`_____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________
`
`LUMENTUM HOLDINGS, INC., LUMENTUM, INC., and
`LUMENTUM OPERATIONS LLC
`Petitioner,
`
`v.
`
`CAPELLA PHOTONICS, INC.
`Patent Owner.
`_____________________
`
`Case IPR2015-00731
`Patent RE42,368
`_____________________
`
`
`
`
`
` PATENT OWNER’S UPDATED EXHIBIT LIST
`PURSUANT TO 37 C.F.R. § 42.63(e)
`
`
`
`
`
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`
`
`
`
`
`Case IPR2015-00731
`Patent RE42,368
`
`EXHIBIT LIST
`Reference
`Defendant’s Motion to Transfer Venue, Capella Photonics, Inc. v. Cisco
`Systems, Inc., Case Number: 1:14-cv-20529-PAS, Docket No. 19, April
`4, 2014.
`Capella Photonics Launches Dynamically Reconfigurable Wavelength
`Routing Subsystems, Offering Unprecedented Operating Cost Savings
`and Flexibility for Telecom Service Providers, Business Wire (June 2,
`2003, 8:16 AM),
`http://www.businesswire.com/news/home/20030602005554/en/Capella
`-Photonics-Launches-Dynamically-Reconfigurable-Wavelength-Routin
`g.
`WavePath 4500 Product Brief, Capella,
`http://www.capellainc.com/downloads/WavePath%204500%20Product
`%20Brief%20030206B.pdf.
`U.S. Provisional Patent Application No. 60/183,155
`Deposition Transcript of Dan M. Marom, Ph.D.
`Benjamin B. Dingel & Achyut Dutta, Photonic Add-Drop Multiplexing
`Perspective for Next Generation Optical Networks, 4532 SPIE 394
`(2001).
`Tze-Wei Yeow, K. L. Eddie Law, & Andrew Goldenberg, MEMS
`Optical Switches, 39 IEEE Comm. I Mag. no. 11, 158 (2001).
`Clifford Holliday, Components for R-OADMs ’05 (B & C Consulting
`Services & IGI Consulting Inc. 2005) (Excerpts).
`Patrick B. Chu et al., MEMS: the Path to Large Optical Crossconnects,
`40 IEEE Comm. I Mag. no. 3, 80 (2002).
`Clifford Holliday, Switching the Lightwave: OXC’s – The Centerpiece of
`All Optical Network (IGI Consulting Inc. & B & C Consulting Services
`2001) (Excerpts).
`An Vu Tran et al., Reconfigurable Multichannel Optical Add-Drop
`Multiplexers Incorporating Eight-Port Optical Circulators and Fiber
`Bragg Gratings, 13 Photonics Tech. Letters, IEEE, no. 10, 1100 (2001).
`- 2 -
`
`
`
`
`
`Exhibit
`2001
`
`2002
`
`2003
`
`2004
`2005
`2006
`
`2007
`
`2008
`
`2009
`
`2010
`
`2011
`
`
`
`
`
`Case IPR2015-00731
`Patent RE42,368
`
`Reference
`Jungho Kim & Byoungho Lee, Bidirectional Wavelength Add-Drop
`Multiplexer Using Multiport Optical Circulators and Fiber Bragg
`Gratings, 12 IEEE Photonics Tech. Letters no. 5, 561 (2000).
`U.S. Patent No. 6,984,917 to Greywall & Marom.
`U.S. Patent No. 6,657,770 to Marom et al.
`Affidavit of Nicholas J. Nowak in Support of Pro Hac Vice Admission
`Under 37 C.F.R. § 42.10(c)
`Max Born & Emil Wolf, Principles of Optics (Cambridge Univ. Press,
`6th Corrected Ed. 1986) (Excerpts).
`U.S. Patent No. 6,543,286 to Garverick et al.
`U.S. Patent No. 5,629,790 to Neukermans et al.
`Fraine, D.S. Simon, O. Minaeva, R. Egorov, and A.V. Sergienko,
`Precise evaluation of polarization mode dispersion by separation of
`even- and odd-order effects in quantum interferometry, Optics Express
`v. 19, no. 21, 22820 (2011).
`Abdul Al-Azzawi, Fiber Optics: Principles and Practices (CRC Press
`2006).
`Metallic Coatings, Eksma Optics, available at
`http://eksmaoptics.com/optical-components/coatings/metallic-coatings/.
`Declaration of Dr. Alexander V. Sergienko
`Curriculum Vitae of Dr. Alexander V. Sergienko
`Network Strategy Partners, LLC, The Business Case for ROADM
`Technology (2006), available at
`https://web.archive.org/web/20130605173554/http://www.cisco.com/en
`/US/prod/collateral/optical/ps5724/ps2006/prod_white_paper0900aecd
`8052b792.pdf.
`Herzel Laor et al., Construction and Performance of a 576x576
`Single-Stage OXC, in 2 IEEE Lasers and Electro-Optics Society 1999
`12th Annual Meeting, at 481 (1999).
`U.S. Patent No. 6,798,941 to Smith et al.
`Ming C. Wu, Olav Solgaard, & Joseph E. Ford, Optical MEMS for
`Lightwave Communication, 24 J. Lightwave Tech. 4433 (2006).
`- 3 -
`
`
`
`Exhibit
`2012
`
`2013
`2014
`2015
`
`2016
`
`2017
`2018
`2019
`
`2020
`
`2021
`
`2022
`2023
`2024
`
`2025
`
`2026
`2027
`
`
`
`
`
`Case IPR2015-00731
`Patent RE42,368
`
`Reference
`U.S. Patent No. 6,178,284 to Bergmann & Joseph E. Ford et al.
`U.S. Patent No. 6,178,033 to Joseph E. Ford et al.
`U.S. Patent No. 6,859,573 to Bouevitch et al.
`J. E. Ford, Optical MEMS: Legacy of the telecom boom, Solid-State
`Sensor, Actuator and Microsystems Workshop, Hilton Head, SC, Jun.
`6-10 (2004).
`Deposition Transcript of Mr. Sheldon McLaughlin
`U.S. Patent No. 7,676,126 to McLaughlin et al.
`U.S. Patent No. 8,233,794 to Colbourne & McLaughlin et al.
`Transcript of PTAB Teleconference dated February 2, 2016
`
`
`
`Exhibit
`2028
`2029
`2030
`2031
`
`2032
`2033
`2034
`2035
`
`
`
`
`Respectfully Submitted,
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`
`
`/Jason D. Eisenberg/
`
`Jason D. Eisenberg, Reg. 43,447
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 NEW YORK AVENUE, NW
`WASHINGTON, D.C. 20005
`(202) 371-8645
`Counsel for Patent Owner
`
`
`
`- 4 -
`
`Date: February 4, 2016