throbber
factors may affect the overall dissolution profiles such as deviation from
`
`
`
`
`
`
`
`
`
`
`the log-normal law, irregularity in shape, and differences in the diffusion
`
`
`
`
`
`
`
`
`
`
`
`barrier for each particle, none of which is easily available. But these
`
`
`
`
`
`
`
`
`
`
`factors do not prevent an understanding of particle-shape effects on drug
`
`
`
`
`
`
`
`
`
`dissolution profiles, since they normally act independently of the ef-
`facts.
`
`
`
`
`
`
`
`
`
`
`
`
`In practical terms, the sizes of acicular or flaky particles measured
`
`
`
`
`
`
`
`
`
`
`
`
`microscopically or by an automated counter tend to be larger than those
`
`
`
`
`
`
`
`
`
`
`
`available for the evaluation of their dissolution profiles since the micro-
`
`
`
`
`
`
`
`
`
`
`
`
`scopic method does not always give the smallest side length but gives a
`
`
`
`
`
`
`
`
`
`
`larger one and the automated counter method gives volume diameter.
`
`
`
`
`
`
`
`REFERENCES
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`(1) W. I. Higuchi and E. N. Hiestand, J. Pharm. Sci, 52, 67 (1963).
`
`
`
`
`
`
`
`
`
`
`
`
`
`(2) W. I. Higuchi, E. L. Rowe, and E. N. Hiestand, ibid., 52, 162
`(1963).
`
`
`
`
`
`
`(3) D. Brooke, ibld., 62, 795 (1973).
`
`
`
`
`(4) Ibid., 63, 344 (1974).
`
`
`
`
`
`
`
`
`
`
`
`
`(5) P. V. Pedersen and K. F. Brown, J. Pharm. Sci., 64, 1192
`(1975).
`
`
`
`
`
`
`
`
`
`
`
`
`(6) J. T. Carstensen and M. Patel, ibid., 64, 1770 (1975).
`
`
`
`
`
`
`
`
`
`
`
`('7) P. V. Pedersen and K. F. Brown, ibid., 65, 1437 (I976).
`
`
`
`
`
`
`
`(8) “Handbook of Mathematical Functions with Formulas, Graphs,
`
`
`
`
`
`
`
`
`
`
`and Mathematical Tables,” M. Abramowitz and I. A. Stegun, Eds., Na-
`
`
`
`
`
`
`
`tional Bureau of Standards, Washington, D.C., 1965.
`
`
`
`
`
`
`
`
`
`
`
`
`otki
`
`ski
`
`
`
`
`
`
`
`Figure 2——Rectangular parallelepiped having the dissolution rate
`
`
`
`
`
`constants ki, aki, and /ikg.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`average dissolution rate constant, h,-,. (M = 1.0, 0' = 0.5, p = 1.5, a = 1.0,
`
`
`
`
`
`
`
`
`
`
`
`
`
`and )3 = 10.0), and with isotropic behavior are presented in Table Ill. Both
`
`
`
`
`
`
`
`
`
`
`
`
`
`profiles are almost the same. The ratio of the time necessary for 50%
`
`
`
`
`
`
`
`
`
`
`
`
`dissolution is 120.95. This result implies that the evaluation of the dis-
`
`
`
`
`
`
`
`
`
`
`
`solution for the acicular or flaky particles with nonisotropic behavior is
`
`
`
`
`
`
`
`
`
`
`
`
`roughly possible by means of Eq. 6 using the mean dissolution rate con-
`
`
`
`
`
`
`
`
`
`stant, km, which may be obtained experimentally as described.
`
`
`
`
`
`
`
`
`
`
`The basic assumptions behind the theory are that the constituent
`
`
`
`
`
`
`
`
`
`
`particles are rectangular parallelepipeds that are similar in shape and
`
`
`
`
`
`
`
`
`
`dissolve isotropically under sink conditions. In actual situations, more
`
`
`
`Autoxidation of Polysorbates
`
`
`
`
`
`
`
`
`
`M. DON BROW X, E. AZAZ, and A. PILLERSDORF
`
`
`
`
`
`
`
`
`
`
`
`
`
`Received September 6, 1977, from the Pharmacy Department, School of Pharmacy, Hebrew University, Jerusalem, Israel.
`
`
`
`publication March 31, 1978.
`
`
`
`
`
`
`Accepted for
`
`
`
`
`
`
`
`
`
`
`
`Abstract 0 Aqueous solutions of polysorbate 20 undergo autoxidation
`
`
`
`
`
`
`
`
`
`
`on storage, with the peroxide number increasing and subsequently de-
`
`
`
`
`
`
`
`
`
`
`creasing again, the acidity increasing continuously, the pH and surface
`
`
`
`
`
`
`
`
`
`
`
`
`tension falling and tending to level off, and the cloud point dropping
`
`
`
`
`
`
`
`
`
`
`sharply until turbidity begins at room temperature. The changes are
`
`
`
`
`
`
`
`
`
`
`accelerated by light, elevation of temperature, and a copper sulfate cat-
`
`
`
`
`
`
`
`
`
`
`
`alyst. At the same time, hydrolysis occurs, liberating lauric acid. Analysis
`
`
`
`
`
`
`
`
`
`
`
`
`of the alterations in these properties leads to the conclusion that hy-
`
`
`
`
`
`
`
`
`
`
`
`drolysis has the major influence near room temperature and that oxy-
`
`
`
`
`
`
`
`
`
`ethylene undergoes chain shortening at temperatures above 40°. How-
`
`
`
`
`
`
`
`
`
`
`ever, evidence of degradation is detectable even in previously unopened
`
`
`
`
`
`
`
`
`
`commercial samples of polysorbates 20, 40, and 60, warranting attention
`
`
`
`
`
`
`
`
`
`
`
`
`to the stability of and standards for these surfactants as compared with
`
`
`
`
`
`
`
`
`the solid alkyl ether type of nonionic surfactant.
