throbber
UNITED STATES PATENT AND TRADEMARK OEEICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVIISS IONER FOR PATENTS
`PO Box 1450
`Alexandria Virginia 22313-1450
`www.uspto gov
`
`APPLICATION NO.
`
`13/626.057
`
`ISSUE DATE
`
`12/02/2014
`
`PATENT NO.
`
`8899631
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`67467-009 PUS1
`
`7803
`
`26096
`
`7590
`
`11/12/2014
`
`CARLSON, GASKEY & OLDS, l’.C.
`400 WEST MAPLE ROAD
`SUITE 350
`BIRMINGHAM, MI 48009
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day( s). Any patent to issue from the above—identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.11spto.gov for additional applicants):
`
`Cl1oon‘s Design lnc., Wixom. MI
`Cheong Choon Ng, Novi. MI;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Tristar Ex. 1004, pg. 1
`
`

`
`1 3/27/2014
`Receipt date:
`PTOlSBiDBa (01-10)
`DOG code: IDS
`h 0713112012. OMB D651-0031
`II1
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`A
`.
`.
`.
`.
`.
`U_S_ Patent and Tragzggfk 0':E::°U_§"E)gEPARTMENT OF COMMERCE
`Doc description: Information Disclosure Statement (IDS) Filed
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
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`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`(Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13626057
`
`2012-09-25
`
`First Named Inventor
`Cheong Choon Ng
`An Unit
`| 3765
`Examiner Name
`Hurley, Shaun R.
`Attorney Docket Number
`| 67467-009 PUS1
`
`Examiner
`|nitia|*
`
`Patent Number
`
`Kind
`Codel Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Co|umns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U .S.PATENTS
`
`Rem°Ve
`
`1647060
`
`1927-10-25
`
`Speidel
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.5.PATENT APPLICATION PUBLICATIONS
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`Pages,Co|umns,Lines where
`Relevant Passages or Relevant
`Figures Appear
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`FOREIGN PATENT DOCUMENTS
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`Rem°Ve
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`.
`Examiner
`|nitia|*
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`Foreign Document
`Number3
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`Country
`Code2 i
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`NON-PATENT LITERATURE DOCUMENTS
`
`R9m°V9
`
`Examiner
`|nitia|s*
`
`Include name of the author (in CAPITAL LETTERS}. title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc}, date, pages(s), volume-issue number(s),
`publisher. city and/or country where published.
`
`EFS Web 2.1.17
`
`Tristar Ex. 1004, pg. 2
`
`

`
`Receipt date: 10/2?/2014
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`(Not for submission under 37 CFR 1.99)
`
`Application Number
`Filing Date
`
`13626057
`2012-09-25
`
`First Named Inventor
`Cheong Choon Ng
`Art Unit
`| 3755
`Examiner Name
`Hurley, Shaun R.
`Attorney Docket Number
`| 67467-009 PUS1
`
`Takacas, Sarah (SarahLynnTea), “How to Make Rubber Band Bracelets’; Published 15 April 2009
`http:/lwww.youtube.c0m/watch?v=e0k762PJ-D8
`
`Introduction video — Rainbow Loom (the next generation Twistz Bandz kit). Published 24 September 2012.
`http:/lwww.youtube.comlwatch?V=FUwf3CheGuw
`
`I
`/
`133?‘?!
`
`Lesson 21: “Sweet Heart” Rainbow Loom Bracelet by Choon; Published 21 January 2013
`http:/lwww.youtube.comfwatch?v=7|8MbYceECO
`
`Rainbow Loom from Choon’s Design, LLC; Published 24 July 2013
`http:/lwww.youtube.comIwatch?v=VhiVxnbEOCE
`
`How to make a rainbow loom starburst bracelet; Published 1 August 2013
`http:/lwww.youtube.comfwatch?v=R|7Ak|5dJzo
`
`How To: Make the Rainbow Loom Single Band Bracelet; Published 12 August 2013
`
`/SEW
`
`http:/lwww.youtube.com/watch?v=Wd3UdqPmKbA
`
`If you wish to add additional non-patent literature document citation information please click the Add button Add
`EXAMINER SIGNATURE
`
`Examiner Signature
`
`/Shaun Hurteyf
`
`Date Considered
`
`l0/‘3Cl/2014
`
`*EXAM|NER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`2 Enter office that issued the document, by the two-|et'ter code (WIPO
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04.
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must preoede the serial number of the patent document.
`4 Kind ofdocument by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible.
`5 Applicant is to place a check mark here it’
`English language translation is attached.
`
`EFS Web 2.1.17
`
`Tristar Ex. 1004, pg. 3
`
`

