`Filed By: Donald R. Steinberg, Reg. No. 37,241
`David L. Cavanaugh, Reg. No. 36,476
`Michael H. Smith, Reg. No. 71,190
`60 State Street
`Boston, Massachusetts 02109
`Tel: (617) 526-6000
`Email: Don.Steinberg@wilmerhale.com
`
` David.Cavanaugh@wilmerhale.com
`
` MichaelH.Smith@wilmerhale.com
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________________________________
`
`
`
`
`
`ASML NETHERLANDS B.V., EXCELITAS TECHNOLOGIES CORP., AND QIOPTIQ
`PHOTONICS GMBH & CO. KG,
`Petitioners
`
`v.
`
`ENERGETIQ TECHNOLOGY, INC.,
`Patent Owner.
`
`Case IPR2015-01300 and -01303
`
`
`
`PETITIONERS’ UPDATED
`MANDATORY NOTICES UNDER 37 C.F.R. 42.8(a)(3)
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01300 and -01303
`U.S. Patent 7,435,982
`
`
`Petitioners hereby file updated mandatory notices pursuant to 37 C.F.R. §
`
`42.8(b)(1).
`
`A. Counsel
`Lead Counsel: Donald R. Steinberg (Reg. No. 37,241)
`
`Backup Counsel: David L. Cavanaugh (Reg. No. 36,476)
`
`Second Backup Counsel: Michael H. Smith (Reg. No. 71,190)
`
`Third Backup Counsel: James M. Dowd (Admitted Pro Hac Vice)
`
`Fourth Backup Counsel: Kevin S. Prussia (Admitted Pro Hac Vice)
`
`B. Related Matters
`U.S. Patent No. 7,435,982 (“the ’982 patent,” Ex. 1001) is one member of a
`
`patent family of continuation and continuation-in-part applications. Exhibit 1117
`
`is an updated chart that shows the members of this patent family and the
`
`relationships among them. Petitioners are also seeking inter partes review of
`
`related U.S. Patent Nos. 7,786,455 (“the ’455 patent”); 8,309,943 (“the ’943
`
`patent”); 8,525,138 (“the ’138 patent”); 8,969,841 (“the ’841 patent”); 9,048,000
`
`(“the ’000 patent”); and 9,185,786 (“the ’786 patent”), as well as other claims in
`
`the ’982 patent, in Case Nos. IPR2015-01377, IPR2016-00583, IPR2016-00584,
`
`IPR2016-00585, IPR2015-01279, IPR2016-00570, IPR2016-00575, IPR2015-
`
`00576, IPR2016-00578, IPR2016-00579, IPR2015-01277, IPR2016-00554,
`
`1
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01300 and -01303
`U.S. Patent 7,435,982
`
`
`IPR2016-00556, IPR2016-00555, IPR2015-01368, IPR2016-00565, IPR2016-
`
`00566, IPR2015-01362, IPR2016-00127, IPR2016-00688, IPR2016-00689,
`
`IPR2015-01375, IPR2016-00126, IPR2016-00774, IPR2016-00775, IPR2016-
`
`00771, and IPR2016-00776. The status of the other proceedings is summarized in
`
`Exhibit 1118.
`
`Petitioners request that the inter partes reviews of the ’982, ’455, ’943,’138,
`
`’841,’000, and ’786 patents be assigned to the same Panel for administrative
`
`efficiency.
`
`The following litigation matters would affect or be affected by a decision in
`
`this proceeding: Energetiq Tech., Inc. v. ASML Netherlands B.V., No. 1:15-cv-
`
`10240-LTS (D. Mass.) and In the Matter of Certain Laser-Driven Light Sources,
`
`Subsystems Containing Laser-Driven Light Sources, and Products Containing
`
`Same, Inv. 337-TA-983 (U.S. International Trade Commission).
`
`
`
`
`
`2
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01300 and -01303
`U.S. Patent 7,435,982
`
`
`The Patent Trial and Appeal Board is hereby authorized to charge any fees
`
`associated with this proceeding to Deposit Account 08-0219, under Order No.
`
`0107945.00235, from which the undersigned is authorized to draw.
`
`
`
`Dated: April 5, 2016
`
`
`
`
`
`Respectfully Submitted,
`
`
`/Donald R Steinberg/
`Donald R. Steinberg
`Registration No. 37,241
`Wilmer Cutler Pickering
`
`Hale & Dorr LLP
`60 State Street
`Boston, Massachusetts 02109
`Tel: 617-526-6453
`Fax: 617-526-5000
`
`3
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01300 and -01303
`U.S. Patent 7,435,982
`
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that, on April 5, 2016, I caused a true and correct copy of the
`
`following materials:
`
` Petitioners’ Updated Mandatory Notices Under 37 C.F.R. 42.8(a)(3)
` Petitioners’ Updated List of Exhibits
` Exhibit 1117: Updated Chart of Family Members
` Exhibit 1118: Summary of Inter Partes Reviews of Related Patents
`
`to be served via electronic mail to the following address:
`
`PTABMattersBoston@proskauer.com
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`/Donald R Steinberg/
`Donald R. Steinberg
`Registration No. 37,241
`Wilmer Cutler Pickering
`
`Hale & Dorr LLP
`Tel: 617-526-6453
`Fax: 617-526-5000
`
`
`
`
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01300 and -01303
`U.S. Patent 7,435,982
`
`
`PETITIONERS’ UPDATED LIST OF EXHIBITS FOR
`IPR2015-01300 and -01303
`
`
`Exhibit
`
`Description
`
`1001
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`
`U.S. Patent No. 7,435,982
`
`Chart of Patent Family Members
`
`Declaration of J. Gary Eden, Ph.D. Regarding U.S. Patent No.
`7,435,982, Claims 1, 3-4, 10, 13, 16, 21, 24-27, 30, 31, and 34
`(“Eden Decl.”)
`
`French Patent Publication No. FR2554302A1, published May 3,
`1985 with English Translation and affidavit of translation (“Gärtner”)
`
`Cremers et al., “Evaluation of the continuous optical discharge for
`spectrochemical analysis,” Spectrochimica Acta, Vol. 40B, No. 4, pp.
`665-679 (1985) (“Cremers”)
`
`D. Keefer, “Laser Sustained Plasmas,” Chapter 4, in Radziemski et
`al., “Laser-Induced Plasmas and Applications,” CRC Press (1989)
`(“Keefer”)
`
`Notice of Allowability U.S. App. No. 11/395,523, dated Aug. 28,
`2008
`
`1008
`
`Energetiq EQ-10M Soft X-Ray & EUV Source Data Sheet (2005)
`
`1009
`
`William T. Silfvast, Laser Fundamentals, 2d ed., pp. 1-6 (2004)
`(“Silfvast”)
`
`1010
`
` U.S. Patent No. 3,900,803
`
`1011
`
`Second Declaration of Donald K. Smith, Ph.D. in Support of
`Energetiq’s Reply Brief In Support of Its Motion For Preliminary
`Injunction, Energetiq Technology, Inc. v. ASML Netherlands B.V., et
`al., Civil Action No. 1:15-cv-10240-LTS (D. Mass.), Dated Mar. 17,
`2015 (“Second Smith Declaration”).
`
`i
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01300 and -01303
`U.S. Patent 7,435,982
`
`
`Description
`
`Energetiq Technology, Inc. v. ASML Netherlands B.V. et al, Civil
`Action No. 1:15-cv-10240-LTS (D. Mass.), Mar. 17, 2015 Reply
`Brief (Dkt. 66) (“PI Reply Brief”).
`
`Declaration of Donald K. Smith, Ph.D. In Support of Energetiq’s
`Motion for A Preliminary Injunction, Energetiq Technology, Inc. v.
`ASML Netherlands B.V., et al., Civil Action No. 1:15-cv-10240-LTS
`(D. Mass.), Dated Feb. 6, 2015 (“First Smith Declaration”).
`
`Gabriel Laufer, Introduction to Optics and Lasers in Engineering, pp.
`449-454 (1996).
`
`U.S. Patent No. 7,435,982
`
`Chart of Patent Family Members
`
`Declaration of J. Gary Eden, Ph.D. Regarding U.S. Patent No.
`7,435,982, Claims 37, 42-43, 49, 55, 61-64, 67, 68, 71, 72, 74, and
`78 (“Eden Decl.”)
`
`French Patent Publication No. FR2554302A1, published May 3,
`1985 with English Translation and affidavit of translation (“Gärtner”)
`
`Cremers et al., “Evaluation of the continuous optical discharge for
`spectrochemical analysis,” Spectrochimica Acta, Vol. 40B, No. 4, pp.
`665-679 (1985) (“Cremers”)
`
`D. Keefer, “Laser Sustained Plasmas,” Chapter 4, in Radziemski et
`al., “Laser-Induced Plasmas and Applications,” CRC Press (1989)
`(“Keefer”)
`
`Notice of Allowability U.S. App. No. 11/395,523, dated August 28,
`2008
`
`Exhibit
`
`1012
`
`1013
`
`1014
`
`1101
`
`1102
`
`1103
`
`1104
`
`1105
`
`1106
`
`1107
`
`1108
`
`Energetiq EQ-10M Soft X-Ray & EUV Source Data Sheet (2005)
`
`1109
`
`William T. Silfvast, Laser Fundamentals, 2d ed., pp. 1-6 (2004)
`(“Silfvast”)
`
`ii
`
`
`
`Petitioner’s Updated Mandatory Notices
`Case IPR2015-01300 and -01303
`U.S. Patent 7,435,982
`
`
`Exhibit
`
`Description
`
`1110
`
`U.S. Patent No. 3,900,803
`
`Second Declaration of Donald K. Smith, Ph.D. in Support of
`Energetiq’s Reply Brief In Support of Its Motion For Preliminary
`Injunction, Energetiq Technology, Inc. v. ASML Netherlands B.V., et
`al., Civil Action No. 1:15-cv-10240-LTS (D. Mass.), Dated Mar. 17,
`2015 (“Second Smith Declaration”).
`
`Energetiq Technology, Inc. v. ASML Netherlands B.V. et al, Civil
`Action No. 1:15-cv-10240-LTS (D. Mass.), Mar. 17, 2015 Reply
`Brief (Dkt. 66) (“PI Reply Brief”).
`
`Declaration of Donald K. Smith, Ph.D. In Support of Energetiq’s
`Motion for A Preliminary Injunction, Energetiq Technology, Inc. v.
`ASML Netherlands B.V., et al., Civil Action No. 1:15-cv-10240-LTS
`(D. Mass.), Dated Feb. 6, 2015 (“First Smith Declaration”).
`
`Gabriel Laufer, Introduction to Optics and Lasers in Engineering, pp.
`449-454 (1996).
`Declaration of Kevin S. Prussia in Support of Motion for Admission
`Pro Hac Vice (“Prussia Decl.”)
`Declaration of James M. Dowd in Support of Motion for Admission
`Pro Hac Vice (“Dowd Decl.”)
`Updated Chart of Patent Family Members
`Summary of Inter Partes Reviews of Related Patents
`
`1111
`
`1112
`
`1113
`
`1114
`
`1115
`
`1116
`1117
`1118
`
`
`
`
`
`iii