`
`
`
`
`
`
`Keyphrases D Polysorbates, various—autoxidation on storage, effect
`
`
`
`
`
`
`
`
`of light. temperature, and copper sulfate U Oxidation—various poly-
`
`
`
`
`
`
`
`
`
`
`sorbates on storage, effect of light, temperature, and copper sulfate El
`
`
`
`
`
`
`
`
`Stability—various polysorbates. autoxidation on storage, effect of light,
`
`
`
`
`
`
`temperature, and copper sulfate [:1 Degradation—various polysorbates,
`
`
`
`
`
`
`
`
`
`
`autoxidation on storage, effect of light, temperature, and copper sulfate
`
`
`
`
`
`
`
`
`:1 Surfactants—various polysorbates, autoxidation on storage, effect of
`
`
`
`
`
`light, temperature, and copper sulfate
`
`
`
`
`
`
`
`
`
`
`
`In view of accumulating evidence of the ease of autox-
`
`
`
`
`
`
`
`idation of polyethylene glycols and polyoxyethylene fatty
`
`
`
`
`
`
`
`
`
`alcohol ethers (1-4), it was suspected that other nonionic
`
`
`
`
`
`
`surfactants might undergo a similar process. Information
`
`
`
`
`
`
`
`
`about such reactions could increase the understanding of
`
`
`
`
`
`
`
`drug instability in aqueous solutions containing nonionic
`
`
`surfactants (1, 3).
`
`
`
`
`
`
`The only systematic investigation of autoxidation in
`
`
`
`1616 / Journal of Pharmaceutical Sciences
`
`
`
`
`
`
`
`Vol. 67, No. 12, December 1978
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`nonionic surfactants was carried out on cetomacrogol (1,
`
`
`
`
`
`
`
`2). Peroxides were formed and decomposed spontaneously
`
`
`
`
`
`
`
`
`at rates increasing with temperature and decreasing with
`
`
`
`
`
`surfactant concentration. Furthermore,
`the induction
`
`
`
`
`
`
`
`
`period for peroxide chain propagation was shortened by
`
`
`
`
`
`
`
`
`
`an increase of temperature, a reduction of pH, a copper
`
`
`
`
`
`
`
`
`
`
`sulfate catalyst. The period was also reduced by the ad-
`
`
`
`
`
`
`
`
`dition of chemical initiators, such as hydrogen peroxide
`
`
`
`
`
`
`
`
`or partially oxidized surfactant, and by free radical-ini-
`
`
`
`
`
`
`
`
`
`tiating processes, such as exposure to light or thermal
`
`
`
`
`
`
`treatment as in sterilization by autoclaving.
`
`
`
`
`
`
`
`
`
`
`
`During storage, the pH and cloud point fell and the acid
`
`
`
`
`
`
`
`content rose while the surface tension characteristics
`
`
`
`
`
`
`changed drastically. Polyglycols exhibited parallel changes
`
`
`
`
`
`
`
`
`
`
`in peroxide and acid content and in pH after autoclaving.
`
`
`
`
`
`
`
`
`These changes were interpreted as showing that degra-
`
`
`
`
`
`
`
`
`dation occurred in the hydrophilic chain with progressive
`
`
`
`
`
`
`
`
`reduction of the oxyethylene content until the hydro-
`
`
`
`
`
`
`
`
`phi1ic—lipophilic balance fell below the critical value for
`
`
`
`
`
`
`
`
`solubility in water, when phase separation of the surfactant
`
`
`
`
`occurred at room temperature.
`
`
`
`
`
`
`
`Since sorbitan derivatives are used widely, knowledge_
`
`
`
`
`
`
`
`
`
`of their stability is important. Their behavior relative to
`
`
`
`
`
`
`
`
`
`
`the fatty alcohol ether type of surfactant may govern the
`
`
`
`
`
`
`
`
`
`choice between these two agents in a formulation. In the
`
`
`
`
`
`
`
`
`present work, the decomposition of polysorbate 20 (poly-
`
`
`
`
`
`
`
`oxyethylene 20 sorbitan monolaurate) was studied sys-
`
`
`
`
`
`
`
`
`tematically at controlled temperatures. The results are also
`
`ao22-3549/ 73/ 1200-1676$01.00/0
`
`
`
`
`
`
`© 1978. American Pharmaceutical Association
`
`
`
`
`
`SENJU EXHIBIT 2097
`
`Page 1 of 6
`
`SENJU EXHIBIT 2097
`LUPIN v. SENJU
`IPR2015-01105
`
`

`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`DAYS
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Figure l—-Rate of peroxide formation in 3% aqueous polysorbate 20
`
`
`
`
`
`
`
`
`
`
`
`
`at 70, 60,40, and 25° in daylight (a), darkness (b), or daylight with I X
`
`
`
`
`
`
`
`
`
`
`
`
`10"‘ M copper sulfate catalyst (c). P.N. = peroxide number in millie-
`
`
`
`quivalents per kilogram.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`rate is or has been high. Therefore, a low P.N. value is not in itselfa cri-
`
`
`
`
`
`
`terion of nondegradation of the surfactant.
