throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`FORD MOTOR COMPANY
`Petitioner
`
`v.
`
`PAICE LLC & THE ABELL FOUNDATION, INC.
`Patent Owner
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2015-00795
`Patent 7,104,347
`
`
`
`
`
`
`
`
`
`
`Patent Owner’s Preliminary Response to
`Petition for Inter Partes Review of U.S.
`Patent No. 7,104,347
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`TABLE OF CONTENTS
`
`
`
`I. 
`
`II. 
`
`INTRODUCTION ........................................................................................... 1 
`
`PROCEDURAL BACKGROUND ................................................................. 2 
`
`III.  THE ’347 PATENT ......................................................................................... 3 
`
`A. 
`
`B. 
`
`Background of the ’347 Patent .............................................................. 3 
`
`Claim Construction ............................................................................... 6 
`

`

`
`“setpoint (SP)” ............................................................................ 7 
`
`“monitor patterns of vehicle operation over time” ................... 12 
`
`IV.  ARGUMENT ................................................................................................. 16 
`
`A. 
`
`The Board Should Exercise its Discretion to Reject Ford’s Fifth Bite
`at the Apple ......................................................................................... 17 
`

`

`
`The Petition is Ford’s Fifth Bite at the Apple ........................... 20 
`
`Estoppel Considerations Support Rejecting Ford’s Petition .... 26 
`
`B. 
`
`The Petition is Procedurally Improper ................................................ 29 
`

`

`
`The Petition Improperly Incorporates by Reference ................ 29 
`
`The Petition Creates an Overly Voluminous Record ............... 33 
`
`C. 
`
`Ground 1 is Deficient .......................................................................... 34 
`
`Ford’s Proposed Grounds Fail to Present a Proper Obviousness

`Analysis Under 35 U.S.C. § 103(a) ..................................................... 35 
`

`

`
`Independent Claim 1 ................................................................. 39 
`
`Dependent Claims 2 and 5 ........................................................ 44 
`
`i
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`D.  Ground 2 is Deficient .......................................................................... 45 
`
`E. 
`
`F. 
`
`Ground 3 is Deficient .......................................................................... 47 
`
`Ground 4 is Deficient .......................................................................... 49 
`
`G.  Ground 5 is Deficient .......................................................................... 51 
`
`H.  Ground 6 is Deficient .......................................................................... 52 
`
`I. 
`
`Ground 7 is Deficient .......................................................................... 53 
`
`V. 
`
`CONCLUSION .............................................................................................. 54 
`
`
`
`ii
`
`
`
`
`
`
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`TABLE OF AUTHORITIES
`
` Page(s)
`
`Cases
`In re Abbott Diabetes Care Inc.,
`696 F.3d 1142 (Fed. Cir. 2012) .......................................................................... 11
`
`Apple, Inc., v. ContentGuard Holdings, Inc.,
`IPR2015-00356, Paper 9 (PTAB Jun. 26, 2015) ................................................ 34
`
`Apple Inc. v. ContentGuard Holdings, LLC,
`IPR2015-00448, Paper 9 (PTAB July 10, 2015) ................................................ 39
`
`ASUSTeK Computer Inc. v. Exotablet, Ltd.,
`IPR2015-00041, Paper 6 (PTAB Apr. 23, 2015) ............................................... 19
`
`Boston Scientific Scimed, Inc. v. Cordis Corp.,
`554 F.3d 982 (Fed. Cir. 2009) ...................................................................... 36, 43
`
`Butamax Advanced Biofuels LLC v. Gevo, Inc.,
`IPR2014-00581, Paper 8 (PTAB Oct. 14, 2014) .............................. 18, 20, 21, 27
`
`Cisco v. C-Cation Technologies,
`IPR2014-00454, Paper 12 (PTAB Aug. 29, 2014) ............................................. 30
`
`Continental Automotive Sys., Inc. v. Wasica Finance GMBH,
`IPR2014-01454, Paper 14 (PTAB Feb. 13, 2015) .............................................. 25
`
`In re Cortright,
`165 F.3d 1353 (Fed. Cir. 1999) ...................................................................... 7, 11
`
`In re Cuozzo Speed Tech., LLC,
`778 F.3d 1271 (Fed. Cir. 2015), reh’g denied, __ F.3d __ (Fed. Cir.
