`Filed: April 6, 2016
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`
`INNOPHARMA LICENSING, INC., INNOPHARMA LICENSING LLC,
`INNOPHARMA INC., INNOPHARMA LLC,
`MYLAN PHARMACEUTICALS INC., and MYLAN INC.,
`LUPIN LTD., and LUPIN PHARMACEUTICALS, INC.,
`Petitioners,
`
`v.
`
`SENJU PHARMACEUTICAL CO., LTD.
`Patent Owner.
`__________________
`Case IPR2015-00903 (Patent 8,129,431 B2)1
`__________________
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`
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`PATENT OWNER’S OPPOSITION TO PETITIONER’S MOTION TO
`EXCLUDE
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`
`
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`
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`1 IPR2015-01871 has been joined with this proceeding.
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`
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`
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`
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`I.
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`II.
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`Case IPR2015-00903
`U.S. Patent 8,149,431
`
`TABLE OF CONTENTS
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`Introduction ...................................................................................................... 1
`
`The Board Should Deny Petitioner’s Request To Exclude Portions of
`Dr. Laskar’s Testimony (EX2272) and Exhibits Discussed Therein
`(EX2266-EX2268) ........................................................................................... 2
`
`A.
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`B.
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`C.
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`D.
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`Patent Owner’s Actions Are Not Contrary to the Board’s Order
`of March 21, 2016 ................................................................................. 2
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`Patent Owner’s Properly Used EX2266-EX2268 to Examine
`the Veracity and Credibility of Dr. Laskar’s Opinions ......................... 3
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`Patent Owner’s Properly Cited EX2267 in Support of Its
`Motion to Exclude Dr. Laskar’s Reply Declaration Under FRE
`702 ......................................................................................................... 4
`
`EX2266-EX2268 Should Not Be Excluded as Inadmissible
`Hearsay .................................................................................................. 5
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`III. Conclusion ....................................................................................................... 7
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`ii
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`Case IPR2015-00903
`U.S. Patent 8,149,431
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`Introduction
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`
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`
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`I.
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`Patent Owner respectfully opposes Petitioner’s motion to exclude certain
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`exhibits and testimony properly used by Patent Owner to challenge the scope of
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`Dr. Laskar’s opinion during his reply cross-examination (EX2272 at 119:7-121:12,
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`127:18-129:1, 141:7-145:21, 134:13-139:19, 177:3-179:15, and 183:5-17; and
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`EX2266-EX2268). Petitioner’s arguments lack merit, and none of these exhibits
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`should be excluded.
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`
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`The party moving to exclude evidence bears the burden to establish that it is
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`entitled to the relief requested—namely, that the material sought to be excluded is
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`inadmissible under the Federal Rules of Evidence. See 37 C.F.R. §§ 42.20(c),
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`42.62(a). A motion to exclude may not be used to challenge the sufficiency of the
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`evidence to prove a particular fact. Office Patent Trial Practice Guide, 77 Fed.
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`Reg. 48765, 48767 (Aug. 14, 2012). It is within the Board’s discretion to assign
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`the appropriate weight to be accorded the evidence. Id.; see also, e.g., In re Am.
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`Acad. of Sci. Tech. Ctr., 367 F.3d 1359, 1368 (Fed. Cir. 2004). As discussed
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`below, Petitioner has failed to establish entitlement to exclusion. Patent Owner
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`respectfully requests that the Board deny Petitioner’s motion to exclude.
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`1
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`
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`II. The Board Should Deny Petitioner’s Request To Exclude Portions of
`Dr. Laskar’s Testimony (EX2272) and Exhibits Discussed Therein
`(EX2266-EX2268)
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`Case IPR2015-00903
`U.S. Patent 8,149,431
`
`
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`As discussed in Patent Owner’s Motion to Exclude, during the Reply stage
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`of these proceedings, Petitioner has gone beyond the scope of the original petition.
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`Paper 59. A petitioner should not be permitted to go beyond the scope of its
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`Petition, introduce wholly new arguments, and then protest when the patent owner
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`cross examines a petitioner’s expert witness to establish that a new argument is
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`beyond the scope. If such actions were permissible, then petitioners would be
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`incentivized to add new arguments at the Reply stage, and patent owners would not
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`have an effective means—cross examination and the related Observations—to
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`explore the bounds of the new argument and show that the new argument is
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`impermissible. This would nullify one major purpose of the cross-examination
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`following a reply declaration. Here, there was nothing improper about Patent
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`Owner’s use of EX2266-2268 during Dr. Laskar’s cross examination, and nothing
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`warrants exclusion of Dr. Laskar’s cross examination testimony.
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`A.
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`Patent Owner’s Actions Are Not Contrary to the Board’s Order
`of March 21, 2016
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`
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`After Petitioner’s March 18, 2016 Reply was filed, Patent Owner emailed
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`the Board, objecting that Petitioner had included new exhibits, including the
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`Laskar reply declaration, raising new arguments outside the scope of the Petition
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`2
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`
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`and Patent Owner’s Response, and Patent Owner requested a surreply. (EX1154 at
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`Case IPR2015-00903
`U.S. Patent 8,149,431
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`2.) The Board denied the request for a surreply, but stated:
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`The Board will determine whether, under 37 C.F.R. § 42.23(b),
`Petitioner’s Reply briefs, and related evidence, are outside the
`scope of a proper reply and evidence, when the panel reviews
`the record and prepares any final written decision in connection
`with these proceedings. If there are improper arguments or
`evidence, or both, presented with the Reply briefs, the panel
`may exclude such argument and related evidence.
`EX1154 at 1 (emphasis added). Thus, while the Board did not permit a surreply,
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`the Board did not in any way restrict Patent Owner’s ability to cross-examine Dr.
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`Laskar or move to exclude Petitioner’s out-of-scope reply and evidence.
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`B.
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`Patent Owner’s Properly Used EX2266-EX2268 to Examine the
`Veracity and Credibility of Dr. Laskar’s Opinions
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`
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`Accordingly, at Dr. Laskar’s deposition, Patent Owner properly used
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`EX2266-EX2268 to question the veracity and credibility of Dr. Laskar’s opinions
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`and to illustrate that Dr. Laskar’s opinions are in fact new. See Fed. R. Evid. 703
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`(experts can base opinions on facts or data expert has been made aware of even if
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`not admissible). Indeed, Advisory Committee Notes to Rule 703 makes clear that
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`one source contemplated by the rule consists of presentation of data to the expert
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`outside the court and other than by his own perception, e.g., an expert basing his
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`opinion on statements from other experts, which would only be admissible in
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`3
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`
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`evidence with the expenditure of substantial time in producing and examining an
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`Case IPR2015-00903
`U.S. Patent 8,149,431
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`authenticating witness. Pub. L. 93-595, §1, Jan. 2, 1975, 88 Stat. 1937; Mar. 2,
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`1987, eff. Oct. 1, 1987; Apr. 17, 2000, eff. Dec. 1, 2000; Apr. 26, 2011, eff. Dec. 1,
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`2011. As such, it was not improper of Patent Owner to test the veracity of Dr.
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`Laskar’s opinions with EX2266-EX2268, regardless of whether EX2266-EX2268
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`are admissible.2
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`C.
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`Patent Owner’s Properly Cited EX2267 in Support of Its Motion
`to Exclude Dr. Laskar’s Reply Declaration Under FRE 702
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`
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`Patent Owner properly cited EX2267 to support its motion to exclude. In
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`objections filed and served March 25, 2016, Patent Owner timely objected to
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`portions of Dr. Laskar’s reply declaration, EX1104, among others, because Dr.
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`Laskar showed a complete lack of expertise in organic or medicinal chemistry and
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`thus was not qualified to form an opinion in this proceeding. Paper No. 56. Patent
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`Owner then properly moved to exclude Dr. Laskar’s opinions and testimony
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`regarding any issue of organic or medicinal chemistry. Paper No. 59. In the
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`Motion to Exclude, Patent Owner cited EX2267 in connection with Patent Owner’s
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`2 For at least these reasons, the Board should not entertain the unprofessional
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`attacks that Petitioner repeatedly makes in its motion against Patent Owner.
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`Petitioner’s unprincipled rhetoric, including unwarranted allegations of “egregious
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`behavior” and “abusive conduct,” has no proper place in these proceedings.
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`4
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`position that Dr. Laskar is unqualified to offer opinions regarding organic or
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`Case IPR2015-00903
`U.S. Patent 8,149,431
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`medicinal chemistry, specifically highlighting Dr. Laskar’s lack of expertise as
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`compared to that of Dr. Davies. Paper No. 59 at 5-6.
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`D. EX2266-EX2268 Should Not Be Excluded as Inadmissible
`Hearsay
`Petitioner cites Google, Inc. v. Meiresonne, IPR2014-01188, Paper No. 38
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`
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`(PTAB Jan. 20, 2016)3 in connection with its argument that EX2266-EX2268
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`should be excluded as hearsay. In Google, two web page exhibits contained
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`statements made by a Google employee against Google. Id. at 10. The Board in
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`fact noted those statements are not hearsay under Fed. R. Evid. 801(d)(2). Id.
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`Similarly, EX2266 and EX2268, deposition transcripts of Petitioner InnoPharma’s
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`experts Dr. Heathcock and Dr. Cykiert in the parallel district court litigations, are
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`not hearsay under Fed. R. Evid. 801(d)(2). These statements offered against
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`InnoPharma (a) were made by in an individual on behalf of InnoPharma in a
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`representative capacity; (b) are statements that InnoPharma manifested that it
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`adopted or believed to be true; (c) were made by a person whom InnoPharma
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`authorized to make a statement on the subject; and (d) were made by InnoPharma’s
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`agent on a matter within the scope of that relationship and while it existed. Id.
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`Thus, EX2266 and EX2268 are not inadmissible hearsay.
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`3 Petitioner cites Paper No. 37, not Paper No. 38, but that appears to be an error.
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`5
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`In addition, the sworn declaration of Dr. Davies, dated February 15, 2016
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`Case IPR2015-00903
`U.S. Patent 8,149,431
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`(EX2267), should not be excluded under FRE 807, in view of its guarantees of
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`trustworthiness. See FRE 807(a)(1). Further, Patent Owner offers EX2267 as
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`evidence of material fact—the inaccuracy of Dr. Laskar’s new opinion that
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`tyloxapol allegedly is an antioxidant in ophthalmic solutions. Moreover, in light of
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`the Board’s denial of Patent Owner’s request for a surreply to Petitioner’s new
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`argument on antioxidant chemistry, EX2267 “is more probative” on the issue of
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`the veracity of Dr. Laskar’s opinions on antioxidant chemistry than “any other
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`evidence that the proponent can obtain” at this stage of these proceedings. See
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`FRE 807(a)(2)-(3). Furthermore, admitting EX2267 is in the interest of justice, as
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`to ensure that only testimony of qualified experts is admitted. See Sundance, Inc.
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`v. DeMonte Fabricating Ltd., 550 F.3d 1356, 1362 (Fed. Cir. 2008). Thus,
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`EX2267 should not be excluded as hearsay. FRE 807.
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`
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`In sum, Patent Owner’s reliance on EX2266-EX2268 is not in violation of
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`the Board’s email of March 21, 2016. None of the exhibits is inadmissible
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`hearsay. Instead, Patent Owner should be permitted to use these exhibits to test the
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`veracity and credibility of Dr. Laskar’s opinions (and his underlying expertise in
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`the subject matter) and to rely on EX2267 in its Motion to Exclude Dr. Laskar’s
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`testimony under FRE 702. For all of these reasons, the Board should deny
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`Petitioner’s request to exclude these Exhibits.
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`6
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`III. Conclusion
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`Case IPR2015-00903
`U.S. Patent 8,149,431
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`For at least the foregoing reasons, Patent Owner respectfully requests that
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`the Board deny Petitioner’s motion to exclude EX2266-EX2268.
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`
`By: /Bryan C. Diner/
`Bryan C. Diner, Lead Counsel
`Reg. No. 32,409
`Lead Counsel for Patent Owner
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`
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`Date: April 6, 2016
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`7
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`Case IPR2015-00903
`U.S. Patent 8,149,431
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`CERTIFICATE OF SERVICE
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`The undersigned hereby certifies that a copy of the foregoing PATENT
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`
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`
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`OWNER’S OPPOSITION TO PETITIONER’S MOTION TO EXCLUDE,
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`was served on April 6, 2016 via email to the following counsel of record for the
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`Petitioner at the following:
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`Jitendra Malik, Ph.D
`Jitty.malik@alston.com
`
`Bryan Skelton, Ph.D.
`Bryan.skelton@alston.com
`
`Lance Soderstrom
`Lance.soderstrom@alson.com
`
`Hitetada James Abe
`James.abe@alston.com
`
`Joseph M. Janusz
`Joe.janusz@alston.com
`
`Deborah Yellin
`dyellin@crowell.com
`
`Jonathan Lindsay
`jlindsay@crowell.com
`
`Shannon Lentz
`slentz@crowell.com
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`
`Dated: April 6, 2016
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`
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`
`
`/Ashley F. Cheung/
`Ashley F. Cheung
`Case Manager
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, LLP
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`
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`8
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