`
`
`
`
`
`Surfactant Chain Degradation—Various chemical degradation
`
`
`
`
`
`
`
`
`
`products have been detected, including carbonyl compounds and acidic
`
`
`
`
`
`
`
`
`
`
`
`products (12), but no stoichiometric relationship with the degree of de-
`
`
`
`
`
`
`
`
`
`
`composition of the surfactant has been established. Acid formation is
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`readily measured by the change in pH and the total acid content, and it
`
`
`
`
`
`
`
`
`
`
`
`
`
`is an important indicator of the extent of degradation and the quality of
`
`
`
`
`
`
`
`
`
`
`
`the surfactant (1, 12). Increased degradation leads to larger amounts of
`
`
`
`
`
`
`
`
`
`
`
`low molecular weight acids and, thus, a lower pH. The terminal hydroxyl
`
`
`
`
`
`
`
`
`
`
`groups are relatively stable compared with hydroperoxide and free rad-
`
`
`
`
`
`
`
`
`
`
`icals, requiring highly acidic conditions with strong oxidizing agents for
`
`
`
`
`
`
`
`
`their oxidation to terminal aldehydic and carboxylic groups.
`
`
`
`
`
`
`
`
`
`
`
`However, substitution of a hydroperoxide radical in the a— or (3-position
`
`
`
`
`
`
`
`
`
`
`
`to the terminal hydroxyl leads to instability, which generally causes mi-
`
`
`
`
`
`
`
`
`
`
`
`
`gration and/or C—C or C-O fission (9, 11, 12) with consequent formation
`
`
`
`
`
`
`
`
`
`
`
`
`of a two-carbon acid or formic acid, respectively. The latter has been
`
`
`
`
`
`identified as a degradation product (12).
`
`
`
`
`
`
`
`
`
`
`
`
`In view of the complexity of the degradation reactions and the difficulty
`
`
`
`
`
`
`
`
`of performing separations quantitatively in dilute aqueous surfactant
`
`
`
`
`
`
`
`solutions, physical-chemical methods have particular importance. Sur-
`
`
`
`
`
`
`
`
`
`face tension—concentration curves enable measurement of changes in the
`
`
`
`
`
`
`
`
`critical micelle concentrations (CMC); furthermore, the sub-CMC slope
`
`
`
`
`
`
`
`
`
`
`
`
`is determined by the surfactant area per molecule at the air—liquid in-
`
`
`
`
`
`
`
`
`
`
`
`
`terface if the molecules are close packed. In the oxyethylene type of
`
`
`
`
`
`
`
`
`
`
`
`nonionic surfactant, the area per molecule at close packing is determined
`
`
`
`
`
`
`
`
`
`
`
`
`
`by the number of oxyethylene groups present in the molecule and is rel-
`
`
`
`
`
`
`
`
`
`
`
`atively independent of the hydrophobic group due to coiling of the
`
`
`
`
`
`
`
`
`
`
`
`
`polyglycol groups (13). The surface tension value above the CMC is rel-
`
`
`
`
`
`
`
`
`
`atively constant and is also a characteristic property, becoming pro-
`
`
`
`
`
`
`
`
`
`
`
`
`gressively lower in a series based on the same hydrophobic group as the
`
`
`
`
`
`hydrophilic chain is shortened (2).
`
`
`
`
`
`
`
`
`
`
`The cloud point of nonionic surfactants is the temperature at which
`
`
`
`
`
`
`
`
`
`
`
`turbidity appears on heating their aqueous solutions. It is related to the
`
`
`
`
`
`
`
`
`hydrophilic-lipophilic balance; in a series based on the same hydrophobic
`
`
`
`
`
`
`
`
`
`group, phase separation occurs at progressively lower temperature as the
`
`
`
`
`
`
`
`
`
`
`
`
`oxyethylene chain length is reduced (2), but the cloud point is also sen-
`
`
`
`
`
`
`
`sitive to the presence of additives (14).
`
`
`
`
`
`
`
`
`
`
`Changes in surface tension and cloud point properties were used to
`
`
`
`
`
`
`
`
`
`establish that degradation occurred in the hydrophilic chain in ceto1na~
`
`
`
`
`
`
`
`
`
`
`
`
`crogol and to estimate the rate of loss of oxyethylene groups at 530°
`(2).
`
`
`
`
`
`
`
`
`
`
`
`For polysorbate 20, chain breakdown may be represented as shown in
`Scheme Vl:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`C11H23c0(OR) (OCH2CH2),,_,, (OCH2CH2),OH
`
`
`
`-> C11]-l23CO(OR) (0Cl-l2CHg),,_, OH
`
`
`
`
`+ short chain degradation products
`Scheme VI
`
`
`
`
`
`
`
`
`
`
`
`
`where R is the sorbitan ring, /1 is the number of oxyethylene groups
`
`
`
`
`
`
`
`
`
`originally present, and x is the number of oxyethylene groups peroxidized
`
`
`
`and subsequently degraded.