`Jul. 8, 2015) ........................................................................................................... 6
`
`CustomPlay, LLC v. ClearPlay, Inc.,
`IPR2014-00783, Paper 9 (PTAB Nov. 7, 2014) ................................................. 27
`
`iii
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`eBay Inc. v. MoneyCat Ltd.,
`CBM2015-00008, Paper 9 (PTAB May 1, 2015) ............................................... 27
`
`Fidelity National v. DataTreasury,
`IPR2014-00491, Paper 9 (PTAB Aug. 13, 2014) ............................................... 30
`
`Fuji Photo Film Co. v. Int'l Trade Comm’n,
`386 F.3d 1095 (Fed. Cir. 2004) .......................................................................... 11
`
`In re Giannelli,
`739 F.3d 1375 (Fed. Cir. 2014) .......................................................................... 40
`
`Graham v. John Deere Co.,
`383 U.S. 1 (1966) .......................................................................................... 35, 53
`
`Innogenetics, N.V. v. Abbott Labs.,
`512 F.3d 1363 (Fed. Cir. 2008) ........................................................ 47, 49, 51, 54
`
`Ex Parte James R. Bosserdet Jr.,
`Appeal 2012-001420, 2014 WL 5590704 (PTAB Oct. 9, 2014) ....................... 42
`
`KSR Int’l Co. v. Teleflex Inc.,
`550 U.S. 398 (2007) ................................................................................ 35, 38, 53
`
`MasterImage 3D, Inc. v. Reald Inc.,
`IPR2015-00033, Paper 12 (PTAB Apr. 22, 2015) ............................................. 50
`
`MaxLinear, Inc. v. Cresta Technology Corp.,
`IPR2015-00591, Paper 9 (PTAB Jun. 15, 2015) ................................................ 24
`
`Micro Motion, Inc. v. Invensys Systems, Inc.,
`IPR2014-0393, Paper 16 (PTAB Aug. 4, 2014) ................................................. 30
`
`Microsoft Corp. v. Proxyconn, Inc.,
`No. 2014-1542, 2015 WL 3747257 (Fed. Cir. Jun. 16, 2015) ................... 6, 7, 11
`
`Microsoft Corp. v. Enfish, LLC,
`IPR2013-00559, Paper 65 (PTAB Mar. 3, 2015) ............................................... 48
`
`In re Nilssen,
`837 F.2d 1098 (Fed. Cir. 1987) .......................................................................... 52
`
`iv
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`In re NTP, Inc.,
`654 F.3d 1279 (Fed. Cir. 2011) ...................................................................... 7, 11
`
`Salesforce.com, Inc. v. VirtualAgility, Inc.,
`CBM2013-00024, Paper 16 (PTAB Nov. 19, 2013) .......................................... 48
`
`Samsung Elecs. Co. v. Rembrandt Wireless Technologies, LP,
`IPR2015-00555, Paper 20 (PTAB Jun. 19, 2015) ........................................ 19, 27
`
`Shaw Indus. Grp. v. Automated Creel Sys., Inc.,
`IPR2013-00132 & IPR2013-00584, Paper 44 (PTAB Jul. 24, 2014) ................ 41
`
`Shaw Industries Group, Inc. v. Automated Creel Sys., Inc.,
`IPR2013-00584, Paper 16 (PTAB Dec. 21, 2013) ............................................. 30
`
`Spansion Inc. v. Macronix Int’l Co., Ltd.,
`IPR2014-01116, Paper 12 (PTAB Dec. 22, 2014) ............................................. 41
`
`In re Suitco Surface, Inc.,
`603 F.3d 1255 (Fed. Cir. 2010) ........................................................................ 6, 7
`
`Tempur Sealy Int’l Inc. v. Select Comfort Corp.,
`IPR2014-01419, Paper 7 (PTAB Feb. 17, 2015) ................................................ 30
`
`Texas Instruments v. United States ITC,
`988 F.2d 1165 (Fed. Cir. 1993) .......................................................................... 42
`
`Travelocity.com L.P. v. Cronos Techs. LLC,
`CBM2014-00082, Paper 10 (PTAB Sept. 15, 2014) .......................................... 36
`
`Unified Patents, Inc. v. PersonalWeb, LLC,
`IPR2014-00702, Paper 13 (PTAB Jul. 24, 2014) ............................................... 29
`
`Unilever, Inc., v. The Proctor & Gamble Co.,
`IPR2014-00506, Paper 17 (PTAB Jul. 7, 2014) ................................................. 27
