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` UNITED STATES PATENT AND TRADEMARK OFFICE
`
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
` __________
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`GOOGLE, INC., APPLE, INC.,
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`SAMSUNG ELECTRONICS AMERICA, INC., and
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`SAMSUNG ELECTRONICS CO., LTD.,
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` Petitioners
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` v.
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`AMERICAN NAVIGATION SYSTEMS, INC.,,
`
` Patent Owner
`
` _________
`
` Case IPR2015-00851
`
` Patent 5,902,347
`
` __________
`
` DEPOSITION OF MR. JAY BHATIA
`
` APRIL 14TH, 2016
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` TAMPA, FLORIDA
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`PAGES 1 - 156
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`Exhibit 1022
`Google et al. v. American Navigation
`IPR2015-00851
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`
`
`Jay Bhatia
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` DEPOSITION OF MR. JAY BHATIA
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` taken on behalf of Petitioners
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` DATE: April 14th, 2016
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` TIME: 9:02 a.m. to 3:08 p.m.
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` PLACE: Fee & Jeffries
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` 1227 North Franklin Street
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` Tampa, Florida 33602
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` BEFORE: Dawn A. Hillier, RMR, CRR, CLR
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` Notary Public - State of
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` Florida, at Large
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`A P P E A R A N C E S :
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`Jay Bhatia
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`A T T O R N E Y S F O R P E T I T I O N E R S
` D A V I D S . A L M E L I N G , E S Q U I R E
` O ' M E L V E N Y & M Y E R S , L L P
` T w o E m b a r c a d e r o C e n t e r , 2 8 t h F l o o r
` S a n F r a n c i s c o , C a l i f o r n i a 9 4 1 1 1 - 3 8 2 3
` ( 4 1 5 ) 9 8 4 - 8 9 5 9
` d a l m e l i n g @ o m m . c o m
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` M I C H A E L H A W K I N S , E S Q U I R E
` F I S H & R I C H A R D S O N
` 3 2 0 0 R B C P l a z a
` 6 0 S o u t h S i x t h S t r e e t
` M i n n e a p o l i s , M i n n e s o t a 5 5 4 0 2
` ( 6 1 2 ) 3 3 7 - 2 5 6 9
` h a w k i n s @ f r . c o m
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` M I C H A E L D . J A Y , E S Q U I R E
` B O I E S , S C H I L L E R & F L E X N E R , L L P
` 4 0 1 W i l s h i r e B o u l e v a r d , S u i t e 8 5 0
` S a n t a M o n i c a , C a l i f o r n i a 9 0 4 0 1
` ( 3 1 0 ) 7 5 2 - 2 4 0 0
` m j a y @ b s f l l p . c o m
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`A T T O R N E Y S F O R P A T E N T O W N E R
` A N T O N H O P E N , E S Q U I R E
` A U B R I Y L Y T V Y N , E S Q U I R E
` N I C H O L A S R . P F E I F E R , E S Q U I R E
` S M I T H & H O P E N
` 1 8 0 P i n e A v e n u e N o r t h
` O l d s m a r , F l o r i d a 3 4 6 7 7
` ( 8 0 0 ) 8 0 7 - 3 5 3 1
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` INDEX
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`Jay Bhatia
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` PAGE
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`WITNESS - JAY BHATIA
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`DIRECT EXAMINATION BY MR. ALMELING 5
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`CROSS EXAMINATION BY MR. PFEIFER 142
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`REDIRECT EXAMINATION BY MR. ALMELING 147
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` EXHIBITS
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`Exhibit 1018 Workshare Comparison, 43
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` Muller/Bhatia
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`Exhibit 1019 Workshare Comparison 45
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` Israni/Bhatia
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`Exhibit 1020 Webster's Encyclopedic 85
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` Unabridged Dictionary, definition of
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` project
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`Exhibit 1021 The American Heritage 86
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` Dictionary, definition of project
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`Jay Bhatia
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` JAY BHATIA,
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`was called as a witness and having first been duly
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`sworn, was examined and testified as follows:
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` DIRECT EXAMINATION
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`BY MR. ALMELING:
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` Q Per agreement between the parties, there will 09:02:42
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`be one transcript today. And that transcript will be 09:02:44
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`applicable in both IPR2015-00849 and 2015-00851, will 09:02:48
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`apply to both of those as if it was taken in them. 09:03:01
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` Please state your full name, sir. 09:03:04
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` A My name is Jay Bhatia, B as in boy, h-a-t, as 09:03:05
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`in Tom, i-a. 09:03:09
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` Q Please state your home address. 09:03:11
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` A 311 Depot Road, D-e-p-o-t, Boxborough, 09:03:13
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`B-o-x-b-o-r-o-u-g-h, Massachusetts, 01719. 09:03:18
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` Q Please state your work address. 09:03:24
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` A 311 Depot Road, Boxborough, Massachusetts, 09:03:26
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`01719. 09:03:29
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` Q Do you understand that you're under oath? 09:03:32
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` A Yes, sir. 09:03:33
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` Q Is there any reason that you cannot give 09:03:34
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`truthful and accurate testimony today? 09:03:35
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` A No, sir. 09:03:37
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` Q To ensure clarity throughout the deposition, I 09:03:38
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`want to define several terms upfront that I will use. 09:03:40
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`When I use the term "patent owner" or "AmNav," I'm 09:03:44
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`referring to American Navigation Systems, Inc. 09:03:48