`
`
`
`
`
`
`
`Hydrolysis of Polysorbate—Hydrolysis, which may be acid, base.
`
`
`
`
`
`
`
`
`
`
`Journal of Phannaceutical Sciences / 1617
`
`
`
`
`Vol. 67, No. 12, December 1978
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`relevant to the stability of other polysorbates. Some data
`
`
`
`
`
`
`
`
`
`
`on the purity of polysorbates 40, 60, and 80 indicative of
`
`
`
`
`
`
`
`
`the state of commercial samples also are reported.
`
`
`
`
`
`
`
`For comparison with cetomacrogol, the peroxide con-
`
`
`
`
`
`
`
`
`
`tent, pH, and total acidity were measured as parameters
`
`
`
`
`
`
`
`
`of chemical decomposition; cloud point and surface tension
`
`
`
`
`
`
`
`
`
`
`were used as criteria of physical changes bearing on both
`
`
`
`
`
`
`
`
`
`the decomposition process and the possible failure of the
`
`
`
`
`
`
`
`surfactant as a solubilizer or emulsifier in a formulation.
`
`THEORETICAL
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Apart from peroxide formation, which might be expected to occur in
`
`
`
`
`
`
`
`all oxyethylene-containing materials under suitable conditions,
`the
`
`
`
`
`
`
`
`
`
`
`possibilit y of hydrolysis also must be considered in the polysorbate ester
`
`
`
`
`
`
`
`
`
`
`
`
`surfactants. The first process is a chain reaction analogous to the per-
`
`
`
`
`
`
`
`
`
`
`
`
`oxidation of oils and ethers (5) and occurs by autoxidation reactions as
`shown in Schemes l and II:
`
`
`
`
`
`
`
`
`
`
`RH + light or catalyst ~> R‘ + H‘
`
`Scheme I—Initiation
`
`
`
`
`
`R‘ + 02 —> R00‘
`
`
`
`R00‘ + RH A ROOH + R'
`
`
`
`
`
`Scheme Il—Propugution
`
`
`
`
`
`
`
`
`
`
`
`
`Free radicals also may be formed by the processes in Scheme lll and
`
`
`
`
`
`
`removed by those in Scheme lV:
`
`
`
`
`
`
`
`
`
`
`
`R00]-l
`
`
`
`
`
`
`
`
`
`
`+ R00‘ + H‘
`
`
`
`ROOH 4- R0‘ + ‘OH
`
`
`
`
`ZROOH --> R00‘ + R0‘ + H20
`Scheme III
`
`
`(
`)
`
`
`
`
`2R0§ —:> inactive products
`lb)
`
`
`
`
`
`R05 + R‘ —> inactive products
`1
`)
`
`
`2R’ —C-> inactive products
`Scheme IV—~Terminalion
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`On the basis that the peroxidation occurs in the hydrophilic chain in
`
`
`
`
`
`
`
`pnlyoxyethylene surfactants (1, 2), the initiation and propagation steps
`
`
`
`
`
`
`
`
`
`(Schemes I and II) yield hydroperoxides of the oxyethylene units ac-
`
`
`
`
`cording to Scheme V:
`
`
`
`
`
`—(0CH2CH2)0- + 02 ”* \(0CH2CH)0-
`
`OOH
`
`
`
`
`
`Scheme V
`
`
`
`
`
`
`
`
`The hydroperoxide concentration is measured iodometrically in oils
`
`
`
`
`
`
`
`
`
`and polyglycol solutions, and results are expressed as the hydroperoxide
`
`
`
`
`
`
`
`
`
`equivalent to the iodine liberated in milliequivalents or millimoles per
`
`
`
`
`
`
`
`
`
`
`liter (5, 6). Recalculation with respect to the weight of material under-
`
`
`
`
`
`
`
`
`
`going autoxidation gives the peroxide number (P.N.), expressed in mil-
`
`
`
`
`
`
`liequivalents per kilogram of surfactant (1, 5).
`
`
`
`
`
`
`Peroxide Decomposition—Degradation of both hydroperoxides and
`
`
`
`
`
`
`
`
`
`
`
`
`peroxide free radicals may occur by a number of routes (7-10), as sum-
`
`
`
`
`
`
`
`
`
`
`
`marized elsewhere (1 1, 12). The peroxide formation rate during the initial
`
`
`
`
`
`
`
`
`
`
`
`stage of propagation is normally faster than that of its decomposition.
`
`
`
`
`
`
`
`
`
`
`
`The rates subsequently become equal, giving rise to a short plateau
`
`
`
`
`
`
`
`representing a temporary steady state, following which decomposition
`
`
`
`
`
`
`
`
`
`
`
`is the faster reaction. The analytical data give the residual peroxide
`
`
`
`
`
`
`
`
`
`
`
`content, which is determined by the rates of the various simultaneous
`
`
`
`
`
`
`
`
`reactions involved (8, 9); these reactions are temperature, concentration,
`
`
`
`
`
`
`
`
`and catalyst dependent in aqueous surfactant systems (1).
`
`
`
`
`
`
`
`
`
`
`The typical kinetic pattern, showing the rise to the maximum P.N.
`
`
`
`
`
`
`
`
`
`
`
`value and then the fall, is a clear indication ofautoxidation with degra-
`
`
`
`
`
`
`
`
`
`
`dation. The presence of more than minimal quantities of peroxide (P.N.
