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`UNITED S'l‘A'I‘I'iS PA'I‘I-EN'I‘ AND TRADEMARK OI‘I‘ICIE
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`in Mr manage»
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`APPLICATION NO
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`CONFIRMATION N0.
`
`123816.084
`0511720] I
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`APPLICANT(S) (Please see PAIR WI‘IB site htlpflfpairnsplogov for additional applicants):
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`Tai Chen, San Jose, CA;
`Jeffrey P. Wilde, Morgan Hill. C A;
`Joseph L. Davis, Morgan Hill. CA;
`
`[R103 (Rev. 10109)
`
`FNC 1003
`
`

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`Receipt date: 06/1 51201 0
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`Electronic Patent Application Fee Transmittal
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`Filing Date: 15nJun-201O
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`Claims:
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`ml“ °f '"Vent'm‘
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`RECONFIGURABLE OPTICAL ADD-DROP MULTIPLEXERS WITH SERVO
`CONTROL AND DYNAMIC SPECTRAL POWER MANAGEMENT CAPABILITIES
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`RECONFIGURABLE OPTICAL ADD-DROP MULTIPLEXERS WITH SERVO
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`LAW'OFFICES OF BARRY N. YOUNG
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`FILING DATE
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`ATTORNEY DOCKET NO.
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`CONFIRMATION NO.
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`C2393-1106REI
`Tai Chen
`0631519010
`ӣ816,034
`TITLE OF INVENTION: RECONFIGURABLE OPTICAL ADD-DROP MULTIPLEXERS WITH SERVO CONTROL AND DYNAMIC SPECTRAL
`POWER MANAGEMENT CAPABILITIES
`
`2616
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`APPLN. TYPE
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`06194120] I
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`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
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`PART B - FEE(S) TRANSMITTAL
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`TITLE OF INVENTION: RECONFIGURABLE OPTICAL ADD-DROP MULTIPLEXERS WITH SERVO CONTROL AND DYNAMIC SPECTRAL
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`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PD. Box I450
`Alexandria. Virginia 21113-1450
`m.usplo.gov
`
`OGHSIZOIU
`
`Tai Chen
`
`C2393-I I06RE|
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`Zfilfi
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`l2!8|6.034
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`«arse
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`r590
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`DATE MAILED: 0312400] I
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`Determination of Patent Term Extension or Adjustment under 35 U.S.C. 154 (b)
`
`A reissue patent is for "the unexpired part of the term of the original patent." See 35 U.S.C. 251. Accordingly, the
`above—identified reissue application is not eligible for Patent Term Extension or Adjustment under 35 U.S.C. 154(b).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-i'702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-ZTZ-4200.
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`PTOL-BS (Rev. 02!! l)
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`Page 3 of3
`
`

`

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`

`

`Notice of Allowabr'lity
`
`
`
`Application No.
`
`Applicantls)
`
`12i816.084
`Examiner
`
`
`CHEN ET AL.
`Art Unit
`
`
`
`BRIAN M. HEALY 2883
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable. PROSECUTION ON THE MERITS IS (OR REMAINS} CLOSED in this application.
`If not included
`herewith [or previously mailed}. a Notice of Allowance {PTOL—BS) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`‘l. E This communication is responsive to the response filed 03/02/2011.
`
`2. l2! The allowed claimts) istare 1-22.
`
`3. E] Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (I).
`'
`a) I] All
`b) CI Some“
`c) E] None
`of the:
`
`1. E] Certified copies of the priority documents have been received.
`
`2. CI Certified copies of the priority documents have been received in Application No. _
`
`3. E] Copies of the certified copies of the priority documents have been received in this national stage application from the
`
`International Bureau {PCT Rule 17.2(a)),
`
`' ‘ Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE“ of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`4. E] A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMINER'S AMENDMENT or NOTICE OF
`INFORMAL PATENT APPLICATION (PTO-152) which gives reasonts) why the oath or declaration is deficient.
`
`5. U CORRECTED DRAWINGS ( as “replacement sheets") must be submitted.
`(a) El including changes required by the Notice of Draftsperson's Patent Drawing Review ( PTO-943) attached
`
`1) I] hereto or 2} [:1 to Paper NoJMail Date
`
`(b) E] including changes required by the attached Examiner’s Amendment 1' Comment or in the Office action of
`Paper NorMail Date
`.
`
`Identifying indicia such as the application number {see 37 CFR 1.84M} should bewritten on the drawings in the front {not the back] of
`each sheet. Replacement sheetts} should be labeled as such in the header according to 37 CFR 1.121(dl.
`
`6. E] DEPOSIT OF andtor INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachmentts}
`1. 8] Notice of References Cited (PTO—BS2)
`
`2. E] Notice of Draftperson's Patent Drawing Review (PTO-948)
`
`3. El Information Disclosure Statements (PTOISBIOB).
`Paper NoJMail Date
`4. D Examiner‘s Comment Regarding Requirement for Deposit
`of Biological Material
`
`-
`5. CI Notice of Informal Patent Application
`
`6. D Interview Summary (PTG413),
`Paper No..-‘Mai| Date
`.
`7. El Examiner's AmendmenttComment
`
`B.
`
`Examiner's Statement of Reasons for Allowance
`
`.
`
`9. D Other
`
`
`{BRIAN M. HEALY!
`
`PRIMARY EXAMINER
`ART UNIT: 2883
`
`U5. Palem and Trademark Office
`
`PTOL-37 (Rev. 08-05)
`
`Notice of Allowability
`
`Part of Paper NoJMail Date 20110308
`
`

`

`ApplicationiControl Number: 127816.084
`Art Unit: 2883
`
`Page 2
`
`DETAILED ACTION
`
`Alla arable Subject Matter
`
`1.
`
`The following is an examiner’s statement of reasons for allowance: The closet
`
`references of record are (Note these references were made of record on PTOL-l449) Bouevitch
`
`et. al., U.S.P. No. 6,498,872 which teaches (Figs.1-12) an optical device which is used in
`
`conjunction with configurable optical addfdrop multiplexers (COADM) which includes optical
`
`fiber input/output ports 80a,80b,99a,99b which sends wavelength of light which are collimated
`
`through lens 90 to spherical reflector 10 which is incident of diffraction grating 20 to MEMS
`
`reflector(s) 51,52.which are movable in either the horizontal or vertical directions to return
`
`specific wavelengths lambda 1, lambda2 to the output ports 3. Bouevitch et. al., U.S.P. No.
`
`6,498,872 does not teach or suggest using channel micromirrors which are both individually and
`
`continuously controllable to reflect received spectral channels to any one of the output ports and
`
`to control the power of the received spectral channels coupled to the output ports.
`
`2.
`
`Additional secondary references Wagener et. al., U.S.P. No. 6,631,222 (Figs.1-4), Jin et.
`
`al., U.S.P. No. 6,256,430 (Figs.l-7) and Ma et. al., U.S.P. No. 6,567,574 (Figs.l-12) all teach
`
`that at the time the invention was made it was know that pivotable micro mirrors or MEMS can
`
`be used with wavelength multiplexers to switch or select wavelengths between input and output
`
`ports.
`
`3.
`
`None of the aforementioned references, either taken alone or in combination with each
`
`other, teach or suggest the claimed optical add-drop device which includes an input port for an
`
`input mum-wavelength optical signal having first spectral channels; one or more ports for second
`
`spectral channels, an output port for an output multi-wavelength Optical signal ; a wavelength-
`
`

`

`ApplicationlControl Number: 12/816,084
`
`Art Unit: 2883
`
`Page 3
`
`selective device for spatially separating the Spectral channels, a spatial array of beam deflecting
`
`elements such that each element receives a corresponding one of the spectral channels and each
`
`of the elements are individually and continuously controllable in two dimensions to reflect
`
`it’s corresponding spectral channel to a selected one of the output ports and to control the
`
`power of the received spectral channels reflected to the selected ports. These limitatiOns are
`
`recited in amended claim 1. Therefore the patentability of amended claim 1 is confirmed.
`
`4.
`
`Dependent claims 2-14 are inclusive of the limitations of amended claim 1, as well as
`
`other additionally recited limitations. Please see the dependent claims for the specifics of these
`
`additionally recited limitations. The patentability of dependent claims 2-14 is confirmed.
`
`5.
`
`In addition, none of the aforementioned references, either taken alone or in combination
`
`with each other, teach or suggest the claimed optical add-drop device which includes an input
`
`port for an input multi-wavelength optical signal having multiple Spectral channels; an output
`
`port for an output multi-wavelength optical sig

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