`NUMBER
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`DEERE/96
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`NUMBER ’1
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`11.!3/6Iil5, 1'35
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`U‘S. DEPT. OF COMM! PA'E fiTM—PTO-AGSL [Hw12-94
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`3
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`PARTS OF APPLICATION
`FILED SLPAFIATELY
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`. NOTICE OF ALLOWANCE MAILED
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`.T H UAM F b D
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`m: EEHN FIE 9"
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`WARNQNG: The information disclosed herein may be restn : .. Unaulhctized disdosure may.r be prohlmed
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`by "13 Unites States Code Title 35. Section .
`22, 181 and 368. Possession uulside the US.
`- auihorized employees and conlramors only.
`Paleni & Trademark Office is lestricte-
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`Farm FTD-AJEA
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`u a Irawfnasrw shrs) 59:
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`SOPHOS
`EXHIBIT 1007 - PAGE 0001
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`CLAIMS ALLOWED
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`Print Fig.
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`SOPHOS
`EXHIBIT 1007 - PAGE 0001
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`:INTHE
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`APPLICANT::
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`Carey Nachenberg
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`I mey certify that t
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`It
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`SERIAL N0.:- -.
`FILlNG DATE:
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`03/605,285
`February 9.1996
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`'9 ”'3' “a“ mall in an mug
`0.1:. 20231, a...
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`'wmwm-
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`TITLE:
`emulation Repair System
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`Nam”.gegg'iggggfm or
`390911143:sz
`‘ %
`.GRoUPART .-
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`9°“ ° Sinnetura
`2195
`ATrY. DKT. N0.:
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`ASSISTANT COMMISSIONER FOR PATENTS
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`WASHINGTON, 11c. 20231
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`FDRMA
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`DI ‘
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`A
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`RECEIVED
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`1'10“ 0 4 PM
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`SIR:
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`Pursuant to the provisions of 37 C.F.R. §§ 1.56 and 1.9798. enclosed herewith is
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`modified form PTO-1449 listing references for consideration by the Examiner. A copy is
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`enclosed herewith of each listed reference which may be material to the examination of this
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`application, and with respect to which there may be a duty to disclose.
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`The filing of thislni'ormation Disclosure Statement shall not be construed as a
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`representation regarding the completeness of the list of references, or that inclusion of a reference
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`in this listis an admission that it is prior art or is pertinent to this application, or that a search has
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`been made. or as an admission that the information listed is, or may be considered to be, material
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`‘
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`to patentability, or that no other material information exists, and shall not be construed as an
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`admission against interest in any manner.
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`SOPHOS
`EXHIBIT 1007 - PAGE 0002
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`SOPHOS
`EXHIBIT 1007 - PAGE 0002
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`The Information Disclosure Statement submitted herewith is being filed:
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`[X]
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`within three months of the filing date of the application, or date of entry
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`into the national stage of an international application, or before the mailing
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`date of a first official action on the merits, whichever event last occurred;
`01'
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`[
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`]
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`after three months of the filing date of this national application or the date
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`of entry of the national stage in an international application, or after the
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`1
`mailing date of the first official action on the merits, whichever event last
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`occurred, but before the mailing date of the first to occur of either:
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`(1)
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`a final action under 37 C.F.R. § 1.113; OR
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`(2)
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`a notice of allowance under 37 C.F.R. § 1.311; AND
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`I
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`]
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`is accompanied by the fee (under 37 C.F.R_. § 1.l7(p)) for
`submission of this Information Disclosure Statement under
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`37 CPR. § l.9’7(c); 0R
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`[
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`]
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`is accompanied by the following certification under 37
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`C.F.R. § 1.9703) that:
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`[
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`]
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`I each item of information contained in this
`Information Disclosure Statement was cited in a
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`communication from a foreign patent office in a
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`counterpart foreign application not more than three
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`months prior to the filing of this Statement; 0R
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`SOPHOS
`EXHIBIT 1007 - PAGE 0003
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`SOPHOS
`EXHIBIT 1007 - PAGE 0003
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`[
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`no item of information contained in this Information
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`Disclosure Statement was cited in a communication
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`from a foreign patent office in a counterpart foreign
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`application or, to the knowledge of the person
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`signing this certification after making reasonable
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`inquiry. was known to any individual designated
`under 37‘ C.F.R. § 1.56{c) more than three months
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`prior to thefiling of this Statement.
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`[
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`]
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`[X]
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`Attached hereto is a check in the amount of $,_____.
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`The Commissioner is hereby. authorized to charge Deposit Account No.
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`19-2555 for fees (and to credit any overpayment) associated with this Information Disclosure
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`Statement. A duplicate copy of this authorization is attached.
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`[X]
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`_
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`This Information Disclosure Statement is made by:
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`[
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`]
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`The undersigned inventors; or
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`[X]
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`The undersigned attorney of records on the basis of the
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`information:
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`[
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`[
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`]
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`supplied by the inventors;
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`supplied by an individual associated with the filing and
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`prosecution of this application under 37 C.F.R. § 1.56{c);
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`ix]
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`in the attorney's tiles.
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`SOPHOS
`EXHIBIT 1007 - PAGE 0004
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`SOPHOS
`EXHIBIT 1007 - PAGE 0004
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`Consideration of the listed references and favorable action are solicited.
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`Dated: October 25. 1995
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`Respectfully submitted,
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`3
`Edward B. Weller, Regls. No. 37.463
`Attorney for Applicant
`Fenwick & West LLP
`Two Palo Alto Square, Suite 600
`Palo Alto, California 94306
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`20413-0219ms405w
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`SOPHOS
`EXHIBIT 1007 - PAGE 0005
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`SOPHOS
`EXHIBIT 1007 - PAGE 0005
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`Serial No:
`08!605.235
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`Applicant: Carey Nachenbcrg
`Filing Date: 29:96
`Group: 2304
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`Class
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`Subclass-
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`Filing Date
`IfA- - rial:
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`3 -
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`:IU!S*"m
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`'I'ION DISCLOSURE CITATION
`-
`‘ seseverel sheets if Iv
`-
`U.S.‘ PATENT DUCUNEBNTS
`Name
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`:
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`om
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`5,319,776
`395
`575
`5,144,..0----
`_---
`--_-_-
`FOREIGN PATENT DOCUMENTS
`‘
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`Document Number
`Date
`Conny
`Class
`Subclass
`
`
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`—-—-—OTHER DOCUMENTS includin_ Author. Title. Date Pertinent Paes Etc.
`
`T D
`
`Veldman. Frans, “Virus Writing Is High-Tech Infosecurity Warfare". Security on the I-Way
`’95. 1995, pp. L—l - L—16,'U.S.A.
`
`Symantec Corporation. “Norton Anti‘v’irus for Windows 95 & Special Subscription Offer".
`1995, USA.
`'
`
`"ThunderBYTE Anti-Virus Utilities User Manual“. ThunderBYTE B.V., 1995. pp. i - 191.
`Wijchcn, The Netherlands.
`
`"Virus Infection Techniques: Part 3", Virus Bulletin, January 1995, pp. 006-007. Oxfordshire,
`England.
`
`”UK - Sophos Intros Unix. Virus Detection Sofiware 011263 ". Nmsbyfes News Network.
`Juli. 26, 1995. U.S.A.
`
`Cohen. Frederick 13., "A Short Course on Compuoer Viruses“. John Wiley 6': Sons, Inc. Seeond
`Edition. pp. 54-55, 199-209, 1994, U.S.A.
`-
`
`Veldman. Frans, "Heuristic Anti-Virus Technology“. Proceedings aft-’19 International Vim:-
`Prorecrian and Information Security Council. April 1, 1994.
`DATE CONSIDERED
`EXAMINER: Initial if references considered. whether or not citation is in conformance with MPEP 609; Draw
`line through citation if not in conformance and not considered. Include copy of this form with next
`communication to a- - licant.
`
`SOPHOS
`EXHIBIT 1007 - PAGE 0006
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`SOPHOS
`EXHIBIT 1007 - PAGE 0006
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`Atty: Docket: NOJ
`2195
`
`Serial No.:
`US$05.35
`
`Applicant: Cmy Nachenbcrg
`Filing Dane; 29396
`Group: 2304
`
`Title Date.
`
`'
`
`Kamcy. James, "Changing the Rules on Viruses; Trend Micro Devices [rials PC Rx 4.0 virus
`Detaction Sofiware". PC'Magazine. August. 1994. Vol. B. No. 14: p. N536. USA.
`
`_Wells. Joseph, "Viruses in [he Wild".Proceedl'ngs afthz International Virus Protection and
`Infill-traction Sammie Council. April 1. 1994.
`
`Gordon. Sgott. "Viruses &. Netware". Proceedings afthe International Virus Protection and
`Information Security Council. March 31. 1994.
`
`‘
`
`Solomon. Alan, "Viruses 82. Polymorphism", Proceedings of the International Virus Protection
`and Information Security Counctf. March 31. 1994.
`I
`
`
`
`-TD
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`Case, Tori. "Viruses: An Exccutivc Bricf'. Proceedings ofthe International Vim-Protection
`and Information Security Come“. Match 31. 1994.
`
`Gotlieb. Lao. "End users and responsible computing: Information Management". CMA - the
`Management Accounting Magazine. September. 1993. Vol. 6?. No. 7. p. 13. U.S.A.
`
`"Network Management; LANBuym-s Guide: Network Nhnagement. Buyers Guide". IAN
`Magazine.Augu5t. 1992. Vol. 7'. No. 8. p. 188. U. S..A
`
`f'Anti-vims Company (321ij Polymorphic Breakthrough 0711082". Newsbytes News Network,
`luty to. 1992. USA.
`
`Schnaidt. Patricia. "Security: data security issucs; Lesson 44; Tutorial", IAN Magazine.
`March. 1992. U.S.A.
`
`Skulason, Fridrik, "For Programmers". Virus Bulletin. July 1990. pp. 10-11. Orton. England.
`
`
`
`1*».
`
`V9
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`I I I I I I
`
`EXAMINER: Initial if references considered. whether or not citation is in conformance with MPEP 609: Draw
`
`line. through citation if not in confumiance and not considered. Include copy of this form withl next
`communication to an - licartt.
`Form PTO—FB-ABZO
`(also Form PTO-1449)
`
`20423421953454.0711
`
`SOPHOS
`EXHIBIT 1007 - PAGE 0007
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`SOPHOS
`EXHIBIT 1007 - PAGE 0007
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