`
`UNITED STATES DEPARTIVIENT OF COIVIMERCE
`United States Patent and Trademark Office
`Address: COMMISS IONER FOR PATENTS
`P.0 Box 1450
`Alexandria, Virginia 22313-1450
`Www.uspto gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAM < ) INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/626,057
`
`26096
`
`09/25/2012
`
`Cheong Choon Ng
`
`67467-009 PUS1
`
`7803
`
`7590
`
`11/04/2014
`
`CARLSON, GASKEY & OLDS, P.C.
`400 WEST MAPLE ROAD
`S UITE 350
`
`BIRMINGHAM, MI 48009
`
`EMMINER
`HLRLEY- SHAUNR
`
`ART UN”
`3765
`
`PAPER NUMBER
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`11/04/2014
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on aboVe—indicated "Notification Date" to the
`following e—mail address(es):
`
`ptodocket @cg0laW.c01n
`cgolaw @yahoo.com
`
`PTOL—9OA (Rev. 04/07)
`
`Tristar Ex. 1004, pg. 4
`
`

`
`Supplemental
`Notice of Allowability
`
`Application No.
`13/626,057
`g’;:m"F‘?'Hur|ey
`'
`
`App|icant(s)
`NG, CHEONG CHOON
`’F‘:{:,‘§‘t;stf,'S""°"‘°' ‘°
`No
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this app ication.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL—85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. IX! This communication is responsive to QPIDS submission filed 27 October 2014.
`
`[I A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on
`
`2. I] An election was made by the applicant in response to a restriction requirement set forth during the interview on
`requirement and election have been incorporated into this action.
`
`; the restriction
`
`3. IX The allowed cIaim(s) is/are 1-6 8-21 and23-26. As a result of the allowed cIaim(s), you may be eligible to benefit from the Patent
`Prosecution Highway program at a participating intellectual property office for the corresponding application. For more information,
`please see hit’ ;/./www.-us to.r:1ov./ aten ‘/init events/" h/inciex.'s:) or send an inquiry to PPHfeedi>a<:k
`us tocov.
`
`4. El Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119( )-(d) or (f).
`Certified copies:
`
`*0) El None of the:
`b) El Some
`a) I] All
`1. El Certified copies of the priority documents have been received.
`2. I:I Certified copies of the priority documents have been received in Application No.
`3. El Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2( )).
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE" of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. El CORRECTED DRAWINGS ( as “replacement sheets") must be submitted.
`
`I:I
`
`including changes required by the attached Examiners Amendment / Comment or in the Office action of
`Paper No./Mail Date
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`6. El DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. El Notice of References Cited (PTO-892)
`2.
`Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date 10/27/14
`3. I:I Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`4. El Interview Summary (PTO-413),
`Paper No./Mail Date
`.
`
`/Shaun R HurIey/
`Primary Examiner, Art Unit 3765
`
`5. El Examiner's Amendment/Comment
`6. El Examiner‘s Statement of Reasons for Allowance
`
`7. El Other
`
`.
`
`U 8 Patent and Trademark Office
`PTOL-37 (Rev. 08-13)
`
`Notice 01 Allowability
`
`Part of Paper No./Mail Date 20141030
`
`Tristar Ex. 1004, pg. 5
`
`

