`571-272-7822
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` Paper 6
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` Entered: August 25, 2015
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`VOLKSWAGEN GROUP OF AMERICA, INC.,
`Petitioner,
`
`v.
`
`SIGNAL IP, INC.,
`Patent Owner.
`____________
`
`Case IPR2015-00968
`Patent 5,714,927 B1
`____________
`
`
`
`Before DONNA M. PRAISS, PETER P. CHEN, and
`JASON J. CHUNG, Administrative Patent Judges.
`
`CHUNG, Administrative Patent Judge.
`
`
`
`DECISION
`Denying Institution of Inter Partes Review
`37 C.F.R. § 42.108
`
`
`
`
`
`
`
`IPR2015-00968
`Patent 5,714,927 B1
`
`
`I.
`
`INTRODUCTION
`
`Petitioner, Volkswagen Group of America, Inc., filed a Petition
`
`requesting an inter partes review of claims 1, 2, and 6 of U.S. Patent No.
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`5,714,927 B1 (Ex. 1001, “the ’927 patent”). Paper 2 (“Pet.”). In response,
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`Patent Owner, Signal IP, Inc., filed a Preliminary Response. Paper 5
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`(“Prelim. Resp.”). We have jurisdiction under 35 U.S.C. § 314, which
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`provides that an inter partes review may not be instituted “unless . . . the
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`information presented in the petition . . . shows that there is a reasonable
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`likelihood that the petitioner would prevail with respect to at least 1 of the
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`claims challenged in the petition.”
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`For the reasons set forth below, we deny institution of inter partes
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`review of the ’927 patent.
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`A. Related Matters
`
`Petitioner indicates that the ’927 patent also has been asserted in the
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`following proceedings: Signal IP, Inc. v. Ford Motor Company, No. 2-14-
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`cv-13729 (E.D. Mich.); Signal IP, Inc. v. Mercedes-Benz USA, LLC et al.,
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`No. 2-14-cv-03109 (C.D. Cal.); Signal IP, Inc. v. Fiat USA, Inc. et al., No.
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`2-14-cv-13864 (E.D. Mich.); Signal IP, Inc. v. BMW of North America, LLC
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`et al., No. 2-14-cv-03111 (C.D. Cal.); Signal IP, Inc. v. Jaguar Land Rover
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`North America, LLC, No. 2-14-cv-03108 (C.D. Cal.); Signal IP, Inc. v.
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`Volkswagen Group of America, Inc. d/b/a Audi of America, Inc. et al., No. 2-
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`14-cv-03113 (C.D. Cal.); Signal IP, Inc. v. Porsche Cars North America,
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`Inc., No. 2-14-cv-03114 (C.D. Cal.); Signal IP, Inc. v. Volvo Cars of North
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`America, LLC, No. 2-14-cv-03107 (C.D. Cal.); Signal IP, Inc. v. Subaru of
`
`2
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`
`
`IPR2015-00968
`Patent 5,714,927 B1
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`America, Inc., No. 2-14-cv-02963 (C.D. Cal.); Signal IP, Inc. v. Nissan
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`North America, Inc., No. 2-14-cv-02962 (C.D. Cal.); Signal IP, Inc. v.
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`Mitsubishi Motors of America, Inc., No. 8-14-cv-00497 (C.D. Cal.); Signal
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`IP, Inc. v. Mazda Motor of America, Inc., No. 8-14-cv-00491 (C.D. Cal.);
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`Signal IP, Inc. v. Kia Motors America, Inc., No. 2-14-cv-02457 (C.D. Cal.);
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`and Signal IP, Inc. v. American Honda Motor Co., Inc. et al., No. 2-14-cv-
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`02454 (C.D. Cal.). Paper 3.
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`B. The ’927 Patent
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`The ’927 patent relates to side detection vehicle radar systems that
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`control an alarm or alert indicator to increase the perceived coverage of a
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`vehicle’s blind spot. Ex. 1001, 1:7–10. Figure 4 of the ’927 patent is
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`reproduced below.
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`
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`As illustrated in Figure 4 of the ’927 patent, the radar system on the
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`host vehicle 50 extends the perceived coverage of the vehicle’s blind spots
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`54, 62 by zone extensions 56, 64. Id. at 4:7–21. The system prevents or
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`minimizes radar signal dropouts due to signal flickers in order to improve
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`the zone of coverage in a vehicle side radar detection system and minimizes
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`3
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`IPR2015-00968
`Patent 5,714,927 B1
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`annoying alert activity when passing stationary or slow moving targets. Id.
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`at 2:10–15. The time of alert signal activation is measured and compared to
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`a threshold time. Id. at 2:16–17. When the alert time is greater than or
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`equal to the threshold time, a longer sustain time is applied to hold the alert
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`signal on, which bridges the dropout periods due to low radar signal
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`reflectivity. Id. at 2:25–28.
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`C. Illustrative Claim
`
`Claim 1 is the only independent claim challenged. Claims 2 and 6
`
`depend from claim 1. Claim 1, reproduced below, is illustrative.
`
`In a radar system wherein a host vehicle uses radar to
`1.
`detect a target vehicle in a blind spot of the host vehicle driver,
`a method of improving the perceived zone of coverage response
`of automotive radar comprising the steps of:
`determining the relative speed of the host and target
`vehicles;
`selecting a variable sustain time as a function of relative
`vehicle speed;
`detecting target vehicle presence and producing an alert
`command;
`activating an alert signal in response to the alert
`command;
`at the end of the alert command, determining whether the
`alert signal was active for a threshold time; and
`if the alert signal was active for the threshold time,
`sustaining the alert signal for the variable sustain time, wherein
`the zone of coverage appears to increase according to the
`variable sustain time.
`
`Ex. 1001, 5:28–6:2.
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`4
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`IPR2015-00968
`Patent 5,714,927 B1
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`
`D. Prior Art Relied Upon
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`
`
`Petitioner relies upon the following prior art references:
`
`
`Bernhard
`Bernhard GB1
`Pakett
`
`Fujiki
`
`
`US 5,521,579
`GB 2277653 A
`US 5,325,096
`US 4,053,026
`
`
`
`
`
`
`May 28, 1996
`Nov. 2, 1994
`June 28, 1994
`Oct. 11, 1977
`
`(Ex. 1003)
`(Ex. 1004)
`(Ex. 1005)
`(Ex. 1006)
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`E. Asserted Grounds of Unpatentability
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`Petitioner asserts the following ground of unpatentability:
`
`Challenged Claims
`
`Basis
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`References
`
`1, 2, and 6
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`§ 103(a) Bernhard, Pakett, Fujiki
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`II. ANALYSIS
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`A. Claim Construction
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`In an inter partes review, claim terms in an unexpired patent are given
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`their broadest reasonable construction in light of the specification of the
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`patent in which they appear. 37 C.F.R. § 42.100(b); see also In re Cuozzo
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`Speed Techs., LLC, No. 2014-1301, 2015 WL 4097949, at *7, 8 (Fed. Cir.
`
`2015) (“Congress implicitly approved the broadest reasonable interpretation
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`standard in enacting the AIA,” and “the standard was properly adopted by
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`PTO regulation.”). Under the broadest reasonable interpretation standard,
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`claim terms are given their ordinary and customary meaning as would be
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`understood by one of ordinary skill in the art in the context of the entire
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`
`1 Petitioner asserts that Bernhard GB “provides substantially the same
`teachings as Bernhard” and that the Petition includes parallel citations to
`Bernhard GB. Pet. 8 n.1. For purposes of this Decision, citations herein are
`to Bernhard only.
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`5
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`IPR2015-00968
`Patent 5,714,927 B1
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`disclosure. In re Translogic Tech., Inc., 504 F.3d 1249, 1257 (Fed. Cir.
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`2007).
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`Although the parties do not propose constructions for any specific
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`claim terms, we determine that it is necessary to construe the distinction, if
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`any, between “alert command” and “alert signal” recited in claim 1.
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`Although the doctrine of claim differentiation creates a presumption that
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`“alert command” and “alert signal” are different in scope, this presumption
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`can be overcome by written description or prosecution history. See
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`Seachange Int’l, Inc. v. C-Cor Inc., 413 F.3d 1361, 1369 (Fed. Cir. 2005).
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`In this case, the Specification of the ’927 patent refers to “alert commands”
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`as element 42 in Figure 3c and “alert signal” as element 46 in Figure 3d. Ex.
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`1001, 3:57–4:7. Figures 3c and 3d of the ’927 patent are reproduced below.
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`Figure 3c of the ’927 patent depicts the alert commands 42 as raw alert data.
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`The Specification of the ’927 patent further describes the relationship
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`between alert commands and alert signals as follows:
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`
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`Generally most or all of the gaps 44 [from the alert commands
`42] are removed and any remaining gaps 44 are minimized by
`this method which is especially successful at higher relative
`speeds where the target discrimination algorithm is most
`effective. At the same time, because of the sustaining effect,
`the sustained alert signal 46 is longer by a period 48 than the
`alert command, thereby extending the zone of coverage as
`perceived by the driver.
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`Ex. 1001, 3:67–4:7.
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`6
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`IPR2015-00968
`Patent 5,714,927 B1
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`Without a sustaining action the visual or audio alert signal will
`mimic the alert commands 42.
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`Id. at 3:61–62 (emphasis added).
`
`Accordingly, we construe “alert command” as raw alert data that is
`
`used to generate an “alert signal” and we construe “alert signal” as a signal
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`that provides a visual or audio alert to a driver.
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`B. Principles of Law
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`A patent claim is unpatentable under 35 U.S.C. § 103(a) if the
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`differences between the claimed subject matter and the prior art are such that
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`the subject matter, as a whole, would have been obvious at the time the
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`invention was made to a person having ordinary skill in the art to which said
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`subject matter pertains. KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406
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`(2007). The question of obviousness is resolved on the basis of underlying
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`factual determinations including: (1) the scope and content of the prior art;
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`(2) any differences between the claimed subject matter and the prior art;
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`(3) the level of ordinary skill in the art; and (4) objective evidence of
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`nonobviousness. Graham v. John Deere Co., 383 U.S. 1, 17–18 (1966).
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`In that regard, an obviousness analysis “need not seek out precise
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`teachings directed to the specific subject matter of the challenged claim, for
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`a court can take account of the inferences and creative steps that a person of
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`ordinary skill in the art would employ.” KSR, 550 U.S. at 418; see also
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`Translogic, 504 F.3d at 1259. A prima facie case of obviousness is
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`established when the prior art itself would appear to have suggested the
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`claimed subject matter to a person of ordinary skill in the art. In re Rinehart,
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`531 F.2d 1048, 1051 (CCPA 1976).
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`7
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`IPR2015-00968
`Patent 5,714,927 B1
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`The level of ordinary skill in the art is reflected by the prior art of
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`record. See Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001);
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`In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995); In re Oelrich,
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`579 F.2d 86, 91 (CCPA 1978).
`
`C. Claims 1, 2, and 6 Challenge Based on Prior Art
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`Petitioner asserts that claims 1, 2, and 6 are unpatentable under
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`35 U.S.C. § 103(a) as obvious over the combination of Bernhard, Pakett, and
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`Fujiki. Pet. 8. To support its contentions, Petitioner provides detailed
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`explanations as to how the prior art meets each claim limitation. Id. at 8–39.
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`Petitioner also relies upon a Declaration of Dr. David M. Bevly, who has
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`been retained as an expert witness by Petitioner for the instant proceeding.
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`Ex. 1002.
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`1. Bernhard (Exs. 1003 and 1004)
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`Bernhard, titled “Method for Providing Guiding Assistance for
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`Vehicle Changing Lane,” describes assisting a motor vehicle when changing
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`from a current lane to an adjacent lane. Ex. 1003, Abstract. Figure 7 of
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`Bernhard is reproduced below.
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`As shown in Figure 7 of Bernhard, the radar system VR of the vehicle
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`detects the current traffic situation and the system determines a simulation in
`8
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`IPR2015-00968
`Patent 5,714,927 B1
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`advance to decide if a lane change is possible. Id. at 6:51–55. Detecting the
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`current traffic situation includes calculating and measuring the distance and
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`speed of other vehicles. Id. at 6:55–7:42. If all the measured distances are
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`greater than the calculated safety distances, a possible lane change is
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`signaled. Id. at Abstract.
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`2. Pakett (Ex. 1005)
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`Pakett, titled “Smart Blind Spot Sensor,” describes sensing the
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`presence of obstacles in a vehicle’s blind spots and generating an indicator
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`signal notifying the vehicle operator of the presence of the obstacle. Ex.
