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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`INTERNATIONAL BUSINESS MACHINES CORPORATION
`Petitioner
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`by
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`INTELLECTUAL VENTURES II LLC
`Patent Owner
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`Case 1PR2015-01322
`Patent 6,314,409
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`INTELLECTUAL VENTURES II LLC’S MANDATORY
`NOTICES PURSUANT TO 37 C.F.R. §42.8(a)(2)
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`Mail Stop "PATENT BOARD"
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
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`
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`Case 1PR2015-01322
`U.S. Patent No. 6,314,409
`Patent Owner, Intellectual Ventures II LLC, hereby files its Mandatory
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`1 (cid:9)
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`Notices Pursuant to 37 C.F.R. § 42.8(a)(2). This notice is being timely filed within
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`21 days of service of the petition.
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`I.
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`REAL PARTY-IN-INTEREST
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`The patent owner and real party-in-interest is Intellectual Ventures II LLC.
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`II. RELATED MATTERS
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`Patent Owner notes the following proceedings that may affect or be affected
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`by a decision in this proceeding:
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`Intellectual Ventures II LL C v. First National Bank of Omaha, No. 8:13 -cv-
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`00167-LSC (D. Neb.), filed May 29, 2013.
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`Intellectual Ventures I LLC et al. v. The PNC Financial Services Group, Inc.
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`et al., No. 2:13-cv-00740-AJS (W.D. Pa.), filed May 29, 2013, terminated
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`December 6, 2013.
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`Intellectual Ventures II LLC v. JP Morgan Chase & Co. et al., No. 1: 13-cv-
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`03777-AKH (S.D. N.Y), filed June 4, 2013.
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`Intellectual Ventures II LLC v. BBVA Compass Bancshares Inc. et al., No.
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`2:13-cv-01106-AKK (N.D. Ala.), filed June 12, 2013.
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`Intellectual Ventures IILLC v. Commerce Bancshares, Inc. et al., No. 2:13-
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`cv-04160-NKL (W.D. Mo.), filed June 20, 2013, terminated June 4, 2014.
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`Case 1PR2015-0 1322
`U.S. Patent No. 6,314,409
`Intellectual Ventures II LLC v. Sun Trust Banks, Inc. et al., No. 1:13 -cv-
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`2 (cid:9)
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`02454-WSD (N.D. Ga.), filed July 24, 2013, terminated October 7, 2014.
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`Intellectual Ventures II LLC v. U.S. Bancorp et al., No. 0:13-cv-02071-
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`ADM (D. Minn.), filed July 31, 2013.
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`Intellectual Ventures II LLC v. Huntington Bancshares Incorporated et al.,
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`No. 2:13-cv-00785-GLF (S.D. Oh.), filed August 7, 2013, terminated June 11,
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`AII1U
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`Intellectual Ventures I LLC et al. v. Capital One Financial Corporation et
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`al., No. 8:14-cv-001 1 1-PWG (D. Md.), filed January 15, 2014.
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`Intellectual Ventures I LLC, et al. v. PNC Financial Services Group, Inc. et
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`al., No. 2:14-cv-00832-AJS (W.D. Penn.), filed June 25, 2014, terminated August
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`13, 2014.
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`International Business Machines Corporation v. Intellectual Ventures II
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`LLC, 1PR2014-00672 (P.T.A.B.), filed April 18, 2014, institution denied
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`September 22, 2014.
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`International Business Machines Corporation v. Intellectual Ventures II
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`LLC, 1PR2014-00673 (P.T.A.B.), filed April 18, 2014, institution denied
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`September 22, 2014.
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`Compass Bank, Commerce Bancshares, Inc., and First National Bank of
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`Omaha v. Intellectual Ventures IILLC, 1PR2014-00719 (P.T.A.B.), filed May 1,
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`2014, terminated December 12, 2014.
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`
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`Case 1PR2015-01322
`U.S. Patent No. 6,314,409
`Compass Bank, Commerce Bancshares, Inc., and First National Bank of
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`3 (cid:9)
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`Omaha v. Intellectual Ventures IILLC, 1PR2014-00722 (P.T.A.B.), filed May 1,
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`2014, terminated December 12, 2014.
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`JP. Morgan Chase & Co., JPMorgan Chase Bank, Nat’l Ass ’n, Chase Bank
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`USA, Nat ’1 Ass ’n, Chase Paymentech Solutions LLC, and Paymentech LLC v.
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`Intellectual Ventures II LL C, CBM2014-00 157 (P.T.A.B.), filed July 11, 2014.
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`International Business Machines Corporation v. Intellectual Ventures II
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`LLC, IPR2015-01323 (P.T.A.B.), filed June 1, 2015.
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`4 (cid:9)
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`Case 1PR2015-01322
`U.S. Patent No. 6,314,409
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`III. LEAD AND BACKUP COUNSEL
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`The lead counsel for Intellectual Ventures II LLC is:
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`Lori A. Gordon, Reg. No. 50,633
`Igordon-PTAB@skgf.com
`STERNE, KESSLER, GOLDSTEiN & Fox P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`Tel.: 202-772-8862
`Fax: 202-371-2540
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`The backup counsel for Intellectual Ventures II LLC is:
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`Jonathan M. Strang, Reg. No. 61,724
`jstrang-PTAB@skgf.com
`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`Tel.: 202-772-8893
`Fax: 202-371-2540
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`Donald J. Coulman, Reg. No. 50,406
`dcoulman@intven.com
`Intellectual Ventures
`3150 139th Avenue S.E.
`Bellevue, WA 98005
`Tel.: 425-677-2973
`Fax: 425-467-2350
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`Tim R. Seeley, Reg. No. 53,575
`tim@intven.com
`Intellectual Ventures
`3150 139th Avenue S.E.
`Bellevue, WA 98005
`Tel.: 425-283-4891
`Fax: 425-467-2350
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`
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`Case 1PR2015-01322
`U.S. Patent No. 6,314,409
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`IV. SERVICE INFORMATION
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`Please address all correspondence to the lead and backup counsel as shown
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`above. Patent Owner consents to electronic service by email at the email addresses
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`provided above.
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`Respectfully submitted,
`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
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`Lori A. Gordon
`Registration No. 5 0,63 3
`Attorney for Patent Owner
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`Date: June 22, 2015
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`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`(202) 371-2600
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`
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`6 (cid:9)
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`Case 1PR2015-01322
`U.S. Patent No. 6,314,409
`CERTIFICATION OF SERVICE
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`The undersigned hereby certifies that the foregoing INTELLECTUAL
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`VENTURES II LLC’S MANDATORY NOTICES PURSUANT TO 37 C.F.R.
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`§42.8(a)(2) was served electronically via e-mail on June 22, 2015, in its entirety on
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`the following:
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`Kenneth R. Adamo (Lead Counsel)
`Brent P. Ray (Back-up Counsel)
`KIRKLAND & ELLIS LLP
`IBM(cid:151) IPR(cid:151) Service@kirkland.com
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`STERNE, KESSLER, GOLDSTEiN & Fox P.L.L.C.
`
`Lori A. Gordon
`Registration No. 5 0,63 3
`Attorney for Patent Owner
`
`Date: June 22, 2015
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`1100 New York Avenue, N. W.
`Washington, D.C.20005
`(202) 371-2600
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