throbber
SC 13G 1 c61l131scl3g.ht
`
`UNITED STATES
`
`SECURITIES AND EXCHANGE COMMISSION
`
`Washington, D.C. 20549
`
`SCHEDULE 13G
`
`Under the Securities Exchange Act of 1934
`(Amendment No. _)*
`
`Asta Funding, Inc.
`
`COMMON STOCK
`
`(Title of Class of Securities)
`
`046220109
`
`(CUSIP Number)
`
`June 10, 2013
`
`Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
`
`(Date of Event Which Requires Filing of This Statement)
`
`El
`
`Rule 13d-1(b)
`
`Rule 13d-1(c)
`
`El
`
`Rule 13d-1(d)
`
`*The remainder ofthis cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject
`class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a
`prior cover page.
`
`The information required in the remainder ofthis cover page shall not be deemed to be “filed” for the purpose of Section 18 of
`he Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities ofthat section ofthe Act but shall be subject
`0 all other provisions of the Act (however, see the Notes).
`
`Page 1 of 12 pages
`
`VIRNETX EXHIBIT 2007
`Mangrove v. VirnetX
`Trial IPR2015-01047
`
`Page 1 of 13
`
`

`
`NAMES OF REPORTING PERSONS
`
`I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
`
`CUSIP No. 046220109
`
`Mangrove Partners Master Fund, Ltd
`98-1083428
`
`CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
`
`SEC USE ONLY
`
`CITIZENSHIP OR PLACE OF ORGANIZATION
`
`Cayman Islands
`
`SOLE VOTING POWER
`
`0
`
`SHARED VOTING POWER
`
`653331 1
`
`SOLE DISPOSITIVE POWER
`
`0 S
`
`HARED DISPOSITIVE POWER
`
`653,81 1
`
`NUMBER OF
`SHARES
`
`BENEFICIALLY
`
`OWNED BY
`EACH REPORTING
`
`PERSON WITH:
`
`AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
`
`653,811
`
`CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see
`instructions)
`
`El
`
`PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
`
`5.05%
`
`TYPE OF REPORTING PERSON (see instructions)
`
`OO
`
`Page 2 of 12 pages
`
`Page 2 of 13
`
`

`
`NAMES OF REPORTING PERSONS
`
`I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
`
`CUSIP No. 046220109
`
`The Mangrove Partners Fund, L.P.
`27-2067192
`
`CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
`
`SEC USE ONLY
`
`CITIZENSHIP OR PLACE OF ORGANIZATION
`
`DE
`
`SOLE VOTING POWER
`
`0
`
`SHARED VOTING POWER
`
`653331 1
`
`SOLE DISPOSITIVE POWER
`
`0 S
`
`HARED DISPOSITIVE POWER
`
`653,81 1
`
`NUMBER OF
`SHARES
`
`BENEFICIALLY
`
`OWNED BY
`EACH REPORTING
`
`PERSON WITH:
`
`AGGREGATE AMOUNT BENEFICLALLY OWNED BY EACH REPORTING PERSON
`
`653,811
`
`CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see
`instructions)
`
`El
`
`PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
`
`5.05%
`
`TYPE OF REPORTING PERSON (see instructions)
`
`PN
`
`Page 3 of 12 pages
`
`Page 3 of 13
`
`

`
`NAMES OF REPORTING PERSONS
`
`I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
`
`CUSIP No. 046220109
`
`Mangrove Partners Fund (Cayman), Ltd.
`
`CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
`
`SEC USE ONLY
`
`CITIZENSHIP OR PLACE OF ORGANIZATION
`
`Cayman Islands
`
`SOLE VOTING POWER
`
`0
`
`SHARED VOTING POWER
`
`6518 1 1
`
`SOLE DISPOSITIVE POWER
`
`0 S
`
`HARED DISPOSITIVE POWER
`
`653,81 1
`
`NUMBER OF
`SHARES
`BENEFICIALLY
`
`OWNED BY
`EACH REPORTING
`
`PERSON WITH:
`
`AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
`
`653,811
`
`CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see
`instructions)
`
`El
`
`PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
`
`5.05%
`
`TYPE OF REPORTING PERSON (see instructions)
`
`OO
`
`Page 4 of 12 pages
`
`Page 4 of 13
`
`

`
`NAMES OF REPORTING PERSONS
`
`I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
`
`CUSIP No. 046220109
`
`Mangrove Partners
`9 8-06 5 2 5 72
`
`CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
`
`SEC USE ONLY
`
`CITIZENSHIP OR PLACE OF ORGANIZATION
`
`Cayman Islands
`
`SOLE VOTING POWER
`
`0
`
`SHARED VOTING POWER
`
`65331 1
`
`SOLE DISPOSITIVE POWER
`
`0 S
`
`HARED DISPOSITIVE POWER
`
`65 3 ,8 1 1
`
`NUMBER OF
`SHARES
`
`BENEFICIALLY
`
`OWNED BY
`EACH REPORTING
`
`PERSON WITH:
`
`AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
`
`653,811
`
`CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see
`instructions)
`
`El
`
`PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
`
`5.05%
`
`TYPE OF REPORTING PERSON (see instructions)
`
`00
`
`Page 5 of 12 pages
`
`Page 5 of 13
`
`

