PATENT
`NUMBER
`
`DEERE/96
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`:
` Eé'é'lfl’ PATENT DATE I ' I
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`
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`NUMBER ’1
`HAY 2 3 2M
`
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`11.!3/6Iil5, 1'35
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`NAUI-1EI\|BEF\'G‘ NURTJ’IHIE'BE,
`Cf—‘n
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`
`TINT INLU NE Dari-{Hmz-Jm: 3‘ m :!::{’.:|'.!+'.:}:1§ .p: $$:|L:§::§:.§;$ m
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`FIIIREEIISFI FILING-i LIELTNE-‘E EfiRfiNTED I'flrleIEt/EVE-
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`
`EMLILF‘aT I [IN FEEF'Q IFR‘ SYSTEM
`
`INDEP.
`CLAIMS
`q
`
`
`HECENED
`_
`:_
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`U‘S. DEPT. OF COMM! PA'E fiTM—PTO-AGSL [Hw12-94
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`3
`"
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`PARTS OF APPLICATION
`FILED SLPAFIATELY
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`. NOTICE OF ALLOWANCE MAILED
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`.T H UAM F b D
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`m: EEHN FIE 9"
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`WARNQNG: The information disclosed herein may be restn : .. Unaulhctized disdosure may.r be prohlmed
`
`
`by "13 Unites States Code Title 35. Section .
`22, 181 and 368. Possession uulside the US.
`- auihorized employees and conlramors only.
`Paleni & Trademark Office is lestricte-
`
`Farm FTD-AJEA
`
`u a Irawfnasrw shrs) 59:
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`_ . _... -H__.-__.
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`SOPHOS
`EXHIBIT 1007 - PAGE 0001
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`CLAIMS ALLOWED
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`'Shee'ls Drwg. Figs. Drwg.
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`SOPHOS
`EXHIBIT 1007 - PAGE 0001
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`NUMBER
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`DEERE/96
`
`:
` Eé'é'lfl’ PATENT DATE I ' I
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`
`
`
`NUMBER ’1
`HAY 2 3 2M
`
`
`11.!3/6Iil5, 1'35
`
`
`NAUI-1EI\|BEF\'G‘ NURTJ’IHIE'BE,
`Cf—‘n
`
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`TINT INLU NE Dari-{Hmz-Jm: 3‘ m :!::{’.:|'.!+'.:}:1§ .p: $$:|L:§::§:.§;$ m
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`. FIED
`
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`w: HI FI EL
`
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`
`
`
`FIIIREEIISFI FILING-i LIELTNE-‘E EfiRfiNTED I'flrleIEt/EVE-
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`Foreign pfioq'flydaimod
`:1 we gm
`ST-TEOFI
`smears Tom.
`as use :19 nundiflnnamat U yas 9' MT? QED oounrmv pawns» cums
`vmmnmmagoc mmmm —.p
`,-:_
`p:
`,,_
`LED V IRIIZIVHHUSKI
`8 F'EL‘JDJICH 3. mm
`g mm mm ALTE: Emma-E SUITE calm
`F'P-ILIII
`ICILTCI Ca 94306-
`' 9
`
`EMLILF‘aT I [IN FEEF'Q IFR‘ SYSTEM
`
`INDEP.
`CLAIMS
`q
`
`
`HECENED
`_
`:_
`
`
`U‘S. DEPT. OF COMM! PA'E fiTM—PTO-AGSL [Hw12-94
`
`3
`"
`
`PARTS OF APPLICATION
`FILED SLPAFIATELY
`
`. NOTICE OF ALLOWANCE MAILED
`
`.T H UAM F b D
`
`
`
`
`
`
`
`
`
`
`m: EEHN FIE 9"
`
`
`WARNQNG: The information disclosed herein may be restn : .. Unaulhctized disdosure may.r be prohlmed
`
`
`by "13 Unites States Code Title 35. Section .
`22, 181 and 368. Possession uulside the US.
`- auihorized employees and conlramors only.
`Paleni & Trademark Office is lestricte-
`
`Farm FTD-AJEA
`
`u a Irawfnasrw shrs) 59:
`
`_ . _... -H__.-__.
`
`SOPHOS
`EXHIBIT 1007 - PAGE 0001
`
`-
`
`'
`
`.
`
`
`-
`CLAIMS ALLOWED
`
`
`
`'Shee'ls Drwg. Figs. Drwg.
`3?
`Y?
`
`Print Fig.
`‘2— A
`
`
`
`SOPHOS
`EXHIBIT 1007 - PAGE 0001
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`:INTHE
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`I
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`/y/
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICANT::
`
`Carey Nachenberg
`
`I mey certify that t
`
`It
`
`SERIAL N0.:- -.
`FILlNG DATE:
`
`03/605,285
`February 9.1996
`
`'9 ”'3' “a“ mall in an mug
`0.1:. 20231, a...
`
`'wmwm-
`
`TITLE:
`emulation Repair System
`
`
`
`Nam”.gegg'iggggfm or
`390911143:sz
`‘ %
`.GRoUPART .-
`
`9°“ ° Sinnetura
`2195
`ATrY. DKT. N0.:
`
`
`ASSISTANT COMMISSIONER FOR PATENTS
`
`WASHINGTON, 11c. 20231
`
`FDRMA
`
`DI ‘
`
`A
`
`RECEIVED
`
`1'10“ 0 4 PM
`
`SIR:
`
`Pursuant to the provisions of 37 C.F.R. §§ 1.56 and 1.9798. enclosed herewith is
`
`modified form PTO-1449 listing references for consideration by the Examiner. A copy is
`
`enclosed herewith of each listed reference which may be material to the examination of this
`
`application, and with respect to which there may be a duty to disclose.
`
`The filing of thislni'ormation Disclosure Statement shall not be construed as a
`
`representation regarding the completeness of the list of references, or that inclusion of a reference
`
`in this listis an admission that it is prior art or is pertinent to this application, or that a search has
`
`been made. or as an admission that the information listed is, or may be considered to be, material
`
`‘
`
`to patentability, or that no other material information exists, and shall not be construed as an
`
`admission against interest in any manner.
`
`SOPHOS
`EXHIBIT 1007 - PAGE 0002
`
`SOPHOS
`EXHIBIT 1007 - PAGE 0002
`
`
`
`
`
`The Information Disclosure Statement submitted herewith is being filed:
`
`[X]
`
`within three months of the filing date of the application, or date of entry
`
`into the national stage of an international application, or before the mailing
`
`date of a first official action on the merits, whichever event last occurred;
`01'
`
`[
`
`]
`
`after three months of the filing date of this national application or the date
`
`of entry of the national stage in an international application, or after the
`
`1
`mailing date of the first official action on the merits, whichever event last
`
`occurred, but before the mailing date of the first to occur of either:
`
`(1)
`
`a final action under 37 C.F.R. § 1.113; OR
`
`(2)
`
`a notice of allowance under 37 C.F.R. § 1.311; AND
`
`I
`
`]
`
`is accompanied by the fee (under 37 C.F.R_. § 1.l7(p)) for
`submission of this Information Disclosure Statement under
`
`37 CPR. § l.9’7(c); 0R
`
`[
`
`]
`
`is accompanied by the following certification under 37
`
`C.F.R. § 1.9703) that:
`
`[
`
`]
`
`I each item of information contained in this
`Information Disclosure Statement was cited in a
`
`communication from a foreign patent office in a
`
`counterpart foreign application not more than three
`
`months prior to the filing of this Statement; 0R
`
`
`
`SOPHOS
`EXHIBIT 1007 - PAGE 0003
`
`SOPHOS
`EXHIBIT 1007 - PAGE 0003
`
`
`
`
`
`[
`
`]
`
`no item of information contained in this Information
`
`Disclosure Statement was cited in a communication
`
`from a foreign patent office in a counterpart foreign
`
`application or, to the knowledge of the person
`
`signing this certification after making reasonable
`
`inquiry. was known to any individual designated
`under 37‘ C.F.R. § 1.56{c) more than three months
`
`prior to thefiling of this Statement.
`
`[
`
`]
`
`[X]
`
`Attached hereto is a check in the amount of $,_____.
`
`The Commissioner is hereby. authorized to charge Deposit Account No.
`
`19-2555 for fees (and to credit any overpayment) associated with this Information Disclosure
`
`Statement. A duplicate copy of this authorization is attached.
`
`[X]
`
`_
`
`This Information Disclosure Statement is made by:
`
`[
`
`]
`
`The undersigned inventors; or
`
`[X]
`
`The undersigned attorney of records on the basis of the
`
`information:
`
`[
`
`[
`
`]
`
`]
`
`supplied by the inventors;
`
`supplied by an individual associated with the filing and
`
`prosecution of this application under 37 C.F.R. § 1.56{c);
`
`ix]
`
`in the attorney's tiles.
`
`
`
`SOPHOS
`EXHIBIT 1007 - PAGE 0004
`
`SOPHOS
`EXHIBIT 1007 - PAGE 0004
`
`
`
`Consideration of the listed references and favorable action are solicited.
