceeding:
`
`Intellectual Ventures II LL C v. First National Bank of Omaha, No. 8:13 -cv-
`
`00167-LSC (D. Neb.), filed May 29, 2013.
`
`Intellectual Ventures I LLC et al. v. The PNC Financial Services Group, Inc.
`
`et al., No. 2:13-cv-00740-AJS (W.D. Pa.), filed May 29, 2013, terminated
`
`December 6, 2013.
`
`Intellectual Ventures II LLC v. JP Morgan Chase & Co. et al., No. 1: 13-cv-
`
`03777-AKH (S.D. N.Y), filed June 4, 2013.
`
`Intellectual Ventures II LLC v. BBVA Compass Bancshares Inc. et al., No.
`
`2:13-cv-01106-AKK (N.D. Ala.), filed June 12, 2013.
`
`Intellectual Ventures IILLC v. Commerce Bancshares, Inc. et al., No. 2:13-
`
`cv-04160-NKL (W.D. Mo.), filed June 20, 2013, terminated June 4, 2014.
`
`

`

`Case 1PR2015-0 1322
`U.S. Patent No. 6,314,409
`Intellectual Ventures II LLC v. Sun Trust Banks, Inc. et al., No. 1:13 -cv-
`
`2 (cid:9)
`
`02454-WSD (N.D. Ga.), filed July 24, 2013, terminated October 7, 2014.
`
`Intellectual Ventures II LLC v. U.S. Bancorp et al., No. 0:13-cv-02071-
`
`ADM (D. Minn.), filed July 31, 2013.
`
`Intellectual Ventures II LLC v. Huntington Bancshares Incorporated et al.,
`
`No. 2:13-cv-00785-GLF (S.D. Oh.), filed August 7, 2013, terminated June 11,
`
`AII1U
`
`Intellectual Ventures I LLC et al. v. Capital One Financial Corporation et
`
`al., No. 8:14-cv-001 1 1-PWG (D. Md.), filed January 15, 2014.
`
`Intellectual Ventures I LLC, et al. v. PNC Financial Services Group, Inc. et
`
`al., No. 2:14-cv-00832-AJS (W.D. Penn.), filed June 25, 2014, terminated August
`
`13, 2014.
`
`International Business Machines Corporation v. Intellectual Ventures II
`
`LLC, 1PR2014-00672 (P.T.A.B.), filed April 18, 2014, institution denied
`
`September 22, 2014.
`
`International Business Machines Corporation v. Intellectual Ventures II
`
`LLC, 1PR2014-00673 (P.T.A.B.), filed April 18, 2014, institution denied
`
`September 22, 2014.
`
`Compass Bank, Commerce Bancshares, Inc., and First National Bank of
`
`Omaha v. Intellectual Ventures IILLC, 1PR2014-00719 (P.T.A.B.), filed May 1,
`
`2014, terminated December 12, 2014.
`
`

`

`Case 1PR2015-01322
`U.S. Patent No. 6,314,409
`Compass Bank, Commerce Bancshares, Inc., and First National Bank of
`
`3 (cid:9)
`
`Omaha v. Intellectual Ventures IILLC, 1PR2014-00722 (P.T.A.B.), filed May 1,
`
`2014, terminated December 12, 2014.
`
`JP. Morgan Chase & Co., JPMorgan Chase Bank, Nat’l Ass ’n, Chase Bank
`
`USA, Nat ’1 Ass ’n, Chase Paymentech Solutions LLC, and Paymentech LLC v.
`
`Intellectual Ventures II LL C, CBM2014-00 157 (P.T.A.B.), filed July 11, 2014.
`
`International Business Machines Corporation v. Intellectual Ventures II
`
`LLC, IPR2015-01323 (P.T.A.B.), filed June 1, 2015.
`
`

`

`4 (cid:9)
`
`Case 1PR2015-01322
`U.S. Patent No. 6,314,409
`
`III. LEAD AND BACKUP COUNSEL
`
`The lead counsel for Intellectual Ventures II LLC is:
`
`Lori A. Gordon, Reg. No. 50,633
`Igordon-PTAB@skgf.com
`STERNE, KESSLER, GOLDSTEiN & Fox P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`Tel.: 202-772-8862
`Fax: 202-371-2540
`
`The backup counsel for Intellectual Ventures II LLC is:
`
`Jonathan M. Strang, Reg. No. 61,724
`jstrang-PTAB@skgf.com
`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`Tel.: 202-772-8893
`Fax: 202-371-2540
`
`Donald J. Coulman, Reg. No. 50,406
`dcoulman@intven.com
`Intellectual Ventures
`3150 139th Avenue S.E.
`Bellevue, WA 98005
`Tel.: 425-677-2973
`Fax: 425-467-2350
`
`Tim R. Seeley, Reg. No. 53,575
`tim@intven.com
`Intellectual Ventures
`3150 139th Avenue S.E.
`Bellevue, WA 98005
`Tel.: 425-283-4891
`Fax: 425-467-2350
`
`

`

`Case 1PR2015-01322
`U.S. Patent No. 6,314,409
`
`IV. SERVICE INFORMATION
`
`Please address all correspondence to the lead and backup counsel as shown
`
`above. Patent Owner consents to electronic service by email at the email addresses
`
`provided above.
`
`Respectfully submitted,
`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
`
`Lori A. Gordon
`Registration No. 5 0,63 3
`Attorney for Patent Owner
`
`Date: June 22, 2015
`
`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`(202) 371-2600
`
`

`

`6 (cid:9)
`
`Case 1PR2015-01322
`U.S. Patent No. 6,314,409
`CERTIFICATION OF SERVICE
`
`The undersigned hereby certifies that the foregoing INTELLECTUAL
`
`VENTURES II LLC’S MANDATORY NOTICES PURSUANT TO 37 C.F.R.
`
`§42.8(a)(2) was served electronically via e-mail on June 22, 2015, in its entirety on
`
`the following:
`
`Kenneth R. Adamo (Lead Counsel)
`Brent P. Ray (Back-up Counsel)
`KIRKLAND & ELLIS LLP
`IBM(cid:151) IPR(cid:151) Service@kirkland.com
`
`STERNE, KESSLER, GOLDSTEiN & Fox P.L.L.C.
`
`Lori A. Gordon
`Registration No. 5 0,63 3
`Attorney for Patent Owner
`
`Date: June 22, 2015
`
`1100 New York Avenue, N. W.
`Washington, D.C.20005
`(202) 371-2600
`
`

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