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`1005, Abstract. The indicator may be an illuminated indicator or an audible
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`indicator. Id. A “persistence period” is the amount of time it takes the
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`vehicle with the mounted radar system to travel 15 feet. Id. at 6:43–46.
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`When an obstacle is first detected, CPU 31 waits throughout the persistence
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`period before responding, such that, during the persistence period, no
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`warnings are sent to the driver indicators. Id. at 6:46–51. After the
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`persistence period, a warning is sent to the driver indicators. Id. at 6:51–55.
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`3. Fujiki (Ex. 1006)
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`Fujiki, titled “Logic Circuit for an Automatic Braking System for a
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`Vehicle,” describes prolonging vehicle braking for a time or a distance. Ex.
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`1006, Abstract. The braking is prolonged to overcome multiple reflections
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`of a radar signal that falsely indicates momentary “safe” signals. Id. Figure
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`8 of Fujiki is reproduced below.
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`9
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`IPR2015-00968
`Patent 5,714,927 B1
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`
`
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`As illustrated in the flow chart of Figure 8 above, if the equations in stage 1
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`are satisfied, then the program goes to stage 2 to activate the braking system
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`and return to START. Ex. 1006, 5:49–55. When the equations are no
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`longer satisfied, the program proceeds to stage 3 and a determination is
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`made whether the brake system has just been activated. Id. at 5:55–57. If
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`the brake is on, the program proceeds to stage 4 where the braking system is
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`further activated for an additional time. Id. at 57–67.
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`4. Claim 1
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`Claim 1 recites “at the end of the alert command, determining whether
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`the alert signal was active for a threshold time.” As discussed in Section
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`II.A., supra, we construe “alert command” as raw alert data that is used to
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`generate an alert signal and “alert signal” as a visual or audio alert signal.
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`Petitioner alleges that Pakett and Fujiki teach the limitation “at the end of the
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`alert command, determining whether the alert signal was active for a
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`threshold time.” We are not persuaded that either Pakett or Fujiki teach or
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`suggest this limitation as properly construed.
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`The cited portions of Pakett relied upon by Petitioner teach that a
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`sample and hold circuit 23 outputs a signal to a low pass filter 27 that
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`10
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`IPR2015-00968
`Patent 5,714,927 B1
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`removes high-frequency components. Pet. 20–21, 32; Ex. 1002 ¶ 14; Ex.
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`1005, 5:14–31. Further, the cited portions of Pakett relied upon by
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`Petitioner teach that the low pass filter 27 then outputs a signal to a square
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`wave generator 29 that generates a square wave transition when an obstacle
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`has been detected, which Petitioner maps to the limitation “at the end of the
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`alert command, determining whether the alert signal was active for a
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`threshold time” as recited in claim 1. Pet. 20–21, 32; Ex. 1002 ¶ 14; Ex.
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`1005, 5:14–31; 5:37–39. We are not persuaded that Pakett’s sample and
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`hold circuit 23, low pass filter 27, and square wave generator 29 teach or
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`suggest “at the end of the alert command, determining whether the alert
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`signal was active for a threshold time” (emphasis added).
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`Petitioner additionally relies on another section of Pakett to map to the
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`aforementioned limitation. Pet. 32–33. Specifically, the cited portions of
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`Pakett relied upon by Petitioner teach when an obstacle is detected, a CPU
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`34 waits a persistence period before responding to additional transitions,
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`which Petitioner maps to the limitation “at the end of the alert command,
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`determining whether the alert signal was active for a threshold time” as
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`recited in claim 1. Pet. 32–33; Ex. 1002, ¶ 13; Ex. 1005, 6:43–56. We are
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`not persuaded the cited portion of Pakett teaches or suggests “at the end of
`
`the alert command, determining whether the alert signal was active for a
`
`threshold time” (emphasis added) because Pakett states “[d]uring the
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`persistence period, no warnings are sent to the driver indicators” (emphasis
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`added). Ex. 1005, 6:43–56. Pakett merely teaches alert commands (e.g.,
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`raw alert data that is used to generate an alert signal as construed in Section
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`II.A., supra) being active during the persistence period because Pakett
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`11
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`IPR2015-00968
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`teaches an alert signal (e.g., a visual or audio alert signal as construed in
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`Section II.A., supra) cannot be active during the persistence period. Id.
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`Petitioner also relies on Fujiki for teaching the limitation “at the end
`
`of the alert command, determining whether the alert signal was active for a
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`threshold time” as recited in claim 1. The cited portions of Fujiki relied
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`upon by Petitioner teach if the equations in stage 1 are satisfied, then the
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`program goes to stage 2 and the braking system is activated and returns to
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`START until the equations at stage 2 are no longer satisfied. Pet. 33; Ex.
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`1006, 5:49–55. When the equations at stage 2 are no longer satisfied, the
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`program proceeds to stage 3, and a determination is made whether the brake
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`system has just been activated. Petitioner maps this teaching to the
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`limitation “at the end of the alert command, determining whether the alert
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`signal was active for a threshold time” as recited in claim 1. Pet. 33; Ex.
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`1006, 5:55–57. We are not persuaded that determining whether a brake
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`system has been activated, as disclosed in Fujiki, teaches or suggests “at the
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`end of the alert command, determining whether the alert signal was active
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`for a threshold time” as recited in claim 1 (emphasis added).
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`5. The Combination of Bernhard, Pakett, and Fujiki
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`Petitioner contends that the combination of Bernhard, Pakett, and
`
`Fujiki teaches all of the limitations of claims 1, 2, and 6 rendering the claims
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`unpatentable under 35 U.S.C. § 103(a). Pet. 16–37. Petitioner argues “it
`
`was well known at the time the ’927 patent was filed to combine the features
`
`of the object detection systems of Pakett and Fujiki with the object detection
`
`systems used in Bernhard” for the following reasons:
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`12
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`IPR2015-00968
`Patent 5,714,927 B1
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`[E]ach of Bernhard, Pakett, and Fujiki describe radar systems
`for detecting obstacles in the vicinity of a vehicle, and
`controlling warning systems to alert the driver to the presence
`of the detected obstacles.
`
`Id. at 37.
`
`Fujiki applies the same principles [as the ’927 patent] in
`sustaining the alert condition, i.e., sustaining the brakes, for a
`sustain time that varies as a function of relative vehicle speed.
`
`Id. at 38 (citing Ex. 1002 ¶¶ 16–18).
`
`It would have been obvious to modify radar-based object
`detection systems . . . such as described by Bernhard, with the
`sustained alerts of Pakett and Fujiki, and more particularly, the
`alert sustained as a function of relative vehicle speed of Fujiki,
`to ensure that the alert condition is only released under safe
`conditions.
`
`Id. at 39.
`
`Patent Owner argues that Petitioner’s assertion it would have been
`
`obvious to combine the references does not attempt to “explain why this is
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`so and does not even articulate what the person of ordinary skill in the art
`
`would understand from the combination of references being proposed.”
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`Prelim. Resp. 22. The Petition is said to “merely catalog[] the parts of the
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`claims and attempt[s] to provide an index as to where those disparate parts
`
`may be found in the cited references.” Id. at 23. Patent Owner further
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`argues that the combination of Bernhard, Pakett, and Fujiki would lead to a
`
`different result than the ’927 patent claims and, specifically
`
`result in a system in which a radar system (perhaps, for sake of
`argument, used to detect objects in a vehicle’s blind-spot) uses
`one or more techniques (e.g., measurements of Doppler shift as
`taught by Pakett) to detect objects in adjacent lanes and the like,
`and which employs a “persistence period” (as taught by Pakett)
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`during which no warnings are provided to a driver so as to filter
`out stationary objects or other objects deemed to be of no
`interest. After the expiration of a persistence period, the system
`would, if an alert indication has been activated, check to see
`whether or not the “warning has been on display for more than
`one second without being reactivated.” If so the system would
`cease displaying the warning. However, in all instances when
`an alert was displayed, regardless of how long it was displayed,
`the system would maintain the alert indication, as taught by
`Fujiki. Such a system is manifestly different from that recited
`in claim 1 of the ’927 Patent.
`
`Id. at 14–18 (footnotes and citations omitted).
`
`We agree with Patent Owner. An invention “composed of several
`
`elements is not proved obvious merely by demonstrating that each of its
`
`elements was, independently, known in the prior art.” KSR, 550 U.S. at 418.
`
`A determination of unpatentability on a ground of obviousness, must also
`
`include “‘articulated reasoning with some rational underpinning to support
`
`the legal conclusion of obviousness.’” Id. (quoting In re Kahn, 441 F.3d
`
`977, 988 (Fed. Cir. 2006)). The obviousness evaluation “should be made
`
`explicit,” and it “can be important to identify a reason that would have
`
`prompted a person of ordinary skill in the relevant field to combine the
`
`elements in the way the claimed new invention does.” Id.
`
`Rather than articulated reasoning with rational underpinnings as to
`
`why one of ordinary skill in the art would have looked to Bernhard and
`
`Pakett’s alerting system when an obstacle is detected in a blind spot with
`
`Fujiki’s braking system, Petitioner has provided only conclusory motivation
`
`contentions. Petitioner’s argument lacks any reason, absent impermissible
`
`hindsight, why one of ordinary skill in the art would have equated Fujiki’s
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`sustaining the brakes with Bernhard and Pakett’s sustaining an alert to arrive
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`at the claimed invention. See, e.g., Pet. 38 (“Like the ’927 patent addresses
`
`this problem by sustaining the alert as a function of relative vehicle speed,
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`Fujiki applies the same principles in sustaining the alert condition, i.e.,
`
`sustaining the brakes, for a sustain time that varies as a function of relative
`
`vehicle speed.”). As discussed in Sections II.C.1 and II.C.2., supra,
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`Bernhard and Pakett each pertain to an alert system when obstacles are
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`detected in blind spots. Fujiki, on the other hand, pertains to a braking
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`system and does not mention or otherwise relate to blind spots.
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`Accordingly, Petitioner’s rationale is premised on a “bare recitation of
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`disparate claim elements scattered throughout multiple prior art references
`
`stitched together with flawed logic and unsound conclusions.” Prelim. Resp.
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`23.
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`Moreover, Pakett teaches if a displayed warning has been displayed
`
`for more than one second without reactivation, CPU 31 causes the warning
`
`to cease being displayed. Ex. 1005, 7:64–8:10. In contrast, Fujiki teaches a
`
`braking system that extends the braking time of a brake regardless of
`
`whether a threshold time has been reached. Ex. 1006, 5:52–67; Fig. 8.
`
`Pakett’s alert signal displaying for an additional one second is thus
`
`conditioned on receiving an activation signal one second earlier, whereas
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`Fujiki extends the braking time of a brake regardless of any condition (e.g.,
`
`threshold time) being reached. Ex. 1005, 7:64–8:10; Ex. 1006, 5:52–67; Fig.
`
`8.
`
`Petitioner’s excerpts from Bernhard, Pakett, and Fujiki about radar-
`
`systems are generic and bear no relation to any specific combination of prior
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`art elements. Specifically, Petitioner “fails to explain why a person of
`
`ordinary skill in the art would have combined elements from specific
`
`references in the way the claimed invention does.” ActiveVideo Networks,
`
`Inc. v. Verizon Commc’ns, Inc., 694 F.3d 1312, 1328 (Fed. Cir. 2012).
`
`Thus, we are not persuaded that the Petition demonstrates a reasonable
`
`likelihood that Petitioner would prevail in establishing unpatentability of
`
`claims 1, 2, and 6.
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`III. CONCLUSION
`
`For the foregoing reasons, we are not persuaded the information
`
`presented in the Petition establishes a reasonable likelihood that Petitioner
`
`would prevail in establishing unpatentability of claims 1, 2, and 6 as obvious
`
`over Bernhard, Pakett, and Fujiki.
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`IV. ORDER
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`For the foregoing reasons, it is
`
`ORDERED that the Petition is denied as to all challenged claims and
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`no trial is instituted.
`
`16
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`
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`IPR2015-00968
`Patent 5,714,927 B1
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`PETITIONER:
`
`Michael Lennon
`Clifford Ulrich
`Michelle Carniaux
`Kenyon & Kenyon LLP
`ptab@kenyon.com
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`
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`PATENT OWNER:
`
`Tarek Fahmi
`Ascenda Law Group, PC
`tarek.fahmi@ascendalaw.com
`
`17