`
`NAMES OF REPORTING PERSONS
`
`I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
`
`CUSIP No. 046220109
`
`Mangrove Capital
`98-062525 71
`
`CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
`
`SEC USE ONLY
`
`CITIZENSHIP OR PLACE OF ORGANIZATION
`
`Cayman Islands
`
`SOLE VOTING POWER
`
`0
`
`SHARED VOTING POWER
`
`65331 1
`
`SOLE DISPOSITIVE POWER
`
`0 S
`
`HARED DISPOSITIVE POWER
`
`653,81 1
`
`NUMBER OF
`SHARES
`
`BENEFICIALLY
`
`OWNED BY
`EACH REPORTING
`
`PERSON WITH:
`
`AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
`
`653,811
`
`CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see
`instructions)
`
`El
`
`PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
`
`5.05%
`
`TYPE OF REPORTING PERSON (see instructions)
`
`O0
`
`Page 6 of 12 pages
`
`Page 6 of 13
`
`

`
`NAMES OF REPORTING PERSONS
`
`I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
`
`CUSIP No. 046220109
`
`Nathaniel August
`
`CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
`
`SEC USE ONLY
`
`CITIZENSHIP OR PLACE OF ORGANIZATION
`
`SOLE VOTING POWER
`
`0
`
`SHARED VOTING POWER
`
`65331 1
`
`SOLE DISPOSITIVE POWER
`
`0 S
`
`HARED DISPOSITIVE POWER
`
`653,81 1
`
`NUMBER OF
`SHARES
`
`BENEFICIALLY
`
`OWNED BY
`EACH REPORTING
`
`PERSON WITH:
`
`AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTH\IG PERSON
`
`653,811
`
`CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see
`instructions)
`
`El
`
`PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
`
`5.05%
`
`TYPE OF REPORTING PERSON (see instructions)
`
`IN
`
`Page 7 of 12 pages
`
`Page 7 of 13
`
`

`
`Name of Issuer:
`
`Asta Funding, Inc.
`
`Address of Issuer’s Principal Executive Offices:
`
`210 Sylvan Avenue, Englewood Cliffs, New Jersey 07632
`
`Name of Person Filing:
`
`The Mangrove Partners Master Fund, Ltd., The Mangrove Partners Fund, LP, The Mangrove Partners Fund
`(Cayman), Ltd., Mangrove Partners, Mangrove Capital, Nathaniel August
`
`Address of Principal Business Oflice or, if none, Residence:
`
`645 Madison Avenue, 14”‘ Floor, New York, New York 10022
`
`Citizenship:
`
`The Mangrove Partners Master Fund, Ltd. (Cayman Islands); The Mangrove Partners Fund, L.P. (DE), The
`Mangrove Partners Fund (Cayman), Ltd. (Cayman Islands); Mangrove Partners (Cayman Islands); Mangrove
`Capital (Cayman Islands); Nathaniel August 0} S)
`
`Title of Class of Securities:
`
`Common Stock
`
`CUSIP Number: 046220109
`
`Page 8 of 12 pages
`
`Page 8 of 13
`
`

`
`

`
`

`
`;;;:::’§1|| ;;;:::’§1||
`
`

`
`CUSIP No. 046220109
`
`SCHEDULE 13G
`
`JOINT FILING AGREEMENT
`
`This agreement is made pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934, as amended (the “Act”), by and
`among the parties listed below, each referred to herein as a “Joint Filer.” The Joint Filers agree that the foregoing Schedule 13G
`with respect to the Common Stock ofAsta Funding, Inc. is filed on behalf of each ofthe undersigned and that all subsequent
`amendments to such statement shall be filed on behalf of each ofthe undersigned without necessity of filing an additional joint
`filing agreement. This joint filing agreement may be included as an exhibit to such joint filing.
`
`The undersigned fiirther agree that each party hereto is responsible for the timely filing of such Statement on Schedule 13G and,
`if necessary, Schedule 13D and any amendments to either or both, and for the accuracy and completeness of the information
`conceming such party contained therein; provided, however, that no party is responsible for the accuracy or completeness ofthe
`information concerning any other party, unless such party knows or has reason to believe that such information is inaccurate.
`
`This Joint Filing Agreement may be signed in counterparts with the same effect as ifthe signature on each counterpart were
`upon the same instrument.
`
`IN WITNESS WHEREOF, each ofthe undersigned hereby executes this Joint Filing Agreement as ofthis 1 1th day of June,
`2013.
`
`THE MANGROVE PARTNERS MASTER FUND, LTD.
`'
`MANGROVE PARTNERS
`
`the Investment Manager
`
`/s/ Nathaniel August
`
`Name: Nathaniel August
`Title: Director
`
`THE MANGROVE PARTNERS FUND, L.P.
`
`By:
`
`MANGROVE CAPITAL
`as General Partner
`
`By:
`
`/s/ Nathaniel August
`
`Name: Nathaniel August
`Title: Director
`
`THE MANGROVE PARTNERS FUND (CAYMAN), LTD.
`By:
`MANGROVE PARTNERS
`the Investment Manager
`
`By:
`
`/s/ Nathaniel August
`
`Name: Nathaniel August
`Title: Director
`
`MANGROVE PARTNERS
`
`By:
`
`/s/ Nathaniel August
`
`Name: Nathaniel August
`Title: Director
`
`MANGROVE CAPITAL
`
`Page 12 of 13
`
`

`
`
`
`
`
`
`
`Page13of13Page13of13
`
`Page 13 of 13

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