`
`UNITED STATES DEPARTIVIENT OF COIVIMERCE
`United States Patent and Trademark Office
`Address: COMMISS IONER FOR PATENTS
`P.0 Box 1450
`Alexandria, Virginia 22313-1450
`Www.uspto gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAM < ) INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/626,057
`
`26096
`
`09/25/2012
`
`Cheong Choon Ng
`
`67467-009 PUSI
`
`7803
`
`7590
`
`10/27/2014
`
`CARLSON, GASKEY & OLDS, P.C.
`400 WEST MAPLE ROAD
`S UITE 350
`
`BIRMINGHAM, MI 48009
`
`EMMINER
`HLRLEY- SHAUNR
`
`ART UN”
`3765
`
`PAPER NUMBER
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`10/27/2014
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on aboVe—indicated "Notification Date" to the
`following e—mail address(es):
`
`ptodocket @cg0laW.c01n
`cgolaw @yahoo.com
`
`PTOL—9OA (Rev. 04/07)
`
`Tristar Ex. 1004, pg. 6
`
`

`
`Supplemental
`Notice of Allowability
`
`Application No.
`13/626,057
`§::$‘"F‘:'HUr|ey
`'
`
`App|icant(s)
`NG, CHEONG CHOON
`’F‘i',§)‘§§,‘.,'S""'*"*°' ‘°
`No
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this app ication.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL—85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1.
`
`IXI This communication is responsive to QPIDS submission filed 17 October 2014.
`
`El A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on
`
`2. I:I An election was made by the applicant in response to a restriction requirement set forth during the interview on
`requirement and election have been incorporated into this action.
`
`; the restriction
`
`3. E The allowed cIaim(s) is/are 1-6 8-21 and23-26. As a result of the allowed cIaim(s), you may be eligible to benefit from the Patent
`Prosecution Highway program at a participating intellectual property office for the corresponding application. For more information,
`please see iritlt
`;/'/wwwus teoovl atents/ihit events/" I1/inciex.'s ‘ or send an inquiry to PPHfeedback’é3us tocov .
`
`4. I:I Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119( )-(d) or (f).
`Certified copies:
`*c) E] None of the:
`a) [I All
`b) [I Some
`1. I:l Certified copies of the priority documents have been received.
`2. El Certified copies of the priority documents have been received in Application No.
`3. El Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2( )).
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE" of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. I:I CORRECTED DRAWINGS (as “replacement sheets”) must be submitted.
`
`I:I
`
`including changes required by the attached Examiners Amendment / Comment or in the Office action of
`Paper No./Mail Date
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement shee1(s) should be labeled as such in the header according to 37 CFR 1.1 21 (d).
`
`6. El DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner’s comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. I:I Notice of References Cited (PTO-892)
`2.
`Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date 10/17/14
`3. El Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`4. I:I Interview Summary (PTO—413),
`Paper No./Mail Date
`.
`
`/Shaun R Hurleyl
`Primary Examiner, Art Unit 3765
`
`5. El Examiner's Amendment/Comment
`6. El Examiner‘s Statement of Reasons for Allowance
`
`7. El Other
`
`.
`
`U 8 Patent and Trademark Office
`PTOL-37 (Rev. 08-13)
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 20141022
`
`Tristar Ex. 1004, pg. 7
`
`

`
`1 E.)/'1 ?/2014
`Receipt date:
`PTOlSBi0Ba (01-10)
`DOG code: IDS
`h 0713112012. OMB D651-0031
`th
`df
`A
`I
`.
`.
`.
`.
`U_S_ Patent and Tragzggfk 0':E::°U_§"E)gEPARTMENT OF COMMERCE
`Doc description: Information Disclosure Statement (IDS) Filed
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`(Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13626057
`
`2012-09-25
`
`First Named Inventor
`Cheong Choon Ng
`An Unit
`| 3765
`Examiner Name
`Hurley, Shaun R.
`Attorney Docket Number
`| 67467-009 PUS1
`
`Examiner
`|nitia|*
`
`Patent Number
`
`Kind
`Code1 issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Co|umns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U .S.PATENTS
`
`Rem°Ve
`
`2540383
`
`1951-02-06
`
`Tillert et al.
`
`3572679
`
`1971-03-30
`
`3693976
`
`1972-09-26
`
`4844473
`
`1989-07-04
`
`Landsberg
`
`6213918
`
`2001-04-10
`
`Rogers, Jr.
`
`D204442
`
`1966-04-12
`
`Brawley, Jr.
`
`D310672
`
`1990-09-18
`
`Harvey et al.
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`U.S.PATENT APPLICATION PUBLICATIONS
`
`EFS Web 2.1.17
`
`Tristar Ex. 1004, pg. 8
`
`

