throbber
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not
`determined if it is accurate and complete.
`The reader should not assume that the information is accurate and complete.
`
`UNITED STATES SECURITIES AND EXCHANGE COMMISSION
`Washington, D.C. 20549
`FORM D
`
`Notice of Exempt Offering of Securities
`
`OMB APPROVAL
`OMB Number:
`3235-0076
`Estimated average burden
`hours per response:
`
`4.00
`
`1. Issuer's Identity
`
`Previous
`Names
`
`CIK (Filer ID Number)
`0001639121
`Name of Issuer
`Hayman Orange Fund SPC - Segregated
`Portfolio A
`Jurisdiction of Incorporation/Organization
`TEXAS
`Year of Incorporation/Organization
`Over Five Years Ago
`X Within Last Five Years (Specify Year) 2015
`Yet to Be Formed
`
`2. Principal Place of Business and Contact Information
`
`Name of Issuer
`Hayman Orange Fund SPC - Segregated Portfolio A
`Street Address 1
`2101 Cedar Springs Road
`City
`Dallas
`
`State/Province/Country
`TEXAS
`
`3. Related Persons
`
`X None
`
`Entity Type
`
`Corporation
`Limited Partnership
`Limited Liability Company
`General Partnership
`Business Trust
`X Other (Specify)
`
`Segregated Portfolio Company
`
`Street Address 2
`Suite 1400
`ZIP/PostalCode
`75201
`
`Phone Number of Issuer
`2143478050
`
`Last Name
`Bass
`Street Address 1
`2101 Cedar Springs Road
`City
`Dallas
`Relationship:
`
`First Name
`J
`Street Address 2
`Suite 1400
`State/Province/Country
`TEXAS
`Promoter
`Executive Officer X Director
`
`Clarification of Response (if Necessary):
`
`Last Name
`Kirkpatrick
`Street Address 1
`2101 Cedar Springs Road
`City
`Dallas
`
`First Name
`Christopher
`Street Address 2
`Suite 1400
`State/Province/Country
`TEXAS
`
`Middle Name
`Kyle
`
`ZIP/PostalCode
`75201
`
`Middle Name
`E
`
`ZIP/PostalCode
`75201
`
`Biogen Exhibit 2003
`Coalition v. Biogen
`IPR2015-01136
`
`Page 1 of 5
`
`

`
`Relationship:
`
`Executive Officer X Director
`
`Promoter
`
`Clarification of Response (if Necessary):
`
`4. Industry Group
`
`Agriculture
`Banking & Financial Services
`Commercial Banking
`Insurance
`Investing
`Investment Banking
`X Pooled Investment Fund
`X Hedge Fund
`Private Equity Fund
`Venture Capital Fund
`Other Investment Fund
`Is the issuer registered as
`an investment company under
`the Investment Company
`Act of 1940?
`Yes
`
`X No
`
`Other Banking & Financial Services
`
`Health Care
`Biotechnology
`
`Health Insurance
`
`Hospitals & Physicians
`
`Retailing
`
`Restaurants
`Technology
`Computers
`
`Pharmaceuticals
`
`Telecommunications
`
`Other Health Care
`
`Manufacturing
`Real Estate
`Commercial
`
`Construction
`
`REITS & Finance
`
`Residential
`
`Other Real Estate
`
`Other Technology
`Travel
`Airlines & Airports
`
`Lodging & Conventions
`
`Tourism & Travel Services
`
`Other Travel
`
`Other
`
`Business Services
`Energy
`Coal Mining
`
`Electric Utilities
`
`Energy Conservation
`
`Environmental Services
`
`Oil & Gas
`
`Other Energy
`
`OR
`
`5. Issuer Size
`
`Revenue Range
`No Revenues
`$1 - $1,000,000
`$1,000,001 - $5,000,000
`$5,000,001 -
`$25,000,000
`$25,000,001 -
`$100,000,000
`Over $100,000,000
`Decline to Disclose
`Not Applicable
`
`Aggregate Net Asset Value Range
`No Aggregate Net Asset Value
`$1 - $5,000,000
`$5,000,001 - $25,000,000
`
`$25,000,001 - $50,000,000
`
`$50,000,001 - $100,000,000
`
`Over $100,000,000
`X Decline to Disclose
`Not Applicable
`
`6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
`
`Page 2 of 5
`
`

