Fujitsu Network Communications, Inc., Coriant Operations, Inc., Coriant (USA) Inc.,
`Ciena Corporation, Petitioner
`v.
`Capella Photonics, Inc., Patent Owner
`
`Petitioner’s Oral Argument
`Demonstratives
`
`IPR2015-00726
`Patent RE42,368
`&
`IPR2015-00727
`Patent RE42,678
`May 24, 2016
`
`FNC EXHIBIT 1046
`
`1
`
`
`Ciena Corporation, Petitioner
`v.
`Capella Photonics, Inc., Patent Owner
`
`Petitioner’s Oral Argument
`Demonstratives
`
`IPR2015-00726
`Patent RE42,368
`&
`IPR2015-00727
`Patent RE42,678
`May 24, 2016
`
`FNC EXHIBIT 1046
`
`1
`
`
`
`2
`
`Overview
`
`• No Estoppel
`• “Continuously Controllable” Two-Axis
`Mirrors
`• “Control the power”
`• Ports
`
`
`
`
`
`
`No Estoppel
`
`No Estoppel
`
`3
`
`
`
`No Estoppel
`
`• FNC reasonably could not have raised the grounds from
`these IPRs in IPR2014-01166 or -01276, and FNC is not a
`petitioner in those IPRs under PTO rules.
`
`• 35 U.S.C. § 315(e)(1):
`“The petitioner in an inter partes review of a claim in a patent under
`this chapter that results in a final written decision under section
`318(a), or the real party in interest or privy of the petitioner, may not
`request or maintain a proceeding before the Office with respect to
`that claim on any ground that the petitioner raised or reasonably
`could have raised during that inter partes review.”
`(Paper 27 (IPR2015-00726), Petitioner’s Reply, Page 1
`Paper 25 (IPR2015-00727), Petitioner’s Reply, Page 1)
`
`4
`
`
`
`No Estoppel
`
`• FNC could not have reasonably presented the present
`grounds in IPR2014-01166 or -01276 because it did not
`participate in the drafting or preparation of those
`petitions.
`
`• FNC was not, and is not, a real party in interest or privy of
`the petitioner (Cisco Systems, Inc.) in IPR2014-01166 or
`-01276.
`
`
`(Paper 27 (IPR2015-00726), Petitioner’s Reply, Pages 2-3
`Paper 25 (IPR2015-00727), Petitioner’s Reply, Pages 2-3)
`
`5
`
`
`
`No Estoppel
`
`• “Petitioner” is “the party filing a petition requesting that a
`trial be instituted.”
`37 C.F.R. § 42.2.
`
`• FNC was not a party to the petitions filed in IPR2014-
`01166 or -01276.
`
`• FNC did not seek to join IPR2014-01166 or -01276 until
`after institution and at the time had already filed its
`petitions in these proceedings.
`(Paper 25 (IPR2015-00726), Petitioner’s Reply, Pages 2-3
`Paper 27 (IPR2015-00727), Petitioner’s Reply, Pages 2-3)
`
`6
`
`
`
`“Continuously Controllable”
`Two-Axis Mirrors
`
`7
`
`
`
`’368 Patent Claim 1 : “Continuously
`Controllable” Beam-Deflecting Elements
`
`(Ex. 1001 (IPR2015-00726), ’368 Patent, Claim 1)
`
`8
`
`
`
`’678 Patent Claim 1 : “Continuously
`Controllable” Channel Micromirrors
`
`(Ex. 1001 (IPR2015-00727), ’678 Patent, Claim 1)
`
`9
`
`
`
`Bouevitch: U.S. Patent No. 6,498,872
`
`(Ex. 1002 (IPR2015-00726, -00727))
`10
`
`
`
`Bouevitch Figure 11: Movable Mirrors
`
`(Ex. 1002 (IPR2015-00726) Fig. 11 annotated in Ex. 1037 Ford Decl. Page 56
`Ex. 1002 (IPR2015-00727) Fig. 11 annotated in Ex. 1037 Ford Decl. Page 64)
`11
`
`
`
`Bouevitch Figure 11: Movable Mirrors
`
`(Ex. 1002 (IPR2015-00726, -00727), Bouevitch at 14:48-55)
`
`12
`
`
`
`Carr: U.S. Patent No. 6,442,307
`
`(Ex. 1005 (IPR2015-00726, -00727))
`
`13
`
`
`
`Carr: “Continuously Controllable”
`Two-Axis Mirrors
`
`(Ex. 1005 (IPR2015-00726, -00727), Carr at Fig. 2B)
`
`14
`
`
`
`Carr: “Continuously Controllable”
`Two-Axis Mirrors
`
`(Ex. 1005 (IPR2015-00726, -00727), Carr at 3:66-4:2 & Fig. 2B)
`
`15
`
`
`
`Carr: “Continuously Controllable”
`Two-Axis Mirrors
`
`(Ex. 1005 (IPR2015-00726, -00727) Carr at 3:45-51)
`
`16
`
`
`
`Sparks: U.S. Patent No. 6,625,340
`
`(Ex. 1006 (IPR2015-00726, -00727))
`17
`
`
`
`Sparks: “Continuously Controllable”
`Two-Axis Mirrors
`
`(Ex. 1006 (IPR2015-00726, -00727), Sparks at 4:43-45)
`
`18
`
`
`
`Sparks: “Continuously Controllable”
`Two-Axis Mirrors
`
`(Ex. 1006 (IPR2015-00726, -00727), Sparks at 2:26-36)
`
`19
`
`
`
`No Bodily Incorporation Requirement
`
`(Paper 27 (IPR2015-00726), Petitioner’s Reply, Page 11
`Paper 25 (IPR2015-00727), Petitioner’s Reply, Page 11)
`20
`
`
`
`Wavelength Selective Switches Were Known
`
`(Ex. 1043 (IPR2015-00726, -00727))
`21
`
`
`
`Wavelength Selective Switches Were Known
`
`(Ex. 1044 (IPR2015-00726, -00727))
`22
`
`
`
`Wavelength Selective Switches Were Known
`
`(Ex. 1040 (IPR2015-00726, -00727), Sergienko Tr. at 61:10-17)
`23
`
`
`
`Bouevitch + Carr or Sparks:
`Two-Axis Mirrors Combination
`
`Reasons to Combine the Two-Axis Mirrors of
`Carr or Sparks in Bouevitch’s System:
`• Substitution of Known Elements to Yield Predictable
`Results
`• Use of a Known Technique to Improve Similar
`Devices
`• Obvious to Try
`• Teachings of Prior Art References
`
`
`(Paper 5 (IPR2015-00726), Petition at 26-28, 48-49
`Paper 1 (IPR2015-00727), Petition at 32-34, 45-46)
`
`24
`
`
`
`Bouevitch + Carr or Sparks:
`Substitution of Known Elements – Dr. Sergienko
`
`(Ex. 1040 (IPR2015-00726, -00727), Sergienko Tr. at 180:16-25)
`25
`
`
`
`Bouevitch + Carr or Sparks:
`Substitution of Known Elements – Dr. Sergienko
`
`(Ex. 1040 (IPR2015-00726, -00727), Sergienko Tr. at 180:16-25)
`26
`
`
`
`Bouevitch + Carr or Sparks:
`Substitution of Known Elements – Dr. Ford
`
`(Ex. 1037 (IPR2015-00726), Ford Decl. ¶¶ 143, 156
`Ex. 1037 (IPR2015-00727), Ford Decl. ¶¶ 154, 167)
`27
`
`
`
`Bouevitch + Carr or Sparks: A Known Technique to
`Improve Similar Devices – Dr. Ford
`
`(Ex. 1037 (IPR2015-00726), Ford Decl. ¶¶ 141, 155
`Ex. 1037 (IPR2015-00727), Ford. Decl. ¶¶ 152, 166)
`
`28
`
`
`
`Bouevitch + Carr or Sparks:
`Obvious to Try – Dr. Ford
`
`(Ex. 1037 (IPR2015-00726), Ford Decl. ¶ 144
`Ex. 1037 (IPR2015-00727 ), Ford Decl. ¶ 155)
`
`29
`
`
`
`Bouevitch + Carr or Sparks:
`Better Compensate Alignment Errors – Dr. Ford
`
`(Ex. 1037 (IPR2015-00726) Ford Decl. ¶¶ 142, 155
`Ex. 1037 (IPR2015-00727, Ford Decl. ¶¶ 153, 166)
`
`30
`
`
`
`Bouevitch + Carr or Sparks:
`Better Compensate Alignment Errors
`
`(Paper 27 (IPR2015-00726), Petitioner’s Reply at Page 16
`Paper 25 (IPR2015-00727), Petitioner’s Reply at Page 16)
`
`31
`
`
`
`Bouevitch + Carr or Sparks:
`“Continuously Controllable” Combination – Dr. Ford
`
`(Ex. 1037 (IPR2015-00726), Ford Decl. ¶¶ 145, 157
`Ex. 1037 (IPR2015-00727), Ford Decl. ¶¶ 156, 168)
`
`32
`
`
`
`Bouevitch + Carr or Sparks:
`“Continuously Controllable” Combination – Dr. Ford
`
`(Ex. 1037 (IPR2015-00726), Ford Decl. ¶¶ 146, 158
`Ex. 1037 (IPR2015-00727), Ford Decl. ¶¶ 157, 169)
`
`33
`
`
`
`Bouevitch + Carr or Sparks:
`“Continuously Controllable” Combination – Dr. Ford
`
`(Ex. 1037 (IPR2015-00726), Ford Decl. ¶¶ 147, 159
`Ex. 1037 (IPR2015-00727), Ford Decl. ¶¶ 158, 170)
`
`34
`
`
`
`
`
`“Control the Power” “Control the Power”
`
`“Control the Power”
`
`
`3535
`35
`
`
`
`’368 Patent Claim 1 : “Control the Power”
`
`(Ex. 1001 (IPR2015-00726), ’368 Patent, Claim 1)
`
`36
`
`
`
`Carr: “Control the Power”
`
`’368 Patent Claims 1, 2, 5, 6, 9-12, and 15-21
` ’678 Patent Claims 1, 9, 10, 13, 17, 19, 44, 53, 61, 64, and 65
`
`(Ex. 1005 (IPR2015-00726), Fig. 9 annotated in Ex. 1037 Ford Decl. Page 72
`Ex. 1005 (IPR2015-00727), Fig. 9 annotated in Ex. 1037 Ford Decl. Page 78)
`
`37
`
`
`
`Carr: “Control the Power”
`
`(Ex. 1005 (IPR2015-00726, -00727), Carr at 11:11-25)
`
`38
`
`
`
`Sparks: “Control the Power”
`
`’368 Patent Claims 1-4, 17, and 22
`’678 Patent Claims 1-4, 19-23, 27, 29, 44-46, and 61-63
`
`(Ex. 1006 (IPR2015-00726, -00727), Sparks, Figs. 2a & 2b)
`
`39
`
`
`
`Sparks: “Control the Power”
`
`(Ex. 1006 (IPR2015-00726, -00727), Sparks at 5:1-11)
`
`40
`
`
`
`Intentional Misalignment Using Tilt Mirrors
`Was a Known Attenuation Technique
`
`(Ex. 1040 (IPR2015-00726, -00727), Sergienko Tr. at 104:3-10)
`
`41
`
`
`
`Bouevitch: Tilting MEMS Mirrors
`
`(Ex. 1040 (IPR2015-00726, -00727), Sergienko Tr. at 85:18-21
`Ex. 1002 (IPR2015-00726, -00727), Bouevitch Fig. 11)
`
`42
`
`
`
`Bouevitch: Tilting MEMS Mirrors &
`“Control the Power”
`
`(Ex. 1040 (IPR2015-00726, -00727), Sergienko Tr. at 96:5-10
`Ex. 1002 (IPR2015-00726, -00727), Bouevitch Figs. 9 & 11)
`
`43
`
`
`
`Bouevitch: Tilting MEMS Mirrors &
`“Control the Power”
`
`(Ex. 2033 (IPR2015-00726, -00727), Sergienko Decl. ¶ 162)
`
`(Ex. 1002 (IPR2015-00726, -00727), Bouevitch at 13:65-14:1)
`
`44
`
`
`
`Bouevitch: Tilting MEMS Mirrors &
`“Control the Power”
`
`(Ex. 1002 (IPR2015-00726, -00727), Bouevitch Figs. 9 & 11
`Petitioner’s Reply, Page 6)
`
`45
`
`
`
`Bouevitch: “Control the Power”
`
`(Ex. 1002 (IPR2015-00726, -00727), Bouevitch at 7:35-37)
`
`46
`
`
`
`Bouevitch: “Control the Power”
`
`(Ex. 1037 (IPR2015-00726), Ford Decl. ¶¶ 149, 161
`Ex. 1037 (IPR2015-00727), Ford Decl. ¶¶ 160, 172)
`
`47
`
`
`
`Bouevitch: “Control the Power”
`
`(Ex. 1039 (IPR2015-00726), Final Decision in IPR2014-01166, Page 23
`Ex. 1039 (IPR2015-00727), Final Decision in IPR2014-01276, Page 29)
`
`48
`
`
`
`Bouevitch + Carr:
`“Control the Power” Combination – Dr. Ford
`
`(Ex. 1037 (IPR2015-00726), Ford Decl. ¶ 148
`Ex. 1037 (IPR2015-00727), Ford. Decl. ¶ 159)
`
`49
`
`
`
`Bouevitch + Sparks:
`“Control the Power” Combination – Dr. Ford
`
`(Ex. 1037 (IPR2015-00726), Ford Decl. ¶ 159
`Ex. 1037 (IPR2015-00727), Ford Decl. ¶ 170 )
`
`50
`
`
`
`Bouevitch + Carr or Sparks:
`“Control the Power” Combination – Dr. Ford
`
`(Ex. 1037 (IPR2015-00726) Ford Decl. ¶ 149
`Ex. 1037 (IPR2015-00727) Ford Decl. ¶ 160)
`
`51
`
`
`
`Bouevitch + Carr or Sparks:
`“Control the Power” Combination – Sparks
`
`(Ex. 1006 (IPR2015-00726, -00727), Sparks at 4:48-58)
`
`
`52
`
`
`
`No Interference-Based Attenuation in Bouevitch
`
`(Paper 27 (IPR2015-00726), Petitioner’s Reply, Page 8
`Paper 25 (IPR2015-00727), Petitioner’s Reply, Page 8)
`
`53
`
`
`
`Bergmann’s Interference-Based Attenuation Device
`
`(Ex. 2031 (IPR2015-00726, -00727), Bergmann, Fig. 2)
`
`54
`
`
`
`No Interference-Based Attenuation in Bouevitch
`
`(Paper 27 (IPR2015-00726), Petitioner’s Reply, Pages 9-10
`Paper 25 (IPR2015-00727), Petitioner’s Reply, Pages 9-10)
`
`55
`
`
`
`
`
`Ports
`
`
`5656
`56
`
`
`
`’368 Patent Claim 1: Ports
`
`Ex. 1001 (IPR2015-00726), ’368 Patent, Claim 1)
`
`57
`
`
`
`’678 Patent Claim 1: Ports
`
`Ex. 1001 (IPR2015-00727), ’678 Patent, Claim 1)
`
`58
`
`
`
`“Ports” Construed
`
`(Ex. 1039 (IPR2015-00727), Final Decision in IPR2014-01276, Page 16)
`
`59
`
`
`
`’368 and ’678 Patents Claim Priority to
`Provisional Application
`
`(Ex. 1001 (IPR2015-00726), Page 1)
`(Ex. 1001 (IPR2015-00727), Page 1)
`
`60
`
`
`
`“Ports” in Provisional Application
`
`(Ex. 2012 (IPR2015-00726, -00727), Provisional, Fig. 9
`annotated in Petitioner’s Reply, Page 18)
`
`61
`
`
`
`“Ports” in Provisional Application
`
`(Ex. 2012 (IPR2015-00726, -00727), Provisional App., Page 4)
`
`62
`
`
`
`Patent Owner Did Not Disavow Patent Scope
`
`(Ex. 2033 (IPR2015-00726), Sergienko Decl. ¶ 116
`Ex. 2033 (IPR2015-00727), Sergienko Decl. ¶ 116)
`
`63
`
`
`
`Patent Owner Did Not Disavow Patent Scope
`
`(Paper 27 (IPR2015-00726), Petitioner’s Reply, Page 19
`Paper 25 (IPR2015-00727), Petitioner’s Reply, Page 19)
`
`64
`
`
`
`Bouevitch Figure 11: Ports
`
`(Ex. 1002 (IPR2015-00726, -00727), Bouevitch, Fig. 11
`annotated in Petitioner’s Reply, Page 18)
`65
`
`
`
`Carr Figure 1B: Ports
`
`(Ex. 1005 (IPR2015-00726, -00727), Carr, Fig. 1B)
`
`66
`
`
`
`Sparks: Ports
`
`(Ex. 1006 (IPR2015-00726, -00727), Sparks at 3:3-9)
`
`67
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