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` Do you understand? 09:03:51
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` A I do. 09:03:51
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` Q When I use the term "Samsung," I'm referring 09:03:55
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`to Samsung Electronics Co., Ltd., and Samsung 09:03:57
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`Electronics America, Incorporated. 09:04:00
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` Do you understand? 09:04:02
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` A Yes, I do. 09:04:03
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` Q When I use the term "Google," I'm referring to 09:04:05
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`Google, Inc. 09:04:08
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` Do you understand? 09:04:09
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` A Yes, sir. 09:04:10
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` Q When I use the term "Apple," I'm referring to 09:04:10
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`Apple, Inc. 09:04:13
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` Do you understand? 09:04:14
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` A Yes. 09:04:14
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` Q When I use the term "petitioners," I'm 09:04:15
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`referring to Samsung, Google, and Apple. 09:04:16
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` Do you understand? 09:04:20
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` A Yes. 09:04:20
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` Q When I use the term "these IPRs," I'm 09:04:20
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`referring to both IPRs that petitioner filed regarding 09:04:23
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`the '347 patent. 09:04:28
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` Do you understand? 09:04:30
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` A Yes. 09:04:30
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` Q When I use the acronym "POSITA," I'm referring 09:04:32
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`to a person of ordinary skill in the art at the time of 09:04:36
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`the alleged invention. 09:04:39
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` Do you understand? 09:04:40
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` A Yes. 09:04:41
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` Q POSITA is spelled P-o-s-i-t-a. 09:04:42
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` Please describe how you prepared for today's 09:04:49
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`deposition. 09:04:51
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` A So, I read all the documents that are in 09:04:51
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`question. I met with the counsels. And we had 09:04:55
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`discussions yesterday. 09:05:03
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` Q Approximately how long did you meet with 09:05:04
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`counsel? 09:05:06
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` A Seven or eight hours. 09:05:08
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` Q And you said you reviewed the documents in 09:05:11
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`question. Are you referring to the documents you've 09:05:14
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`identified in your materials-considered list or any 09:05:17
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`other documents? 09:05:20
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` A At least the materials-considered list. 09:05:21
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` Q What additional materials did you review 09:05:24
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`yesterday that are not identified on the 09:05:27
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`materials-considered list in your declarations in these 09:05:28
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`IPRs? 09:05:32
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` A Yesterday? None. 09:05:33
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` Q Not limiting my answer to yesterday, what 09:05:34
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`materials have you reviewed, either for purposes of 09:05:39
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`preparing your deposition or preparing your testimony 09:05:42
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`today, that are not included within the 09:05:46
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`materials-considered list of your two declarations? 09:05:49
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` A I looked at my resume, and I also looked at 09:05:53
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`the cases that I have worked with. And I looked at some 09:05:57
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`of the invoices that I have raised for the case. 09:06:00
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` Q Anything else? 09:06:07
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` A That's it. 09:06:07
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` Q When you say "the cases that I've worked 09:06:09
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`with," you're referring to previous cases on which you 09:06:11
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`have served as an expert? 09:06:14
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` A That is correct. 09:06:15
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` Q As part of your preparation to testify today, 09:06:16
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`did you do any independent searches such as online 09:06:23
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`searches? 09:06:27
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` A As part of the -- I had looked at for the, you 09:06:29
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`know, definitions, and yes, I did. 09:06:31
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` Q And can you please describe what searches you 09:06:34
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`performed in order to prepare to testify today? 09:06:37
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` A As I sit here today? At least the one that I 09:06:40
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`recall were the -- as part of preparing my declaration, 09:06:42
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`I had looked at various terms that I used, so I referred 09:06:47
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`to dictionaries available. 09:06:53
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` Q Did you review any dictionary definitions that 09:06:57
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`you did not subsequently cite in either of your 09:06:59
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`two declarations? 09:07:03
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` A Not that I sit here, can I recall. 09:07:04
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` Q You are not named on any patents regarding 09:07:07
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`navigation systems; correct? 09:07:18
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` A That is correct. 09:07:20
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` Q You have not worked at a company that has 09:07:21
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`manufactured navigation systems; correct? 09:07:23
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` A That is correct. 09:07:26
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` Q You have not received any formal training 09:07:27
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`regarding navigation systems; correct? 09:07:30
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` A I wouldn't say that -- 09:07:33
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` Q What -- 09:07:36
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` A -- because navigation is a broad material. It 09:07:36
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`includes indexing. It includes retrieving data. So the 09:07:39
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`underlying technologies in navigation is to seek data, 09:07:45
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`to seek specific amount of data, to identify a location, 09:07:51
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`and then display that. 09:07:55
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` So I have worked on several individual 09:07:58
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`projects that use those technologies. 09:08:02
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` Q You understand that the '347 patent relates to 09:08:10
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`a particular navigation system; correct? 09:08:13
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` A '347 describes a way of using, in a displaying 09:08:16
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`map that includes the -- some of the technologies that I 09:08:23
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`referenced before. 09:08:26
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` Q And I want to talk about those technologies 09:08:27
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`because you seem to make a distinction between 09:08:29
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`technologies for navigation and underlying technologies 09:08:32
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`that enable technologies for navigation. 09:08:35
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` Focusing just on technologies for navigation, 09:08:38
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`have you received any formal training regarding 09:08:41
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`navigation systems? 09:08:44
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` A I will say yes, because I have worked on, you 09:08:45
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`know, computer graphics, the indexing. I have worked 09:08:48
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`with -- I have had the formal training in my master's 09:08:50
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`degree for, you know, how to index a file and how to 09:08:55
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`optimally compress and how to display. 09:08:58
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` So those are the technologies. Whether you 09:09:01
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`call them as underlying or related, they are the one 09:09:04
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`that are used in navigation. 09:09:07
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` Q Please provide your understanding of what 09:09:20
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`qualifies as a navigation system. 09:09:22
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` A So, again, it's a broad term. So navigation 09:09:26
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`typically to me would mean that it could have the 09:09:30
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`ability to identify a location, ability to then access 09:09:34
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`the data related to that location. 09:09:41
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` That could include cartographic maps. It 09:09:45
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`could include the places of interest. So various 09:09:49
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`related data needs to be accessed. 09:09:52
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` And it also includes identifying, you know, 09:09:54
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`understanding the routing and the optimal place of -- 09:10:00
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`optimal way of routing the -- from the point from A to 09:10:02
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`B. 09:10:10
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` Q Are you familiar with various routing 09:10:10
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`algorithms in the art? 09:10:12
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` A I'm generally familiar with the routing 09:10:16
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`algorithms. 09:10:16
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` Q Please identify each routing algorithm of 09:10:18
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`which you're aware. 09:10:22
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` A So what you could do is you could identify 09:10:22
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`your source to destination and then look at all the 09:10:24
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`available alternatives and find the optimal path. And 09:10:28
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`within that -- that's the overall intent. 09:10:31
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` And then within that, there are several 09:10:34
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`different ways that you could do. You could find, you 09:10:36
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`know, predetermined paths that are far well known and 09:10:39
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`then build around it for the end miles, the last twins. 09:10:43
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` You could also take the two points and find 09:10:49
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`all the port possible -- that's the worst case -- all 09:10:54
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`possible opportunities to traverse from A to B, and then 09:10:58
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`look at what is the most optimal. 09:11:00
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` Or as I said, that, you know, you look at 09:11:04
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`segments that are predetermined that if I'm going from A 09:11:09
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`to B, I would take this, and then you can categorize or 09:11:15
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`identify within those segments. 09:11:18
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` Q You identified three elements of a navigation 09:11:20
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`system: One, identifying location; two, accessing data 09:11:22
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`for the location; and three, optimal routing. 09:11:25
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` You've given me examples of optimal routing. 09:11:28
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`I would now like for you to give me examples of 09:11:31
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`identifying a location. Please identify each example 09:11:33
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`that you know of for identifying a location for an 09:11:36
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`entity or a person. 09:11:39
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` A Okay. So there are at least three I will 09:11:40
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`describe that come to my mind as I sit here. 09:11:46
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` One is essentially seeking fixed -- so at the 09:11:50
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`highest level, identifying fixed points, and then two or 09:11:52
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`more fixed points and then triangulate to identify a 09:11:57
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`location. And then depending on the accuracy that you 09:12:00
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`would want, you would seek out more points, fixed 09:12:06
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`points. 09:12:08
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` So that is the underlying concept. That is 09:12:10
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`one concept that you could use. 09:12:14
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` In that, you could have things like what the 09:12:15
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`cell phone would do, like you have a cell phone 09:12:17
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`stations, base stations that are known to be in a fixed 09:12:21
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`place, you know, that coordinates. And then you figure 09:12:24
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`out the time for the cell phone data to come to -- or 09:12:27
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`the signal to come to you, and then you triangulate and 09:12:29
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`identify. 09:12:32
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` The second is in the airplane, there were 09:12:33
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`beacons that were laid out all over the world. And then 09:12:35
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`you would -- and each beacon had a unique identifier 09:12:38
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`that you would associate with. And then you would look 09:12:41
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`at the time signal that is received from that with the 09:12:43
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`time stamp. 09:12:49
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` The third is the United States Department of 09:12:49
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`Defense, the GPS system that you all are familiar with. 09:12:52
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`The GPS system has 24 satellites, and then you will use 09:12:57
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`the same, essentially the technology. Each one will 09:13:01
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`identify what -- each one will identify which particular 09:13:03
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`satellite it is and what the time stamp is, and then you 09:13:08
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`triangulate based on that. 09:13:12
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` And then, of course, there is a Russian 09:13:14
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`satellite, and now there are a lot of other countries 09:13:15
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`that are putting up their satellite-based navigation 09:13:20
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`system. 09:13:22
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` Q Are you familiar with inertial navigation 09:13:23
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`systems? 09:13:26
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` A Inertial? I-n-i -- inertial? Inertial, yes? 09:13:26
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` Q Correct. 09:13:34
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` A No. 09:13:34
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` Q Okay. Using your definition of a navigation 09:13:35
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`system as something that identifies a location, access 09:13:38
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`the data for the location, and has an optimal routing 09:13:40
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`element -- 09:13:43
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` A There's one other thing. We have not 09:13:43
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`finished. 09:13:45
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` Q Oh. I apologize. I didn't mean to -- 09:13:46
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` A It's all right. And then -- 09:13:49
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` Q In order to ensure a clear transcript, it's 09:13:49
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`helpful if I have a clear question and you have a clear 09:13:52
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`answer. So I will stop talking when you do, and I 09:13:54
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`appreciate the reciprocal courtesy. 09:13:56
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` A I will try. 09:14:01
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` Q You said there was a fourth part that you 09:14:02
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`would like to add to your definition of a navigation 09:14:03
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`system. What is that fourth one? 09:14:06
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` A The fourth one would be the display of the 09:14:08
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`actual maps that is to be shown to the user. Thank you. 09:14:09
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` Q Using that four-part definition of what 09:14:19
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`qualifies as a navigation system -- you have never -- 09:14:21
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`I'm going to ask you a series of questions. You have 09:14:24
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`never been a member of an organization that was 09:14:26
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`dedicated to navigation systems; correct? 09:14:29
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` A It's a broad question. But as I sit here 09:14:38
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`today, I can't think of... 09:14:40
