Case 6:13—cv—OO626 Document 3 Filed 09/06/13 Page 1 of 1 Page|D #: 34
`A0 120 Rev. 08/10
`
`TO:
`
`Man Stop 3
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`Eastern District Of Texas
`on the following
`
`E] Trademarks or
`
`IZPatents.
`
`( E] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:13-cv-626
`PLAINTIFF
`
`DATE FILED
`9/6/2013
`
`U.S. DISTRICT COURT
`
`Eastern District of Texas
`
`DEFENDANT
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`AVG Technologies USA, inc.
`
`PATENT OR
`
`DATE OF PATENT
`
`OWDEMARK
`
`1 5,490,216
`
`2/6/1996
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`(BY) DEPUTY CLERK
`
`INCLUDED BY
`
`E] Amendment
`PATENT OR
`DATE OF PATENT
`TRADEMARK NO.
`OR TRADEMARK
`
`
`E] Answer
`
`E] Cross Bill
`
`C] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 1
`
`Petitioners Ex. 1013 Page 1
`
`

`

`Case 6:13-cv-00627 Document 6 Filed 09/06/13 Page 1 of 1 PagelD #: 41
`A0 120 Rev. 08/10
`
`TRADEMARK
`
`TO:
`
`M31} stop 3
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`
`Eastern District of Texas
`
`on the following
`
`I] Trademarks or M Patents.
`
`( El the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:13-cv-627
`PLAINTIFF
`
`DATE FILED
`9/6/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`SEGA of America, Inc.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`_—
`‘—
`——
`——
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`I] Amendment
`
`E] Answer
`|:] Cross Bill
`D Other Pleading
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`1 2 3 4
`
`
`(BY) DEPUTY CLERK
`
`In the above——entit1ed case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2——Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 2
`
`Petitioners Ex. 1013 Page 2
`
`

`

`Case 6:13-cv-00628 Document 4 Filed 09/06/13 Page 1 of 1 PagelD #: 37
`A0 120 Rev. 08/10
`
`
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`
`Eastern District of Texas
`
`on the following
`
`I:I Trademarks or M Patents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`
`
`DOCKET NO.
`6: 1 3-cv-628
`PLAINTIFF
`
`DATE FILED
`9/6/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`
`
`
`
`
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`Ubisoft, Inc.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`———— I
`
`n the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`I:I Amendment
`
`I:I Answer
`I:I Cross Bill
`I:I Other Pleading
`HOLDER OF PATENT OR TRADEMARK
`
`DATE INCLUDED
`
`TR:$£E4 RNO
`
`l 2 3 4
`
`
`
`
`(BY) DEPUTY CLERK
`
`
`
`— I
`
`n the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`Petitioners Ex. 1013 Page 3
`
`Petitioners Ex. 1013 Page 3
`
`

`

`Case 6:13-cv-00629 Document 3 Filed 09/06/13 Page 1 of 1 Page|D #: 36
`A0 120 Rev. 08/10
`
` Mail Stop 8
`
`TO‘
`
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION or AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`E] Trademarks or
`I] Patents.
`
`Eastern District Of Texas
`( E] the patent action involves 35 U.S.C. § 292.):
`
`on the following
`
`DOCKET NO.
`6:13-cv-629
`PLAINTIFF
`
`DATE FILED
`9/6/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`Valve Corporation
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`——
`——
`——
`——
`
`
`
`
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`I:I Amendment
`
`E] Answer
`[I Cross Bill
`[:1 Other Pleading
`HOLDER OF PATENT OR TRADEMARK
`
`
`,I.R::]§'1I3‘EdI:I1‘1?(RNO
`——
`
`l
`
`———_ I
`
`n the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 4
`
`Petitioners Ex. 1013 Page 4
`
`

`

`Case 6:13-cv-00367 Document4
`A0 120 Rev. 08/10
`
`Filed 05/01/13 Page 1 of1 Page|D #: 36
`
`TRADEMARK
`
`TO.
`'
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District Of Texas
`on the following
`
`El Trademarks or
`
`[ZPatents.
`
`( El
`
`the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:13-cv-367
`PLAINTIFF
`
`DATE FILED
`5/1/2013
`
`U.S. DISTRICT COURT
`
`Eastern District of Texas
`
`DEFENDANT
`
`lpswitch, Inc.
`
`Uniloc USA, Inc. and Uniloc Lexumbourg S.A.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`——
`——
`
`
`
`_—
`
`DATE INCLUDED
`
`INCLUDED BY
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`El Amendment
`
`El Answer
`
`E] Cross Bill
`
`El Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`TRi$£]§4 RNO
`I —
`——
`——
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
` ——
`
`(BY) DEPUTY CLERK
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 5
`
`Petitioners Ex. 1013 Page 5
`
`

