`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________
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`LUMENTUM HOLDINGS, INC., LUMENTUM, INC., and
`LUMENTUM OPERATIONS LLC
`Petitioner,
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`v.
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`CAPELLA PHOTONICS, INC.
`Patent Owner.
`_____________________
`
`Case IPR2015-00731
`Patent RE42,368
`_____________________
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` TRANSMITTAL LETTER ACCOMPANYING
`SUBMISSION OF EXHIBIT 2035
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`On February 2, 2016 Petitioner, Lumentum Holdings, Inc. et al., and Patent
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`Case IPR2015-00731
`Patent RE42,368
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`
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`Owner, Capella Photonics, Inc., spoke with the Patent Trial and Appeal Board on a
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`conference call regarding the following items:
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`(1) compelling Petitioner to comply with routine discovery to serve and file a copy
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`of the “Schedule 5.5(A)” that is relied on and cited in footnote 2 of Papers 20 and 21
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`of IPRs 2015-00739 and 2015-00731, respectively (motions to re-caption the
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`proceedings); and
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`(2) the Board’s guidance on whether it had jurisdiction to institute trial on August
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`25, 2015 in both IPR 2015-00739 and 2015-00731 since JDSU, the only entity
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`identified in the respective petitions as the real party-in-interest, had ceased to exist
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`as of August 1, 2015 and the mandatory notices were not updated for 45 days – not
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`until September 15, 2015.
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`Accordingly, Patent Owner, Capella Photonics, Inc. has submitted the full
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`transcript of the conference call discussing these items as Exhibit 2035 in
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`- 2 -
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`IPR2015-00731.
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`Case IPR2015-00731
`Patent RE42,368
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`Respectfully Submitted,
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
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`
`
`/Jason D. Eisenberg/
`
`Jason D. Eisenberg, Reg. 43,447
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 NEW YORK AVENUE, NW
`WASHINGTON, D.C. 20005
`(202) 371-8645
`Counsel for Patent Owner
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`- 3 -
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`Date: February 4, 2016
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`
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`Case IPR2015-00731
`Patent RE42,368
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`CERTIFICATE OF SERVICE (37 C.F.R. § 42.6(e))
`The undersigned hereby certifies that the foregoing TRANSMITTAL
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`
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`LETTER ACCOMPANYING SUBMISSION OF EXHIBIT 2035, PATENT
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`OWNER’S UPDATED EXHIBIT LIST PURSUANT TO 37 C.F.R. § 42.63(e),
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`and EXHIBIT 2035 were served electronically via e-mail on February 4, 2016 in
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`their entireties on the following counsel of record for Petitioner:
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`Walter C. Linder (Lead Counsel)
`Kenneth Liebman (Back-up Counsel)
`Paul Sherburne (Back-up Counsel)
`FAEGRE BAKER DANIELS LLP
`90 South Seventh Street, 2200 Wells Fargo Center
`Minneapolis, MN 55402
`walter.linder@FaegreBD.com
`ken.liebman@FaegreBD.com
`paul.sherburne@FaegreBD.com
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`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Jason D. Eisenberg/
`Jason D. Eisenberg
`Registration No. 43,447
`Counsel for Patent Owner
`
`Date: February 4, 2016
`
`1100 New York Avenue, N.W.
`Washington, D.C.20005-3934
`(202) 371-2600
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