`Filed: February 25, 2016
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`__________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`__________________
`
`LUPIN LTD. and LUPIN PHARMACEUTICALS INC., INNOPHARMA
`LICENSING, INC., INNOPHARMA LICENSING LLC, INNOPHARMA
`INC., INNOPHARMA LLC, MYLAN PHARMACEUTICALS INC., and
`MYLAN INC.
`
`
`Petitioners,
`
`
`v.
`
`
`SENJU PHARMACEUTICAL CO., LTD.,
`
`Patent Owner.
`
`__________________
`Case IPR2015-010971
`Patent 8,754,131
`
`__________________
`
`PATENT OWNER RESPONSE
`PURSUANT TO 37 C.F.R. § 42.120
`
`
`
`
`
`
`1 Case IPR2016-00089 has been joined with this proceeding.
`
`
`
`PAGE 1 OF 69
`
`
`
`
`
`
`
`
`
`
`Patent Owner Response, IPR20]5-01 09 7, US. Patent No. 8, 754,131
`
`
`
`
`
`Table of Contents
`
`
`
`
`
`
`Preliminary Statement
`
`
`
`
`II.
`
`
`Claim construction
`
`
`
`III.
`
`
`
`
`
`
`
`
`
`Level of ordinary skill in the art
`
`
`
`IV.
`
`
`
`
`
`The ’l3l patent
`
`
`
`
`
`
`
`
`Background of ophthalmic formulations
`
`
`
`VI.
`
`
`
`
`
`
`
`
`
`
`
`
`
`The combination of Ogawa and Sallmann, in either direction, does not
`
`
`
`
`
`
`
`
`render any claim of the ’ l31 patent obvious
`
`
`
`
`
`\l\l\lO\
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`No reason to focus on Ogawa and bromfenac preparations
`
`
`
`
`
`
`
`
`
`
`
`
`Design need and market demands would not have led a POSA
`
`
`
`
`
`
`
`
`
`
`
`in the direction that the inventors of the ’ 131 patent took
`
`
`
`10
`
`C.
`
`
`
`
`
`
`
`
`
`A POSA would not have combined Ogawa and Sallmann
`
`
`
`14
`
`
`
`A.
`
`B.
`
`
`
`
`
`
`
`
`
`
`Ogawa and the problem it sought to solve
`
`
`
`14
`
`
`
`
`
`
`
`
`Sallmann’s singular purpose does not align with
`
`Ogawa’s
`
`
`
`16
`
`
`
`
`
`
`
`
`
`It would not have been obvious to modify Ogawa
`
`
`
`
`
`
`Example 6 in View of Sallmann Example 2
`
`
`
`18
`
`
`
`
`
`1.
`
`2.
`
`3.
`
`4.
`
`
`
`
`
`
`Lupin’s arguments of motivation and expectation
`
`
`
`
`of success ring hollow
`
`
`
`
`
`24
`
`29
`
`
`D.
`
`
`
`
`
`
`
`Sallmann in View of Ogawa: another hindsight—laden
`
`combination
`
`
`
`1.
`
`
`
`
`2.
`
`
`
`
`
`
`
`The proposed combination destroys the essential
`
`
`
`
`
`
`
`
`
`purpose of Sallmann and ignores the blaze marks
`
`
`
`in the art
`
`
`
`
`
`
`
`
`Lupin’s arguments to modify Sallmann in View of
`
`
`
`
`
`Ogawa are legally insufficient, internally
`
`
`
`
`
`
`
`
`inconsistent, and belied by the Very art Lupin cites
`
`
`
`
`
`
`29
`
`32
`
`
`
`
`
`
`
`PAGE 2 OF 69
`
`PAGE 2 OF 69
`
`
`
`
`
`
`
`
`
`
`Patent Owner Response, IPR201 5-01 09 7, U.S. Patent No. 8,754,131
`
`
`
`
`
`
`
`
`VII. Compelling objective evidence of patentability
`
`
`
`
`A.
`
`
`
`
`
`
`Tyloxapol’s unexpectedly superior chemical stabilizing effect
`
`
`
`1.
`
`
`
`
`2.
`
`
`
`
`
`
`
`
`
`
`Testing against the closest prior art
`
`
`
`
`
`
`
`
`
`A POSA’s expectation, if anything, of polysorbate
`
`80
`
`
`
`
`
`
`Tyloxap0l’s unexpectedly superior stabilizing
`
`effect
`
`
`
`
`
`
`
`Tyloxapol’s unexpectedly better maintenance of
`
`
`preservative efficacy
`
`
`
`
`B.
`
`
`
`
`
`
`Additional compelling objective evidence of patentability
`
`
`
`
`
`
`
`
`VIII. Separate patentability of individual claims
`
`
`
`
`A.
`
`
`B.
`
`C.
`
`
`
`
`
`
`
`
`
`
`
`Separate patentability of claims 4, 6, 10-12, 16, 18, 22-23, and
`
`26
`
`
`
`
`
`
`
`
`
`
`Separate patentability of claims 7-12, 19-23, and 27-28
`
`
`
`
`
`
`
`Separate patentability of claims 25-29
`
`
`
`
`IX.
`
`Conclusion
`
`
`
`36
`
`36
`
`36
`
`
`
`
`
`
`
`38
`
`
`
`39
`
`
`
`
`45
`
`46
`
`
`
`
`52
`
`
`52
`
`56
`
`
`
`
`58
`
`60
`
`
`
`
`
`
`
`PAGE 3 OF 69
`
`PAGE 3 OF 69
`
`
`
`
`
`
`
`
`
`
`Patent Owner Response, IPR20I5—0I 097, US. Patent No. 8,754,131
`
`
`
`
`
`TABLE OF AUTHORITIES
`
`
`
`Page(s)
`
`
`
`
`Federal Cases
`
`
`
`
`
`
`'
`»
`Allergan v. Sandoz,
`
`
`
`
`
`
`
`796 F.3d 1293 (Fed. Cir. 2015) ................................................................. ..passim
`
`
`
`
`
`
`In re Antonie,
`
`
`
`
`
`
`
`
`559 F.2d 618 (C.C.P.A. 1977) .................................................................... ..53, 55
`
`
`
`
`
`
`
`
`
`
`Aslzland Oil, Inc. v. Delta Resins & Refractories, Inc.,
`
`
`
`
`
`
`
`
`776 F.2d 281 (Fed. Cir. 1985) .......................................................................... ..58
`
`
`
`
`
`
`
`
`
`
`
`
`Atlas Powder Co. v. E.I. du Pont De Nemours & Co.,
`
`
`
`
`
`
`
`
`750 F.2d 1569 (Fed. Cir. 1984) ........................................................................ ..31
`
`
`
`
`
`
`
`
`Cadence Pharm. Inc. v. Exela PlzarmSci Inc.,
`
`
`
`
`
`
`
`780 F.3d 1364 (Fed. Cir. 2015) ................................................................. ..passim
`
`
`
`
`
`
`
`
`
`
`Catalina Lighting, Inc. v. Lamps Plus, Inc.,
`
`
`
`
`
`
`
`295 F.3d 1277 (Fed. Cir. 2002) ........................................................................ ..36
`
`
`
`
`
`
`
`
`
`
`
`Depuy Spine, Inc. v. Medtronic Sofamor Danek, Inc.,
`
`
`
`
`
`
`
`
`
`
`
`567 F.3d 1314 (Fed. Cir. 2009) ...................................................... ..11,12, 27, 32
`
`
`
`
`
`
`
`
`
`Eisai Co. Ltd. v. Dr. Reddy’s Labs., Ltd.,
`
`
`
`
`
`
`
`533 F.3d 1353 (Fed. Cir. 2008) ........................................................................ ..20
`
`
`
`
`
`
`
`
`Galderma Labs. v. Tolmar, Inc.,
`
`
`
`
`
`
`
`
`737 F.3d 731 (Fed. Cir. 2013) ......................................................................... ..54
`
`
`
`
`In re Gordon,
`
`
`
`
`
`
`
`
`733 F.2d 900 (Fed. Cir. 1984) .......................................................................... ..30
`
`
`
`
`In re Gurley,
`
`
`
`
`
`
`
`
`
`L 27 F.3d 551 (Fed. Cir. 1994) ...................................................................... ..13, 24
`
`
`
`
`
`In re Huai—Hung Kao,
`
`
`
`
`
`
`
`639 F.3d 1057 (Fed. Cir. 2011) ........................................................................ ..44
`
`
`
`11i
`
`
`
`PAGE 4 OF 69
`
`PAGE 4 OF 69
`
`
`
`
`
`
`
`
`
`
`Patent Owner Response, IPR201 5-0] 09 7, U.S. Patent No. 8, 754, I 3 I
`
`
`
`
`
`
`
`
`
`Insite Vision Inc., v. Sandoz, Inc.,
`
`
`
`
`
`
`
`
`
`
`783 F.3d 853 (Fed. Cir. 2015) .................................................................... ..13, 31
`
`
`
`
`
`Institut Pasteur v. Focarino,
`
`
`
`
`
`
`
`
`738 F.3d 1337 (Fed. Cir. 2013) ........................................................................ ..51
`
`
`
`
`
`
`
`Janssen Pharm. NV v. Mylan Pharm., Inc.,
`
`
`
`
`
`
`
`
`
`
`
`
`456 F. Supp. 2d 644 (D.N.J. 2006), afl’a’per curiam, 223 Fed.
`
`
`
`
`
`
`
`Appx. 999 (Fed. Cir. 2007) ................................................................... .. .......... ..50
`
`
`
`
`
`
`
`KSR Int’l Co. v. Teleflex Inc.,
`
`
`
`
`
`
`550 U.S. 398 (2007) .......................................................................................... ..33
`
`
`
`
`
`
`Microsoft Corp. v. Proxyconn, Inc.,
`
`
`
`
`
`
`
`789 F.3d 1292 (Fed. Cir. 2015) .......................................................................... ..7
`
`
`
`
`
`
`
`
`Ortho-McNeil Pharm. Inc. v. Mylan Labs, Inc.,
`
`
`
`
`
`
`
`
`520 F.3d 1358 (Fed. Cir. 2008) ........................................................................ ..36
`
`
`
`
`In re Papesch,
`
`
`
`
`
`
`315 F.2d 381 (C.C.P.A. 1963) .......................................................................... ..44
`
`
`
`
`
`
`
`
`
`
`Par Pharm., Inc. v. TWI Pharms., Inc.,
`
`
`
`
`
`
`
`
`
`773 F.3d 1186 (Fed. Cir. 2013) ................................................................. ..56, 57
`
`
`
`
`
`
`
`
`Pfizer Inc. v. Mylan Pharm. Inc.,
`
`
`
`
`
`
`
`
`2014 WL 5388100 (D. Del. 2014) ........................................................ ..22, 26, 31
`
`
`
`
`
`
`In re Shettj/,
`
`
`
`
`
`
`566 F.2d 81 (C.C.P.A. 1977) ............................................................................ ..57
`
`
`
`
`
`
`
`
`Specialty Composites v. Cabot Corp.,
`
`
`
`
`
`
`
`
`845 F.2d 981 (Fed. Cir. 1988) .......................................................................... ..50
`
`
`
`
`
`
`Syntex LLC v. Apotex Inc.,
`
`
`
`
`
`
`
`
`
`
`
`2006 U.S. Dist. Lexis 36089 (N.D. Cal. 2006), afi”d 221 Fed.
`
`
`
`
`
`
`
`
`Appx. 1002 (Fed. Cir. 2007) ....................................................................... .. 19, 24
`
`
`
`
`
`
`
`Unigene Labs, Inc. v. Apotex, Inc.,
`
`
`
`
`
`
`
`
`
`
`655 F.3d 1352 (Fed. Cir. 2011) ............................................................ ..20, 21, 52
`
`
`
`1V
`
`
`
`PAGE 5 OF 69
`
`PAGE 5 OF 69
`
`
`
`
`
`
`
`
`
`
`Patent Owner Response, IPR20]5—0]097, US. Patent No. 8,754,131
`
`
`
`
`
`
`In re Wesslau,
`
`
`
`
`
`
`
`
`353 F.2d 238 (C.C.P.A. 1965) .................................................................... ..23, 30 -
`
`
`Federal Statutes
`
`
`
`
`
`
`
`
`35 U.S.C. § 119 ........................................................................................................ ..7
`
`
`
`
`
`
`
`35 U.S.C. § 316(6) ............................................................................................... ..1, 6
`
`
`
`
`Other Authorities
`
`
`
`
`
`
`
`
`Apotex Inc., v. Wyeth LLC,
`
`
`
`
`
`
`
`
`
`IPR2014-001 15, slip op. (P.T.A.B. Apr. 20, 2015) ................................... ..16, 26
`
`
`
`
`
`
`
`
`
`Sandoz, Inc. v. EKR Therapeutics, LLC,
`
`
`
`
`
`
`
`
`
`IPR2015-00005, slip op. (P.T.A.B. Apr. 24, 2015) .......................................... ..57
`
`
`
`
`
`
`Ex parte Whalen et al.,
`
`
`
`
`
`
`
`
`
`
`
`Appeal 207-4423, slip op. (B.P.A.I. July 23, 2008) ............................. ..53, 54, 55
`
`
`
`V
`
`
`PAGE 6 OF 69
`
`PAGE 6 OF 69
`
`
`
`
`
`
`
`
`
`
`Patent Owner Response, IPR2015—0] 09 7, US. Patent No. 8, 754, 13]
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Patent Owner Senju Pharmaceutical C0,, Ltd. et al. (“Senju”) responds to the
`
`
`
`
`
`
`
`
`
`
`
`
`
`Petition filed by Lupin Ltd. and Lupin Pharmaceuticals Inc. (“Lupin”) concerning
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`claims 1-30 of U.S. Patent No. 8,754,131 (“the ’l3l patent”). The Board instituted
`
`
`
`
`
`
`
`trial on Lupin’s Ground No.
`
`
`
`
`
`
`
`
`
`
`
`1 that claims 1-30 are allegedly obvious over U.S.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Patent No. 5,891,913 to Sallmann et al. (“Sallmann”) (EX1021) in view of U.S.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Patent No. 4,910,225 to Ogawa et al. (“Ogawa”) (EXlOl0). As discussed below, ,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Lupin has failed to meet its “burden of proving a proposition of unpatentability by
`
`
`
`
`
`
`
`
`
`
`
`a preponderance of the evidence.” 35 U.S.C. § 316(e).
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Indeed, as discussed further below, Lupin has failed to prove that a person of
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`ordinary skill in the art would have combined Ogawa and Sallmann with any
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`expectation of arriving at the claimed subject matter. Lupin also has failed to prove
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`the existence of all elements of the ’ 131 patent claims in the art of record and has
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`failed to carry the high burden of proving the inherency of several claim elements
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`in the obviousness context. In addition, Lupin either ineffectively assails or simply
`
`
`
`
`
`
`
`
`
`
`
`
`
`ignores significant objective indicia of patentability, which further support the non-
`
`
`
`
`
`
`
`
`
`
`
`
`obviousness of the ’l31 patent claims. The Board accordingly should uphold the
`
`
`
`
`
`
`
`
`
`
`patentability of claims 1-30 of the ’131 patent.
`
`
`
`
`I.
`
`
`Preliminary Statement
`
`
`
`
`
`
`
`
`
`
`
`
`
`The ’131 patent discloses and claims stable aqueous liquid preparations of
`
`
`
`
`
`
`
`
`
`
`
`the non-steroidal anti—inflammatory drug (“NSAID”) bromfenac, marketed as
`
`
`
`
`
`PAGE" 7 OF 69
`
`PAGE 7 OF 69
`
`
`
`Patent Owner Response, IPR2015—0] 09 7, US. Patent No. 8, 754,131
`
`Prolensa® prescription eye drops for treatment of inflammation and pain in cataract
`
`surgery patients. ' These formulations are chemically stable,
`
`lack microbial
`
`contamination, and can be administered safely and effectively for ophthalmic use
`
`at a pH that does not cause eye irritation. (EX1002, 2:30-42; EX2082, 1117.)
`
`The inventors successfully formulated these preparations using the non-ionic
`
`surfactant
`
`tyloxapol.
`
`(EX2082, 111116-17.) Tyloxapol unexpectedly chemically
`
`stabilized bromfenac better than did the surfactant polysorbate 80, even at a low
`
`pH known to accelerate bromfenac’s degradation.
`
`(Id.,
`
`1111 181, 190, 197.)
`
`Tyloxapol also unexpectedly maintained preservative efficacy—i.e., prevented
`
`microbial contamination—as compared to polysorbate 80, even when measured
`
`under the stringent European Pharmacopoeia standards. (Id., 11201.)
`
`Tyloxapol’s unexpected stabilizing effect translated into significant medical
`
`benefits in Prolensa®. Tyloxapol’s stabilization effect permitted formulating
`
`Prolensa® at pH 7.8, down fiom pH 8.3 in non-prior art Xibrom® and Bromday®
`
`formulations (EXIO49, 4; EXIOO8, 3; EX1009, 7), a substantial reduction on a
`
`logarithmic scale and closer to the pH of natural
`
`tears, which made it more
`
`comfortable to patients. (EX2116, 1140.)
`
`'Lupin’s expert Dr. Lawrence admits that Prolensa® is an embodiment of
`
`certain of the ’l31 patent claims. (EX1005, 1111266, 374.)
`
`PAGE 8 OF 69
`
`PAGE 8 OF 69
`
`
`
`Patent Owner Response, 1PR20I5-0109 7, US. Patent No. 8, 754,131
`
`—-
`
`Both the reduction in pH in Pro1ensa®
`
`increased ocular comfort and eliminated the burning and stinging associated with
`
`all other approved NSAID eye drops. (Id.) Lowering the pH also improved
`
`bromfenac’s intraocular penetration and permitted lowering its concentration to
`
`0.07%, down from 0.09% in Xibrom® and Bromday®, meaning that Prolensa®
`
`advantageously puts less drug in contact with surgically compromised ocular tissue
`
`without a reduction in efficacy. (Id., 1141; EX2033, 1718.) More than a difference
`
`in degree,
`
`tyloxapol’s unexpectedly superior stabilizing effect constitutes a
`
`material and substantial difference, producing a more comfortable, non-irritating
`
`and more efficacious formulation embodied in Prolensa®.
`
`As a result, Prolensa® has received significant medical industry acclaim by
`
`numerous leaders in the field of cataract surgery extolling “the benefits of the new
`
`formulation.” (EX2116, 1[55.) Since its April 2013 launch, Prolensa® had generated
`
`$246.9 million in revenue by August 2015, despite entering a market with at least
`
`six branded drugs and three generic drugs FDA-approved to treat similar
`
`indications. (EX2130, 1[1]17, 147.) In fact, Pro1ensa® has achieved one of the
`
`highest shares of prescriptions and revenue among branded drugs with similar
`
`indications. (Id.)
`
`PAGE 9 OF 69
`
`PAGE 9 OF 69
`
`
`
`
`
`
`
`
`
`
`Patent Owner Response, IPR20I5—01097, US. Patent No. 8, 754,13]
`
`
`
`
`
`
`
`
`
`
`
`Moreover, six generic companies, including Lupin, have submitted ANDAS
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`seeking to market exact copies of Prolensa®. (EX2082, 11206.) In fact, Lupin has
`
`
`
`
`
`
`
`
`
`
`
`
`
`projected Prolensa®’s sales to exceed $100 million annually, which will occur this
`
`
`
`
`
`
`
`
`
`
`
`year. (EX2026, 4; EX2l30, 1173.) Three others, Apotex, Metrics and Paddock,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`initially challenged the ’131 patent and/or related patents in district court (EX2130,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`111177-80; EX2022; EX20l9; EX202l), but all three licensed the ’l3l patent and
`
`
`
`
`
`
`
`
`
`
`
`took consent judgments and injunctions, tying their acknowledgement of the ’13l
`
`
`
`
`
`
`
`
`
`
`
`
`
`patent’s validity to their generic copies of Prolensa®. (EX2130, 111177-80; EX2027;
`
`
`
`
`EX2029; EX2028.)
`
`
`
`Against
`
`
`
`
`
`
`
`
`
`these compelling objective indicia of non-obviousness, Lupin
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`contends that tyloxapol in Sallmann’s Example 2 would have been “swapped” for
`
`
`
`
`
`
`
`
`
`
`
`polysorbate 80 in Ogawa’s Example 6, or alternatively, bromfenac in Ogawa’s
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Example 6 would have been “swapped” for diclofenac in Sallmann’s Example 2.
`(Pet., 38-39.) The Board instituted trial on this sole ground but emphasized that it
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`did so “on the current record” and “may change upon consideration of the whole
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`record.” (Inst. Op. at 9, 11, 12, 22.) As discussed below, upon consideration of the
`
`
`
`full record, Lupin offers no reason, other than impermissible hindsight looking
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`backward from the ’l3l patent claims, why a person of ordinary skill in the art
`
`
`
`
`
`
`
`
`
`
`
`
`
`(“POSA”) would have chosen Ogawa’s Example 6 or Sallmann’s Example 2 and
`
`
`
`
`
`
`
`
`
`
`
`
`
`modified either with any reasonable expectation of arriving at any of the claimed
`
`
`
`
`
`
`
`PAGE 10 OF 69
`
`PAGE 10 OF 69
`
`
`
`
`
`
`
`
`
`
`Patent Owner Response, IPR20I5—01097, U.S. Patent No. 8,754,131
`
`
`
`formulations. Indeed, the evidence establishes that a POSA would not have been
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`motivated to pursue bromfenac or tyloxapol at all, and would not have found
`
`bromfenac and diclofenac, or tyloxapol and polysorbate 80, interchangeable given
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`their vast chemical, physical and functional differences. Tellingly, Lupin has not
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`proffered a scintilla of evidence for the claims that specifically require greater than
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`about 90% [or 92%] bromfenac remaining after four weeks at 60° C., or the claims
`
`
`
`that
`
`
`
`
`
`
`
`
`
`
`identify the preservative efficacy standard of European Pharmacopoeia
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Criteria B, and thus Lupin has wholly failed to meet its burden of proving these
`
`
`
`
`claims obvious.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Lupin and its expert Dr. Jayne Lawrence contend that its “swapping” theory
`
`
`
`
`
`
`
`
`
`
`
`
`
`allegedly solves the problem of a “complex” that bromfenac purportedly forms
`
`
`
`
`
`
`
`
`
`
`with the preservative benzalkonium chloride (“BAC”). Yet Dr. Paul Laskar,
`
`
`
`
`
`
`
`
`
`
`
`
`
`Lupin’s expert in related proceeding IPR20l5—O0903, candidly admits that no prior
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`art shows that bromfenac actually forms a “complex” with BAC. Consistent with
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`the teachings of the art, given that BAC was known to have significant toxicity to
`
`
`
`
`
`
`
`
`
`
`
`
`
`the eye, a POSA as of 2003 would have pursued non-BAC preservatives or
`
`
`
`
`
`
`
`
`
`
`
`
`unpreserved formulations to entirely eliminate a serious health risk. Proceeding
`
`
`
`
`
`
`
`
`
`
`
`
`
`contrary to accepted wisdom, the ’l3l patent’s formulations utilize BAC, which
`
`
`
`
`
`
`
`
`alone constitutes strong evidence of non—obviousness.
`
`
`
`PAGE 11 OF 69
`
`
`
`PAGE 11 OF 69
`
`
`
`
`
`
`
`
`
`
`Patent Owner Response, IPR20I5—0] 097, US. Patent No. 8, 754, 13]
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Accordingly, and as discussed below, Lupin’s petition fails (i) to prove that
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`a person of ordinary skill in the art would have combined Ogawa and Sallmann
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`with any reasonable expectation of arriving at the claimed subject matter; (ii) to
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`prove the existence of each element of each challenged claim from Ogawa and
`
`
`
`
`
`
`
`
`
`
`
`
`
`Sallmann, including the alleged inherency of various claim elements; and (iii) to
`
`
`
`
`
`
`
`
`
`
`
`rebut the compelling objective indicia of non—obviousness of the claimed subject
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`matter. As result, Lupin has not carried its “burden of proving .
`
`.
`
`
`. unpatentability
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`by a preponderance of the evidence,” 35 U.S.C. § 3l6(e), and the Board should
`
`
`
`
`
`
`
`
`
`
`
`
`
`enter judgment against Lupin and uphold the patentability of the claims.
`
`
`
`II.
`
`
`
`
`Claim construction
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`In parallel district court litigation before Judge Simandle of the U.S. District
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Court for the District of New Jersey, Judge Simandle held that “stable” as used in
`
`
`
`
`
`
`
`
`
`
`
`
`the claims of the ’l3l patent means having sufficient resistance to degradation
`
`
`
`
`(z'.e., chemical
`
`
`
`
`
`
`
`
`
`
`stability) and having sufficient preservative efficacy to be
`
`
`
`
`
`
`
`
`
`
`
`
`
`formulated and maintained for ophthalmic use, and the phrase “amount sufficient
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`to stabilize” as used in the claims of the ’ 131 patent means an amount sufficient to
`
`
`
`
`
`
`
`
`
`
`
`
`confer sufficient resistance to degradation (i. e., chemical stability) to be formulated
`
`and maintained for ophthalmic use.
`
`
`
`
`
`
`(EX2082, W46-50; EX2065,’ 5-6.) Judge
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Simandle also construed the term “satisfies the preservative efficacy standard of
`
`
`
`
`
`
`the US Pharmacopeia .
`
`.
`
`
`
`
`
`
`
`
`
`
`
`
`.” as used in claims 25-29 of the ’13l patent to mean
`
`
`
`
`
`
`
`PAGE 12 OF 69
`
`PAGE 12 OF 69
`
`
`
`
`
`
`
`
`
`
`
`Patent Owner Response, IPR2015-01 097, US. Patent No. 8, 754,13]
`
`
`
`
`
`
`
`
`
`
`
`“satisfies the preservative efficacy standard of EP-criteria B of the European
`
`
`
`
`Pharmacopeia .
`
`.
`
`.
`
`
`
`
`
`
`
`
`
`
`
`.” (EX2065, 6.) Senju submits that the above terms should be
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`construed in this proceeding in the same Way the District Court construed them.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Microsofi‘ Corp. v. Proxyconn, Inc., 789 F.3d 1292, 1298 (Fed. Cir. 2015).
`
`
`
`
`
`
`
`
`
`
`III. Level of ordinary skill in the art
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`A person of ordinary skill in the art of the ’131 patent would have at least a
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`bachelor’s degree in a field such as chemistry, pharmaceutical chemistry or a
`
`
`
`
`
`
`
`
`
`
`
`
`related discipline with 3—5 years of work experience. (EX2082, 111144-45.)
`
`
`
`
`IV.
`
`
`
`The ’131 patent
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`The application for the ’131 patent was filed on January 28, 2014, and
`
`
`
`
`
`
`
`
`
`
`
`
`
`claims priority benefit of the January 21, 2003, filing date of JP 2003-012427
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`under 35 U.S.C. §1l9. (EX1002.) The ’l31 patent has three independent claims
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`(claims 1, 7 and 13) and 27 dependent claims, which are separately patentable. The
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`’ 131 patent is listed in the FDA’s Orange Book, and the parties agree that it covers
`
`
`
`
`
`
`
`
`
`
`
`Prolensa® ophthalmic bromfenac (0.07%) solution. (EXl005, 1111266, 374; EX2082,
`
`
`
`
`1111177, 238.)
`
`
`
`
`V.
`
`
`
`
`
`Background of ophthalmic formulations
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`As of the January 21, 2003 priority date of the ‘131 patent, drug formulation
`
`
`
`
`
`
`
`
`
`was a difficult and unpredictable endeavor, and it
`
`
`
`
`remains so today. The
`
`
`
`
`
`
`
`
`
`
`
`formulation of ophthalmic drugs is particularly complex. Formulating stable
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`ophthalmic dosage forms such as the stable aqueous liquid preparations of the ’l3l
`
`
`
`PAGE 13 OF 69
`
`
`
`PAGE 13 OF 69
`
`
`
`
`
`
`
`
`
`
`Patent Owner Response, IPR2015-0109 7, U.S. Patent No. 8, 754, 131
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`patent is more challenging and critical than with other dosage forms such as tablets
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`or capsules. In addition, the surface area of the eye is extremely small, and the
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`residence time for an eye drop is quite short, which increases the challenge in
`
`
`
`
`
`
`
`
`
`
`
`
`designing an aqueous dosage form that can pass through the hydrophobic cornea
`
`
`
`
`
`
`
`
`
`
`
`
`
`membrane of the eye to reach the intended site of action.
`
`
`
`
`
`
`Indeed, Dr. Laskar has
`
`
`
`
`
`
`
`
`
`
`
`
`
`acknowledged these formulation challenges in his prior sworn testimony in a
`
`
`
`
`
`
`
`
`
`
`patent infringement case involving the ophthalmic product Combigan®.
`
`
`
`(EX2l35,
`
`
`
`
`
`989, 1020, 1022.)
`
`
`
`VI.
`
`
`
`
`
`
`
`
`
`
`
`
`
`The combination of Ogawa and Sallmann, in either direction, does not
`
`
`
`
`
`
`
`
`render any claim of the ’131 patent obvious
`
`
`
`
`A.
`
`
`
`
`
`
`
`
`
`No reason to focus on Ogawa and bromfenac preparations
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Lupin’s central theme is one of “swapping”; that is, swapping tyloxapol in
`
`
`
`
`
`
`
`
`
`
`
`
`Sallmann’s Example 2 for polysorbate 80 in Ogawa’s Example 6, or alternatively,
`
`
`
`
`
`
`
`
`
`
`
`
`
`swapping bromfenac in Ogawa’s Example 6 for diclofenac in Sallmann’s Example
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`2, allegedly would have been obvious. (Pet., 38-39.) The full record shows this
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`swapping theory is premised on a POSA having had a reason to focus on
`
`
`
`
`
`
`
`
`
`bromfenac formulations. There was none, absent hindsight.
`
`
`
`
`
`
`By January 21, 2003,
`
`
`
`
`
`
`
`
`
`there were a number of FDA—approved aqueous
`
`
`
`ophthalmic formulations containing NSAIDS,
`
`
`
`
`
`
`including diclofenac (Voltaren®),
`
`
`
`
`
`
`
`ketorolac (Acular®), flurbiprofen (Ocufen®), and suprofen (Profenal®). (Id., 7;
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`EX2082, 1[1l70—7l.) A POSA therefore would have had no reason or need to focus,
`
`
`
`
`
`PAGE 14 OF 69
`
`PAGE 14 OF 69
`
`
`
`
`
`
`
`
`
`
`Patent Owner Response, IPR2015-0] 09 7, US. Patent No. 8, 754, 13]
`
`
`
`
`for
`
`
`
`
`
`
`
`
`
`
`further development, on bromfenac to the exclusion of other NSAIDS.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`(EX2082, W70-71.) Indeed, Lupin admits there was no such reason, stating “[t]o
`
`
`
`
`the extent
`
`
`
`
`
`
`
`
`
`
`
`
`there was even any need for the claimed bromfenac ophthalmic
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`formulations claimed in the ’ 131 patent, it would have been met by the disclosures
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`of the ’225 patent and Hara.” (Pet, 58 (emphasis added).) In fact, Ogawa states
`
`
`
`
`
`
`
`
`
`
`
`that its bromfenac formulations displayed remarkably enhanced stability (EXIOIO,
`
`
`
`
`
`
`
`
`
`
`
`
`8:46-9:3), and Dr. Laskar acknowledged that Ogawa satisfied bromfenac’s stability
`
`
`
`
`
`problem. (EX2114, 115:2-116-4.)
`
`
`
`
`
`
`
`
`
`
`
`
`
`Moreover, contrary to Lupin’s position, neither Hara nor Yanni supports a
`
`
`
`
`
`
`
`
`
`
`
`
`preference for bromfenac over diclofenac. (EX2082, W72-75.) Hara teaches that
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`(1) both have “superior” anti-inflammatory action (EX1006, 2, 3), (2) both treat
`
`
`
`
`
`
`
`
`
`
`
`
`
`postoperative inflammation of the eye (id.), (3) diclofenac could treat anterior
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`uveitis, while bromfenac was expressly not approved for this indication (id.), and
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`(4) no toxicity issues were noted for commercialized diclofenac, while bromfenac
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`had serious liver disorders and even fatalities (id.), which prompted the FDA to
`
`
`
`
`
`
`
`
`
`
`
`
`pull bromfenac’s oral form, Duract®, from the market. (EX2032, 1.) Hara thus
`
`
`
`
`
`
`
`
`
`
`
`
`certainly does not endorse bromfenac over diclofenac. (EX2082, 1173.)
`
`
`
`
`
`
`
`
`
`
`The same applies to Yanni, which actually disparages bromfenac, preferring
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`esters and amides, like nepafenac. (EXIOO7, 1:54-59, 4:84-52; EX2082, M74-75.)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Focusing on a single in vitro result from Table 1 of Yanni (EX1005, 1177), Dr.
`
`
`
`PAGE 15 OF 69
`
`
`
`PAGE 15 OF 69
`
`
`
`
`
`
`
`
`
`
`Patent Owner Response, IPR20I5—0I097, US. Patent No. 8, 754,131
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Lawrence ignores important ex vivo and in vivo data (EX2082, W74-75), which do
`
`
`
`
`
`
`
`
`
`
`
`
`
`not show superiority of bromfenac over diclofenac and in fact show superiority of
`
`
`
`
`
`
`
`
`other compounds. (Id.; EX1007, Table 1.)
`
`
`
`
`B.
`
`
`
`
`
`
`
`
`
`
`
`
`
`Design need and market demands would not have led a POSA in
`
`
`
`
`
`
`
`
`
`
`the direction that the inventors of the ’131 patent took
`
`
`
`
`
`
`
`
`
`
`
`Lupin’s proffered motivation to substitute polysorbate 80 with tyloxapol is
`
`
`
`
`
`
`
`
`
`
`
`
`to prevent the alleged formation of an insoluble complex between an acidic
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`NSAID and BAC. (Pet., 8-9.) Dr. Laskar admits, however, that he has no evidence
`
`
`
`
`
`
`
`
`
`
`
`
`
`that any such complex actually forms between bromfenac and BAC. (EX2114,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`45:18-46:4.) Even if such a precipitate did form, which Lupin has not established,
`
`
`
`
`
`
`
`
`
`
`
`
`
`a POSA would not have used tyloxapol to address this issue.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`BAC was known to havesignificant toxicity to the eye. (EX2082, 111178-
`
`
`
`
`79.) In fact,
`
`
`
`
`
`
`
`
`
`
`
`
`in Allergan v. Scmdoz, 796 F.3d 1293, 1305 (Fed. Cir. 2015), the
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`defendant’s expert referred to BAC as a “natural born killer” that was “from
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Satan.” Dr. Laskar also characterized BAC as a “killer,” known to cause adverse
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`reactions in vitro and in vivo. (EX2114, 78:13-25, 79:13-23.) A POSA objectively
`
`
`
`
`
`
`
`
`
`
`
`
`
`viewing this alleged precipitation issue would have sought to eliminate BAC,
`
`
`
`
`
`
`
`
`
`
`
`
`
`thereby eliminating its harmful effects and avoiding the precipitation issue entirely,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`rather than only attempting to reduce it to some extent by adding a surfactant.
`
`
`
`(EX2082,
`
`
`
`
`
`1176.) By January 2003,
`
`
`
`
`
`the art
`
`
`
`
`
`taught using preservative-free
`
`
`
`
`
`
`
`
`
`
`
`
`formulations and well—tolerated preservatives in place of BAC (EX2082, 1177;
`
`
`
`10
`
`
`
`PAGE 16 OF 69
`
`PAGE 16 OF 69
`
`
`
`
`
`
`
`
`
`
`Patent Owner Response, IPR2015-01097, US. Patent No. 8, 754,13]
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`EX21 16, 1144-46.) Depuy Spine, Inc. v. Medtronic Sofamor Danek, Inc., 567 F.3d
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`1314, 1326 (Fed. Cir. 2009) (strong inference of non-obviousness when the prior
`
`
`
`
`
`
`
`
`
`
`art undermines very reason offered for combining references).
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Indeed by 2003, market demands sought to eliminate the highly toxic BAC
`
`
`
`from ophthalmic formulations. The art urged that “[i]t
`
`
`
`
`
`
`
`
`
`
`is
`
`
`.
`
`
`
`.
`
`
`
`. of striking
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`importance to become aware of preservative toxicity in order to develop in the
`
`
`
`
`
`
`
`
`
`
`near future many more unpreserved drugs.” (EX2064, 115, emphasis added;
`
`
`
`
`
`
`
`
`
`
`
`EX2082, 1179-80.) The art taught a preservative-free formulation of Fu’s ketorolac
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`“may be a better as a postoperative ocular analgesic” than preserved ketorolac.
`
`
`
`(EX2090,
`
`
`
`
`abstract; EX2l16,
`
`
`
`
`
`1143.) By November
`
`
`
`
`
`1997, Acular® PF—a
`
`
`
`preservative-free
`
`
`
`ketorolac
`
`
`
`ophthalmic
`
`
`
`solution——received
`
`
`
`
`FDA approval.
`
`
`
`
`
`
`(EX2061, 1; EX2116,1129.)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`The art also taught using better—tolerated preservatives in place of BAC. By
`
`
`
`
`
`
`
`
`
`
`
`2001, published clinical studies demonstrated that the preservative “stabilized
`
`
`
`
`
`
`
`
`
`
`
`oxychloro complex” (“SOC”) could replace BAC in brimonidine ophthalmic
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`formulations. By March 2001, brimonidine-SOC was approved as Alphagan® P,
`
`
`
`
`
`
`
`
`
`
`
`
`
`with a superior comfort and reduced ocular allergy profile as compared to
`
`
`
`
`brimonidine—BAC. (EX2092; EX2116, 1144.)
`
`
`
`
`
`
`
`
`
`
`
`Other replacement options for BAC included the preservative lauralkonium
`
`
`
`
`
`
`
`
`
`
`
`
`
`chloride (“LAC”), which Dr. Laskar admittedly used previously to avoid the
`
`
`
`
`
`11
`
`
`
`PAGE 17 OF 69
`
`PAGE 17 OF 69
`
`
`
`
`
`
`
`
`
`
`Patent Owner Response, IPRZOI 5-01 09 7, U.S. Patent No. 8, 754, [3]
`
`
`
`
`
`
`
`
`
`
`
`
`
`interaction of an acidic drug and BAC. IPR20l5-00903, EX1003, 11104; (EX2114,
`
`
`
`
`
`
`
`
`
`
`
`
`33:4-34:1; EX2082, 1182; EX1027, 3:28-4:2, 6:11-7:10). Dr. Lawrence admits that
`
`
`
`
`
`
`
`
`
`
`
`
`
`Desai also teaches the use of a different polymeric quaternary ammonium
`
`
`
`
`
`
`
`
`
`
`
`
`
`preservative compound, POLYQUAD®, as the solution to the interaction problem.
`
`
`
`
`
`
`
`
`
`
`
`
`
`(EX1012, 1:27-2:31; EX2316, 243:4-15; EX2082, 1184.) Even if a POSA still
`
`
`
`
`
`
`
`
`would have wanted to use BAC,
`
`
`
`
`
`
`
`
`
`
`the art provided a solution that would have
`
`
`
`
`
`
`
`
`
`
`
`addressed the NSAID/BAC interaction that underlies Lupin’s proffered motivation
`
`
`
`to use a solubilizer. Yanni teaches bromfenac derivatives without free carboxyl
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`groups, which would not
`
`
`
`
`
`
`
`
`
`
`interact with BAC and which have better ocular
`
`
`
`
`
`
`
`
`
`
`
`
`penetration and stability than bromfenac. (EX1007, 1:60-2:29; EX2082, 1189);
`
`
`
`
`
`
`
`
`Depuy Spine, 567 F.3d at 1326.
`
`
`
`
`
`
`
`
`
`
`
`Notwithstanding these clear teachings, Dr. Lawrence selectively relies on
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Ogawa Example 6, which reported a residual amount of bromfenac of 100.9%.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`(EXl005, 1111332-33.) But she ignores Ogawa Example 7, reporting an equally high
`
`
`
`
`
`
`
`
`
`
`
`residual amount of bromfenac (99.2%) and containing methylparaben and
`
`
`
`
`
`
`
`
`
`