`
`
`
`
`
`
`
`
`
`
`
`> 5) signifies that autoxidation is underway and has probably passed the
`
`
`
`
`
`
`
`
`
`
`
`lag phase, but a low P.N. value may also be obtained if the decomposition
`
`
`
`
`
`
`
`
`
`
`
`
`
`Page 2 of 6
`
`

`
`
`
`
`
`
`
`
`
`
`
`
`.. in
`
`
`
`HYDROLYSIS,%
`
`
`
`
`
`
`/|( 00035
`
`/,’
`Ii 0.0011]
`
`
`
`
`
`
`
`
`
`
`
`ACIDITY,mEq/g
`
`
`
`
`
`
`
`
`
`
`
`Table I~Peroxide Formation in Polysorbate 20 at Different
`
`Temperatures
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Time of“
`Id .
`“ uctm“ Maximum’ Maximum
`
`
`
`
`
`I‘.N.,
`Period”,
`P.N.,
`
`
`
`
`mEq/kg
`hr
`days
`<2
`50
`
`
`5.5
`168
`
`
`-
`75
`
`
`
`<2
`130
`
`
`10
`368
`
`
`
`
`—
`268
`
`
`
`
`17
`<5
`440
`
`
`
`(>20)
`~50
`(>70)
`
`
`
`
`(>20)
`—
`(>70)
`
`
`
`(>25)
`<24
`(>140)
`
`
`
`
`(>50)
`144
`(>70)
`
`
`
`
`
`(>50)
`_
`(>50)
`
`
`
`" C = catalyst (1 X 10"M CuSO4). L = light. and D = dark. ” Based on P.N.of
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`5 (1). ‘ Numbers in parentheses indicate values at end of experiment before ter~
`
`
`
`
`
`
`
`
`
`
`
`
`
`minatlon was reached.
`
`
`
`
`Temper-
`ature
`
`
`
`
`70°
`
`
`
`
`
`
`
`
`
`
`
`Conditions“
`
`
`0O F‘+ F‘L‘
`
`O
`
`T‘
`
`OUI"+UF‘+Ul“+U 7‘
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`or solvent catalyzed (15), would be expected to proceed at an increasing
`
`
`
`
`
`
`
`
`
`
`
`
`rate as the pH falls on formation of acidic degradation products, following
`the reaction in Scheme VII:
`
`
`
`
`
`
`
`
`
`C11H23CO(OR) (OCH-_;CHg),,0I-I
`" C1]H2;§CO0H +
`Scheme VII
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Of the products, lauric acid is stable and micelle soluble. The micelle
`
`
`
`
`
`
`
`
`
`
`
`saturation point would be determined by the increasing quantity of lauric
`
`
`
`
`
`
`
`
`
`
`
`acid and decreasing quantity of micelles, both functions of the hydrolysis
`
`
`
`
`
`
`
`
`
`
`
`rate, and also by changes in the micelle-solubilizing capacity as a result
`
`
`
`
`
`
`
`
`
`
`
`
`of chain shortening. The sorbitan polyglycol would pass out of the mi-
`
`
`
`
`
`
`
`
`
`cellar phase, raising the aqueous concentration of hydrophilic solute
`
`
`
`
`
`
`
`
`
`
`
`progressively and possibly reducing the cloud point of the surfactant. It
`
`
`
`
`
`
`
`
`
`
`
`would he expected to undergo peroxidation and degradation by the re-
`
`
`
`
`
`
`
`
`
`
`
`actions outlined for the parent surfactant; but since the process would
`
`
`
`
`
`
`
`
`
`
`
`occur outside the micellar phase, the rate constants and mechanism might
`
`
`
`
`
`
`
`
`not be identical with those of the polysorbate.
`
`
`
`
`
`
`
`
`
`
`
`
`Turbidity in the solution could be the result of either lauric acid sep-
`
`
`
`
`
`
`
`aration or reduction of the cloud point.
`EXPERIMENTAL
`
`
`
`
`
`
`
`
`
`
`
`
`Polysorbate 20 was neutralized before use to pH 6.00 with sodium
`
`hydroxide.
`
`
`
`
`
`
`
`
`
`
`Autoxidation was effected under the same conditions as used previ-
`
`
`
`
`
`
`
`
`
`
`
`ously in studies on cetomacrogol (1, 2). The method was designed to en-
`
`
`
`
`
`
`
`
`
`
`
`
`sure adequate agitation and free access of air during storage. without loss
`
`
`
`
`
`
`
`
`
`of solvent by evaporation. Therefore, the oxygen concentration remained
`
`
`
`
`
`
`constant and was not rate limiting.
`
`
`
`
`
`
`
`
`
`
`
`The acid content, pl-I, cloud point (1), and surface tension (2) were
`
`
`
`
`determined as described previously.
`
`
`
`
`
`
`
`
`The peroxide number was determined using the spectrophotometric
`
`
`
`
`
`
`
`
`method developed for determining hydroperoxide in micellar solutions
`
`
`
`
`
`
`
`
`
`
`
`(6). Final readings were made at a concentration level of 1% polysorbate
`
`
`
`
`
`
`
`
`
`
`
`containing pH 6.00 buffer and potassium iodide at the same concentra-
`
`
`
`
`
`
`
`
`
`
`
`
`tions as described for cetomacrogol. Readings were taken at 360 nm (e
`
`
`
`
`
`
`
`
`
`
`= 11,400) and were time independent in this system. Dilutions, when
`
`
`
`
`
`
`
`
`
`
`
`
`necessary, were made with solutions of 1% polysorbate 20; readings were
`
`
`
`
`
`
`
`
`
`
`
`corrected by deducting the amount of iodine liberated by the polysorbate
`
`
`
`
`
`
`
`
`
`
`
`
`content of the diluent. The polysorbate used as the diluent was stored
`
`
`
`
`under nitrogen and refrigerated.
`RESULTS AND DISCUSSION
`
`
`
`
`
`
`
`
`
`
`Development of Peroxides—The three stages of autoxidation—uiz ,
`
`
`
`
`
`
`
`
`induction. propagation, and termination, were observed (Fig. 1). The
`
`
`
`
`
`
`
`
`
`
`peroxide number (P.N.) values at each stage varied with conditions but
`
`
`
`
`
`
`
`
`were comparable with those of cetomacrogol under parallel conditions
`(1).
`
`
`
`
`
`
`
`
`
`
`
`
`Elevation of temperature from 25 to 70° reduced the induction period
`
`
`
`
`
`
`
`
`
`
`and raised the peroxide formation rate under all conditions. Copper
`
`
`
`
`
`
`
`
`
`
`sulfate and light had the expected catalytic effects, shortening induction
`
`
`
`
`
`
`
`
`
`
`
`and raising the peroxide formation rate relative to the dark uncatalyzed
`
`
`
`
`
`
`
`
`
`
`reaction. Pronounced catalysis of peroxide breakdown by the metal ions
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`at 60 and 70° occurred (1, 3, 11), with a shorter time required to reach the
`
`
`
`
`
`
`
`
`
`1678 I Journal of Pharmaceutical Sciences
`
`
`
`
`Vol. 67, No. 12, December 1978
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`DAYS
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Figure 2—— Rate of acid formation in 3% aqueous polysorbate 20 at 70,
`
`
`
`
`
`
`
`
`
`
`
`
`60, 40, and 25° in daylight with no catalyst. Broken lines represent lauric
`
`
`
`
`
`
`
`
`
`
`acid produced by hydrolysis and were calculated using the indicated
`
`
`
`
`
`
`
`
`
`
`values of k (hour‘l), the first-order hydrolysis constant, on both acidity
`
`
`
`
`
`and percent hydrolysis scales.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`maximum P.N. value and a lower value of P.N. obtained (Table I). Ele-
`
`
`
`
`
`
`
`
`
`vation of temperature also catalyzed the decomposition of peroxide.
`
`
`
`
`
`
`
`
`Generally speaking, the greater the peroxide decomposition rate, the
`
`
`
`
`
`
`
`
`
`
`
`
`lower was the P.N. value at the termination stage, in which the degra-
`
`
`
`
`
`
`
`
`
`
`dation rate of the peroxides equaled or exceeded their formation rate.
`
`
`
`
`
`
`
`
`
`The enhancement of formation and decomposition rates by the tem-
`
`
`
`
`
`
`
`perature—catalyst combinations was such that termination was reached
`
`
`
`
`
`
`
`
`
`
`
`
`even at 40°; yet at this temperature, the rate balance brought about the
`
`
`
`
`
`
`
`
`
`
`
`
`
`highest P.N. value. Even at 25° with the catalyst, the PN. rose to 150
`
`
`
`
`
`
`
`
`
`
`
`
`within 25 days, and there was virtually no induction period (Fig. 1c).
`
`
`
`
`
`
`
`
`
`
`pH and Acidity—As observed with cetomacrogol (1), the increase in
`
`
`
`
`
`
`
`
`
`
`
`
`
`acidity (Fig. 2) continued after the PN. fell and was, therefore, the most
`
`
`
`
`
`
`
`
`
`
`reliable factor for following the degree of deterioration. The phenomenon
`
`
`
`
`
`
`
`
`
`
`
`
`of incessant increase in acidity in short chain polyglycols also was de-
`
`
`
`
`
`
`
`
`
`
`
`
`scribed by McKenzie (11). The rate of development of acidity had an
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`inverse relation to the time of onset of propagation (Fig. 1:1) and also to
`
`
`
`
`
`
`
`the initial rate of formation of peroxides.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`The pH value approached 4.0 at 25 and 40°, whereas at 60 and 70° it
`
`
`
`
`
`
`
`
`
`
`
`
`fell rapidly and continuously to 2.5 (Fig. 3a). The relation between pH
`
`
`
`
`
`
`
`
`
`
`and acid concentration, c (Fig. Rb), indicated that the acids developed
`
`
`
`
`
`
`
`
`
`
`at the lower temperatures contained weaker functions. Log acid con-
`
`
`
`
`
`
`
`
`
`
`
`
`centration—pI-I plots were linear at 40, 60, and 70° and tended to converge
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`at high acidity. By use of the equation pH = 1/2 (pKa + log c), the inter-
`
`
`
`
`
`
`
`
`
`
`
`
`cepts at log 0 = 0 enabled estimation of apparent pKa values‘, which were
`3.6 i 0.5 at 60 and 70° and 4.9 d: 0.8 at 40°.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`These results suggest the presence of a larger fraction of stronger acids
`
`
`
`
`
`
`
`
`
`
`
`at the higher temperatures, which is consistent with greater rupture of
`
`
`
`
`
`
`
`
`
`
`the oxyethylene chains (Scheme VI). Indeed, in cetomacrogol, an ether
`
`
`
`
`
`
`
`
`
`
`
`
`
`for which hydrolysis is not to be expected, formic acid (pKa 3.75) con-
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`stituted 50% or more of the acid formed during the initial stages of aut-
`
`
`
`
`
`
`
`
`
`
`
`oxidation under drastic conditions (12). The weaker acids present at 25°
`could be constituted of micelle-solubilized lauric acid (Scheme VII),
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`carboxylated surfactant, or acetic acid (12).