`
`Receipt date:
`
`“if;/"E ?/201 4
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`(Not for submission under 37 CFR 1.99)
`
`Application Number
`Filing Date
`
`13626057
`2012-09-25
`
`First Named Inventor
`Cheong Choon Ng
`Art Unit
`| 3755
`Examiner Name
`Hurley, Shaun R.
`Attorney Docket Number
`| 67467-009 PUS1
`
`Examiner
`Initial‘
`
`Publication
`Number
`
`Kind
`
`Publication
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Co|umns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`If you wish to add additional U.S. Published Application citation information please click the Add button. Add
`FOREIGN PATENT DOCUMENTS
`RBWIOVQ
`
`Examiner
`Initial‘
`
`'
`
`Foreign Document
`Number3
`
`Country
`Code2 i
`
`Publication
`Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Co|umns,Lines
`where Relevant
`Passages or Relevant
`.
`Figures Appear
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`NON-PATENT LITERATURE DOCUMENTS
`
`Add
`REMOVE
`
`Examiner
`|nitia|s*
`
`Include name of the author (in CAPITAL LETTERS}, title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc}, date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`If you wish to add additional non-patent literature document citation information please click the Add button Add
`EXAMINER SIGNATURE
`
`Examiner Signature
`
`/Slmn Hurlcyl
`
`Date Considered
`
`l
`jg/gg/2914
`
`*EXAM|NER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`2 Enter office that issued the document, by the two-letter code (WIPO
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04.
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind ofdocument by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible.
`5 Applicant is to place a check mark here i
`English language translation is attached.
`
`EFS Web 2.1.17
`
`Tristar Ex. 1004, pg. 9
`
`

`
`PTOISBl30EFS (07-09)
`Doc code: RCEX
`Approved for use through 078112012. OMB 0551-0031
`Doc description: Request for Continued Examination (RCE)
`u.s. Patent and Trademark Office; u.s. DEPARTMENT or COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`REQUEST FOR CONTINUED EXAMINATION(RCE)TRANSMlTTAL
`(Submitted Only via EFS-Web)
`
`A'°'°"°ati°”
`Number
`
`13626057
`
`F"i”9
`Date
`
`2012-09-25
`
`D°°ketN”mber
`(if applicable)
`
`67467-009 PUS1
`
`First Named Cheong Choon N9
`Inventor
`
`Examiner
`Name
`
`Shaun R. Hurley
`
`Art
`
`I Unit
`
`I 3765
`
`This is a Request for Continued Examination (RCE) under 37 CFR 1.114 of the above-identified application.
`Request for Continued Examination (RCE) practice under 37 CFR 1.114 does not apply to any utility or plant application filed prior to June 8,
`1995, or to any design application. The Instruction Sheet for this form is located at WWW.USPTO.GOV
`
`SUBMISSION REQUIRED UNDER 37 CFR1.114
`
`Note: If the RCE is proper, any previously filed unentered amendments and amendments enclosed with the RCE will be entered in the order
`in which they were filed unless applicant instructs otherwise. If applicant does not wish to have any previously filed unentered amendment(s)
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`El Previously submitted. If a final Office action is outstanding, any amendments filed after the final Office action may be considered as a
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`|:| Consider the arguments in the Appeal Brief or Reply Brief previously filed on
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`|:| Amendment/Reply
`
`Information Disclosure Statement (IDS)
`
`|:| Affidavit(s)/ Declaration(s)
`
`|:| Other
`
`El Suspension of action on the above-identified application is requested under 37 CFR 1.103(0) for a period of months
`(Period of suspension shall not exceed 3 months; Fee under 37 CFR 1.17(i) required)
`
`MISCELLANEOUS
`
`|:| Other
`
`The RCE fee under 37 CFR1.17(e) is required by 37 CFR 1.114 when the RCE is filed.
`The Director is hereby authorized to charge any underpayment of fees, or credit any overpayments, to
`Deposit Account No
`501432
`
`SIGNATURE OF APPLICANT, ATTORNEY, OR AGENT REQUIRED
`
`FEES
`
`Patent Practitioner Signature
`
`|:| Applicant Signature
`
`EFS - Web 2.1.15
`
`Tristar Ex. 1004, pg. 10
`
`

`
`PTOISBBOEFS (07-09)
`Doc code: RCEX
`Approved for use through 0713112012. OMB 0551-0031
`Doc description: Request for Continued Examination (RCE)
`u.s. Patent and Trademark Office; u.s. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Signature of Registered U.S. Patent Practitioner
`
`Signature
`
`/John M. Siragusa!
`
`Name
`
`John M. Siragusa
`
`Date (YYYY-MM-DD) 2014-10-27
`
`Registration Number
`
`This collection of information is required by 37 CFR 1.114. The information is required to obtain or retain a benefit by the public which is to
`file (and by the USPTO to process) an application. Confidentiality is governed by 35 U_S_C_ 122 and 37 CFR 1.11 and 1.14. This collection is
`estimated to take 12 minutes to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time
`will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for
`reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce,
`P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1—800—PTO—9199 and select option 2.
`
`EFS - Web 2.1.15
`
`Tristar Ex. 1004, pg. 11
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be
`advised that:
`(1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information
`solicited is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office
`is to process and/or examine your submission related to a patent application or patent.
`If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information
`Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from the
`Member with respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need
`for the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization,
`pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services,
`or his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to
`recommend improvements in records management practices and programs, under authority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record may
`be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed in an
`application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`EFS - Web 2.1.15
`
`Tristar Ex. 1004, pg. 12
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`25-Sep-2012
`
`Title of Invention:
`
`BRUNNIAN LINK MAKING DEVICE AND KIT
`
`First Named Inventor/Applicant Name:
`
`Cheong Choon Ng
`
`Filer:
`
`John M. Siragusa/Amy Spaulding
`
`Attorney Docket Number:
`
`67467-009 PUS1
`
`Filed as Small Entity
`
`Utility under 35 USC 11 1 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Petition Fee-37CFR 1.17(h) (Group H)
`
`RCE - 2nd and Subsequent Request
`
`2454
`
`2820
`
`1
`
`1
`
`850
`
`850
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-AlIowance-and-Post-Issuance:
`
`Tristar Ex. 1004, pg. 13
`
`

`
`Description
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Sub-Total in
`USD($)
`
`Total in USD ($)
`
`Tristar Ex. 1004, pg. 14
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`Decision Date:
`
`October 27, 2014
`
`In re Application of:
`
`Cheong Ng
`
`AppllCatlOn N0:
`
`Filed I
`Attorney Docket No:
`
`25-Sep-2012
`67467_009 PUS1
`
`DECISION ON PETITION
`
`UNDER CFR1.313(c)(2)
`
`This is an electronic decision on the petition under 37 CFR1.313(c)(2), filed October 27, 2014 , to withdraw the above-identified
`application from issue after payment of the issue fee.
`
`The petition is GRANTED.
`
`The above-identified application is withdrawn from issue for consideration ofa submission under 37 CFR 1.1 14 (request for
`continued examination). See 37 CFR 1.313(c)(2).
`
`Petitioner is advised that the issue fee paid in this application cannot be refunded. If, however, this application is again
`allowed, petitioner may request that it be applied towards the issue fee required by the new Notice of Allowance.
`
`Telephone inquiries concerning this decision should be directed to the Patent Electronic Business Center (EBC) at 866-217-9197.
`
`This application file is being referred to Technology Center AU
`under 37 CFR 1.114.
`
`3755 for processing of the request for continuing examination
`
`Office of Petitions
`
`Tristar Ex. 1004, pg. 15
`
`

`
`Electronic Acknowledgement Receipt
`
`20520735
`
`Confirmation Number:
`
`Title of Invention:
`
`BRUNNIAN LINK MAKING DEVICE AND KIT
`
`First Named Inventor/Applicant Name:
`
`Cheong Choon Ng
`
`Customer Number:
`
`26096
`
`Filer Authorized By:
`
`John M. Siragusa
`
`Attorney Docket Number:
`
`67467-009 PUS1
`
`Filing Date:
`
`Time Stamp:
`
`25-SEP-2012
`
`13:36:45
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`PaymentType
`
`yes
`
`Deposit Account
`
`Payment was successfully received in RAM
`
`$920
`
`Deposit Account
`
`501482
`
`Authorizeduser —
`The Director ofthe USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`Tristar Ex. 1004, pg. 16
`
`

`
`Document
`Number
`
`Document Description
`
`Petition automatically granted by EFS
`
`petition-requestpdf
`
`Pages
`Multi
`Part l.zip (ifapp|.)
`
`File Size(Bytes)/
`Message Digest
`31470
`
`Qdcc-’I30bc013d932c8IC386c962776f50ca
`618f
`
`Warnings:
`
`Request for Continued Examination
`(RCE)
`
`‘
`‘
`Information Disclosure Statement (IDS)
`Form (SB08)
`
`612519
`
`S4la4UZ64(7dS4-Ifab79d1abb(4I(5dZ£1(Ed
`/lfa6e
`
`Non Patent Literature
`
`YOUTUBE_24September20i 2.
`pdf
`
`185af637e6Z35cfaet0764c6e839a8aS6c4e
`cb/
`
`119719
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`Non Patent Literature
`
`YOUTUBE_24Ju|y2013.pdf
`
`117261
`
`47a:4fad43e7e6a935a6:71c177S3Z6(n4ad
`Wffi
`
`Non Patent Literature
`
`YOUTUBE_21January2013.pdf
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`79525
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`434513
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`
`Non Patent Literature
`
`YOUTUBE_12August2013.pc|f
`
`92861
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`e767
`
`Non Patent Literature
`
`3513dC6U88e/blJf9f/'|559Ud19fecaefC.)b5
`96a9
`
`Information:
`
`Warnings:
`Information:
`
`Warnings:
`Information:
`
`Warnings:
`Information:
`
`Tristar Ex. 1004, pg. 17
`
`

`
`Non Patent Literature
`
`YOUTUBE_1August2013.pdf
`
`122132
`
`7r97%aa§frfirIfi Md §Pl'v7f§9r49r400l rIh4lh
`4:63
`
`Quick Path Information Disclosure
`Statement
`
`Cert_and_Req_QP|DS_AU.pdf e8Ll lJ08ei537ei00-122IJ048b008966L85d3 ‘
`[1425
`
`Fee Worksheet (SBO6)
`
`fee-info.pdf
`
`8175546fd5259cdd49Za35503fbl462f3l0a
`72eb
`
`Information:
`
`Warnings:
`Information:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Tristar Ex. 1004, pg. 18
`
`

`
`Doc Code; PET,AUTO
`
`Document Description: Petition automatically granted by EFS—Web
`
`PTO/SB/140
`U.S. Patent and Trademark Office
`
`Department Of Commerce
`
`Electronic Petition Request
`
`PETITION TO WITHDRAW AN APPLICATION FROM ISSUE AFTER PAYMENT OF
`THE ISSUE FEE UNDER 37 CFR1.313(c)
`
`Application Number
`
`13626057
`
`Filing Date
`
`25-Sep-2012
`
`First Named Inventor
`
`Che

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