`
`Rule 504(b)(1) (not (i), (ii) or (iii))
`Rule 504 (b)(1)(i)
`Rule 504 (b)(1)(ii)
`Rule 504 (b)(1)(iii)
`Rule 505
`X Rule 506(b)
`Rule 506(c)
`Securities Act Section 4(a)(5)
`
`7. Type of Filing
`
`X Investment Company Act Section 3(c)
`
`Section 3(c)(1)
`
`Section 3(c)(2)
`
`Section 3(c)(3)
`
`Section 3(c)(4)
`
`Section 3(c)(5)
`
`Section 3(c)(6)
`
`X Section 3(c)(7)
`
`Section 3(c)(9)
`
`Section 3(c)(10)
`
`Section 3(c)(11)
`
`Section 3(c)(12)
`
`Section 3(c)(13)
`
`Section 3(c)(14)
`
`X New Notice Date of First Sale 2015-03-26
`Amendment
`
`First Sale Yet to Occur
`
`8. Duration of Offering
`
`Does the Issuer intend this offering to last more than one year? X Yes No
`
`9. Type(s) of Securities Offered (select all that apply)
`
`Equity
`Debt
`Option, Warrant or Other Right to Acquire Another Security
`Security to be Acquired Upon Exercise of Option, Warrant or
`Other Right to Acquire Security
`
`X Pooled Investment Fund Interests
`Tenant-in-Common Securities
`Mineral Property Securities
`
`Other (describe)
`
`10. Business Combination Transaction
`
`Is this offering being made in connection with a business combination transaction, such as a
`merger, acquisition or exchange offer?
`
`Yes X No
`
`Clarification of Response (if Necessary):
`
`11. Minimum Investment
`
`Minimum investment accepted from any outside investor $100,000 USD
`
`12. Sales Compensation
`
`Recipient
`
`(Associated) Broker or Dealer X None
`Street Address 1
`City
`State(s) of Solicitation (select all that apply)
`Check “All States” or check individual States
`
`13. Offering and Sales Amounts
`
`Recipient CRD Number X None
`
`(Associated) Broker or Dealer CRD Number X None
`Street Address 2
`State/Province/Country
`
`ZIP/Postal Code
`
`All States
`
`Foreign/non-US
`
`Total Offering Amount
`Total Amount Sold
`Total Remaining to be Sold
`
`USD or X Indefinite
`$250,000,000 USD
`USD or X Indefinite
`
`Page 3 of 5
`
`

`
`Clarification of Response (if Necessary):
`
`14. Investors
`
`Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
`and enter the number of such non-accredited investors who already have invested in the offering.
`Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as
`accredited investors, enter the total number of investors who already have invested in the offering:
`
`18
`
`15. Sales Commissions & Finder's Fees Expenses
`
`Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known,
`provide an estimate and check the box next to the amount.
`
`Sales Commissions $0 USD
`
`Estimate
`
`Finders' Fees $0 USD
`
`Estimate
`
`Clarification of Response (if Necessary):
`
`16. Use of Proceeds
`
`Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons
`required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an
`estimate and check the box next to the amount.
`
`$0 USD
`
`Estimate
`
`Clarification of Response (if Necessary):
`
`Signature and Submission
`
`Please verify the information you have entered and review the Terms of Submission below before signing and clicking
`SUBMIT below to file this notice.
`
`Terms of Submission
`
`In submitting this notice, each issuer named above is:
`
`• Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish
`them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
`
`• Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of
`the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for
`service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and
`further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative
`proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding
`or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is
`founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the
`Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or
`regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or
`any State in which this notice is filed.
`
`• Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on
`Regulation D for one of the reasons stated in Rule 505(b)(2)(iii) or Rule 506(d).
`
`Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its
`behalf by the undersigned duly authorized person.
`
`For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
`
`Issuer
`Hayman Orange Fund SPC - Segregated Portfolio A
`
`Signature
`Christopher E Kirkpatrick
`
`Name of Signer
`Christopher E Kirkpatrick
`
`Date
`Title
`Director 2015-04-09
`
`Page 4 of 5
`
`

`
`Persons who respond to the collection of information contained in this form are not required to respond unless
`the form displays a currently valid OMB number.
`
`* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the
`ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the
`offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to
`do so under NSMIA's preservation of their anti-fraud authority.
`
`Page 5 of 5

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket