`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVHSSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`11/358,375
`
`ISSUE DATE
`
`10/25/2011
`
`64021
`
`7590
`
`10/05/2011
`
`PHILIP S. LYREN, PC
`289 Woodland Avenue
`Wadsworth, OH 44281
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8043090
`
`PSL—002 (CON)
`
`7720
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 848 day(s). Any patent to issue from the above—identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Philip S. Lyren, Bangkok, THAILAND;
`
`112103 (Rev, 10/09)
`Page 1 of 262
`
`ZIMMER EXHIBIT 1012
`
`Page 1 of 262
`
`ZIMMER EXHIBIT 1012
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO, Box I450
`Alexandria. Virginia 223 I 3-I450
`www,usplo.gov
`
`
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`
`
`||/358.375
`
`02/2l/2006
`
`Philip S. Lyren
`
`PSL—OOZ (CON)
`
`7720
`
`”9°
`“”5”“
`,
`.
`EXAMINER
`mp s. we“ —
`289 Woodland Avenue
`LEWIS. RALPH A
`Wadsworth, OH 44281
`
`3732
`
`OS/OS/ZOII
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOLVQOA (Rev, 04/07)
`
`Page 2 of 262
`
`Page 2 of 262
`
`

`

` UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`United States Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`Application No. : 11358375
`
`: Lyren
`Applicant
`Filing Date : 02/21/2006
`Date Mailed : 08/05/2011
`
`NOTICE TO FILE CORRECTED APPLICATION PAPERS
`
`Notice ofAllowance Mailed
`
`This application has been accorded an Allowance Date and is being prepared for issuance. The
`application, however, is incomplete for the reasons below.
`
`Applicant is given 1 month(s) from the mail date of this Notice, or the time remaining from
`the Notice of Allowance and Fee(s) Due, whichever is longer, within which to respond.
`
`If the informality
`The informalities requiring correction are indicated in the attachment(s).
`pertains to the abstract, specification (including claims) or drawings, the informality must be
`corrected with an amendment in compliance with 37 CFR 1.121 (or, if the application is a reissue
`application, 37 CFR 1.173). Such an amendment may be filed after payment of the issue fee if
`limited to correction of informalities noted herein. See Waiver of 37 CFR 1.312 for Documents
`
`Required by the Office of Patent Publication, 1280 Off. Gaz. Patent Office 918 (March 23, 2004).
`In addition, if the informality is not corrected until after payment of the issue fee, for purposes of
`35 U.S.C. 154(b)(l)(iv), “all outstanding requirements” will be considered to have been satisfied
`when the informality has been corrected. A failure to respond within the above-identified time
`period will result in the application being ABANDONED. This period for reply is NOT
`extendable under 37 CFR 1.136(a).
`
`See attachment(s).
`
`
`A copy of this notice MUST be returned with the reply. Please address response to
`‘Mail Stop Issue Fee, Commissionerfor Patents,
`P. 0. Box 1450, Alexandria, VA 22313-1450”.
`
`fDaxa Patel/
`
`Publication Branch
`
`Office of Data Management
`(571) 272-4200
`
`Page 3 of 262
`
`Page 3 of 262
`
`

`

`Application No. 11358375
`
`IDENTIFICATION OF APPLICATION DEFICIENCIES
`
`
`
`
` Applicant must provide legible text for the following item(s).
`
`
`
`
`
`
`
`
`
`
`
`
`Specification filed , page(s) .
`
`Claims filed , claim(s) .
`
`Oath/declaration filed .
`
`Other: .
`
`
`
`
` Applicant must provide missing information on the following page(s) of the specification by
`amending the specification to add the missing text. No new matter may be added.
`
`
`
`
`
`
`
`
`Applicant must provide an Abstract of the Disclosure.
`
` X Applicant has submitted a DECLARATION (37 CFR 1.63) FOR A UTILITY OR DESIGN
`
`APPLICATION USING AN APPLICATION DATA SHEET (37 CFR 1.76) (e.g., form
`PTO/SB/01A). The Application Data Sheet, however, is not present with the filed application.
`Applicant must submit an Application Data Sheet or file a new oath or declaration (e.g., PTO/SB/01)
`executed by the inventors and containing the information required in 37 CFR 1.63.
`
`Applicant must provide an executed declaration.
`
`Applicant must provide a declaration signed by inventor(s) .
`
`
`
`
`
`
`
`
` The oath or declaration is defective. A new oath or declaration in compliance with 37 CFR 1.67(a)
`
`
`
`identifying this application by application number and filing date may be required. See MPEP §§
`
`602.01 and 602.02. The oath or declaration is defective because:
`
`
`
`
`
`
`
`
`
`
`
`It does not identify the city and either state or foreign country of residence of each inventor.
`The residence information may be provided on either an application data sheet or a
`supplemental oath or declaration.
`The oath or declaration for the patent application was filed prior to December 1, 1997, and
`applicant has not given a post office address anywhere in the application papers as required
`by 37 CFR 1.33(a), which was in effect at the time of filing of the oath or declaration. A
`statement over applicant's signature providing a complete post office address is required.
`It does not identify the mailing address of each inventor. A mailing address is an address at
`which an inventor customarily receives his or her mail and may be either a home or business
`address. The mailing address should include the ZIP Code designation. The mailing address
`may be provided in an application data sheet or a supplemental oath or declaration. See 37
`CFR 1.63(c) and 37 CFR 1.76.
`
`Per 37 CFR § 1.63 (a)(2), applicant must provide at least one given name without abbreviation for
`inventor(s) .
`
`
`
`
`
`
`Page 4 of 262
`
`Page 4 of 262
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`21-Feb-2006
`
`Title of Invention:
`
`DENTAL IMPLANT WITH POROUS BODY
`
`Quantity Patent-Appeals-and-lnterference
`
`First Named Inventor/Applicant Name:
`
`Philip S. Lyren
`
`Attorney Docket Number:
`
`PSL-002 (CON)
`
`Filed as Small Entity
`
`Utility under 35 USC111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Sub-Total in
`
`USD($)
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Late filing fee for oath or declaration
`
`2051
`
` Extension-of—Time:
`
`Post Allowance and-Post-lssuance:
`
`'age
`
`0
`
`I
`
`Page 5 of 262
`
`

`

`Miscellaneous:
`
`Total in USD (5)
`
`Page 6 of 262
`
`Page 6 of 262
`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`
`
`——
`——
`
`Title of Invention:
`
`DENTAL IMPLANT WITH POROUS BODY
`
`Payment information:
`
`yes—
`Submitted with Payment
`
`
`
`— T
`
`he Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`Page 7 of 262
`
`Page 7 of 262
`
`

`

`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C. F. R. Section 1. 21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`
`Information:
`
`.
`
`.
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`Oath or Declaration filed
`
`declaration.pdf
`
`105300
`
`adbd7d9cd228ee6d55fef256b7756e035d6
`3c26f
`
`
`
`Miscellaneouslncomin Letter
`9
`
`.
`.
`notIce_fIle_corrected_papers.
`pdf
`
`225261
`
`ld213f6ael d704206843f3769e954e7b359
`bc98f
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`eacl bad3l db8e60707l 7b653725e828bf6 I
`e233:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Page 8 of 262
`
`Page 8 of 262
`
`

`

`Doc Code: Oath
`
`Document Description: Oath or declaration filed
`
`PTO/SB/01 (04-09)
`Approved for use through 09/30/2010. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`DECLARATIggSfig: UTILITY OR
`PATENT APPLICATION
`(37 CFR 1_63)
`Declaration
`_
`.
`.
`Submitted After Initial
`Filing (surcharge
`(37 CFR 1.16(f))
`required)
`
`I
`D
`t'
`ec ara I0n
`Submitted
`With Initial
`Filing
`
`OR
`
`PSL-002 (CON)
`33:23:) D°Cket
`Philip 3 Lyren
`First Named Inventor
`COMPLETE IF KNOWN
`Application Number
`11/358,375
`Filing Date
`February 21, 2006
`Art Unit
`3732
`
`Examiner Name
`
`Ralph A, Lewis
`
`
`
`(1) Each inventor's residence, mailing address, and citizenship are as stated below next to their name;
`I hereby declare that:
`and (2) I believe the inventor(s) named below to be the original and first inventor(s) of the subject matter which is claimed and
`for which a patent is sought on the invention titled:
`
`(Title of the Invention)
`
`the application of which
`
`D is attached hereto
`
`OR
`
`was filed on (MM/DD/YYYY)02/21/2006
`
`as United States Application Number or PCT International
`
`Application Number 11/358,375
`
`and was amended on (MM/DD/YYYY) 04/14/2008
`
`(if applicable).
`
`I hereby state that I have reviewed and understand the contents of the above identified application, including the claims, as
`amended by any amendment specifically referred to above.
`
`including for
`I acknowledge the duty to disclose information which is material to patentability as defined in 37 CFR 1.56,
`continuation-in-part applications, material information which became available between the filing date of the prior application
`and the national or PCT international filing date of the continuation-in-part application.
`
`Authorization To Permit Access To Application by Participating Offices
`
`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the
`I:
`Japan Patent Office (JPO), the Korean Intellectual Property Office (KIPO), the World Intellectual Property Office (WIPO), and
`any other intellectual property offices in which a foreign application claiming priority to the above-identified patent application is
`filed access to the above-identified patent application. See 37 CFR 1.14(c) and (h). This box should not be checked if the
`applicant does notwish the EPO, JPO, KIPO, WIPO, or other intellectual property office in which a foreign application claiming
`priority to the above-identified patent application is filed to have access to the above-identified patent application.
`
`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the above-identified patent application with respect
`to: 1) the above-identified patent application-as-filed; 2) any foreign application to which the above-identified patent application
`claims priority under 35 U.S.C. 119(a)—(d) if a copy ofthe foreign application that satisfies the certified copy requirement of
`37 CFR 1.55 has been filed in the above-identified patent application; and 3) any US. application-as-filed from which benefit is
`sought in the above-identified patent application.
`
`In accordance with 37 CFR 1.14(c), access may be provided to information concerning the date of filing the Authorization to
`Permit Access to Application by Participating Offices.
`
`[Page 1 of 3]
`This collection of information is required by 35 U.S.C. 115 and 37 CFR 1.63. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 21 minutes to
`complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US.
`Patent and Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Page 9 of 262
`
`Page 9 of 262
`
`

`

`PTO/SB/01 (04-09)
`Approved for use through 09/30/2010. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`DECLARATION — Utility or Design Patent Application
`
`Additional foreign application number(s) are listed on a supplemental priority data sheet PTO/SB/O2B attached hereto.
`
`Claim of Foreign Priority Benefits
`
`I hereby claim foreign priority benefits under 35 U.S.C. 119(a)—(d) or (f), or 365(b) of any foreign application(s) for patent,
`inventor's or plant breeder's rights certificate(s), or 365(a) of any PCT international application which designated at least one
`country other than the United States of America, listed below and have also identified below, by checking the box, any foreign
`application for patent, inventor's or plant breeder's rights certificate(s), or any PCT international application having a filing date
`before that of the application on which priority is claimed.
`
`Prior Foreign Application
`Number 3
`
`0”“ ry
`
`Foreign Filing Date
`MM/DD/YYYY
`
`Not Claimed
`
`Certified Copy Attached?
`YES
`NO
`
`[Page 2 of 3]
`
`Page 10 of 262
`
`Page 10 of 262
`
`

`

`PTO/SB/01 (04-09)
`Approved for use through 09/30/2010. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`DECLARATION — Utility or Design Patent Application
`
`.
`DlreCt a”
`_
`correspondence to.
`
`V
`
`The address
`I
`I
`assocnated With
`Customer Number:
`
`64021
`
`OR
`
`|:|
`
`correspondence
`address below
`
`Zip
`
`Telephone
`
`Email
`
`WARNING:
`Petitioner/applicant is cautioned to avoid submitting personal information in documents filed in a patent application that may
`contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card numbers
`(other than a check or credit card authorization form PTO-2038 submitted for payment purposes) is never required by the
`USPTO to support a petition or an application.
`If this type of personal information is included in documents submitted to the
`USPTO, petitioners/applicants should consider redacting such personal information from the documents before submitting them
`to the USPTO. Petitioner/applicant is advised that the record of a patent application is available to the public after publication of
`the application (unless a non-publication request in compliance with 37 CFR 1.213(a) is made in the application) or issuance of
`a patent. Furthermore, the record from an abandoned application may also be available to the public if the application is
`referenced in a published application or an issued patent (see 37 CFR 1.14). Checks and credit card authorization forms
`PTO-2038 submitted for payment purposes are not retained in the application file and therefore are not publicly available.
`Petitioner/applicant is advised that documents which form the record ofa patent application (such as the PTO/SB/O1) are placed
`into the Privacy Act system of records DEPARTMENT OF COMMERCE, COMMERCE-PAT-7, System name: Patent Application
`Files. Documents not retained in an application file (such as the PTO-2038) are placed into the Privacy Act system of
`COMMERCE/PAT-TM-10, System name: Deposit Accounts and Electronic Funds Transfer Profiles.
`
`I hereby declare that all statements made herein of my own knowledge are true and that all statements made on information and
`belief are believed to be true; and further that these statements were made with the knowledge that willful false statements and
`the like so made are punishable by fine or imprisonment, or both, under 18 U.S.C. 1001 and that such willful false statements
`may jeopardize the validity of the application or any patent issued thereon.
`
`NAME OF SOLE OR FIRST INVENTOR:
`Given Name (first and middle [if any])
`
`I A petition has been filed for this unsigned inventor
`Family Name or Surname
`
`
`
`Philip Scott
`Inventor's Signature
`
`WV
`I
`Residence: City N
`
`Bangkok
`Mailing Address
`
`289 Woodland Ave.
`
`State
`
`Lyren
`
`9 September 2011
`Citizenship
`
`Country
`
`Thailand
`
`USA
`
`City
`
`State
`
`Zip
`
`Country
`
`I:
`
`Additional inventors or a legal representative are being named on the
`
`supplemental sheet(s) PTO/SB/02A or 02LR attached hereto
`
`[Page 3 of 3]
`
`Page 11 of 262
`
`Page 11 of 262
`
`

`

`PTO/SB/122 (11-08)
`Approved for use through 11/30/2011. OMB 0651-0035
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`CHANGE OF
`
`CORRESPONDENCE ADDRESS
`
`Apphcauon
`
`p O Box 1450
`Alexandria, VA 22313—1450
`
`ExamIner Name
`
`RaI-h A. Lewis
`
`Attorney Docket Number
`
`pSL_002 (CON)
`
`Please change the Correspondence Address for the above-identified patent application to:
`
`The address associated with
`
`64021
`
`OR
`Firm or
`Individual Name
`
`
`
`Telephone
`
`Email
`
`This form cannot be used to change the data associated with a Customer Number. To change the
`data associated with an existing Customer Number use “Request for Customer Number Data Change” (PTO/SB/124).
`
`I am the:
`
`Applicant/Inventor
`
`Assignee of record ofthe entire interest.
`Statement under 37 CFR 3.73(b) is enclosed. (Form PTO/SB/96).
`
`Attorney or agent of record. Registration Number
`
`Registered practitioner named in the application transmittal letter in an application without an
`executed oath or declaratIon See 37 CFR 1. 33(a) (1). Registration Number—
`
`Signature
`
`/Philip Lyren/
`Typed or Printed
`Name
`
`Philip Lyren
`
`Telephone
`832-236-5529
`Date 6 September 2011
`NOTE: Signatures of all the inventors or assignees of record of the entire interest or their representative(s) are required. Submit multiple
`forms if more than one si nature is re uired see below*.
`
`|:|*Total of—forms are submitted
`This collection of information is required by 37 CFR 1 .33 The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1. 11 and 1. 14. This collection is estimated to take 3 minutes to complete
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and
`Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND To: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO—9199 and select option 2.
`
`Page 12 of 262
`
`Page 12 of 262
`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`Title of Invention:
`
`DENTAL IMPLANT WITH POROUS BODY
`
`
`
`First Named Inventor/Applicant Name:
`
`Philip S. Lyren
`
`Philip S. Lyren
`
`289 Woodland Avenue
`
`- W
`
`adsworth
`
`US
`
`8322365529
`
`philip_lyren@yahoo.com
`
`Correspondence Address:
`
`“—
`——
`
`Payment information:
`
` File Listing:
`
`Page 13 of 262
`
`Page 13 of 262
`
`

