UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________
`
`LUMENTUM HOLDINGS, INC., LUMENTUM, INC., and
`LUMENTUM OPERATIONS LLC
`Petitioner,
`
`v.
`
`CAPELLA PHOTONICS, INC.
`Patent Owner.
`_____________________
`
`Case IPR2015-00739
`Patent RE42,678
`_____________________
`
`
`
`
`
` PATENT OWNER’S UPDATED EXHIBIT LIST
`PURSUANT TO 37 C.F.R. § 42.63(e)
`
`
`
`
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`
`
`_____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________
`
`LUMENTUM HOLDINGS, INC., LUMENTUM, INC., and
`LUMENTUM OPERATIONS LLC
`Petitioner,
`
`v.
`
`CAPELLA PHOTONICS, INC.
`Patent Owner.
`_____________________
`
`Case IPR2015-00739
`Patent RE42,678
`_____________________
`
`
`
`
`
` PATENT OWNER’S UPDATED EXHIBIT LIST
`PURSUANT TO 37 C.F.R. § 42.63(e)
`
`
`
`
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`
`
`
`
`
`
`
`Exhibit No.
`2001
`
`2002
`
`2003
`
`2004
`2005
`2006
`
`2007
`
`2008
`
`2009
`
`2010
`
`2011
`
`Case IPR2015-00739
`Patent RE42,678
`
`EXHIBIT LIST
`
`Reference
`Defendant’s Motion to Transfer Venue, Capella Photonics, Inc. v.
`Cisco Systems, Inc., Case Number: 1:14-cv-20529-PAS, Docket No.
`19, April 4, 2014.
`Capella Photonics Launches Dynamically Reconfigurable
`Wavelength Routing Subsystems, Offering Unprecedented
`Operating Cost Savings and Flexibility for Telecom Service
`Providers, Business Wire (June 2, 2003, 8:16 AM),
`http://www.businesswire.com/news/home/20030602005554/en/Cap
`ella-Photonics-Launches-Dynamically-Reconfigurable-Wavelength
`-Routing.
`WavePath 4500 Product Brief, Capella,
`http://www.capellainc.com/downloads/WavePath%204500%20Pro
`duct%20Brief%20030206B.pdf.
`U.S. Provisional Patent Application No. 60/183,155
`Deposition Transcript of Dan M. Marom, Ph.D.
`Benjamin B. Dingel & Achyut Dutta, Photonic Add-Drop
`Multiplexing Perspective for Next Generation Optical Networks,
`4532 SPIE 394 (2001).
`Tze-Wei Yeow, K. L. Eddie Law, & Andrew Goldenberg, MEMS
`Optical Switches, 39 IEEE Comm. I Mag. no. 11, 158 (2001).
`Clifford Holliday, Components for R-OADMs ’05 (B & C
`Consulting Services & IGI Consulting Inc. 2005) (Excerpts).
`Patrick B. Chu et al., MEMS: the Path to Large Optical
`Crossconnects, 40 IEEE Comm. I Mag. no. 3, 80 (2002).
`Clifford Holliday, Switching the Lightwave: OXC’s – The
`Centerpiece of All Optical Network (IGI Consulting Inc. & B & C
`Consulting Services 2001) (Excerpts).
`An Vu Tran et al., Reconfigurable Multichannel Optical Add-Drop
`Multiplexers Incorporating Eight-Port Optical Circulators and
`Fiber Bragg Gratings, 13 Photonics Tech. Letters, IEEE, no. 10,
`
`
`
`- 2 -
`
`
`
`Case IPR2015-00739
`Patent RE42,678
`
`Reference
`
`1100 (2001).
`Jungho Kim & Byoungho Lee, Bidirectional Wavelength Add-Drop
`Multiplexer Using Multiport Optical Circulators and Fiber Bragg
`Gratings, 12 IEEE Photonics Tech. Letters no. 5, 561 (2000).
`U.S. Patent No. 6,984,917 to Greywall & Marom.
`U.S. Patent No. 6,657,770 to Marom et al.
`Affidavit of Nicholas J. Nowak in Support of Pro Hac Vice
`Admission Under 37 C.F.R. § 42.10(c)
`Max Born & Emil Wolf, Principles of Optics (Cambridge Univ.
`Press, 6th Corrected Ed. 1986) (Excerpts).
`U.S. Patent No. 6,543,286 to Garverick et al.
`U.S. Patent No. 5,629,790 to Neukermans et al.
`Fraine, D.S. Simon, O. Minaeva, R. Egorov, and A.V. Sergienko,
`Precise evaluation of polarization mode dispersion by separation of
`even- and odd-order effects in quantum interferometry, Optics
`Express v. 19, no. 21, 22820 (2011).
`Abdul Al-Azzawi, Fiber Optics: Principles and Practices (CRC Press
`2006).
`Metallic Coatings, Eksma Optics, available at
`http://eksmaoptics.com/optical-components/coatings/metallic-coati
`ngs/.
`Declaration of Dr. Alexander V. Sergienko in Support of the Patent
`Owner Response (“Sergienko Dec.”)
`Curriculum Vitae of Dr. Alexander V. Sergienko
`Network Strategy Partners, LLC, The Business Case for ROADM
`Technology (2006), available at
`https://web.archive.org/web/20130605173554/http://www.cisco.co
`m/en/US/prod/collateral/optical/ps5724/ps2006/prod_white_paper0
`900aecd8052b792.pdf.
`Herzel Laor et al., Construction and Performance of a 576x576
`Single-Stage OXC, in 2 IEEE Lasers and Electro-Optics Society
`1999 12th Annual Meeting, at 481 (1999).
`- 3 -
`
`
`
`Exhibit No.
`
`2012
`
`2013
`2014
`2015
`
`2016
`
`2017
`2018
`2019
`
`2020
`
`2021
`
`2022
`
`2023
`2024
`
`2025
`
`
`
`
`
`Case IPR2015-00739
`Patent RE42,678
`
`Reference
`U.S. Patent No. 6,798,941 to Smith et al.
`Ming C. Wu, Olav Solgaard, & Joseph E. Ford, Optical MEMS for
`Lightwave Communication, 24 J. Lightwave Tech. 4433 (2006).
`U.S. Patent No. 6,178,284 to Bergmann & Joseph E. Ford et al.
`U.S. Patent No. 6,178,033 to Joseph E. Ford et al.
`U.S. Patent No. 6,859,573 to Bouevitch et al.
`J. E. Ford, Optical MEMS: Legacy of the telecom boom, Solid-State
`Sensor, Actuator and Microsystems Workshop, Hilton Head, SC,
`Jun. 6-10 (2004).
`Deposition Transcript of Mr. Sheldon McLaughlin for Cases
`IPR2015-00731 and IPR2015-00739, dated October 22, 2015
`U.S. Patent No. 7,676,126 to McLaughlin et al.
`U.S. Patent No. 8,233,794 to Colbourne & McLaughlin et al.
`Transcript of PTAB Teleconference dated February 2, 2016
`
`
`
`Respectfully Submitted,
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`
`
`Exhibit No.
`2026
`2027
`
`2028
`2029
`2030
`2031
`
`2032
`
`2033
`2034
`2035
`
`Date: February 4, 2016
`
`
`
`
`
`
`
`
`
`
`/Jason D. Eisenberg/
`
`Jason D. Eisenberg, Reg. 43,447
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 NEW YORK AVENUE, NW
`WASHINGTON, D.C. 20005
`(202) 371-8645
`Counsel for Patent Owner
`
`
`
`- 4 -
Accessing this document will incur an additional charge of $.
After purchase, you can access this document again without charge.
Accept $ Charge
Still Working On It
This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.
Give it another minute or two to complete, and then try the refresh button.
A few More Minutes ... Still Working
It can take up to 5 minutes for us to download a document if the court servers are running slowly.
Thank you for your continued patience.
This document could not be displayed.
We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.
Your account does not support viewing this document.
You need a Paid Account to view this document. Click here to change your account type.
Your account does not support viewing this document.
Set your membership
status to view this document.
With a Docket Alarm membership, you'll
get a whole lot more, including:
- Up-to-date information for this case.
- Email alerts whenever there is an update.
- Full text search for other cases.
- Get email alerts whenever a new case matches your search.
One Moment Please
The filing “” is large (MB) and is being downloaded.
Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.
Your document is on its way!
If you do not receive the document in five minutes, contact support at support@docketalarm.com.
Sealed Document
We are unable to display this document, it may be under a court ordered seal.
If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.
Access Government Site