`

`Case 6:13-cv-00267-LED Document4
`A0 120 Rev. 08/10
`
`
`
`Filed 03/22/13 Page 1 of1 Page|D #: 36
`
`TO
`'
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the UISA District Court
`Eastern District of Texas
`on the following
`El Trademarks or
`1] Patents.
`( E] the patent action involves 35 U.S.C. § 292.):
`DOCKET NO.
`
`DATE FILED
`6: 1 3-cv-267
`Eastern District of Texas
`3/21/2013
`
`
`PLAINTIFF
`DEFENDANT
`
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`WILDPACKETS, INC.
`
`U.S. DISTRICT COURT
`
`
`
`
`
`
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`
`
`
`
`
`
`
`
`
`————
`
`
`DATE INCLUDED
`
`In the above——entitled case, the following patent(s)/ trademark(s) have been included:
`
`INCLUDED BY
`
`1
`
`
`
`El Answer
`El Cross Bill
`El Other Pleading
`El Amendment
`HOLDER or PATENT OR TRADEMARK
`%’;T]ER‘3£)I,’E’;/ITEIISIZ
`TR[:l’§gE\TR%:IO
`
`——_
`-—
`——
`_—
`——
`(BY) DEPUTY CLERK
`
`In the above——entitled case, the following decision has been rendered or judgement issued:
`DECISION/IUDGEMENT
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`Petitioners Ex. 1013 Page 6
`
`Petitioners Ex. 1013 Page 6
`
`

`

`Case 6:13-cv-00266-LED Document4
`A0 120 Rev. 08/10
`
`Filed 03/22/13 Page 1 of1 Page|D #: 36
`
` Mail Stop 8
`
`TO:
`
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District Of Texas
`on the following
`l:I Trademarks or
`M Patents.
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:13-cv-266
`PLAINTIFF
`
`DATE FILED
`3/21/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`SOLARWINDS WORLDWIDE, LLC and SOLARWINDS,
`INC.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`——
`
` ——— I
`
`DATE INCLUDED
`
`1
`
`n the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`l:I Amendment
`
`l:I Answer
`l:I Cross Bill
`D Other Pleading
`HOLDER OF PATENT OR TRADEMARK
`
`
`TR§[1;']£1E:d RNO
`
`--
`
`(BY) DEPUTY CLERK
`
`
`
`___—
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 7
`
`Petitioners Ex. 1013 Page 7
`
`

`

`Case 6:13-cv-00265-LED Document 4
`A0 120 Rev. 08/10
`
`
`Filed 03/22/13 Page 1 of1 Page|D #: 35
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U3. District Court
`I: Trademarks or
`M Patents.
`
`Eastern DISIFICI Of Texas
`( I: the patent action involves 35 U.S.C. § 292.):
`
`on the following
`
`DOCKET NO.
`6:13-cv-265
`PLAINTIFF
`
`
`
`DATE FILED
`
`3/21/201 3
`
`
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`SAGE SOFTWARE, INC. (D/B/A SAGE MMD, INC.)
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`—-——
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NOV
`
`Ij Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`I:I Answer
`
`I: Cross Bill
`
`I:] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`-—
`——
`——
`——
`——
`
`
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy 1-—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 8
`
`Petitioners Ex. 1013 Page 8
`
`

`

`Case 6:13-cv-00264-LED Document4
`A0 120 Rev. 08/10
`
`Filed 03/22/13 Page 1 of1 Page|D #: 36
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District Of Texas
`on the following
`I:] Trademarks or
`[ZPatentsi
`( E] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:13-cv-264
`PLAINTIFF
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`DATE FILED
`3/21/2013
`
`U.S. DISTRICT COURT
`
`Eastern District of Texas
`
`DEFENDANT
`
`GEAR SOFTWARE, INC. and GEAR SOFTWARE
`HOLDINGS, INC.
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`
`
`1 5,490,216
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`———— I
`
`n the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`
`
`I:] Amendment
`%’;T§R(?$;3’:4T[E1I:g
`
`El Answer
`B Cross Bill
`C] Other Pleading
`HOLDER or PATENT oR TRADEMARK
`
`DATE INCLUDED
`
`TRf;3gEfR%RNO
`
`
`
`
`
`
`
`
`l
`
`
`(BY) DEPUTY CLERK
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`Petitioners Ex. 1013 Page 9
`
`Petitioners Ex. 1013 Page 9
`
`

`

`Case 6:13-cv-00263-LED Document4
`A0120 Rev. 08/10
`
`
`Filed 03/22/13 Page 1 of1 Page|D #: 36
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the US. District Court
`E] Trademarks or
`M Patents.
`
`Eastern District of Texas
`( I] the patent action involves 35 U.S.C. § 292.):
`
`on the following
`
`DOCKET NO.
`6:13-cv-263
`PLAINTIFF
`
`DATE FILED
`3/21/2013
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`U.S. DISTRICT COURT
`
`Eastern District of Texas
`
`DEFENDANT
` Symantec, inc.
`
`
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`
`
`
`
`-—
`——
`_—
`——
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`DATE INCLUDED
`
`
`
`
`E] Answer
`I:I Cross Bill
`D Other Pleading
`I:l Amendment
`HOLDER OF PATENT OR TRADEMARK
`%’;T;5R?AF]3I]’5’:4T/SE1:
`TRf$]T:]1E/[I‘gu°éRNO
`—_—
`——
`——
`_—
`_—
`
`In the above—entit1ed case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 10
`
`Petitioners Ex. 1013 Page 10
`
`

`

`Case 6:13-cv-00262-LED Document 4
`A0 120 Rev. 08/10
`
`Filed 03/22/13 Page 1 of1 PagelD #: 56
`
` To
`
`'
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § lll6 you are hereby advised that a court action has been
`filed in the U.s. District Court
`Eastern District of Texas
`on the following
`|:] Trademarks or M Patents.
`I:] the patent action involves 35 U.S.C. § 292.):
`
`(
`
`DOCKET NO.
`6:13-cv-262
`PLAINTIFF
`
`DATE FILED
`3/21/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`Sony Corporation of America, Inc. and Sony DADC US,
`Inc.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`2/6/1996
`j
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`|:] Amendment
`
`|:I Answer
`
`|:] Cross Bill
`
`lj Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`Petitioners Ex. 1013 Page 11
`
`Petitioners Ex. 1013 Page 11
`
`

`

`Case 6:13-cv-00261—LED Document 4
`A0 120 Rev. 08/10
`
`Filed 03/22/13 Page 1 of1 PagelD #: 36
`
` To
`
`'
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas
`on the following
`I:I Trademarks or
`[Z Patents.
`I:I the patent action involves 35 U.S.C. § 292.):
`
`(
`
`DOCKET NO.
`6:13-cv-261
`PLAINTIFF
`
`DATE FILED
`3/21/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`Pervasive Software, Inc.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`2
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`El Answer
`
`I:I Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 12
`
`Petitioners Ex. 1013 Page 12
`
`

`

`Case 6:13-cv-00260-LED Document4
`AO l20 Rev. 08/10
`
`Filed 03/22/13 Page 1 of1 PageiD #: 36
`
`TO
`'
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas
`on the following
`I:] Trademarks or
`[Z Patents.
`I:] the patent action involves 35 U.S.C. § 292.):
`
`(
`
`DOCKET NO.
`6:13-cv—26O
`PLAINTIFF
`
`DATE FILED
`3/21/2013
`
`Uniioc USA, Inc. and Uniioc Luxembourg S.A.
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`McAfee, Inc.
`
`Eastern District of Texas
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`2
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`
`
`(BY) DEPUTY CLERK
`
`DATE INCLUDED
`
`INCLUDED BY
`
`TRESEEAIEKERNO
`
`D Amendment
`%"1‘{TfR(:§)I;5"1g[E1I;Jg
`
`I:] Other Pleading
`I:] Cross Bill
`D Answer
`HOLDER OF PATENT oR TRADEMARK
`
`
`
`In the aboVe—entitled case, the following decision has been rendered or judgement issued:
`DECISION/IUDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4-—Case file copy
`
`Petitioners Ex. 1013 Page 13
`
`Petitioners Ex. 1013 Page 13
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`Commissioner for Patents
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`Uniloc LISA Inc.
`ir13ii.i"c'‘}'i1e9'2sfs’i’2Ste' 100
`
`MAILED
`
`DEC ,1 9‘ 20"
`orncz or PETITIONS
`
`In re Patent No. 5,490,216
`
`Issue Date: February 6, 1996
`Application No. 08/124,718
`Filed: September 21, 1993
`Attorney Docket No. UN-NP-SA-216
`
`‘
`
`2
`:
`'
`
`DECISION ON PETITION
`
`This is a decision on the petition under 37 CFR 1.182, filed October 6, 2011, requesting issuance of
`duplicate Letters Patent for the above—identified patent.
`
`The petition is GRANTED.
`
`The Office of Data Management is directed to issue duplicate Letters Patent.
`
`As authorized, the $400 fee for the petition under 37 CFR 1.182 has been assessed to petitioner’s deposit
`account.
`
`Telephone inquiries concerning this decision may be directed to Terri Johnson at (571) 272-2991.
`Inquiries regarding the issuance of duplicate Letters Patent may be directed to Ollie Person in the Office
`of Data Management at (703) 756-1555.
`
`A copy of this decision is being sent to Office of Data Management for issuance of duplicate Letters
`Patent.
`
`/Terri Johnson/
`Terri Johnson
`Petitions Examiner
`Office of Petitions
`
`cc:
`
`Ollie Person, Randolph Square, 9"‘ Floor, Room D30—A (Fax No. 571- 270-9764)
`
`Petitioners Ex. 1013 Page 14
`
`Petitioners Ex. 1013 Page 14
`
`

`

`CHANGE OF
`coRREsPoNDENcE Annaess
`Patent
`
`‘Mail Stop Post Issue
`
`P.O. Box 1450
`
`PTO/SB/123 (11-08)
`Approved for use through 11/30/2011. OMB 0651-0035
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`.I"
`
`y
`
`i
`
`Alexandria, VA 22313-1450
`
`7
`
`Attorney Docket
`N
`I‘
`
`UN_NP_sA_215
`
`Please change the Correspondence Address for the above-identified patent to:
`
`The address associated with Customer Number: OR
`
`Firm or
`Individual Name
`
`K
`
`Address
`2
`
`This form cannot be used to change the data associated with a Customer Number. To change the data associated with an
`existing Customer Number use "Request for Customer Number Data Change" (PTO/SB/124).
`
`This form will not affect any "fee address" provided for the above-identified patent. To change a "fee address" use the "Fee
`Address Indication Form" (PTO/SB/47).
`
`I am the:
`
`D Patentee.
`
`Assignee of record of the entire interest. See 37 CFR 3.71.
`Statement under 37 CFR 3.73(b) is enclosed. (Form PTO/SB/96).
`
`D Attorney or agent of record. Registration Number
`
`
`Typed or
`éx
`.
`Printed Na
`Bradley C. Davis
`
`Telephone 949488-1470
`, 20/
`5)
`Date
`)
`NOTE: Signat res fall the inventors or assignees of record of the entire interest or their representative(s are required. Submit multiple forms
`if more than one sinature is re uired, see below*.
`
`E] *Total of
`
`forms are submitted.
`
`This collection of information is required by 37 CFR 1.33. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Mail Stop Post Issue, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Petitioners Ex. 1013 Page 15
`
`Petitioners Ex. 1013 Page 15
`
`

`

`Electronic Acknowledgement Receipt
`
`m—
`
`Title of Invention:
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`First Named Inventor/Applicant Name:
`
`FREDERIC B. RICHARDSON
`
`100175612
`
`ABELMAN, FRAYNE & SCHWAB
`
`150 EAST 42ND STREET
`
`- N
`
`EW YORK,
`
`US
`
`2129499022
`
`Correspondence Address:
`
`m
`
`Payment information:
`
`File Listing:
`
`Petitioners Ex. 1013 Page 16
`
`Petitioners Ex. 1013 Page 16
`
`

`

`Document
`Number
`
`Document Description
`
`_
`_
`_
`Assignee showing of ownership per 37
`CFR 3.7303).
`
`File Size(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`172979
`
`Statement_373b_SB96.pdf
`
`2cd8d79eba5a759244b140367601649bb9
`939498
`
`Information:
`
`Miscellaneous Incoming Letter
`
`216_Change_Correspondence
`SB123.pdf
`
`d84f5624b8fde9bada88e78b46b55ac6d11
`2d412
`
`140098
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Petitioners Ex. 1013 Page 17
`
`Petitioners Ex. 1013 Page 17
`
`