`
`
`
`
`
`
`
`
`
`
`
`The hydrolysis rate of polysorbate 80 was reported to be relatively
`
`
`
`
`
`
`
`
`
`
`
`constant and lowest between pH 3 and 7.6, increasing rapidly as a func-
`
`
`
`
`
`
`
`
`
`
`
`
`
`tion of pH below 3 and above 7.6 (15). There was little difference between
`
`
`
`
`
`
`
`
`
`
`
`the hydrolysis rates of different polysorbate esters. To estimate the degree
`
`
`
`‘ These pKa values represent mixed acid systems. The linearity over one order
`
`
`
`
`
`
`
`
`
`
`
`
`
`of concentration could indicate that the acid mixture has a relatively constant
`
`
`
`
`
`
`
`
`
`
`
`
`composition over this region in the aqueous phase. Lyophobic acids solubilized in
`
`
`
`
`
`
`
`
`
`
`
`
`the micelles would have a lesser influence on the experimental pH (16), and the pKa
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`estimate would relate to their apparent pKa values in the micellar solutions and
`
`
`
`
`
`
`
`
`
`
`
`
`
`not to their aqueous pKa values.
`
`
`
`
`
`
`
`Page 3 of 6
`
`

`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`73%,dvnes/cm
`
`(Jo
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`EETOMAERUBUL 50°
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`0
`
`
`
`10
`
`
`DAYS
`
`
`
`
`
`
`
`
`
`
`
`
`Figure 4—Rate of change of surface tension, 7, of 3% aqueous poly-
`
`
`
`
`
`
`
`
`
`
`sorbate 20 at 70, 60, 40, and 25° in daylight with no catalyst. (Cetoma~
`
`
`
`
`
`
`
`
`
`
`crogol, 3% aqueous solution at 50°, is shown for comparison.)
`
`20
`
`
`
`
`
`
`
`
`
`
`
`
`30
`
`0
`
`
`20
`0.5
`1.5
`1.0
`
`
`
`DAYS
`ACIDITY, mEq/g
`
`
`
`
`
`
`
`
`
`
`
`Figure 3—The pH change '0; 3% aqueous polysorbate 20 at 70, 60, 40,
`
`
`
`
`
`
`
`
`
`
`
`
`and 25° in daylight with no catalyst, with time (a), and as a function
`
`
`
`
`
`
`
`
`of total acidity at the corresponding time (b).
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`of hydrolysis expected at the temperatures used in the present work,
`
`
`
`
`
`
`
`
`
`
`approximate rate constants, 12, were calculated based on the rate constant
`
`
`
`
`
`
`
`
`
`
`
`
`reported for 0.02% polysorbate 80 at pH 3.95 and 80°, utilizing the re-
`
`
`
`
`
`
`
`
`
`
`ported energy of activation (15). This calculation gave 12 values of 3.80,
`
`
`
`
`
`
`
`
`
`
`2.65, 1.21, and 0.62 X 10-3 hr“1 at 70, 60, 40, and 25°, respectively, and
`
`
`
`
`
`
`
`
`
`
`
`
`these values were used to calculate the respective quantities of lauric acid
`
`
`
`
`
`
`
`that would be yielded at various times.
`
`
`
`
`
`
`
`
`
`
`
`
`Some of these results have been included in Fig. 2 for comparison. The
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`values are of the same order as the observed acidities at 25 and 40°, al-
`
`
`
`
`
`
`
`
`
`
`though somewhat nverestimatedz; the curves are also similar in form.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`However, at 70 and 60°, the quantity of acid formed on storage after 3
`
`
`
`
`
`
`
`
`
`and 6 days, respectively, greatly exceeded that expected theoretically
`
`
`
`
`
`
`
`
`
`
`from hydrolysis. Again, the upward curvature indicates a rate rising with
`
`
`
`
`
`
`
`
`
`
`time, as in cetomacrogol (1), characteristic of degradation processes of
`
`
`
`the chain—reaction type3.
`
`
`
`
`
`
`
`Surface Tension (7) Changes—The surface tension above the CMC
`
`
`
`
`
`
`
`
`
`
`
`decreased on storage and ultimately reached a constant value (Fig. 4).
