IPR2015-00731, No. 1044 Exhibit - Patent Owner Demonstratives (P.T.A.B. May. 20, 2016)

Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`1
`
`May 24, 2016
`
`Case IPR2015-01971 has been joined to this proceeding.
`
`Case IPR2015-01969 has been joined to this proceeding.
`
`1 2
`
`1 2
`
`IPR2015-00739 (Patent No. RE42,678)
`IPR2015-00731 (Patent No. RE42,368)
`
`CAPELLA PHOTONICS INC.
`
`____________
`
`v.
`
`LUMENTUM OPERATIONS LLC, CORIANT OPERATIONS, INC.,
`
`LUMENTUM HOLDINGS, INC., LUMENTUM, INC.,
`
`CORIANT (USA) INC., CIENA CORPORATION,
`
`FUJITSU NETWORK COMMUNICATIONS, INC.
`
`CISCO SYSTEMS, INC., and
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`2
`
`Bouevitch, Sparks, Lin, Dueck
`
`Bouevitch, Sparks, Lin
`
`1-4, 9, 10,13, 19-23, 27,
`
`17,29, 53
`44-46, 61-65
`
`Bouevitch, Sparks, Lin, Dueck
`Bouevitch, Sparks, Lin
`References
`
`12
`
`1-6, 9-11, 13, 15-22
`
`Claims
`
`2
`
`4
`
`2
`
`4
`
`Ground
`Instituted
`
`’678
`
`’368
`
`Patent
`
`Instituted Grounds
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`3
`
`The ’217 Provisional
`Disavowal / Disclaimer
`Collimator Ports vs. Circulators
`
`•
`
`•
`
`•
`
`III.Ports
`
`Hindsight
`The Proposed Motivations to Combine Fail
`Teaching Away
`
`•
`
`•
`
`•
`
`II.No Motivation to Combine
`
`Petitioners’ Proposed Combination
`
`I.
`
`Outline
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`4
`
`’731 Reply, p. 2; ’739 Reply, p. 2
`
`Lumentum
`
`Petitioners’ Proposed Combination
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`5
`
`Bouevitch, FIG. 11; ’731 POR, p. 16; ’739 POR, p. 16
`
`Petitioners’ Proposed Combination
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`6
`
`The ’217 Provisional
`Disavowal / Disclaimer
`Collimator Ports vs. Circulators
`
`•
`
`•
`
`•
`
`III.Ports
`
`Hindsight
`The Proposed Motivations to Combine Fail
`Teaching Away
`
`•
`
`•
`
`•
`
`II.No Motivation to Combine
`
`Petitioners’ Proposed Combination
`
`I.
`
`Outline
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`7
`
`’731 POR, pp. 23-27; ’739 POR, pp. 24-28
`
`Discourages Misalignment
`(2)BouevitchUnequivocally
`
`(1)Sparks Uses Misalignment
`
`to Control Power
`
`In re Gurley, 27 F.3d 551, 553 (Fed. Cir. 1994)
`
`by the applicant.”
`from the path that was taken
`led in a direction divergent
`the reference, or would be
`following the path set out in
`would be discouraged from
`upon reading the reference,
`teach away when a [POSA],
`“A reference may be said to
`
`Evidence Shows
`
`Legal Requirement
`
`Teaching Away
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`8
`
`’731 POR, p. 24; ’739 POR, p. 24
`Sparks, FIG. 2b;
`
`Sparks, 5:4-11; ’731 POR, p. 23; ’739 POR, p. 24
`
`Sparks
`
`Sparks Uses Misalignment to Control Power
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`9
`
`Bouevitch, 2:1-7; ’731 POR, p. 24; ’739 POR, p. 25
`
`Bouevitch
`
`BouevitchDiscourages Misalignment
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`10
`
`Bouevitch, 7:60-63; ’731 POR, p. 24; ’739 POR, p. 25
`
`Bouevitch
`
`BouevitchDiscourages Misalignment
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`11
`
`Bouevitch, FIG. 9; ’731 POR, pp. 27-28; ’739 POR, p. 28
`
`BouevitchAttenuates Power at a Modifying Means
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`12
`
`Bouevitch,12:59-67; ’731 POR, pp. 27-28; ’739 POR, p. 28
`
`BouevitchAttenuates Power at a Modifying Means
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`13
`
`Bouevitch, 11:28-35; ’731 POR, pp. 27-28; ’739 POR, p. 28
`
`BouevitchAttenuates Power at a Modifying Means
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`14
`
`Bouevitch, 7:45-49; ’731 POR, pp. 26-27; ’739 POR, p. 27
`
`Bouevitch, 7:37-44; ’731 POR, p. 26; ’739 POR, p. 27
`
`BouevitchAttenuates Power at a Modifying Means
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`15
`
`The ’217 Provisional
`Disavowal / Disclaimer
`Collimator Ports vs. Circulators
`
`•
`
`•
`
`•
`
`III.Ports
`
`Hindsight
`The Proposed Motivations to Combine Fail
`Teaching Away
`
`•
`
`•
`
`•
`
`II.No Motivation to Combine
`
`Petitioners’ Proposed Combination
`
`I.
`
`Outline
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`16
`
`’731 Sergienko Dec., ¶ 134; ’739 Sergienko Dec., ¶ 134; ’731 POR, pp. 20, 21; ’739 POR, p. 21
`
`’731 Petition, pp. 21-22; ’739 Petition, pp. 20-21
`
`Dr. Sergienko
`
`Lumentum
`
`The Proposed Motivations to Combine Fail
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`17
`
`’731 POR, p. 21; ’739 POR, p. 21
`’731 Sergienko Dec., ¶ 135; ’739 Sergienko Dec., ¶ 135;
`
`Dr. Sergienko
`
`The Proposed Motivations to Combine Fail
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`18
`
`’731 Sergienko Dec., ¶ 136; ’739 Sergienko Dec., ¶ 136; ’731 POR, p. 22; ’739 POR, p. 22
`
`’731 Petition, pp. 22-23; ’739 Petition, pp. 21-22
`
`Dr. Sergienko
`
`Lumentum
`
`The Proposed Motivations to Combine Fail
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`19
`
`’731 POR, p. 22; ’739 POR, p. 22
`’731 Sergienko Dec., ¶ 136; ’739 Sergienko Dec., ¶ 136;
`
`Dr. Sergienko
`
`The Proposed Motivations to Combine Fail
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`20
`
`’731 Petition, p. 24; ’739 Petition, p. 23
`
`Lumentum
`
`The Proposed Motivations to Combine Fail
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`21
`
`Bouevitch, Abstract
`
`Bouevitch, Title
`
`BouevitchAlready Allegedly Equalizes Power
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`22
`
`The ’217 Provisional
`Disavowal / Disclaimer
`Collimator Ports vs. Circulators
`
`•
`
`•
`
`•
`
`III.Ports
`
`Hindsight
`The Proposed Motivations to Combine Fail
`Teaching Away
`
`•
`
`•
`
`•
`
`II.No Motivation to Combine
`
`Petitioners’ Proposed Combination
`
`I.
`
`Outline
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`23
`
`’731 Petition, p. 24; ’739 Petition, p. 23
`
`Lumentum
`
`Hindsight: Rationale Comes from the Capella Patent
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`24
`
`Ex. 1001, 3:20-21, 3:27-31
`
`Hindsight: Rationale Comes from the Capella Patent
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`25
`
`Ex. 1001, 3:14-19
`
`Ex. 1001, 2:57-64
`
`Hindsight: Rationale Comes from the Capella Patent
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`26
`
`Ex. 2033, 2:3-18; ’731 POR, pp. 24, 27; ’739 POR, pp. 24, 27
`
`Hindsight: Mr. McLaughlin’s 2007 Patent
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`27
`
`’731 POR, pp. 24, 27; ’739 POR, pp. 24, 27
`’731 Sergienko Dec., ¶ 150;
`
`Dr. Sergienko
`
`Hindsight: Mr. McLaughlin’s 2007 Patent
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`28
`
`Ex. 2014, FIG. 6; ’731 POR, p. 58; ’739 POR, p. 59
`
`Ex. 1001, FIG. 1A; ’731 POR, p. 6; ’739 POR, p. 6
`
`Dr. Marom
`
`Capella
`
`Hindsight: Dr. Marom“Invented” a WSS After Capella
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`29
`
`The ’217 Provisional
`Disavowal / Disclaimer
`Collimator Ports vs. Circulators
`
`•
`
`•
`
`•
`
`III.Ports
`
`Hindsight
`The Proposed Motivations to Combine Fail
`Teaching Away
`
`•
`
`•
`
`•
`
`II.No Motivation to Combine
`
`Petitioners’ Proposed Combination
`
`I.
`
`Outline
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`30
`
`’678 Patent
`
`’368 Patent
`
`Collimator Ports vs. Circulators
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`31
`
`Ex. 1001, 8:41-43; ’731 POR, p. 11; ’739 POR, p. 11
`
`Ex. 1001, FIG. 1D; ’731 POR, p. 11; ’739 POR, p. 11
`
`Collimator Ports vs. Circulators
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`32
`
`Ex. 1001, FIGS. 1A, 2A, 2B, 3
`
`Collimator Ports vs. Circulators
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`33
`
`Ex. 1001, 1:59-63; ’731 POR, pp. 8-9; ’739 POR, pp. 8-9
`
`Background
`
`Collimator Ports vs. Circulators
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`34
`
`Ex. 1001, 2:45-57; ’731 POR, pp. 36-37; ’739 POR, p. 38
`
`Background
`
`Collimator Ports vs. Circulators
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`35
`
`See Bouevitch, FIG. 11; ’731 POR, pp. 19, 43; ’739 POR, pp. 19, 44
`
`Ex. 1001, FIG. 1D; ’731 POR, p. 11; ’739 POR, p. 11
`
`Collimator Ports vs. Circulators
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`36
`
`’731 POR, pp. 33-34; ’739 POR, p. 35
`
`Port = Collimator
`
`Collimator Ports vs. Circulators
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`37
`
`The ’217 Provisional
`Disavowal / Disclaimer
`Collimator Ports vs. Circulators
`
`•
`
`•
`
`•
`
`III.Ports
`
`Hindsight
`The Proposed Motivations to Combine Fail
`Teaching Away
`
`•
`
`•
`
`•
`
`II.No Motivation to Combine
`
`Petitioners’ Proposed Combination
`
`I.
`
`Outline
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`38
`
`’731 POR, p. 33; ’739 POR, p. 34
`Ex. 1001, 3:54-58 (emphasis added);
`
`ports . . . .”
`port and a plurality of output
`collimators serving as an input
`employ an array of fiber
`apparatus and method which
`separating-routing (WSR)
`providesa wavelength-
`“The present invention
`
`(internal citations omitted)
`778 F.3d 1021, 1024 (Fed. Cir. 2015)
`Pacing Techs., LLC v. Garmin Int’l, Inc.,
`
`present invention is . . . .’”
`inventionincludes. . .’ or ‘the
`based on . . . ‘the present
`found disavowal or disclaimer
`“[The Federal Circuit has]
`
`Evidence Shows
`
`Legal Requirement
`
`Disavowal / Disclaimer
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`39
`
`Ex. 1001, 3:54-58; ’731 POR, p. 33; ’739 POR, p. 34
`
`Disavowal / Disclaimer
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`40
`
`The ’217 Provisional
`Disavowal / Disclaimer
`Collimator Ports vs. Circulators
`
`•
`
`•
`
`•
`
`III.Ports
`
`Hindsight
`The Proposed Motivations to Combine Fail
`Teaching Away
`
`•
`
`•
`
`•
`
`II.No Motivation to Combine
`
`Petitioners’ Proposed Combination
`
`I.
`
`Outline
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`41
`
`’731 McLaughlin Dec., ¶ 4; ’739 McLaughlin Dec., ¶ 4
`
`Did NotConsider the ’217 Provisional For Claim Construction
`
`’731 SergienkoDec., ¶ 192; ’739 SergienkoDec., ¶192
`
`Dr. McLaughlin
`
`Dr. Sergienko
`
`The ’217 Provisional
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`42
`
`Ex. 1008, *4; ’731 POR, p. 41; ’739 POR, p. 42
`
`Ex. 1008, FIG. 9; ’731 POR, p. 41; ’739 POR, p. 42
`
`The ’217 Provisional
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`43
`
`Ex. 1008, *4; ’731 POR, p. 41; ’739 POR, p. 42
`
`Ex. 1008, FIG. 9; ’731 POR, p. 41; ’739 POR, p. 42
`
`The ’217 Provisional
`
`

`
`Exhibit 1044, IPR2015-007315
`PETITIONERS LUMENTUM HOLDINGS
`
`
`
`Bo-mEm«E_$8E_sm_
`
`
`
`moz_o._o_.__>_D._.Zm__>_D._mm_m_ZO_._._._.m_n_
`
`44
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`45
`
`’368 Patent: Claim 1
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`46
`
`’368 Patent: Claim 15
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`47
`
`’368 Patent: Claim 16
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`48
`
`’368 Patent: Claim 17
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`49
`
`’678 Patent: Claim 1
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`50
`
`’678 Patent: Claim 21
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`51
`
`’678 Patent: Claim 44
`
`

`
`Exhibit 1044, IPR2015-00731
`PETITIONERS LUMENTUM HOLDINGS
`
`52
`
`’678 Patent: Claim 61
`
`

`
`
`
`CERTIFICATE OF SERVICE (37 C.F.R. § 42.6(e))
`
`Cases IPR2015-00731 and IPR2015-00739
`Patents RE42,368 and RE42,678
`
`The undersigned hereby certifies that the foregoing PATENT OWNER’S
`
`DEMONSTRATIVE EXHIBITS were served electronically via e-mail on May
`13, 2016, in their entirety on Attorneys for Petitioners:
`IPR2015-001969/IPR2015-01971
`(cont.):
`Matthew J. Moore
`Robert Steinberg
`LATHAM & WATKINS LLP
`Matthew.Moore@lw.com
`Bob.Steinberg@lw.com
`Cienacapellaipr.lwteam@lw.com
`
`Wayne O. Stacy
`COOLEY LLP
`WStacy@cooley.com
`
`Christopher E. Chalsen
`Lawrence T. Kass
`Nathaniel T. Browand
`Suraj K. Balusu
`MILBANK, TWEED, HADLEY &
`McCLOY LLP
`CChalsen@milbank.com
`LKass@milbank.com
`NBrowand@milbank.com
`SBalusu@milbank.com
`
`IPR2015-00731/IPR2015-00739:
`Walter C. Linder
`Kenneth Liebman
`Paul Sherburne
`FAEGRE BAKER DANIELS
`walter.linder@FaegreBD.com
`ken.liebman@FaegreBD.com
`paul.sherburne@FaegreBD.com
`
`IPR2015-001969/IPR2015-01971:
`J. Pieter van Es
`Thomas K. Pratt
`Jordan N. Bodner
`Michael S. Cuviello
`BANNER & WITCOFF, LTD.
`PvanEs@bannerwitcoff.com
`TPratt@bannerwitcoff.com
`JBodner@bannerwitcoff.com
`MCuviello@bannerwitcoff.com
`Banner-Tellabs@bannerwitcoff.com
`
`
`
`
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Jason D. Eisenberg/
`
`Jason Eisenberg, Reg. 43,447
`Attorney for Patent Owner
`
`Date: May 13, 2016
`
`
`
`1100 NEW YORK AVENUE, NW
`WASHINGTON, D.C. 20005
`(202) 371-2600
`
`PETITIONERS LUMENTUM HOLDINGS
`Exhibit 1044, IPR2015-00731

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