`

`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Papenivork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(b)
`
`Applicant/Patent Owner: Ric B- Richardson
`
`Application No./Patent No.: 5,490,215
`Titled:
`
`System for Software Registration
`
`Uniloc Luxembourg S. A.
`(Name of Assignee)
`
`states that it is:
`
`Filed/Issue Date: September 21: 2993
`
`1 a
`
`corporation
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`the assignee of the entire right, title, and interest in;
`
`an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is
`
`%); or
`
`3.
`
`the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`
`the patent application/patent identified above, by virtue of either:
`
`A. — An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a
`copy therefore is attached.
`
`OR
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1_ From; Richardson, Frederic B., Ill
`
`T0; Uniloc (Singapore) Private Limited
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 006867
`
`,
`
`Frame 0529
`
`,
`
`or for which a copy thereof is attached.
`
`2. From: Uniloc (Singapore) Private Limited
`
`To: Uniloc Luxembourg S. A.
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 025716
`
`,
`
`Frame 0934
`
`,
`
`or for which a copy thereof is attached.
`
`3. From:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or for which a copy thereof is attached.
`
`E Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`D As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. E MPEP 302.08]
`
`The undersigned (w
`
`e tle is su plied below) is authorized to act on behalf of the assignee.
`
`Bradle C. Davis
`Printed or Typed Nan1\e-W”,
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800—PTO—9199 and select option 2.
`
`W P
`
`Petitioners Ex. 1013 Page 18
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Patent:
`
`5,490,216
`
`Issue Date: February 6, 1996
`
`Serial Number:
`
`08/ 124,718
`
`Filed:
`
`September 21, 1993
`
`Applicant:
`
`Ric B. Richardson
`
`Art Unit:
`
`2202
`
`Examiner:
`
`David C. Cain
`
`Conf. No.:
`
`6759
`
`Title:
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`Mail Stop Petition
`Commissioner for Patents
`
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`PETITION FOR REPLACEMENT LETTERS PATENT UNDER 37 CFR 1.182
`
`Dear Sir,
`
`Assignee Uniloc USA, Inc. respectfully requests a replacement Letters Patent US Patent
`
`5,490,216. The Original Letters Patent has been lost.
`
`Applicant submits concurrently herewith the fee set forth in § 1.17(f).
`
`Uniloc USA, Inc.
`
`2151 Michelson Drive, Suite 100
`
`Irvine, CA 92612
`
`(949) 825-5527
`
`08/124,718
`
`1
`
`Respectfully Submitted,
`
`
`
`Sean D. Burdick
`
`Reg. No. 51,513
`
`Petitioners Ex. 1013 Page 19
`
`Petitioners Ex. 1013 Page 19
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`;
`
`Utility under 35 USC 1 1 1 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`
`USD($)
`
`fee-
`
`(Group
`
`Patent-Appeals-and-Interference:
`
`Post-AlIowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`Petitioners Ex. 1013 Page 20
`
`Petitioners Ex. 1013 Page 20
`
`

`

` S“:-S1-;(t$a)| in
`
`Total in USD (S)
`
`Miscellaneous:
`
`Petitioners Ex. 1013 Page 21
`
`Petitioners Ex. 1013 Page 21
`
`

`

`Electronic Acknowledgement Receipt
`
`m—
`
`Title of Invention:
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`First Named Inventor/Applicant Name:
`
`FREDERIC B. RICHARDSON
`
`100175612
`
`ABELMAN, FRAYNE & SCHWAB
`
`150 EAST 42ND STREET
`
`- N
`
`EW YORK,
`
`US
`
`2129499022
`
`Correspondence Address:
`
`I—
`
`Payment information:
`
`Payment Type
`
`
`
`Credit Card
`
`Petitioners Ex. 1013 Page 22
`
`Petitioners Ex. 1013 Page 22
`
`

`

`RAM confirmation Number
`
`Deposit Account
`
`A“th°“zedUSer
`
`File Listing:
`
`Document
`Number
`
`Information:
`
`Information:
`
`Document Description
`
`File Size(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`Miscellaneous Incoming Letter
`
`Petition_rep|acement_Letters_
`Patentpdf
`
`8761dZdd7084af75a2fe9446b49abc63ebb
`9f0ee
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`ibc83i95483491i82a07i0bb3e595de333
`22f82i
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt