`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________
`
`LUMENTUM HOLDINGS, INC., LUMENTUM, INC., and
`LUMENTUM OPERATIONS LLC
`Petitioner,
`
`v.
`
`CAPELLA PHOTONICS, INC.
`Patent Owner.
`_____________________
`
`Case IPR2015-00731
`Patent RE42,368
`_____________________
`
`
`
`
`
` TRANSMITTAL LETTER ACCOMPANYING
`SUBMISSION OF EXHIBIT 2036
`
`
`
`On February 24, 2016 Petitioner, Lumentum Holdings, Inc. et al., and Patent
`
`Case IPR2015-00731 of
`U.S. Patent No. RE42,368
`
`
`
`Owner, Capella Photonics, Inc., spoke with the Patent Trial and Appeal Board on
`
`a conference call regarding the following items:
`
`1. Whether Schedule 5.5(A) of Lumentum’s 8-K SEC filing proves Lumentum
`
`assumed responsibility of this IPR proceeding from JDS Uniphase Corp.
`
`(now named Viavi Solutions Inc.); and
`
`2. Whether the Board will authorize Capella to file a motion for additional
`
`discovery of an unredacted copy of Schedule 5.5(A).
`
`Accordingly, Patent Owner, Capella Photonics, Inc. has submitted the full
`
`transcript of the conference call discussing these items as Exhibit 2036 in
`
`IPR2015-00731.
`
`Date: March 4, 2016
`
`
`
`
`
`Respectfully Submitted,
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Jason D. Eisenberg/
`Jason D. Eisenberg, Reg. 43,447
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 NEW YORK AVENUE, NW
`WASHINGTON, D.C. 20005
`(202) 371-8645
`Counsel for Patent Owner
`
`
`
`- 1 -
`
`
`
`Case IPR2015-00731 of
`U.S. Patent No. RE42,368
`
`CERTIFICATE OF SERVICE (37 C.F.R. § 42.6(e))
`The undersigned hereby certifies that the foregoing TRANSMITTAL
`
`
`
`
`
`LETTER ACCOMPANYING SUBMISSION OF EXHIBIT 2036, PATENT
`
`OWNER’S UPDATED EXHIBIT LIST PURSUANT TO 37 C.F.R. § 42.63(e),
`
`and EXHIBIT 2036 were served electronically via e-mail on March 4, 2016 in
`
`their entireties on the following counsel of record for Petitioner:
`
`Walter C. Linder (Lead Counsel)
`Kenneth Liebman (Back-up Counsel)
`Paul Sherburne (Back-up Counsel)
`FAEGRE BAKER DANIELS LLP
`90 South Seventh Street, 2200 Wells Fargo Center
`Minneapolis, MN 55402
`walter.linder@FaegreBD.com
`ken.liebman@FaegreBD.com
`paul.sherburne@FaegreBD.com
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Jason D. Eisenberg/
`Jason D. Eisenberg
`Registration No. 43,447
`Counsel for Patent Owner
`
`Date: March 4, 2016
`
`1100 New York Avenue, N.W.
`Washington, D.C.20005-3934
`(202) 371-2600
`
`
`
`
`- 2 -