UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`JDS UNIPHASE CORPORATION
`Petitioner
`
`v.
`
`CAPELLA PHOTONICS, INC.
`Patent Owner
`
`
`
`Case No. IPR2015-00739
`
`Patent No. RE 42,678
`
`__________________
`
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`US.104243113.01
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`JDS UNIPHASE CORPORATION
`Petitioner
`
`v.
`
`CAPELLA PHOTONICS, INC.
`Patent Owner
`
`
`
`Case No. IPR2015-00739
`
`Patent No. RE 42,678
`
`__________________
`
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`US.104243113.01
`
`
`
`Case No. IPR2015-00739
`Petitioner’s Updated Exhibit List
`
`
`Exhibit No.
`
`Description:
`
`Exhibit 1001:
`
`Exhibit 1002:
`
`Exhibit 1003:
`
`Exhibit 1004:
`
`Exhibit 1005:
`
`Exhibit 1006:
`
`Exhibit 1007:
`
`Exhibit 1008:
`
`U.S. Reissued Patent No. RE42,678 to Wilde et al.
`(“‘678 patent”)
`
`File History of U.S. Patent No. RE42,678 to Wilde
`et al. (“‘678 File History”)
`
`U.S. Patent No. 6,498,872 to Bouevitch et al.
`(“Bouevitch”)
`
`U.S. Patent No. 6,625,340 to Sparks et al. (“Sparks
`Patent,” or “Sparks”)
`
`Excerpts from Born et al., PRINCIPLES OF
`OPTICS, (6th Ed., Pergammon Press 1984)
`
`U.S. Patent No. 6,798,992 to Bishop et al.
`(“Bishop”)
`
`U.S. Patent No. 6,507,421 to Bishop et al. (“Bishop
`‘421”)
`
`Provisional Patent App. No. 60/277,217 (“’678
`Provisional”)
`
`Exhibit 1009:
`
`U.S. Patent No. 6,253,001 to Hoen (“Hoen”)
`
`Exhibit 1010:
`
`U.S. Patent No. 5,661,591 to Lin at al. (“Lin”)
`
`Exhibit 1011:
`
`Doerr et al., An Automatic 40-Wavelength
`Channelized Equalizer, IEEE Photonics Technology
`Letters, Vol., 12, No. 9, (Sept. 2000)
`
`Exhibit 1012:
`
`U.S. Patent No. 5,936,752 to Bishop et al. (“Bishop
`‘752”)
`
`
`US.104243113.01
`
`1
`
`
`
`Case No. IPR2015-00739
`Petitioner’s Updated Exhibit List
`
`
`Exhibit No.
`
`Description:
`
`Exhibit 1013:
`
`Exhibit 1014:
`
`Exhibit 1015:
`
`Excerpt from New World English Dictionary
`("servo” and “servomechanism”)
`
`Excerpt from Collins English Dictionary - Complete
`& Unabridged 10th Edition. HarperCollins
`Publishers. (“feedback”)
`
`Ford et al., Wavelength Add–Drop Switching Using
`Tilting Micromirrors, Journal of Lightwave
`Technology, Vol. 17, No. 5 (May 1999) (“Ford”)
`
`Exhibit 1016:
`
`U.S. Patent No. 6,069,719 to Mizrahi (“Mizrahi”)
`
`Exhibit 1017:
`
`Exhibit 1018:
`
`Exhibit 1019:
`
`Exhibit 1020:
`
`U.S. Patent No. 6,204,946 to Aksyuk et al.
`(“Aksyuk”)
`
`U.S. Patent Application Publication No. US
`2002/0105692 to Lauder et al. (“Lauder”)
`
`Giles et al., Reconfigurable 16-Channel WDM
`DROP Module Using Silicon MEMS Optical
`Switches, IEEE Photonics Technology Letters, Vol.
`11, No. 1, (Jan. 1999) “Giles”)
`
`Andrew S. Dewa, and John W. Orcutt, Development
`of a silicon 2-axis micro-mirror for optical cross-
`connect, Technical Digest of the Solid State Sensor
`and Actuator Workshop, Hilton Head Island, SC,
`June 4-8, 2000) at pp. 93-96 (“Dewa”)
`
`Exhibit 1021:
`
`U.S. Patent No. 6,011,884 to Dueck et al. (“Dueck”)
`
`Exhibit 1022:
`
`U.S. Patent No. 6,243,507 to Goldstein et al.
`(“Goldstein ‘507”)
`
`
`US.104243113.01
`
`2
`
`
`
`Case No. IPR2015-00739
`Petitioner’s Updated Exhibit List
`
`
`Exhibit No.
`
`Description:
`
`Exhibit 1023:
`
`U.S. Patent No. 6,567,574 to Ma, et al. (“Ma”)
`
`Exhibit 1024:
`
`U.S. Patent No. 6,256,430 to Jin, et al. (“Jin”)
`
`Exhibit 1025:
`
`Exhibit 1026:
`
`Exhibit 1027:
`
`U.S. Patent No. 6,631,222 to Wagener et al.
`(“Wagener”)
`
`U.S. Patent No. 5,875,272 to Kewitsch et al.
`(“Kewitsch”)
`
`U.S. Patent No. 6,285,500 to Ranalli at al.
`(“Ranalli”)
`
`Exhibit 1028:
`
`Declaration of Sheldon McLaughlin
`
`Exhibit 1029:
`
`Exhibit 1030:
`
`Declaration of Dan Marom as filed in Inter Partes
`Review No. 2014-01276 (“Marom Declaration”)
`
`James A. Walker et al., Fabrication of a Mechanical
`Antireflection Switch for Fiber-to-the-Home
`Systems, 5 J. Microelectromechanical Sys. 45, 46-
`47, Fig. 3 (1996) (“Walker”)
`
`Exhibit 1031:
`
`U.S. Patent No. 5,414,540 to Patel et al. (“Patel”)
`
`Exhibit 1032:
`
`Exhibit 1033:
`
`Exhibit 1034:
`
`Borella, et al., Optical Components for WDM
`Lightwave Networks, Proceedings of the IEEE, Vol.
`85, NO. 8, August 1997 (“Borella”)
`
`U.S. Patent No. 6,928,244 to Goldstein et al.
`(“Goldstein ‘244”)
`
`Steffen Kurth et al., Silicon mirrors and Micromirror
`Arrays for Spatial Laser Beam Modulation, Sensors
`and Actuators, A 66, July 1998
`
`
`US.104243113.01
`
`3
`
`
`
`Case No. IPR2015-00739
`Petitioner’s Updated Exhibit List
`
`
`Exhibit No.
`
`Description:
`
`Exhibit 1035:
`
`C. Randy Giles and Magaly Spector, The
`Wavelength Add/Drop Multiplexer for Lightwave
`Communication Networks, Bell Labs Technical
`Journal, (Jan.-Mar. 1999) (“Giles and Spector”)
`
`Exhibit 1036:
`
`U.S. Patent No. 5,872,880 to Maynard (“Maynard”)
`
`Exhibit 1037:
`
`Reserved
`
`Exhibit 1038:
`
`Reserved
`
`Exhibit 1039:
`
`Excerpts from Shigeru Kawai, HANDBOOK OF
`OPTICAL Interconnects (2005) (“Shigeru Kawai”)
`
`Exhibit 1040:
`
`U.S. Patent No. 6,625,350 to Kikuchi (“Kikuchi”)
`
`Exhibit 1041:
`
`Exhibit 1042:
`
`Exhibit 1043:
`
`Exhibit 1044:
`
`Joseph E. Ford & James A. Walker, Dynamic
`Spectral Power Equalization Using Micro-Opto-
`Mechanics, IEEE Photonics Technology Newsletter,
`Vol. 10, No. 10, (Oct. 1998) (“Ford & Walker,
`Spectral Power Equalization”)
`
`U.S. Patent No. 5,048,912 to Kunikane et al.
`(“Kunikane patent”)
`
`U.S. Patent No. 5,315,431 to Masuda et al.
`(“Masuda patent”)
`
`S. Yuan, and N. A. Riza, General formula for
`coupling loss characterization of single mode fiber
`collimators by use of gradient index rod lenses,
`Appl. Opt. Vol. 38, No. 10, at 3214-3222, (1999)
`
`
`US.104243113.01
`
`4
`
`
`
`Case No. IPR2015-00739
`Petitioner’s Updated Exhibit List
`
`
`Exhibit No.
`
`Description:
`
`Exhibit 1045:
`
`Exhibit 1046:
`
`Exhibit 1047:
`
`Exhibit 1048:
`
`Exhibit 1049:
`
`Ming C. Wu, Micromachining for Optical and
`Optoelectronic Systems, Proc. IEEE, Vol. 85, No.
`11, at 1833-56 (Nov. 1997) (“Wu,
`Micromachining”)
`
`Sir Isaac Newton, Opticks or a treatise of the
`reflections, refractions, and inflections and colors of
`light (1730)
`
`Chikama et al., Photonic Networking Using Optical
`Add Drop Multiplexers and Optical Cross-Connects,
`Fujitsu Sco. Tech. J., 35, 1, pp. 46-55 (July 1999)
`
`Lumentum Holdings Inc. Form 8-K, filed
`08/06/2015
`
`Declaration of Joel D. Sayres in Support of Motion
`for Pro Hac Vice Admission
`
`
`
`
`
`
`By:
`
`
`
`
`Respectfully submitted,
`
`Faegre Baker Daniels LLP
`
`
` / Walter Linder /
`Walter C. Linder
`Reg. No. 31, 707
`Lead Counsel
`Telephone: 612-766-8801
`
`
`
`
`
`Dated: January 26, 2016
`
`
`
`Faegre Baker Daniels
`2200 Wells Fargo Center
`90 S. Seventh Street
`Minneapolis, MN 55402
`Tel: (612) 766-7000
`
`
`
`
`
`
`US.104243113.01
`
`5
`
`
`
`Case No. IPR2015-00739
`Petitioner’s Updated Exhibit List
`
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that I caused a true and correct copy of the foregoing
`
`Petitioner’s Updated Exhibit List and Exhibit 1049 to be served by email on the
`
`following:
`
`Jason D. Eisenberg, Reg. No. 43,447
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W. Washington, D.C. 20005
`E-mail: jasone-PTAB@skgf.com
`
`Robert Greene Sterne, Reg. No. 28,912
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W. Washington, D.C. 20005
`E-mail: rsterne-PTAB@skgf.com
`
`Jon E. Wright, Reg. No. 50,720
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W. Washington, D.C. 20005
`E-mail: jwright-PTAB@skgf.com
`
`Nicholas J. Nowak
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N.W. Washington, D.C. 20005
`E-mail: nnowak-PTAB@skgf.com
`
`
`FAEGRE BAKER DANIELS LLP
`
`
`
` / Walter Linder /
`Walter C. Linder
`Reg. No. 31, 707
`Lead Counsel
`Telephone: 612-766-8801
`
`
`
`Dated: January 26, 2016
`
`Faegre Baker Daniels
`2200 Wells Fargo Center
`90 S. Seventh Street
`Minneapolis, MN 55402
`Tel: (612) 766-7000
`
`
`
`
`US.104243113.01
`
`
`
`
`By:
`
`
`
`
`6
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