`A0 120 Rev. 08/10
`
`T0:
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the US. District Court
`for the District of Delaware
`on the following
`
`I] Trademarks or
`
`[Z Patents.
`
`( E] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`PLAINTIFF
`
`
`
`
`DATE FILED
`1/26/2015
`
`U.S. DISTRICT COURT
`for the District of Delaware
`
`DEFENDANT
`
`
`
`
`
`SENJU PHARMACEUTICAL CO., LTD., et al.
`
`
`
`PADDOCK LABORATORIES, LLC, et al.
`
`
`
`mm;
`
`
`
`
`
`
`
`
`
`
`
`
`
`4 8 871 813 82
`
`10/28/2014
`
`Senju Pharmaceutical Co., Ltd.
`
`5 8,917 606 B1
`
`1/6/2015
`
`Senju Pharmaceutical Co., Ltd.
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`1:] Answer
`
`[:1 Cross Bill
`
`[:1 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`
`
`
`
`
`
`—_
`-—
`__
`——
`
`
`
`
`In the above—entitled case, the following decision has been rendered 0r judgement issued:
`DECISION/JUDGEMENT
`
`
`
` (BY) DEPUTY CLERK
`
`DATE,
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Page 1 of 145
`
`LUPIN EX 1046
`
`LUPIN EX 1046
`
`Page 1 of 145
`
`
`
`Case 1:14—cv-06893—JBS—KMW Document 4 Filed 11/03/14 Page 1 of 1 PagelD: 64
`
`
`
`
`Mail Stop 8
`REPORT ON THE
`
`Director of the U.S(.)lf’tz_:::nt and Trademark
`FILING OR DETERMINATION OF AN
`
`
`ACTION REGARDING A PATENT OR
`p0. Box 1450
`
`
`Alexandria, VA 22313—1450
`TRADEMARK
`
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court for the District of New Jersey on the following:
`Trademarks or X Patents. (
`the patent action involves 35 U.S.C. § 292.)
`
`
`
`U.S. DISTRICT COURT
`DATE FILED
`DOCKET NO.
`CAMDEN NJ
`1:14—cv—06893-JBS—KMW 11/3/2014
`
`DEFENDANT
`
`
`PLAINTIFF
`INNOPHARMA LICENSING, INC.
`
`SENJU PHARMACEUTICAL CO., LTD.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`PATENT OR
`TRADEMARK NO.
`1 3 129 431
`2 3 669 290
`3 8 754131
`
`DATE OF PATENT
`OR TRADEMARK
`
`3/6/2012 “
`
`
`3/11/2014 “
`
`
`6/17/2014
`
`
`4 8 871 813
`10/28/2014
`
`__
`
`
`
`
`
`DECISION/1UDGEMENT
`
`
`
`
` CLERK
`
`(BY) DEPUTY CLERK
`3/ Nicholas Zotti
`
`DATE
`11/3/2014
`
`
`
`William T. Walsh
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Page 2 of 145
`
`Page 2 of 145
`
`
`
`A0120 Rev. 08/10
`
`TRADEMARK
`
`TO:
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the US. District Court
`Eastern District of North Carolina
`on the following
`
`I] Trademarks or
`
`MPatents.
`
`( E! the patent action involves 35 U.S.C. § 292.):
`
`DATE FILED
`8/8/2014
`
`DOCKET NO.
`U.S. DISTRICT COURT
`
`
`4:14-CV-141-BO
`Eastern District of North Carolina
`PLAINTIFF
`DEFENDANT
`
`
`Senju Pharmaceutical Co., Ltd., et ai
`Metrics, Inc., et aI
`
`
`
`
`
`W
`
`__—
`s _—
`
`
`
`DATE INCLUDED
`
`INCLUDED BY
`
`In the above——entitled case, the following patent(s)/ trademark(s) have been included:
`
`
`
`[I Answer
`
`
`
`
`
`
`
`
`
` __—
`
`
`(BY) DEPUTY CLERK
`
`El Cross Bill
`
`[:I Other Pleading
`
`L—_I Amendment
`PATENT OR
`DATE OF PATENT
`TRADEMARK N0.
`OR TRADEMARK
`HOLDER OF PATENT OR TRADEMARK
`__—
`__—
`__—
`__—
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy Z—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`Page 3 of 145
`
`Page 3 of 145
`
`
`
`Case 1:14-cv-05144—JBS-KMW Document 3 Filed 08/15/14 Page 1 of 1 PagelD: 23
`
`O 120 Rev. 08/10
`
`
`
`
`
`
`
`
`
`
`Mail Stop 8
`
`
`REPORT ON THE
`.
`FILING OR DETERMINATION OF AN
`Director of the U.Sblggzint and Trademark
`
`
`P O Box 1450
`ACTION REGARDING A PATENT OR
`
`
`'
`'
`TRADEMARK
`
`
`Alexandria, VA 22313—1450
`
`
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the US. District Court for the District of New Jersey on the following:
`Trademarks or X Patents. (
`the patent action involves 35 U.S.C. § 292.)
`
`
`
`
`DATE FILED
`DOCKET NO.
`lil4'CV“05144-JEI*KMW 8/15/2014
`
`
`PLAINTIFF
`
`SENJU PHARMACEUTICAL CO., LTD.
`
`
`
`DATE OF PATENT
`PATENT OR
`HOLDER OF PATENT OR TRADEMARK
`OR TRADEMARK
`TRADEMARK NO.
`
`6/11/2014 m_
`18 754131
`
`
`——_
`
`
`
`
`
`US. DISTRICT COURT
`CAMDEN NJ
`DEFENDANT
`LUPIN, LTD.
`
`
`
`
`
`
`
`Amendment 7_ Answer __ Other Pleading __ Cross Bill
`
`
`
`
`
`DECISION/JUDGEMENT
`
`
`
`
`
`
`
`CLERK
`William T. Walsh
`
`
`
`(BY) DEPUTY CLERK
`s/ Nicholas Zotti
`
`DATE
`8/15/2014
`
`Copy 1——Upon initiation of action, mail this copy to Director Copy 3—-—Upon termination of action, mail this copy to Director
`Copy 2——Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Page 4 of 145
`
`Page 4 of 145
`
`
`
`Case 1:14-cv-O4964—JBS Document 4 Filed 08/07/14 Page 1 of 1 PagelD: 52
`
`0120 Rev. 08/10
`
`Mail Stop 8
`.
`Director of the U.S. Patent and Trademark
`Office
`13.0. Box 1450
`Alexandria, VA 22313—1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court for the District of New Jersey on the following:
`Trademarks or X Patents. (
`the patent action involves 35 U.S.C. § 292.)
`
`DOCKET NO.
`1:14-cv—049647JBS
`
`DATE FILED
`8/7/2014
`
`PLAINTIFF
`SENJU PHARMACEUTICAL CO., LTD.
`
`U.S. DISTRICT COURT
`CAMDEN NJ
`
`DEFENDANT
`METRICS, INC.
`
`-__
`—__
`
`
`
`In the above—-entitled case the followin~ atent s / trademark s have been included:
`INCLUDED BY
`DATE INCLUDED
`
`
`
` Amendment
`Answer _ Cross Bill _ Other Pleading
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`
`
`
`
`
`
`In the above-—entitled case the followin_ decision has been rendered or 'ud_ement issued:
`DECISION/JUDGEMENT
`
`CLERK
`William T. Walsh
`
`(BY) DEPUTY CLERK
`3/ Brian D. Kemner
`
`DATE
`8/7/2014
`
`Copy 1—-—Upon initiation of action, mail this copy to Director Copy 3-—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Page 5 of 145
`
`Page 5 of 145
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVHSSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`14/165,976
`
`ISSUE DATE
`
`06/17/2014
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8754131
`
`2014—0075
`
`4523
`
`513
`
`7590
`
`05/28/2014
`
`WENDEROTH, LIND & PONACK, L.L.P.
`1030 15th Street, N.W.,
`Suite 400 East
`
`Washington, DC 20005-1503
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above—identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`SENJU PHARMACEUTICAL CO., LTD., Osaka, JAPAN, Assignee (with 37 CFR 1.172 Interest);
`Shirou SAWA, Hyogo, JAPAN;
`Shuhei FUJITA, Hyogo, JAPAN;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (1239119309) Of 145
`
`Page 6 of 145
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`AddIESS. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, Viigmia 22313-1450
`www.uspto.gov
`
`
`
`
`F ING OR 371 (C) DATE
`
`
`
`APPLICATION NUMBER
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`14/165,976
`
`01/28/2014
`
`Shirou SAWA
`
`2014-0075
`CONFIRMATION NO. 4523
`
`513
`
`WENDEROTH, LIND & PONACK, L.L.P.
`1oso15ulsneetlvvv,
`Suite 400 East
`
`Washington, DC 20005-1503
`
`PUBLICATION NOTICE
`
`IMINWWWNIme
`
`
`685959 6
`
`WWWWWWWWWMWWILOOOOO
`
`Title:AQUEOUS LIQUID PREPARATION CONTAINING 2-AMINO-3-(4-BROMOBENZOYL)PHENYLACETIC
`ACID
`
`Publication No.US-2014-0142183-A1
`Publication Date:05/22/2014
`
`NOTICE OF PUBLICATION OF APPLICATION
`
`The above-identified application will be electronically published as a patent application publication pursuant to 37
`CFR 1.211, et seq. The patent application publication number and publication date are set forth above.
`
`The publication may be accessed through the USPTO's publically available Searchable Databases via the
`Internet at www.uspto.gov. The direct link to access the publication is currently http://www.uspto.gov/patft/.
`
`The publication process established by the Office does not provide for mailing a copy of the publication to
`applicant. A copy of the publication may be obtained from the Office upon payment of the appropriate fee set forth
`in 37 CFR 1.19(a)(1). Orders for copies of patent application publications are handled by the USPTO's Office of
`Public Records. The Office of Public Records can be reached by telephone at (703) 308-9726 or (800) 972-6382,
`by facsimile at (703) 305-8759, by mail addressed to the United States Patent and Trademark Office, Office of
`Public Records, Alexandria, VA 22313-1450 or via the Internet.
`
`In addition, information on the status of the application, including the mailing date of Office actions and the
`dates of receipt of correspondence filed in the Office, may also be accessed via the Internet through the Patent
`Electronic Business Center at www.uspto.gov using the public side of the Patent Application Information and
`Retrieval (PAIR) system. The direct link to access this status information is currently http://pair.uspto.gov/. Prior to
`publication, such status information is confidential and may only be obtained by applicant using the private side of
`PAIR.
`
`Further assistance in electronically accessing the publication, or about PAIR, is available by calling the Patent
`Electronic Business Center at 1-866-217-9197.
`
`
`
`Office of Data Managment, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Page 7 of 145
`
`Page 7 of 145
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`
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`Page 8 of 145
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`
`Page 8 of 145
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`Electronic Patent Application Fee Transmittal
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`28-Jan-2014
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`AQUEOUS LIQUID PREPARATION CONTAINING 2-AMINO-3-(4-
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`CHEEKJR., WARREN M.
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`figgrgq artyffiiqgitional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`SOROUSH,LAYLA
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`1627
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`DATE MAILED: 04/21/2014
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`14/165,976
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`01/28/2014
`
`Shirou SAWA
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`2014—0075
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`4523
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`TITLE OF INVENTION: AQUEOUS LIQUID PREPARATION CONTAINING 2—AMINO—3—(4—BROMOBENZOYL)PHENYLACETIC ACID
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`PTOL—85 (Rev. 02/11)
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`Page 13 of 145
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`PART B - FEE(S) TRANSMITTAL
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`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
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`t N W
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`APPLICATION NO.
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`FILING DATE
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` F {ST NAMED INVENTOR
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`ATTORNEY DOCKET NO.
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`CONFIRMATION NO.
`
`14/165,976
`
`01/28/2014
`
`Shirou SAWA
`
`2014—0075
`
`4523
`
`TITLE OF INVENTION: AQUEOUS LIQUID PREPARATION CONTAINING 2—AMINO—3—(4—BROMOBENZOYL)PHENYLACETIC ACID
`
`APPLN. TYPE
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`ENTITY STATUS
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`ISSUE FEE DUE
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`PUBLICATION FEE DUE
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`PREV. PAID ISSUE FEE
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`TOTAL FEE(S) DUE
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`DATE DUE
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`nonprovisional
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`UNDISCOUNTED
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`SOROUSH, LAYLA
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`$960
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`1627
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`1. Change of correspondence address or indication of "Fee Address" (37
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`3 Chan e of correspondence address (or Change of Correspondence
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`Page 14 of 145
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`Page 2 of 3
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`PTOL—85 Part B (10—13) Approved for use through 10/31/2013.
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`OMB 0651—0033
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`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`APPLICATION NO.
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`FILING DATE
`
`
`
`
`F {ST NAMED INVENTOR
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/165,976
`
`01/28/2014
`
`Shirou SAWA
`
`2014—0075
`
`4523
`
`513
`
`7590
`
`04/21/2014
`
`WENDEROTH, LIND & PONACK, L.L.P.
`1030 15th Street, N.W.,
`511640013
`
`Washington, DC 20005-1503
`
`SOROUSH,LAYLA
`
`1627
`
`DATE MAILED: 04/21/2014
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
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`The Patent Term Adjustment to date is 0 day(s). If the issue fee is paid on the date that is three months after the
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`PTOL—85 (Rev. 02/11)
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