`Filed: January 23, 2020
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________
`
`THE MANGROVE PARTNERS MASTER FUND, LTD. and APPLE INC.
`Petitioners,
`
`v.
`
`VIRNETX INC.,
`Patent Owner.
`____________________
`
`Case No. IPR2015-010461
`Patent No. 6,502,135
`____________________
`
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`1 Apple Inc., who filed a petition in IPR2016-00062, has been joined as a Petitioner
`in the instant proceeding.
`
`
`
`IPR2015-01046
`
`
`
`
`U.S. Patent No. 6,502,135
`
`
`1001
`1002
`
`1003
`1004
`1005
`
`1006
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`
`1012
`1013
`1014
`
`1015
`
`1016
`
`1017
`
`Exhibit # Reference Name
`U.S. Patent No. 6,502,135 to Munger
`Takahiro Kiuchi and Shigekoto Kaihara, “C-HTTP - The
`Development of a Secure, Closed HTTP-based Network on the
`Internet,” published by IEEE in the Proceedings of SNDSS
`1996
`Declaration of Dr. Roch Guerin
`[RESERVED]
`Mockapetris, P., RFC 1034, “Domain Names–Concepts and
`Facilities,” Nov. 1997
`[RESERVED]
`Patent Owner’s Preliminary Response, Paper 7, in IPR2014-
`00610
`Excerpts from Webster’s Third New International Dictionary
`(1971)
`VirnetX’s Reply Claim Construction Brief in VirnetX Inc. v.
`Cisco Systems, Inc. et al., 6:10-cv-417 (Dec. 19, 2011) (E.D.
`Tex.)
`Bradner, S., RFC 2026, “The Internet Standards Process –
`Revision 3,” Oct. 1996
`Decision to Institute Inter Partes Review, Paper 9, in IPR2014-
`00610 (Oct. 15, 2014)
`[RESERVED]
`[RESERVED]
`Berners-Lee et al., RFC 1945, “Hypertext Transfer Protocol --
`HTTP/1.0,” May 1996
`Patent Owner’s Preliminary Response, Paper 10, in IPR2013-
`00348
`Eastlake, D., RFC 2535, “Domain Name System Security
`Extensions,” Mar. 1999
`Patent Owner’s Comments in Response to Examiner’s
`Determination in Inter Partes Reexamination 95/001,792
`
`1
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`
`
`IPR2015-01046
`
`
`
`
`U.S. Patent No. 6,502,135
`
`
`
`1018
`
`1019
`
`1020
`1021
`
`1022
`
`1023
`1024
`1025
`1026
`
`1027
`
`1028
`
`1029
`
`1030
`
`1031
`
`1032
`
`Exhibit # Reference Name
`(March, 11, 2015)
`VirnetX’s Opening Claim Construction Brief in VirnetX Inc. v.
`Cisco Systems, Inc. et al., 6:10-cv-417 (Dec. 19, 2011) (E.D.
`Tex.)
`Memorandum Opinion and Order in VirnetX Inc. v. Cisco
`Systems, Inc. et al., 6:10-cv-417 (April 25, 2012) (E.D. Tex.)
`Petition for Inter Partes Review in IPR2013-00349
`Patent Owner’s Preliminary Response, Paper 11, in IPR2014-
`00558
`Decision to Institute Inter Partes Review, Paper 15, in IPR2014-
`00237
`“Glossary for the Linux FreeS/WAN project,” (Feb. 21, 2002)
`[RESERVED]
`Declaration of Dr. Roch Guerin in IPR2014-00401
`Petitioner’s Proposed Revisions of Patent Owner’s Requests for
`Production
`Petitioner’s Proposed Revisions of Patent Owner’s
`Interrogatories
`Declaration of Scott M. Border in Support of Petitioner Apple’s
`Motion for Pro Hac Vice Admission
`Declaration of Sandy Ginoza on behalf of the RFC Publisher for
`the
`Internet Engineering Task Force, dated January 23, 2013,
`submitted in
`Investigation No. 337-TA-858
`Mockapetris, P., RFC 1034, “Domain Names – Concepts and
`Facilities,” bearing Bates Nos. 337-TA-858-IETF00022 through
`00073
`Transcript of Feb. 8, 2013 deposition of Sandy Ginoza, ITC Inv.
`No.
`337-TA-858
`The Reality of Virtual Private Networks, InfoWorld, Aug. 16,
`
`2
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`
`
`IPR2015-01046
`
`
`
`
`U.S. Patent No. 6,502,135
`
`
`
`1033
`
`1034
`1035
`1036
`1037
`1038
`
`1039
`
`1040
`
`1041
`
`1042
`
`1043
`1044
`
`
`1045
`1046
`1047
`1048
`
`Exhibit # Reference Name
`1999
`(Advertising Supplement)
`Gibbs, M., IP Security: Keeping Your Business Private,
`Network
`World (March 15, 1999)
`Proposed Protective Order
`[RESERVED]
`Deposition Transcript of Dr. Fabian Monrose (April 28, 2016)
`Malkin, G., RFC 1983, “Internet Users’ Glossary,” Aug. 1996
`Plaintiff VirnetX Inc.’s Opening Brief in Support of its
`Constructions of Claims Pursuant to P.R. 4-5, VirnetX Inc. v.
`Microsoft Corp., Case No. 6:07-cv-00080-LED, ECF No. 194
`(E.D. Tex. Dec. 30, 2008).
`Guerin, R., RFC 2676, “QoS Routing Mechanisms and OSPF
`Extensions,” Aug. 1999
`Guerin, R., Internet Draft, “QoS Routing Mechanisms and
`OSPF Extensions,” Nov. 5, 1996, draft-guerin-qos-routing-
`ospf-00.txt
`Huitema, C., RFC 1602, The Internet Standards Process –
`Revision 2, Mar. 1994
`Chapin, L., RFC 1310, The Internet Standards Process, Mar.
`1992
`Microsoft Computer Dictionary (4th Ed. 1999)
`Transcript of Trial, November 1, 2012 Afternoon Session,
`VirnetX Inc. v. Apple Inc., Case No. 6:07-cv-00417-RWS, ECF
`No. 612 (E.D. Tex. Nov. 9, 2012)
`[RESERVED]
`Petitioners’ Demonstratives
`Transcript of PTAB Conference Call (Sept. 6, 2019)
`Petitioner Mangrove’s Responses to Patent Owner’s Requests
`for Production from The Mangrove Partners Master Fund, Ltd.
`
`3
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`
`
`IPR2015-01046
`
`
`
`
`U.S. Patent No. 6,502,135
`
`
`1049
`
`Exhibit # Reference Name
`Petitioner Mangrove’s Responses to Patent Owner’s Notice of
`Deposition of The Mangrove Partners Master Fund, Ltd.
`(CONFIDENTIAL)
`
`1050
`
`1051
`
`1052
`
`1053
`
`1054
`
`1055
`
`1056
`
`Petitioner Mangrove’s Responses to patent Owner’s Notice of
`Deposition of The Mangrove Partners Master Fund, Ltd.
`(REDACTED)
`
`Mangrove Partners July 6, 2017 Investor Letter
`(CONFIDENTIAL)
`
`RPX Corporation, Preliminary Proxy Statement (Schedule 14A)
`filed by The Mangrove Partners Master Fund, Ltd. et al. (May
`2016)
`
`Ryan Davis, “Hedge Fund Gets PTAB To Eye VirnetX Patents
`in Apple Case,” Law360 (Oct. 7, 2015), available at
`https://www.law360.com/articles/712078
`
`Julia La Roche, “Hedge Fund Manager Kyle Bass Is Going
`After Big Pharma And Its ‘BS Patents,’” Business Insider (Jan.
`7, 2015), available at https://www.businessinsider.com/kyle-
`bass-going-after-us-pharma-2015-1
`
`Lester Goh, “RPX Corp: Substantially Undervalued Patent
`Middleman Generating 70%+ EBITDA Margins Trading At 3x
`EBITDA,” Seeking Alpha (Jul. 12, 2015), available at
`https://seekingalpha.com/article/3318575-rpx-corp-
`substantially-undervalued-patent-middleman-generating-70-
`percent-ebitda-margins-trading-at-3x-ebitda
`
`Michael Liu, “RPX Corporation: Huge Growth Potential And
`Competitive Advantages At A Discounted Price,” Seeking
`Alpha (Feb. 10, 2015), available at
`https://seekingalpha.com/article/2904756-rpx-corporation-huge-
`growth-potential-and-competitive-advantages-at-a-discounted-
`
`4
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`
`
`IPR2015-01046
`
`
`
`
`
`
`Exhibit # Reference Name
`price
`
`U.S. Patent No. 6,502,135
`
`1057
`
`1058
`
`1059
`
`1060
`[NEW]
`
`Patent Owner’s Interrogatories to Petitioner The Mangrove
`Partners Master Fund, Ltd., IPR2015-01046 (Nov. 1, 2019)
`
`Petitioner Mangrove’s Responses to Patent Owner’s
`Interrogatories (Nov. 8, 2019)
`
`Petitioner Mangrove’s First Supplemental Responses to Patent
`Owner’s Interrogatories (Nov. 15, 2019)
`
`Petitioners’ Remand Demonstratives
`
`
`
`
`Dated: January 23, 2020
`
`/Jeffrey P. Kushan/
`Jeffrey P. Kushan
`Reg. No. 43,401
`Sidley Austin LLP
`1501 K Street, N.W.
`Washington, D.C. 20005
`T: 202-736-8000
`Attorney for Petitioner Apple Inc.
`
`
`
`Respectfully Submitted,
`
`/James T. Bailey/
`James T. Bailey
`Reg. No. 44,518
`The Law Office of James. T. Bailey
`504 W. 136th St. #1B
`New York, NY 10031
`T: 917-626-1356
`Attorneys for Petitioner Mangrove
`
`5
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`
`
`IPR2015-01046
`
`
`
`
`U.S. Patent No. 6,502,135
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6(e), this is to certify that on this 23rd day of
`
`January, 2020, I caused to be served a true and correct copy by electronic means of
`
`the foregoing on the following counsel:
`
`Joseph E. Palys
`josephpalys@paulhastings.com
`
`Naveen Modi
`Naveenmodi@paulhastings.com
`
`
`
`
`
`
`
`Dated: January 23, 2020
`
`/Jeffrey P. Kushan/
`Jeffrey P. Kushan
`Reg. No. 43,401
`Sidley Austin LLP
`1501 K Street, N.W.
`Washington, D.C. 20005
`T: 202-736-8000
`Attorney for Petitioner Apple Inc.
`
`
`Respectfully Submitted,
`
`/James T. Bailey/
`James T. Bailey
`Reg. No. 44,518
`The Law Office of James. T. Bailey
`504 W. 136th St. #1B
`New York, NY 10031
`T: 917-626-1356
`Attorneys for Petitioner Mangrove
`
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`