`

`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`143404
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`Change of Address
`
`change_address.pdf
`
`3a4b57615d9953f5857eb591c2b2e092682
`(2463
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`Page 14 of 262
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`Page 14 of 262
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`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO, Box I450
`Alexandria. Virginia 223 I 3-I450
`www,usplo.gov
`
`
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`
`
`||/358.375
`
`02/2l/2006
`
`Philip S. Lyren
`
`PSL—OOZ (CON)
`
`7720
`
`”9°
`“”5”“
`,
`.
`EXAMINER
`mp s. we“ —
`289 Woodland Avenue
`LEWIS. RALPH A
`Wadsworth, OH 44281
`
`3732
`
`OS/OS/ZOII
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOLVQOA (Rev, 04/07)
`
`Page 15 of 262
`
`Page 15 of 262
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`

`

` UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`United States Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`Application No. : 11358375
`
`: Lyren
`Applicant
`Filing Date : 02/21/2006
`Date Mailed : 08/05/2011
`
`NOTICE TO FILE CORRECTED APPLICATION PAPERS
`
`Notice ofAllowance Mailed
`
`This application has been accorded an Allowance Date and is being prepared for issuance. The
`application, however, is incomplete for the reasons below.
`
`Applicant is given 1 month(s) from the mail date of this Notice, or the time remaining from
`the Notice of Allowance and Fee(s) Due, whichever is longer, within which to respond.
`
`If the informality
`The informalities requiring correction are indicated in the attachment(s).
`pertains to the abstract, specification (including claims) or drawings, the informality must be
`corrected with an amendment in compliance with 37 CFR 1.121 (or, if the application is a reissue
`application, 37 CFR 1.173). Such an amendment may be filed after payment of the issue fee if
`limited to correction of informalities noted herein. See Waiver of 37 CFR 1.312 for Documents
`
`Required by the Office of Patent Publication, 1280 Off. Gaz. Patent Office 918 (March 23, 2004).
`In addition, if the informality is not corrected until after payment of the issue fee, for purposes of
`35 U.S.C. 154(b)(l)(iv), “all outstanding requirements” will be considered to have been satisfied
`when the informality has been corrected. A failure to respond within the above-identified time
`period will result in the application being ABANDONED. This period for reply is NOT
`extendable under 37 CFR 1.136(a).
`
`See attachment(s).
`
`
`A copy of this notice MUST be returned with the reply. Please address response to
`‘Mail Stop Issue Fee, Commissionerfor Patents,
`P. 0. Box 1450, Alexandria, VA 22313-1450”.
`
`fDaxa Patel/
`
`Publication Branch
`
`Office of Data Management
`(571) 272-4200
`
`Page 16 of 262
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`Page 16 of 262
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`

`

`Application No. 11358375
`
`IDENTIFICATION OF APPLICATION DEFICIENCIES
`
`
`
`
` Applicant must provide legible text for the following item(s).
`
`
`
`
`
`
`
`
`
`
`
`
`Specification filed , page(s) .
`
`Claims filed , claim(s) .
`
`Oath/declaration filed .
`
`Other: .
`
`
`
`
` Applicant must provide missing information on the following page(s) of the specification by
`amending the specification to add the missing text. No new matter may be added.
`
`
`
`
`
`
`
`
`Applicant must provide an Abstract of the Disclosure.
`
` X Applicant has submitted a DECLARATION (37 CFR 1.63) FOR A UTILITY OR DESIGN
`
`APPLICATION USING AN APPLICATION DATA SHEET (37 CFR 1.76) (e.g., form
`PTO/SB/01A). The Application Data Sheet, however, is not present with the filed application.
`Applicant must submit an Application Data Sheet or file a new oath or declaration (e.g., PTO/SB/01)
`executed by the inventors and containing the information required in 37 CFR 1.63.
`
`Applicant must provide an executed declaration.
`
`Applicant must provide a declaration signed by inventor(s) .
`
`
`
`
`
`
`
`
` The oath or declaration is defective. A new oath or declaration in compliance with 37 CFR 1.67(a)
`
`
`
`identifying this application by application number and filing date may be required. See MPEP §§
`
`602.01 and 602.02. The oath or declaration is defective because:
`
`
`
`
`
`
`
`
`
`
`
`It does not identify the city and either state or foreign country of residence of each inventor.
`The residence information may be provided on either an application data sheet or a
`supplemental oath or declaration.
`The oath or declaration for the patent application was filed prior to December 1, 1997, and
`applicant has not given a post office address anywhere in the application papers as required
`by 37 CFR 1.33(a), which was in effect at the time of filing of the oath or declaration. A
`statement over applicant's signature providing a complete post office address is required.
`It does not identify the mailing address of each inventor. A mailing address is an address at
`which an inventor customarily receives his or her mail and may be either a home or business
`address. The mailing address should include the ZIP Code designation. The mailing address
`may be provided in an application data sheet or a supplemental oath or declaration. See 37
`CFR 1.63(c) and 37 CFR 1.76.
`
`Per 37 CFR § 1.63 (a)(2), applicant must provide at least one given name without abbreviation for
`inventor(s) .
`
`
`
`
`
`
`Page 17 of 262
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`Page 17 of 262
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`

`

`PTO/SB/122 (11-08)
`Approved for use through 11/30/2011. OMB 0651-0035
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`CHANGE OF
`
`CORRESPONDENCE ADDRESS
`
`Apphcauon
`
`p O Box 1450
`Alexandria, VA 22313—1450
`
`ExamIner Name
`
`RaI-h A. Lewis
`
`Attorney Docket Number
`
`pSL_002 (CON)
`
`Please change the Correspondence Address for the above-identified patent application to:
`
`The address associated with
`
`64021
`
`OR
`Firm or
`Individual Name
`
`
`
`Telephone
`
`Email
`
`This form cannot be used to change the data associated with a Customer Number. To change the
`data associated with an existing Customer Number use “Request for Customer Number Data Change” (PTO/SB/124).
`
`I am the:
`
`Applicant/Inventor
`
`Assignee of record ofthe entire interest.
`Statement under 37 CFR 3.73(b) is enclosed. (Form PTO/SB/96).
`
`Attorney or agent of record. Registration Number 40 709
`
`Registered practitioner named in the application transmittal letter in an application without an
`executed oath or declaratIon See 37 CFR 1. 33(a) (1). Registration Number—
`
`Signature
`
`/Philip Lyren #40 709/
`Typed or Printed
`Name
`Philip Lyren
`
`Telephone
`832-236-5529
`Date 30 July 2011
`NOTE: Signatures of all the inventors or assignees of record of the entire interest or their representative(s) are required. Submit multiple
`forms if more than one si nature is re uired see below*.
`
`|:|*Total of—forms are submitted
`This collection of information is required by 37 CFR 1 .33 The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1. 11 and 1. 14. This collection is estimated to take 3 minutes to complete
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and
`Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND To: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO—9199 and select option 2.
`
`Page 18 of 262
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`Page 18 of 262
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`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`Title of Invention:
`
`DENTAL IMPLANT WITH POROUS BODY
`
`
`
`First Named Inventor/Applicant Name:
`
`Philip S. Lyren
`
`Philip S. Lyren
`
`289 Woodland Avenue
`
`- W
`
`adsworth
`
`US
`
`8322365529
`
`philip_lyren@yahoo.com
`
`Correspondence Address:
`
`“—
`——
`
`Payment information:
`
` File Listing:
`
`Page 19 of 262
`
`Page 19 of 262
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`

`

`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`146612
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`Change of Address
`
`Change_Address_PSL_002_CO
`dif
`
`f651192a65d4d7c93d40c027c177d67e503
`0476a
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, a