`Mangrove v. VirnetX
`Trial IPR2015-01046
`
`Page 1 of 11
`
`
`
`CUSIP No. 46617Ml09
`
`NAMES OF REPORTING PERSONS
`
`I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
`
`Mangrove Partners Master Fund, Ltd
`98-1083428
`
`CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
`
`SEC USE ONLY
`
`CITIZENSHIP OR PLACE OF ORGANIZATION
`
`Cayman Islands
`
`SOLE VOTING POWER
`
`0
`
`SHARED VOTING POWER
`
`442,439
`
`SOLE DISPOSITIVE POWER
`
`0 S
`
`HARED DISPOSITIVE POWER
`
`442,489
`
`NUMBER OF
`SHARES
`
`BENEFICIALLY
`
`OWNED BY
`EACH REPORTING
`
`PERSON WITH:
`
`AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
`
`442,489
`
`CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see
`instructions)
`
`El
`
`PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
`
`3.9%
`
`TYPE OF REPORTING PERSON (see instructions)
`
`OO
`
`Page 2 of 10 pages
`
`Page 2 of 11
`
`
`
`CUSIP No. 46617M109
`
`NAMES OF REPORTING PERSONS
`
`I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
`
`The Mangrove Partners Fund, L.P.
`27-2067192
`
`CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
`
`SEC USE ONLY
`
`CITIZENSHIP OR PLACE OF ORGANIZATION
`
`DE
`
`SOLE VOTING POWER
`
`0
`
`SHARED VOTING POWER
`
`442»439
`
`SOLE DISPOSITIVE POWER
`
`0 S
`
`HARED DISPOSITIVE POWER
`
`442,489
`
`NUMBER OF
`SHARES
`
`BENEFICIALLY
`
`OWNED BY
`EACH REPORTING
`
`PERSON WITH:
`
`AGGREGATE AMOUNT BENEPICIALLY OWNED BY EACH REPORTING PERSON
`
`442,489
`
`CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see
`instructions)
`
`El
`
`PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
`
`3.9%
`
`TYPE OF REPORTING PERSON (see instructions)
`
`PN
`
`Page 3 of 10 pages
`
`Page 3 of 11
`
`
`
`NAMES OF REPORTING PERSONS
`
`I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
`
`CUSIP No. 46617Ml09
`
`Mangrove Partners Fund (Cayman), Ltd.
`
`CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
`
`SEC USE ONLY
`
`CITIZENSHIP OR PLACE OF ORGANIZATION
`
`Cayman Islands
`
`SOLE VOTING POWER
`
`0
`
`SHARED VOTING POWER
`
`442439
`
`SOLE DISPOSITIVE POWER
`
`0 S
`
`HARED DISPOSITIVE POWER
`
`442,489
`
`NUMBER OF
`SHARES
`BENEFICIALLY
`
`OWNED BY
`EACH REPORTING
`
`PERSON WITH:
`
`AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
`
`442,489
`
`CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see
`instructions)
`
`El
`
`PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
`
`3.9%
`
`TYPE OF REPORTING PERSON (see instructions)
`
`OO
`
`Page 4 of 10 pages
`
`Page 4 of 11
`
`
`
`NAMES OF REPORTING PERSONS
`
`I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
`
`CUSIP No. 46617Ml09
`
`Mangrove Partners
`98-0652572
`
`CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
`
`SEC USE ONLY
`
`CITIZENSHIP OR PLACE OF ORGANIZATION
`
`Cayman Islands
`
`SOLE VOTING POWER
`
`0
`
`SHARED VOTING POWER
`
`442»439
`
`SOLE DISPOSITIVE POWER
`
`0 S
`
`HARED DISPOSITIVE POWER
`
`442,489
`
`NUMBER OF
`SHARES
`
`BENEFICIALLY
`
`OWNED BY
`EACH REPORTING
`
`PERSON WITH:
`
`AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
`
`442,489
`
`CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see
`instructions)
`
`El
`
`PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
`
`3.9%
`
`TYPE OF REPORTING PERSON (see instructions)
`
`00
`
`Page 5 of 10 pages
`
`Page 5 of 11
`
`
`
`CUSIP No. 46617M109
`
`NAMES OF REPORTING PERSONS
`
`I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
`
`Mangrove Capital
`98-062525 71
`
`CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
`
`SEC USE ONLY
`
`CITIZENSHIP OR PLACE OF ORGANIZATION
`
`Cayman Islands
`
`SOLE VOTING POWER
`
`0
`
`SHARED VOTING POWER
`
`442439
`
`SOLE DISPOSITIVE POWER
`
`0 S
`
`HARED DISPOSITIVE POWER
`
`442,489
`
`NUMBER OF
`SHARES
`
`BENEFICIALLY
`
`OWNED BY
`EACH REPORTING
`
`PERSON WITH:
`
`AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
`
`442,489
`
`CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see
`instructions)
`
`El
`
`PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
`
`3.9%
`
`TYPE OF REPORTING PERSON (see instructions)
`
`O0
`
`Page 6 of 10 pages
`
`Page 6 of 11
`
`
`
`CUSIP No. 46617M109
`
`NAMES OF REPORTING PERSONS
`
`I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
`
`Nathaniel August
`
`CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
`
`SEC USE ONLY
`
`CITIZENSHIP OR PLACE OF ORGANIZATION
`
`SOLE VOTING POWER
`
`0
`
`SHARED VOTING POWER
`
`442,439
`
`SOLE DISPOSITTVE POWER
`
`0 S
`
`HARED DISPOSITIVE POWER
`
`442,489
`
`NUMBER OF
`SHARES
`
`BENEFICIALLY
`
`OWNED BY
`EACH REPORTING
`
`PERSON WITH:
`
`AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
`
`442,489
`
`CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see
`instructions)
`
`El
`
`PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
`
`3.9%
`
`TYPE OF REPORTING PERSON (see instructions)
`
`IN
`
`Page 7 of 10 pages
`
`Page 7 of 11
`
`
`
`Name of Issuer:
`
`JGWPT Holdings, Inc.
`
`Address of Issuer’s Principal Executive Offices:
`
`201 King of Prussia Road, Suite 501, Radnor, Pennsylvania 19087-5148
`
`Name of Person Filing:
`
`This Schedule 13G/A #1 is being jointly filed by (1) The Mangrove Partners Master Fund, Ltd. (the “Master
`Fund”), (2) The Mangrove Partners Fund, L.P. (the “US Feeder”), (3) The Mangrove Partners Fund (Cayman), Ltd.
`(the “Cayman Feeder”), (4) Mangrove Partners, (5) Mangrove Capital and (6) Nathaniel August. Each of the
`foregoing is referred to as a “Reporting Person” and collectively as the “Reporting Persons.”
`
`The Shares (as defined below) which are the subject ofthis Schedule 13G/A #2 are held by the Master Fund.
`Beneficial ownership ofthe Shares is also claimed by (i) the US Feeder and the Cayman Feeder, which are the two
`controlling shareholders ofthe Master Fund, (ii) Mangrove Partners which serves as the investment manager of
`each ofthe Master Fund, the US Feeder and the Cayman Feeder, (iii) Mangrove Capital which serves as the general
`partner of the US Feeder, and (iv) Nathaniel August who is the principal ofMangrove Partners and Mangrove
`Capital.
`
`Address of Principal Business Oflice or, if none, Residence:
`
`The principal business olfice of each of the US Feeder, Mangrove Partners, Mangrove Capital and Nathaniel
`August is 645 Madison Avenue, 14th Floor, New York, New York 10022.
`
`The principal business address of each ofthe Cayman Feeder and the Master Fund is c/o Maples Corporate
`Services, Ltd., PO Box 309, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands
`KY 1 -1 1 04.
`
`Citizenship:
`
`The US Feeder is organized under the laws of the State of Delaware. Each ofMangrove Partners, Mangrove
`Capital, the Cayman Feeder and the Master Fund is organized under the laws ofthe Cayman Islands. Nathaniel
`August is a citizen ofthe United States ofAmerica.
`
`Title of Class of Securities:
`
`Class A Common Stock, $0.00001 par value
`
`CUSIP Number: 46617M109
`
`If this Statement is filed pursuant to 240.13d-1 (b) or 240.13d-2(b) or (c), check whether the person filing is a:
`(a)
`Broker or dealer registered under Section 15 ofthe Act;
`(b)
`Bank as defined in Section 3(a)(6) ofthe Act;
`(c)
`Insurance company as defined in Section 3(a)(1 9) ofthe Act;
`(d)
`Investment company registered under Section 8 of the Investment Company Act of 1940,
`(e)
`An investment adviser in accordance with Rule l3d-1(b)(1)(ii)(E);
`(1)
`An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
`(g)
`A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
`A savings association as defined in Section 3(b) ofthe Federal Deposit Insurance Act (12 U.S.C. 1813);
`
`ElElUIIIEIUEIIIIUEI
`
`(1)
`
`(i)
`
`A church plan that is excluded fiom the definition of an investment company under section 3(c)(14) ofthe
`Investment Company Act of 1940;
`A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J),
`
`Page 8 of 11
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