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` Q You never wrote source code for a navigation 09:14:42
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`system; correct? 09:14:45
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` A I have written several source code for 09:14:47
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`indexing part. I have written several source code 09:14:50
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`examples of how to display the part -- display the 09:14:54
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`image. 09:14:59
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` I have written several programs that would 09:15:00
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`relate to each of those individual piece of taking the 09:15:04
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`data from a serial port and then making sure you find 09:15:09
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`the data stream and then projecting it onto a display. 09:15:12
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` Q For what navigation system did you write 09:15:17
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`source code? 09:15:20
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` A Again, I'm going to say it works -- it relates 09:15:23
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`to the individual underlying systems. So we have -- I 09:15:26
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`have written code that would take huge amount of data, 09:15:31
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`put it into a separate file. Then you go and identify 09:15:35
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`the right file to be displayed. 09:15:38
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` Akin to the navigation system which you are 09:15:40
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`just identifying, that's the part of identifying the 09:15:43
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`optimal -- optimally identifying the data. 09:15:47
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` I have done the graphics display of, you know, 09:15:49
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`both the ASCII characters as well as the CRT, as well as 09:15:53
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`the LCD. 09:15:57
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` I go back to those days where I have done and 09:16:00
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`used the displays of various kinds and then deciding 09:16:02
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`which kind of a display, push the data accordingly. 09:16:04
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` I have worked on determining what is the best 09:16:09
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`way to identify how to look for a specific data that 09:16:11
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`relates, so indexing it. So remember that -- 09:16:20
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` Q So I understand that you can write a storage 09:16:29
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`program and formulate an array. And I understand that 09:16:31
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`you can write various graphic elements that are going to 09:16:33
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`a graphics card, all of which could subsequently be used 09:16:37
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`in a navigation system. 09:16:40
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` My question is, what navigation system itself, 09:16:41
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`using your four-part definition of what qualifies as a 09:16:44
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`navigation system, have you written source code for? 09:16:48
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` A I have -- if you're asking about written, no. 09:16:51
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`But I have reviewed individual components of the -- see, 09:16:54
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`I think -- I don't know what the underlying question is. 09:16:59
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`But I think if you have done -- you know, we wouldn't 09:17:03
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`have all done math, addition of 468 plus 273. But we 09:17:08
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`know how to get there if we had to. In past, if you ask 09:17:13
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`me a particular mathematical problem, I may not have 09:17:16
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`solved that particular math problem. 09:17:19
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` Q And I'm asking you today the particular math 09:17:23
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`problem of a navigation system. 09:17:25
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` A All right. 09:17:26
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` Q So I understand that you may have done 09:17:26
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`graphics, but I'm saying graphics in a navigation 09:17:27
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`system. I understand you may have done various storage 09:17:30
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`systems in your life, but I'm saying storage in 09:17:36
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`navigation systems. 09:17:39
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` You have never taught a class in navigation 09:17:41
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`systems; correct? 09:17:43
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` A That is correct. 09:17:44
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` Q You have never authored a publication in 09:17:45
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`navigation systems; correct? 09:17:47
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` A Correct. 09:17:48
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` Q You have never attended a conference 09:17:49
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`explicitly on navigation systems; correct? 09:17:51
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` A As I sit here, I have attended, in younger 09:17:55
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`days, several conferences. And there may have been 09:17:59
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`paper related to navigation system because I worked in 09:18:03
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`the IEEE. So I'm not going to say yes or no to that. 09:18:06
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`And I'm going to say that I don't know, as I sit here 09:18:11
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`today. I cannot recall. 09:18:13
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` Q Have you ever attended as ESRI conference? 09:18:14
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` A Sorry. E-S-R-I? 09:18:18
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` Q Yes. 09:18:21
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` A No. 09:18:21
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` Q Do you know what ESRI is? 09:18:22
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` A Yes, I do. 09:18:24
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` Q What is it? 09:18:25
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` A ESRI is the one that guides the standards 09:18:25
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`for -- by the way, we have -- and we can talk about when 09:18:27
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`we -- you'll ask appropriate question about they have 09:18:29
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`a -- ArcGIS related standards. I've worked on that. 09:18:34
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` Q You're familiar with the term GIS? 09:18:39
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` A Yes, I am. 09:18:41
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` Q You have? 09:18:42
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` A Yes. 09:18:42
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` Q GIS stands for what, sir? 09:18:42
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` A Geographical information system. 09:18:44
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` Q Have you ever attended a conference on GIS? 09:18:46
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` A Actually, quite interestingly, yes. I have 09:18:49
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`attended, in either 2007 or 2008, a conference on the 09:18:51
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`vendors of GIS in the State of -- Commonwealth of 09:19:02
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`Massachusetts. 09:19:05
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` Q What was the name of that conference? 09:19:08
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` A It was a vendor -- it was arranged by the 09:19:13
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`State from the vendors who are providing the GIS data -- 09:19:14
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`GIS services or products. 09:19:17
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` Q Before this case, you have never served as an 09:19:21
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`expert before in a case on navigation systems; correct? 09:19:24
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` A That is correct. 09:19:29
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` Q You do not consider yourself an expert on the 09:19:33
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`state of navigation systems in the mid 1990s; correct? 09:19:36
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` A No, I wouldn't think so. 09:19:41
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` Q You also do not consider yourself -- 09:19:43
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` A I'm sorry, by the way. I'm denying your -- 09:19:44
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`just so to be clear. 09:19:47
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` Q Oh. 09:19:49
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` A I'm saying, No, I do not agree with your 09:19:49
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`statement. Because your question was, Do you agree 09:19:53
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`that -- 09:19:54
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` Q I see. 09:19:54
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` A -- you are not an expert. So I just want to 09:19:54
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`clarify, and it could be so. Sorry. Thank you. 09:19:56
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` Q In your opinion, you are an expert on the 09:20:01
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`state of navigation systems, as such, in the mid 1990s; 09:20:02
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`correct? 09:20:07
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` A Can you repeat that? Because the correct 09:20:09
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`emphasis was strong, so I want to make sure of that. 09:20:11
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` Q In your opinion, you are an expert on the 09:20:14
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`state of navigation systems, as such, in the mid 1990s; 09:20:17
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`correct? 09:20:22
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` A No. So... 09:20:23
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` I consider myself an expert or you don't 09:20:27
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`consider yourself -- can you please? Sorry. Could you 09:20:29
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`please repeat that question? 09:20:32
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` Q I'll make this easy. Are you or are you not 09:20:33
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`an expert on the state of navigation systems, as such, 09:20:37
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`in the mid 1990s? 09:20:42
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` A I believe that I am very familiar with the 09:20:44
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`state of navigation systems in the mid '90s for various 09:20:47
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`reasons. A definition of "expert" is a relative term, 09:20:50
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`but I consider myself to be quite knowledgeable about 09:20:54
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`what were the prevailing alternatives available. I 09:20:58
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`am -- I'm quite familiar with the underlying 09:21:01
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`technologies. And I'm quite familiar with the products 09:21:04
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`that were being offered at that time. 09:21:09
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` Q Please identify each person that you consider 09:21:12
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`to be an expert in the state of navigation technologies 09:21:15
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`in the 1990s. 09:21:19
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` A As I sit here now? I wouldn't -- I mean, why 09:21:21
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`would I want to know the experts? So it's a relative 09:21:25
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`term, again. I know several people who are very 09:21:29
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`familiar with navigation systems such as myself. 09:21:32
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` Q Can you identify any that you consider to be 09:21:36
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`an expert in those technologies, navigation systems, as 09:21:38
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`such, in the mid 1990s? 09:21:42
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` A So I'm trying to recall the name, but I don't 09:21:57
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`now. I'll come back to you on that. 09:22:05
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` Q Who is the father of GIS? 09:22:07
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` A As I sit