`
`Dated: October 25. 1995
`
`Respectfully submitted,
`
`3
`Edward B. Weller, Regls. No. 37.463
`Attorney for Applicant
`Fenwick & West LLP
`Two Palo Alto Square, Suite 600
`Palo Alto, California 94306
`
`
`
`20413-0219ms405w
`
`
`
`SOPHOS
`EXHIBIT 1007 - PAGE 0005
`
`SOPHOS
`EXHIBIT 1007 - PAGE 0005
`
`
`
`Serial No:
`08!605.235
`
`Applicant: Carey Nachenbcrg
`Filing Date: 29:96
`Group: 2304
`
`Class
`
`Subclass-
`
`Filing Date
`IfA- - rial:
`
`3 -
`
`:IU!S*"m
`
`
`
`'I'ION DISCLOSURE CITATION
`-
`‘ seseverel sheets if Iv
`-
`U.S.‘ PATENT DUCUNEBNTS
`Name
`
`:
`
`om
`
`5,319,776
`395
`575
`5,144,..0----
`_---
`--_-_-
`FOREIGN PATENT DOCUMENTS
`‘
`
`Document Number
`Date
`Conny
`Class
`Subclass
`
`
`
`—-—-—OTHER DOCUMENTS includin_ Author. Title. Date Pertinent Paes Etc.
`
`T D
`
`Veldman. Frans, “Virus Writing Is High-Tech Infosecurity Warfare". Security on the I-Way
`’95. 1995, pp. L—l - L—16,'U.S.A.
`
`Symantec Corporation. “Norton Anti‘v’irus for Windows 95 & Special Subscription Offer".
`1995, USA.
`'
`
`"ThunderBYTE Anti-Virus Utilities User Manual“. ThunderBYTE B.V., 1995. pp. i - 191.
`Wijchcn, The Netherlands.
`
`"Virus Infection Techniques: Part 3", Virus Bulletin, January 1995, pp. 006-007. Oxfordshire,
`England.
`
`”UK - Sophos Intros Unix. Virus Detection Sofiware 011263 ". Nmsbyfes News Network.
`Juli. 26, 1995. U.S.A.
`
`Cohen. Frederick 13., "A Short Course on Compuoer Viruses“. John Wiley 6': Sons, Inc. Seeond
`Edition. pp. 54-55, 199-209, 1994, U.S.A.
`-
`
`Veldman. Frans, "Heuristic Anti-Virus Technology“. Proceedings aft-’19 International Vim:-
`Prorecrian and Information Security Council. April 1, 1994.
`DATE CONSIDERED
`EXAMINER: Initial if references considered. whether or not citation is in conformance with MPEP 609; Draw
`line through citation if not in conformance and not considered. Include copy of this form with next
`communication to a- - licant.
`
`SOPHOS
`EXHIBIT 1007 - PAGE 0006
`
`SOPHOS
`EXHIBIT 1007 - PAGE 0006
`
`
`
`Atty: Docket: NOJ
`2195
`
`Serial No.:
`US$05.35
`
`Applicant: Cmy Nachenbcrg
`Filing Dane; 29396
`Group: 2304
`
`Title Date.
`
`'
`
`Kamcy. James, "Changing the Rules on Viruses; Trend Micro Devices [rials PC Rx 4.0 virus
`Detaction Sofiware". PC'Magazine. August. 1994. Vol. B. No. 14: p. N536. USA.
`
`_Wells. Joseph, "Viruses in [he Wild".Proceedl'ngs afthz International Virus Protection and
`Infill-traction Sammie Council. April 1. 1994.
`
`Gordon. Sgott. "Viruses &. Netware". Proceedings afthe International Virus Protection and
`Information Security Council. March 31. 1994.
`
`‘
`
`Solomon. Alan, "Viruses 82. Polymorphism", Proceedings of the International Virus Protection
`and Information Security Counctf. March 31. 1994.
`I
`
`
`
`-TD
`
`Case, Tori. "Viruses: An Exccutivc Bricf'. Proceedings ofthe International Vim-Protection
`and Information Security Come“. Match 31. 1994.
`
`Gotlieb. Lao. "End users and responsible computing: Information Management". CMA - the
`Management Accounting Magazine. September. 1993. Vol. 6?. No. 7. p. 13. U.S.A.
`
`"Network Management; LANBuym-s Guide: Network Nhnagement. Buyers Guide". IAN
`Magazine.Augu5t. 1992. Vol. 7'. No. 8. p. 188. U. S..A
`
`f'Anti-vims Company (321ij Polymorphic Breakthrough 0711082". Newsbytes News Network,
`luty to. 1992. USA.
`
`Schnaidt. Patricia. "Security: data security issucs; Lesson 44; Tutorial", IAN Magazine.
`March. 1992. U.S.A.
`
`Skulason, Fridrik, "For Programmers". Virus Bulletin. July 1990. pp. 10-11. Orton. England.
`
`
`
`1*».
`
`V9
`
`I I I I I I
`
`EXAMINER: Initial if references considered. whether or not citation is in conformance with MPEP 609: Draw
`
`line. through citation if not in confumiance and not considered. Include copy of this form withl next
`communication to an - licartt.
`Form PTO—FB-ABZO
`(also Form PTO-1449)
`
`20423421953454.0711
`
`SOPHOS
`EXHIBIT 1007 - PAGE 0007
`
`SOPHOS
`EXHIBIT 1007 - PAGE 0007
`
`
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