UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`FUJITSU NETWORK COMMUNICATIONS, INC.,
`CORIANT OPERATIONS, INC., CORIANT (USA) INC.,
`CIENA CORPORATION
`Petitioners
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`v.
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`CAPELLA PHOTONICS, INC.
`Patent Owner
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`
`
`Case IPR2015-007271
`Patent No. RE42,678 E
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`PATENT OWNER’S UPDATED EXHIBIT LIST
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`1 Case IPR2015-01961 has been joined with this proceeding.
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`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`
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`FUJITSU NETWORK COMMUNICATIONS, INC.,
`CORIANT OPERATIONS, INC., CORIANT (USA) INC.,
`CIENA CORPORATION
`Petitioners
`
`v.
`
`CAPELLA PHOTONICS, INC.
`Patent Owner
`
`
`
`Case IPR2015-007271
`Patent No. RE42,678 E
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`PATENT OWNER’S UPDATED EXHIBIT LIST
`
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`
`
`
`1 Case IPR2015-01961 has been joined with this proceeding.
`
`
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
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`
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`Case IPR2015-00727
`Patent RE42,678 E
`
`Exhibit
`Number
`
`Exhibit List
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`Reference
`
`2001
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`2002
`
`2003
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`2004
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`2005
`
`2006
`2007
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`2008
`
`2009
`
`2010
`
`Patent Owner Response, Cisco Systems, Inc. v. Capella Photonics,
`Inc., Case IPR2014-01166, filed May 7, 2015.
`Clifford Holliday, Components for R-OADMs ’05 (B & C
`Consulting Services & IGI Consulting Inc. 2005). (“Holliday R-
`OADMs”)
`WavePath 4500 Product Brief, accessed at
`http://www.capellainc.com/downloads/WavePath%204500%20Pro
`duct%20Brief%20030206B.pdf. (“WavePath”)
`Cisco’s Renewed Motion and Memorandum in Support of Motion
`for Stays Pending Final Determinations of Validity by the Patent
`Office, Capella Photonics, Inc. v. Cisco Systems, Inc., Case No.
`14-cv-03348-EMC (N.D. Cal.), filed February 12, 2015. (“Cisco’s
`Mot. for Stay”)
`Order Regarding Cisco’s Pending Motion for Litigation Stay
`Pending Inter Partes Review, Capella Photonics, Inc. v. Cisco
`Systems, Inc., Case Nos. 14-cv-03348-EMC, 14-cv-03350, and 14-
`cv-3351 (N.D. Cal.), ordered March 3, 2015. (“14-cv-03348 Slip
`op.”)
`U.S. Patent No. 6,768,571 to Azarov et al. (“Azarov”)
`The Random House Dictionary of the English Language, 1987, pp.
`404, 742 (“Random House Dictionary”)
`Provisional Patent Application No. 60/267,285 (“’285
`provisional”)
`Transcript of Patent Trial and Appeal Board Conference Call for
`Cases IPR2014-01166 (merged with IPR2015-00816), IPR2014-
`01276 (merged with IPR2015-00894), IPR2015-00726, and
`IPR2015-00727, dated September 23, 2015.
`Transcript of Patent Trial and Appeal Board Conference Call for
`Cases IPR2015-00726 and IPR2015-00727, dated October 29,
`2015.
`
`
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`- 2 -
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`
`
`Exhibit
`Number
`
`Reference
`
`Case IPR2015-00727
`Patent RE42,678 E
`
`2011
`
`2012
`
`2013
`
`2014
`
`2015
`
`2016
`
`2017
`
`2018
`
`2019
`
`2020
`
`Redline Comparison of Paragraph 166 of Drabik Declaration (Ex.
`1016) and Ford Declaration (Ex. 1037)
`Provisional Patent Application No. 60/277,217 (“’678
`provisional”)
`John C. McNulty, A perspective on the reliability of MEMS-based
`components for telecommunications, Proc. SPIE 6884, Reliability,
`Packaging, Testing, and Characterization of MEMS/MOEMS VII,
`68840B (February 18, 2008)
`Capella Photonics Launches Dynamically Reconfigurable
`Wavelength Routing Subsystems, Offering Unprecedented
`Operating Cost Savings and Flexibility for Telecom Service
`Providers, Business Wire (June 2, 2003, 8:16 AM),
`http://www.businesswire.com/news/home/20030602005554/en/Ca
`pella-Photonics-Launches-Dynamically-Reconfigurable-
`Wavelength-Routing. (“Business Wire”)
`Benjamin B. Dingel & Achyut Dutta, Photonic Add-Drop
`Multiplexing Perspective for Next Generation Optical Networks,
`4532 SPIE 394 (2001). (“Dingel”)
`Tze-Wei Yeow, K. L. Eddie Law, & Andrew Goldenberg, MEMS
`Optical Switches, 39 IEEE Comm. I Mag. no. 11, 158 (2001).
`(“Yeow”)
`Patrick B. Chu et al., MEMS: the Path to Large Optical
`Crossconnects, 40 IEEE Comm. I Mag. no. 3, 80 (2002). (“Chu”)
`Clifford Holliday, Switching the Lightwave: OXC’s – The
`Centerpiece of All Optical Network (IGI Consulting Inc. & B & C
`Consulting Services 2001). (“Holliday OXC”)
`An Vu Tran et al., Reconfigurable Multichannel Optical Add-Drop
`Multiplexers Incorporating Eight-Port Optical Circulators and
`Fiber Bragg Gratings, 13 Photonics Tech. Letters, IEEE, no. 10,
`1100 (2001). (“Tran”)
`Jungho Kim & Byoungho Lee, Bidirectional Wavelength Add-
`Drop Multiplexer Using Multiport Optical Circulators and Fiber
`Bragg Gratings, 12 IEEE Photonics Tech. Letters no. 5, 561
`
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`- 3 -
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`
`Exhibit
`Number
`
`Reference
`
`Case IPR2015-00727
`Patent RE42,678 E
`
`2021
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`2022
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`2023
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`2024
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`2025
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`2026
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`2027
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`2028
`2029
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`2030
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`2031
`2032
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`2033
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`(2000). (“Kim”)
`Max Born & Emil Wolf, Principles of Optics (Pergamon Press, 6th
`Corrected Ed. 1986) (Excerpts). (“Born”)
`Fraine, D.S. Simon, O. Minaeva, R. Egorov, and A.V. Sergienko,
`Precise evaluation of polarization mode dispersion by separation
`of even- and odd-order effects in quantum interferometry, Optics
`Express v. 19, no. 21, 22820 (2011). (“Fraine”)
`Abdul Al-Azzawi, Fiber Optics: Principles and Practices (CRC
`Press 2006). (“Al-Azzawi”)
`Curriculum Vitae of Dr. Alexander V. Sergienko. (“Sergienko
`CV”)
`Ming C. Wu, Olav Solgaard and Joseph E. Ford, “Optical MEMS
`for Lightwave Communication,” Journal of Lightwave
`Technology, Vol. 24, No. 12, Dec. 2006, pp. 4433-4454.
`Deposition Transcript of Joseph E. Ford, Ph.D., Taken December
`11, 2015.
`Joseph E. Ford, et al., Interference-Based Micromechanical
`Spectral Equalizers, IEEE Journal of Selected Topics in Quantum
`Electronics, Vol. 10, No. 3, May/June 2004. (“Ford IEEE”)
`Prosecution History for U.S. Patent Number 6,625,346.
`Capella Photonics, Inc. v. Fujitsu Network Commc’ns, Inc.,
`Defendant’s Preliminary Invalidity Contentions, Case No. 1:14-cv-
`20531-PAS (S.D. Fl. May 19, 2014), D.I. 49.
`Capella Photonics, Inc. v. Cisco Sys., Inc., Defendant’s
`Preliminary Invalidity Contentions, Case No. 1:14-cv-20529-PAS
`(S.D. Fla. May 19, 2014), D.I. 39.
`U.S. Patent No. 6,178,284 to Bergmann, Ford, & Walker
`Timothy J. Drabik, Ph.D., The Press Democrat,
`http://www.legacy.com/obituaries/pressdemocrat/obituary.aspx?n=
`timothy-john-drabik&pid=176215170.
`Declaration of Dr. Alexander Sergienko.
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`- 4 -
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`
`
`Case IPR2015-00727
`Patent RE42,678 E
`
`Reference
`
`Joseph E. Ford, Ph.D., Hand Drawing, Exhibit No. 5 for
`Deposition of Joseph E. Ford, Ph.D., Taken December 11, 2015.
`U.S. Patent No. 6,984,917 to Greywall & Marom.
`U.S. Patent No. 6,178,033 to Joseph E. Ford et al.
`U.S. Patent No. 6,859,573 to Bouevitch et al.
`J. E. Ford, Optical MEMS: Legacy of the telecom boom, Solid-
`State Sensor, Actuator and Microsystems Workshop, Hilton Head,
`SC, Jun. 6-10 (2004).
`December 16, 2015 e-mail from Maria Vignone responding to
`Patent Owner’s December 11th e-mail requesting additional
`discovery
`Patent Owner’s Demonstratives for Oral Argument
`
`Respectfully submitted,
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Jason D. Eisenberg/
`
`Jason D. Eisenberg (Reg. No. 43,447)
`Attorney for Patent Owner
`
`Exhibit
`Number
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`2034
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`2035
`2036
`2037
`2038
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`2039
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`2040
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`Date: May 23, 2016
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
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`- 5 -
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