`
`Unilever v. Procter & Gamble Company,
`IPR2014-00628, Paper 23 (PTAB Mar. 20, 2015) ................................. 19, 20, 27
`
`In re Vaidyanathan,
`381 Fed. Appx. 985 (Fed. Cir. 2010) .................................................................. 11
`
`v
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`ZTE Corp. v. ContentGuard Holdings, Inc.,
`IPR2013-00454, Paper 12 (PTAB Sept. 25, 2013) ............................................. 23
`
`Statutes
`
`35 U.S.C. § 103 ........................................................................................................ 35
`
`35 U.S.C. § 313 .......................................................................................................... 1
`
`35 U.S.C. § 315 ............................................................................................ 20, 26, 28
`
`35 U.S.C. § 316 ........................................................................................................ 33
`
`35 U.S.C. § 322 .................................................................................................. 35, 37
`
`35 U.S.C. § 325 .................................................................................................. passim
`
`Other Authorities
`
`37 C.F.R. § 42.1 ........................................................................................... 19, 23, 33
`
`37 C.F.R. § 42.6 ................................................................................................. 29, 30
`
`37 C.F.R. § 42.22 ......................................................................................... 29, 35, 37
`
`37 C.F.R. § 42.100 ................................................................................................. 2, 6
`
`37 C.F.R. § 42.104 ............................................................................................. 31, 33
`
`37 C.F.R. § 42.107 ..................................................................................................... 1
`
`157 Cong. Rec. S952 (2011) .................................................................................... 18
`
`77 Fed. Reg. 48756, 48763 (Aug. 4, 2012) ............................................................. 33
`
`H.R. Rep. No. 112-98 (2011) ....................................................................... 18, 24, 33
`
`
`
`
`
`
`
`vi
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`EXHIBITS
`
`Exhibit Number
`Ex. 2301
`Ex. 2302
`Ex. 2303
`Ex. 2304
`
`
`Exhibit Name
`Table of Ford’s IPR Petitions
`Gregory Davis Deposition Transcript (Feb. 25, 2015)
`The Oxford Essential Dictionary, American Ed.
`(1998) (excerpt)
`Appendix A (Jan. 15, 2014)
`
`
`
`vii
`
`
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`I.
`
`INTRODUCTION
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`In accordance with 35 U.S.C. § 313 and 37 C.F.R. § 42.107, Paice LLC and
`
`The Abell Foundation, Inc. (“Patent Owner” or collectively referred to as “Paice”)
`
`respectfully submit this Preliminary Response to the Petition for Inter Partes
`
`Review (“the Petition” or “Pet.”) of U.S. Patent No. 7,104,347 (Ex. 1301) (“the
`
`’347 patent”) filed by Ford Motor Company (“Ford” or “Petitioner”).
`
`In its fifth petition for inter partes review (IPR) of the ’347 patent, Ford
`
`asserts that claims 1-5, 14, 16, 19, 20, and 22 are obvious in view of U.S. Patent
`
`No. 5,789,882 to Ibaraki et al. (Ex. 1303) (“Ibaraki ’882”), either alone or in
`
`combination with U.S. Patent No. 4,335,429 to Kawakatsu (Ex. 1305)
`
`(“Kawakatsu ’429”), U.S. Patent No. 5,823,280 to Lateur et al. (Ex. 1307)
`
`(“Lateur”), U.S. Patent No. 5,934,395 to Koide et al. (Ex. 1317) (“Koide”), U.S.
`
`Patent No. 6,116,363 to Frank (Ex. 1318) (“Frank”), U.S. Patent No. 5,865,263 to
`
`Yamaguchi et al. (Ex. 1321) (“Yamaguchi”), U.S. Patent No. 6,003,626 to Ibaraki
`
`et al. (Ex. 1322) (“Ibaraki ’626”), Fiat Conceptual Approach to Hybrid Cars
`
`Design, Vittone (Ex. 1320) (“Vittone”), and “the knowledge of a POSA.”
`
`Paice requests that the Board deny institution for at least the following
`
`reasons: (1) the Petition relies on substantially the same prior art and arguments
`
`that it has previously presented, representing Ford’s fifth shot at the ’347 patent,
`
`and part of an overall strategy designed to drive up costs and overburden Paice
`
`1
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`with twenty-five petitions for IPR based on serial grounds of obviousness; (2) the
`
`Petition is procedurally improper, containing improper incorporation by reference,
`
`and creating an excessively voluminous record; and (3) the Petition is defective
`
`and deficient because Ford fails to address adequately a motivation to combine the
`
`alleged prior art references and (even if combined) to allege adequately that the
`
`proposed combinations render the challenged claims obvious.
`
`Because Ford’s Petition is abusive and duplicative and fails to establish a
`
`reasonable likelihood that at least one of the challenged claims is unpatentable, the
`
`Board should reject the petition and decline to institute a fifth proceeding regarding
`
`the ’347 patent.
`
`II.
`
`PROCEDURAL BACKGROUND
`
`On April 4, 2014, Ford filed two petitions for IPR against the ’347 patent:
`
`IPR2014-00571 challenged claims 1, 6, 7, 9, 15, 21, 23, and 36, while IPR2014-
`
`00579 challenged claims 1, 7, 8, 18, 21, 23, and 37. The Board instituted IPR of
`
`those claims on September 30, 2014. On July 1, 2015, the Board heard oral
`
`arguments on the petitions, and is expected to issue a final written decision no later
`
`than September 30, 2015. See 37 C.F.R. § 42.100(c). On June 5, 2014, Ford filed
`
`a third petition (IPR2014-00884) for IPR against claims 1, 7, 10, 21, 23, and 24 of
`
`the ’347 patent. On December 11, 2014, the Board instituted review of the
`
`2
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`challenged claims, and is expected to issue a final written decision prior to
`
`December 11, 2015.
`
`Ford filed a petition (IPR2015-00794) for IPR against claims 23, 24, 25, 26,
`
`27, 28, 29, 30, 32, 39, 40, and 41 of the ’347 patent on February 23, 2015, and filed
`
`the instant Petition against claims 1-5, 14, 16, 19, 20, and 22 the same day, in its
`
`twenty-first and twenty-second of twenty-five petitions for IPR, and its fourth and
`
`fifth petitions regarding the ’347 patent. Armed with Paice’s response to its first
`
`two petitions and Paice’s preliminary response to its third petition, along with the
`
`Board’s institution decisions, Ford concocted yet another challenge to the ’347
`
`patent relying on substantially the same arguments.
`
`III. THE ’347 PATENT
`A. Background of the ’347 Patent
`The ’347 patent, entitled “Hybrid Vehicles,” issued on September 12, 2006,
`
`from an application with a priority date of September 14, 1998. The ’347 patent
`
`discloses embodiments of a hybrid electric vehicle, with an internal combustion
`
`engine and two motors. One or both of the motors may be used to recharge the
`
`battery. Additionally, a microprocessor is employed to select different operating
`
`modes based on the vehicle’s instantaneous torque requirements, the state of
`
`charge of the battery bank, and other variables. See, e.g., Ex. 1301 at Abstract.
`
`3
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`An embodiment of the hybrid vehicle disclosed in the ’347 patent is shown
`
`in Figure 3, reproduced below:
`
`
`
`Id. at Fig. 3. As shown, a traction motor 25 is connected to the road wheels 34
`
`through a differential 32. A starter motor 21 is connected to the internal
`
`combustion engine 40. The motors 21 and 25 are functional as either motors or
`
`generators, depending on the operation of the corresponding inverter/charger units
`
`23 and 27, which connect the motors to the battery bank 22. See id. at 26:13-24.
`
`These components are controlled by a microprocessor 48 or any controller
`
`capable of examining input parameters and signals and controlling the mode of
`
`operation of the vehicle. See, e.g., id. at 26:25-27:20. For example, control of
`
`engine 40 is accomplished by way of control signals provided by the
`
`microprocessor to the electronic fuel injection (EFI) unit 56 and electronic engine
`
`management (EEM) unit 55. Control of (1) starting of the engine 40; (2) use of
`
`motors 21 and 25 to provide propulsive torque; or (3) use of motors as generators
`4
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`to provide regenerative recharging of battery bank 22, is accomplished through
`
`control signals provided by the microprocessor to the inverter/charger units 23 and
`
`27. See, e.g., id. at 26:59-27:20, 28:38-49.
`
`The hybrid vehicle may be operated in a number of modes based on the
`
`vehicle’s instantaneous torque requirements, the engine’s maximum torque output,
`
`the state of charge of the battery, and other operating parameters. In an
`
`implementation of the ’347 patent, the microprocessor causes the vehicle to
`
`operate in various operating modes pursuant to its control strategy.
`
`For example, in mode I, the hybrid vehicle is operated as an electric car,
`
`with the traction motor providing all torque to propel the vehicle. Id. at 37:26-35.
`
`As the vehicle continues to be propelled in electric only mode, the state of charge
`
`of the battery may become depleted, and need to be recharged. In this case, the
`
`hybrid vehicle may transition to mode II to recharge the battery, in which case the
`
`vehicle operates as in mode I, with the addition of the engine running the
`
`starter/generator motor to provide electrical energy to operate the traction motor
`
`and recharge the battery. Id. at 37:35-39. When the internal combustion engine
`
`can operate in its fuel efficient range, the hybrid vehicle operates in mode IV, with
`
`the engine providing torque to propel the vehicle. Id. at 37:45-47, 38:55-65. If the
`
`vehicle requires additional torque, such as for acceleration or hill-climbing, the
`
`5
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`vehicle may enter mode V, where the traction motor provides additional torque to
`
`propel the vehicle beyond that provided by engine 40. Id. at 38:4-11.
`
`B. Claim Construction
`Ford construes two claims: “road load,” and “setpoint.” Pet. at 5-7. At this
`
`stage, Paice addresses only Ford’s construction of “setpoint.” Paice also proposes
`
`a construction of “monitor[s] patterns of vehicle operation over time,” because
`
`Ford’s analysis demonstrates that it interprets the phrase in an unreasonably broad
`
`manner.
`
`In IPR proceedings, the Board applies the “broadest reasonable
`
`interpretation” standard, which mandates that “[a] claim in an unexpired patent
`
`shall be given its broadest reasonable construction in light of the specification of
`
`the patent in which it appears.” 37 C.F.R. § 42.100(b); see also In re Cuozzo
`
`Speed Tech., LLC, 778 F.3d 1271, 1281 (Fed. Cir. 2015), reh’g denied, __ F.3d __
`
`(Fed. Cir. Jul. 8, 2015). The Federal Circuit has recognized, however, that that
`
`standard requires that the claims must be read in light of the specification as it
`
`would be interpreted by one of ordinary skill in the art. In re Suitco Surface, Inc.,
`
`603 F.3d 1255, 1260 (Fed. Cir. 2010). In Microsoft Corp. v. Proxyconn, Inc., the
`
`Federal Circuit explained that the broadest reasonable interpretation does not mean
`
`that “the Board may construe the claims during IPR so broadly that its
`
`constructions are unreasonable under general claim constructions principles,” and
`
`6
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`that the construction must not be “divorced from the specification and the record
`
`evidence” and inconsistent with “the one that those skilled in the art would reach.”
`
`No. 2014-1542, 2015 WL 3747257, at *3 (Fed. Cir. June 16, 2015) (quoting In re
`
`NTP, Inc., 654 F.3d 1279, 1288 (Fed. Cir. 2011); In re Cortright, 165 F.3d 1353,
`
`1358 (Fed. Cir. 1999)). “A construction that is ‘unreasonably broad’ and which
`
`does not ‘reasonably reflect the plain language and disclosure’ will not pass
`
`muster.” Microsoft, No. 2014-1542, 2015 WL 3747257, at *3 (quoting Suitco, 603
`
`F.3d at 1260).
`
`
`
`“setpoint (SP)”
`
`Paice respectfully requests that the Board construe “setpoint” as “a definite,
`
`but potentially variable value at which a transition between operating modes may
`
`occur,” 1 and reject Ford’s proposed construction—a “predetermined torque
`
`
`
`1 As an initial matter, Paice notes that the U.S. District Court for the Eastern
`
`District of Texas and the U.S. District Court for the District of Maryland both have
`
`construed the term “setpoint (SP)” to mean “a definite, but potentially variable
`
`value at which a transition between operating modes may occur.” See Paice LLC
`
`v. Toyota Motor Corp., Case No. 2:07-cv-180 (E.D. Tex. Dec. 5, 2008) (Ex. 1313
`
`at 204); Paice LLC v. Hyundai Motor Corp., Case No. 2:12-cv-499 (D. Md. Jul.
`
`7
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`value”—because it is unreasonably broad and does not reasonably reflect the
`
`disclosure of the ’347 patent.
`
` The claims and the specification of the ’347 patent make clear that a
`
`“setpoint” is not simply a numerical value divorced from the context of the rest of
`
`the control system. Rather, “setpoint” serves the crucial function of marking the
`
`transition from one claimed mode to another, and in particular, the transition from
`
`propelling the vehicle with the motor to propelling the vehicle with the engine.
`
`See, e.g., Ex. 1301 at 40:50-55.
`
`First, the claims are clear that a “setpoint” marks a point at which the vehicle
`
`may transition between two modes. For example, in claims 1, 7, 23, and 28, the
`
`“setpoint” marks the transition between a mode in which only the motor propels
`
`the vehicle, to modes in which the engine also can be used to propel the vehicle or
`
`charge the battery. See id. at claims 1, 7, 23, 28. Dependent claim 3 similarly
`
`requires that the “controller monitors the road load (RL) on the vehicle over time,
`
`and controls transition between propulsion of said vehicle by said motor(s) to
`
`
`
`24, 2014) (Ex. 1314 at 103) (“The Plaintiffs’ proposed construction of ‘setpoint’ as
`
`‘a definite, but potentially variable value at which a transition between operating
`
`modes may occur,’ is consistent with the language of the claims and the intrinsic
`
`evidence.”).
`
`8
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`propulsion by said engine responsive to RL reaching SP.” Id. at claim 3 (emphasis
`
`added). Claim 25 recites similar language.
`
`Additionally, the specification unambiguously defines “setpoint” as
`
`synonymous with a “transition point” between modes:
`
`[I]n the example of the inventive control strategy discussed above, it is
`repeatedly stated that the transition from low-speed operation to
`highway cruising occurs when road load is equal to 30% of MTO. This
`setpoint, referred to in the appended claims as “SP”, and sometimes
`hereinafter as the transition point (i.e., between operation in modes I
`and IV) is obviously arbitrary and can vary substantially, e.g., between
`30-50% of MTO, within the scope of the invention.
`
`Id. at 40:47-55 (emphasis added); see also id. at 40:22-31 (“[T]he microprocessor
`
`tests sensed and calculated values for system variables, such as the vehicle’s
`
`instantaneous torque requirement, i.e., the ‘road load’ RL . . . against setpoints, and
`
`uses the results of the comparisons to control the mode of vehicle operation.”),
`
`41:2-4 (“For example, in response to recognition of a regular pattern as above, the
`
`transition point might be adjusted to 60% of MTO; . . . .”), 41:10-14 (“It is also
`
`within the scope of the invention to make the setpoint SP to which the road load is
`
`compared to control the transition from mode I to mode IV somewhat ‘fuzzy’, [sic]
`
`so that SP may vary from one comparison of road load to MTO to the next
`
`depending on other variables.”), 41:66-42:2 (“FIG. 9 thus shows the main decision
`
`points of the control program run by the microprocessor, with the transition point
`
`9
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`between mode I, low-speed operation, and mode IV highway cruising, set at a road
`
`load equal to 30% of MTO.”), 44:32-39 (“Further, as noted above the transition
`
`points between modes I, IV, and V in particular may vary in accordance with the
`
`operator’s commands, . . . .”).
`
`The “setpoint” marks the amount of “road load” at which the claimed
`
`control system actively changes the vehicle from one mode to another (e.g. from
`
`motor propulsion to engine propulsion). The challenged patent recognizes the
`
`significant efficiencies to be gained by transitioning between motor propulsion to
`
`engine propulsion in response to “road load.” See, e.g., id. at 13:39-46 (“By
`
`comparison . . . the vehicle’s operating mode—that is, the selection of the source
`
`of torque needed to propel the vehicle—is determined based on the amount of
`
`torque actually required. In this way the proper combination of engine, traction
`
`motor, and starting motor is always available. This apparently simple point has
`
`evidently been missed entirely by the art.”), 39:47-65 (noting that prior art
`
`references using vehicle speed to transition between modes “inherently operate the
`
`engine under less efficient conditions”).
`
`Ford’s construction of “setpoint” as a “predetermined torque value,” see Pet.
`
`at 6, is incorrect and unreasonably broad because it fails to recognize that
`
`“setpoint” represents a point at which a transition between different operating
`
`modes may occur. The broadening construction is “divorced from the
`
`10
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`specification and the record evidence” and inconsistent with “the one that those
`
`skilled in the art would reach.” See Microsoft, No. 2014-1542, 2015 WL 3747257,
`
`at *3 (quoting NTP, 654 F.3d at 1288; Cortright, 165 F.3d at 1358).
`
`In essence, Ford asks the Board to construe the claims as broadly covering
`
`hybrid vehicle systems where transitions between modes never occur—a clear
`
`error that is fundamentally contrary to the specification of the ’347 patent. See
`
`Fuji Photo Film Co. v. Int'l Trade Comm’n, 386 F.3d 1095, 1098 (Fed. Cir. 2004)
`
`(claim should not be given overly broad construction that is inconsistent with how
`
`claim term is used in the specification). The Board’s “broadest reasonable
`
`interpretation” must be reasonable, and must be in conformity with the invention
`
`as described in the specification. In re Vaidyanathan, 381 Fed. Appx. 985, 995-96
`
`(Fed. Cir. 2010). Because Ford’s proposed construction fails to consider the
`
`entirety of the claims and specification, it is improper and should be rejected. See,
`
`e.g., In re Abbott Diabetes Care Inc., 696 F.3d 1142, 1149 (Fed. Cir. 2012)
`
`(holding that Board’s construction of “electrochemical sensor” was “unreasonable
`
`and inconsistent with the language of the claims and the specification”).
`
`Ford’s construction is also incorrect because it impermissibly limits
`
`“setpoint” to a torque value while the specification makes clear that a setpoint is
`
`not limited to a torque value and in fact could also be a measure of the state of
`
`charge of the battery.
`
`11
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`[T]he microprocessor tests sensed and calculated values for system
`variables, such as the vehicle's instantaneous torque requirement, i.e.,
`the “road load” RL, the engine's instantaneous torque output ITO, both
`being expressed as a percentage of the engine's maximum torque output
`MTO, and the state of charge of the battery bank BSC, expressed as a
`percentage of its full charge, against setpoints, and uses the results of
`the comparisons to control the mode of vehicle operation.
`
`Ex. 1301 at 40:22-31 (emphasis added). Ford’s construction ignores the language
`
`regarding state of charge of the battery, and, in this regard, impermissibly narrows
`
`the broadest reasonable interpretation of setpoint as used in the specification.
`
`Therefore, Paice respectfully requests that the Board reject Ford’s
`
`construction and adopt Paice’s construction of “setpoint” to make clear that it is a
`
`value “at which a transition between operating modes may occur.”
`
`
`
`“monitor patterns of vehicle operation over time”
`
`The Board should construe “monitor patterns of vehicle operation over time”
`
`to mean “track and record the driver’s repeated driving operations over time.”
`
`Dependent claims 2 and 24 of the ’347 patent require that the controller
`
`“monitor[s] patterns of vehicle operation over time and var[ies] said setpoint SP
`
`accordingly.” Ford and Dr. Davis misapply this claim language to Ibaraki ’882, as
`
`discussed below. In order to clarify the scope of this claim in light of this
`
`misapplication, and for the purposes of this IPR only, Paice respectfully requests
`
`that the Board give the phrase “monitor patterns of vehicle operation over time” its
`
`12
`
`PUBLIC - REDACTED VERSION
`
`

`
`Patent No. 7,104,347
`Patent Owner’s Preliminary Response
`
`
`
`
`Case IPR2015-00795
`Attorney Docket No: 36351-0011IP5
`
`broadest reasonable interpretation, which is: “track and record the driver’s repeated
`
`driving operations over time.”
`
`The specification makes clear that the claimed control system can be altered
`
`based on “patterns of vehicle operation over time,” which refers to how the
`
`operator actually drives the car over some period of time, i.e., changing variables
`
`according to how the driver actually uses the car on a day to day basis. See Ex.
`
`1301 at 35:47-58 (“Examples of this practice—amounting in many circumstances
`
`to modifying certain specific values depending on other data items not discussed in
`
`detail, or by monitoring the vehicle’s actual usage patterns over time—are given
`
`below.” (emphasis added)). For example, the specification describes an
`
`embodiment of this claim where the setpoint is adjusted based on the driver’s daily
`
`commute from home to work. See id. at 40:56-41:9. After analyzing the driver’s
`
`“daily patterns,” such as “driv[ing] the same route fr

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket