` Paper No.
`Filed: July 15, 2016
`
`
`Filed on behalf of: VirnetX Inc.
`By:
`
`Joseph E. Palys
`Paul Hastings LLP
`875 15th Street NW
`Washington, DC 20005
`Telephone: (202) 551-1996
`Facsimile: (202) 551-0496
`E-mail: josephpalys@paulhastings.com
`
`Naveen Modi
`Paul Hastings LLP
`875 15th Street NW
`Washington, DC 20005
`Telephone: (202) 551-1990
`Facsimile: (202) 551-0490
`E-mail: naveenmodi@paulhastings.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`__________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`__________________
`
`THE MANGROVE PARTNERS MASTER FUND, LTD., APPLE INC., and
`BLACK SWAMP IP, LLC,
`Petitioner
`
`v.
`
`VIRNETX INC.
`Patent Owner
`__________________
`Case No. IPR2015-010471
`U.S. Patent No. 7,490,151
`__________________
`
`PATENT OWNER’S CURRENT LIST OF EXHIBITS
`
`
`1 Apple Inc. and Black Swamp IP, LLC, who filed petitions in IPR2016-00063 and
`IPR2016-00167, respectively, have been joined as a Petitioner in the instant
`proceeding.
`
`
`
`Case No. IPR2015-01047
`Patent Owner’s Current List of Exhibits
`
`
`LIST OF EXHIBITS
`
`Description
`
`2003
`2004
`
`2005
`
`2006
`
`2007
`
`2008
`
`2009
`
`Exhibit
`No.
`2001 Mangrove Partners Brochure, filed with the Securities and
`Exchange Commission, March 27, 2015
`2002 Mangrove Partners Schedule A, filed with the Securities
`and Exchange Commission,
`Cayman Islands Search Report of Mangrove Partners
`Form 13-F for Mangrove Partners, filed with the
`Securities and Exchange Commission, February 17, 2015
`Excerpt of Dictionary of Finance and Investment Terms,
`Fifth Edition
`Form 13-F for Mangrove Partners, filed with the
`Securities and Exchange Commission, May 15, 2015
`Schedule 13G filed with the Securities and Exchange
`Commission, for issuer Asta Funding, Inc., June 10, 2013
`Schedule 13G filed with the Securities and Exchange
`Commission, for issuer JGWPT Holdings, Inc.,
`November 8, 2013
`Schedule 13G filed with the Securities and Exchange
`Commission, for issuer JGWPT Holdings, Inc., December
`31, 2013
`Schedule 13G filed with the Securities and Exchange
`Commission, for issuer Asta Funding, Inc., December 31,
`2013
`Schedule 13G filed with the Securities and Exchange
`Commission, for issuer The First Marblehead
`Corporation, December 31, 2013
`Schedule 13G filed with the Securities and Exchange
`Commission, for issuer Asta Funding, Inc., December 31,
`2014
`Schedule 14A filed with the Securities and Exchange
`Commission, reporting Mangrove Partners Press Release,
`February 9, 2015
`Schedule 14A filed with the Securities and Exchange
`Commission, reporting Mangrove Partners Press Release,
`February 12, 2015
`2015 Hedge Fund Regulation (2nd Edition), Scott J Lederman,
`
`2010
`
`2011
`
`2012
`
`2013
`
`2014
`
`Previously
`Submitted
`X
`
`X
`X
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`
`
`Exhibit
`No.
`
`Case No. IPR2015-01047
`Patent Owner’s Current List of Exhibits
`
`Previously
`Submitted
`
`Description
`
`2016
`
`Chapter 2, Form Over Substance: Hedge Fund Structures
`EDGAR Search Results, Mangrove Partners Fund
`(Cayman), Ltd.
`EDGAR Search Results, Mangrove Partners Master Fund,
`Ltd.
`Cayman Islands Search Report of The Mangrove Partners
`Fund (Cayman), Ltd.
`Cayman Islands Search Report of The Mangrove Partners
`Master Fund, Ltd.
`Form D for Mangrove Partners Fund, L.P., filed with the
`Securities and Exchange Commission
`Complaint For Civil Extortion, Malicious Prosecution,
`and Unfair Business Practices Arising From U.S. Patent
`Laws, Allergan, Inc. v. Ferrum Ferro, Capital, LLC, case
`no. 8:15-cv-00992 (C.D. Cal. June 19, 2015)
`“New Hedge Fund Strategy: Dispute the Patent, Short the
`Stock,” The Wall Street Journal, April 7, 2015
`Cayman Islands Search Report of Hayman Credes Master
`Fund L.P.
`2024 Website of Maples and Calder, available at
`http://www.maplesandcalder.com/offices-
`contacts/cayman-islands/
`2025 Memorandum Opinion and Order in VirnetX Inc. v. Mitel
`Networks Corp. et al., Case No. 6:11-CV-00018 (E.D.
`Tex. Aug. 1, 2012)
`2026 Declaration of Dr. Fabian Monrose in IPR2014-00237
`2027
`RFC 2535
`Excerpts from McGraw-Hill Computer Desktop
`2028
`Encyclopedia (9th ed. 2001)
`2029 Memorandum Opinion and Order in VirnetX Inc. v. Cisco
`Systems, Inc., et al., Case No. 6:10-CV-417 (E.D. Tex.
`Apr. 25, 2012)
`2030 Memorandum Opinion in VirnetX, Inc. v. Microsoft
`Corp., Case No. 6:07-CV-80 (E.D. Tex. July 30, 2009)
`2031 Defendants’ Responsive Claim Construction Brief in
`VirnetX Inc. v. Cisco Systems, Inc., et al., Case No. 6:10-
`CV-417 (E.D. Tex. Dec. 7, 2011)
`
`2017
`
`2018
`
`2019
`
`2020
`
`2021
`
`2022
`
`2023
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`X
`X
`
`X
`
`X
`
`X
`
`
`
`Exhibit
`No.
`2032
`2033
`2034
`2035
`2036
`
`2041
`
`2042
`
`2043
`
`2044
`
`2045
`
`2046
`
`2047
`2048
`
`2049
`
`2051
`
`Transcript of Teleconference of November 10, 2015
`Transcript of Teleconference of November 18, 2015
`Patent Owner’s Requests for Production
`Patent Owner’s Interrogatories
`Schedule D filed with the Securities and Exchange
`Commission
`Transcript of Teleconference of November 24, 2015
`2037
`2038 Declaration of Dr. Fabian Monrose
`2039
`Transcript of Deposition of Dr. Roch Guerin
`2040
`Transcript of Deposition of Dr. Roberto Tamassia in
`IPR2015-00810, IPR2015-00812
`Transcript of Trial, Morning Session, VirnetX, Inc. v.
`Apple, Inc., Case No. 6:10-CV-417 (E.D. Tex. Nov. 5,
`2012)
`CONFIDENTIAL Mangrove Production Bates Numbered
`000001-000011
`Form 13-F for Mangrove Partners, filed with the
`Securities and Exchange Commission, August 14, 2015
`Form 13-F for Mangrove Partners, filed with the
`Securities and Exchange Commission, November 16,
`2015
`Form 13-F for Mangrove Partners, filed with the
`Securities and Exchange Commission, February 16, 2016
`RPX Client Relations, http://www.rpxcorp.com/rpx-
`client-relations (last visited Jan. 23, 2014)
`RPX Corp., Annual Report (Form 10-K) (Mar. 11, 2013)
`RPX Why Join, http://www.rpxcorp.com/why-join-rpx
`(last visited Jan. 24, 2014)
`Transcript filed in IPR2014-00946, IPR2014-00947,
`IPR2014-00948
`2050 Declaration of Dr. Robert Dunham Short III, submitted in
`inter partes reexamination control nos. 95/001,714;
`95/001,697, dated July 19, 2012, with supporting exhibits
`B-1, B-2, B-3, B-4, and B-5
`VirnetX and NEC Corporation and NEC Corporation of
`America Sign a Patent License Agreement, Press Release
`
`Description
`
`Case No. IPR2015-01047
`Patent Owner’s Current List of Exhibits
`
`Previously
`Submitted
`X
`X
`X
`X
`X
`
`X
`X
`X
`X
`
`X
`
`X
`
`X
`
`X
`
`X
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`X
`
`X
`X
`
`X
`
`X
`
`X
`
`
`
`Exhibit
`No.
`
`Case No. IPR2015-01047
`Patent Owner’s Current List of Exhibits
`
`Previously
`Submitted
`
`Description
`
`dated August 3, 2012
`Jury Verdict, VirnetX Inc. v. Apple Inc., Case No. 6:12-
`CV-855 (E.D. Tex. Feb. 3, 2016)
`Jury Verdict, VirnetX, Inc. v. Microsoft Corp., Case No.
`6:07-CV-80 (E.D. Tex. Mar. 16, 2010)
`Schedule 13D, filed with the Securities and Exchange
`Commission on March 17, 2016, available at:
`http://www.sec.gov/Archives/edgar/data/1509432/000101
`359416000896/rpx13d-031716.htm
`Letter to RPX Corporation, filed with the Securities and
`Exchange Commission on March 17, 2016, available at:
`http://www.sec.gov/Archives/edgar/data/1509432/000101
`359416000896/rpxex991-031716.pdf
`2056 Office Action dated February 15, 2012 in inter partes
`reexamination control no. 95/001,679
`Right of Appeal Notice dated September 15, 2015 in inter
`partes reexamination control no. 95/001,679
`CONFIDENTIAL Mangrove Production Bates Numbered
`000012-000063
`CONFIDENTIAL Petitioner Mangrove Partner’s Master
`Fund Ltd.’s Objections and Responses to VirnetX
`Interrogatory No. 1
`Transcript of Teleconference of April 14, 2016
`Reserved
`Reserved
`Slides from presentation entitled “C-HTTP The
`development of a secure, closed-HTTP-based network on
`the Internet,” by T. Kiuchi, M.D., Dept. of Epidemiology
`and Biostatics, University of Tokyo, Japan and S.
`Kaihara, M.D., Hospital Computer Center, University of
`Tokyo Hospital, Japan.
`Transcript of Trial, Afternoon Session, VirnetX, Inc. v.
`Apple, Inc., Case No. 6:10-CV-417 (E.D. Tex. Nov. 5,
`2012)
`2065 Decision Dismissing Petition to Align Schedules, Inter
`Partes Reexamination Control No. 95/001,682 (Mar. 12,
`2013)
`
`2052
`
`2053
`
`2054
`
`2055
`
`2057
`
`2058
`
`2059
`
`2060
`2061
`2062
`2063
`
`2064
`
`X
`
`X
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`X
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`X
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`X
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`X
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`X
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`X
`
`X
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`
`
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`
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`
`
`
`
`Dated: July 15, 2016
`
`
`
`Case No. IPR2015-01047
`Patent Owner’s Current List of Exhibits
`
`
`
`
`Respectfully submitted,
`
` /Joseph E. Palys/
`Joseph E. Palys
`Registration No. 46,508
`
`Counsel for VirnetX Inc.
`
`
`
`Case No. IPR2015-01047
`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6(e), I certify that I caused to be served on the
`
`counsel for Petitioners a true and correct copy of the foregoing Patent Owner’s
`
`Current List of Exhibits by electronic means on the date below at the following
`
`address of record:
`
`Abraham Kasdan (akasdan@wiggin.com)
`Wiggin and Dana LLP
`450 Lexington Avenue
`New York, NY 10017
`IP@wiggin.com
`
`James T. Bailey (jtb@jtbaileylaw.com)
`504 W. 136th St. #1B
`New York, NY 10031
`
`Jeffrey P. Kushan
`Scott Border
`Thomas A. Broughan III
`Sidley Austin LLP
`1501 K Street NW
`Washington, DC 20005
`iprnotices@sidley.com
`
`Thomas H. Martin (tmartin@martinferraro.com)
`Wesley C. Meinerding
`Martin & Ferraro, LLP
`1557 Lake O’Pines Street, NE
`Hartville, Ohio 44632
`docketing@martinferraro.com
`
`
`Respectfully submitted,
`
` /Joseph E. Palys/
`Joseph E. Palys
`Counsel for VirnetX Inc.
`
`Dated: July 15, 2016
`
`