`
`
`
`
`
`
`
`
`
`
`
`The rate of fall of 7 increased systematically with a temperature rise; the
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`minimum values for 739., developed at 60 and 70° were lower than at 40
`
`
`
`
`
`
`
`
`
`
`
`
`
`and 25° (about 28 and 30 dynes/cm, respectively). The rate was much
`
`
`
`
`
`
`
`
`
`greater than observed under parallel conditions in cetomacrogol (1); a
`
`
`
`
`
`
`
`
`
`
`
`
`typical result is included in Fig. 4. There was a rank correlation among
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`the rates of fall of 7, increase of acidity, and fall in pH suggestive of an
`
`
`
`
`
`
`
`
`
`
`acidic reaction product increasing in quantity with temperature and in-
`
`
`
`fluencing surface tension.
`
`
`
`
`
`
`
`
`
`
`
`For the consideration of the hydrolysis of the fatty acid ester, tem~
`
`
`
`
`
`
`
`
`perature acceleration has already been discussed. The increasing quantity
` —j:—
`
`
`
`
`9 Hydrolysis rates are concentration dependent in acid solution, with the rate
`
`
`
`
`
`
`
`
`
`
`constant falling by some 60% at high surfactant concentration (15). This fact is the
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`etter when the estimated 1: values are reduced by some 60%, as do the acidities
`grobable reason for the discrepancy; the 40 and 25° experimental acidities accord
`
`
`
`
`
`
`
`
`
`
`
`
`at 60 and 70“ during the first 2 days (Fig. 2). A similar reduction of the rate constant
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`at a high surfactant concentration also was observed for peroxide formation in ne-
`tomacrogol (1).
`
`“ The general picture and conclusions drawn would not be altered by the errors
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`inherent in this treatment due to the approximated k values or to the possibility
`
`
`
`
`
`
`
`
`
`
`
`that the hydrolysis data on which they are based (15) are uncorrected for acids
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`formed by autoxidation, which oould be a serious source of error at 80°, particularly
`
`
`
`
`
`
`
`
`
`
`at low pH values.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`of hydrophobic lauric acid formed would be largely solubilized in the
`
`
`
`
`
`
`
`
`
`
`
`micelles. However, being in equilibrium with the surface, some acid would
`
`
`
`
`
`
`
`
`
`
`
`
`tend to be adsorbed there, forming a mixed surface film with the more
`
`
`
`
`
`
`
`
`
`hydrophilic surface~active monomers of the polysorbate. Mixed films are
`
`
`
`
`
`
`
`
`
`
`
`
`closer packed and are expected to give lower surface tension values than
`
`
`
`
`
`
`
`
`
`
`the separate amphiphiles (13). Confirmation that this was the probable
`
`
`
`
`
`
`
`
`
`
`explanation was obtained by measurement of the surface tensions of
`
`
`
`
`
`
`
`
`
`mixtures of lauric acid and polysorbate 20 (Fig. 5).
`
`
`
`
`
`
`
`
`
`
`
`
`
`The 71% value of the polysorbate fell steeply and almost linearly as the
`
`
`
`
`
`
`
`
`
`
`
`lauric acid concentration was raised to about 2.2% (w/w) in polysorbate
`
`
`
`
`
`
`
`
`[A7/Ac: ~ -3.1 dynes/cm/1% (w/w) lauric acid in polysorbate or -61
`
`
`
`
`
`
`
`
`
`dynes/cm/mEq of lauric acid/g of polysorbate). Above 2.2% lauric acid
`
`
`
`
`
`
`
`
`
`
`
`(equivalent to about 10% hydrolysis of the polysorbate), the rate of fall
`
`
`
`
`
`
`
`
`decreased greatly to 0.32 dyne/cm/1% but remained approximately linear
`
`
`
`
`
`
`
`
`
`up to saturation concentration [9% (w/w) lauric acid, 0.45 mEq/g,
`
`
`
`
`
`
`
`
`A25°
`A
`
`040°
`0
`
`I:i——D 60°
`
`
`0-:0 70 °
`
`
`
`
`
`
`
`
`73%,dynes/cm
`
`
`
`
`
`
`
`1.5
`
`
`
`1.0
`0.5
`
`
`
`ACIDITY, mEq/g
`
`
`
`
`
`
`
`
`
`
`Figure 5—Sur/‘ace tension o/3% aqueous palysorbate 20 at 70, 60, 40,
`
`
`
`
`
`
`
`
`
`
`
`and 25° as a function of total acidity at the corresponding time. Broken
`
`
`
`
`
`
`
`
`
`
`lines represent surface tension of lauric acid solutions in polysorbate
`
`
`
`
`
`
`
`
`
`
`
`
`20 (1% w/v), expressed as milliequivalents of lauric acid per gram of
`
`
`
`
`
`
`
`
`polysorbate (V); and experimental surface tensions at 7 ‘’ ‘‘corrected’'
`
`
`
`
`
`
`
`
`
`
`
`for acidity due to autoxidation by plotting against hydrolyzed poly~
`
`
`
`
`
`
`
`
`
`
`sorbate at the corresponding time using k = 0.00211 hr‘1 (0).
`
`
`
`Journal of Pharmaceutical sciencesl 1679
`
`
`
`
`Vol. 67, No. 12, December 1978
`
`
`
`
`
`
`
`
`
`Page 4 of 6
`
`

`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`This hypothesis was borne out by the 7—total acid plot (Fig. 5). At the
`
`
`
`
`
`
`
`
`
`
`
`higher temperatures, the acid content was greatly in excess of the amount
`
`
`
`
`
`
`
`
`
`
`
`
`
`of lauric acid that could be solubilized in

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket