throbber
Paper 13
`Date: August 27, 2015
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`Trials@uspto.gov
`571-272-7822
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`SERVICENOW, INC.,
`Petitioner,
`
`v.
`
`HEWLETT-PACKARD COMPANY,
`Patent Owner.
`_______________
`
`Case IPR2015-00718
`Patent 8,224,683 B2
`_______________
`
`Before RAMA G. ELLURU, JO-ANNE M. KOKOSKI, and
`SCOTT C. MOORE, Administrative Patent Judges.
`
`MOORE, Administrative Patent Judge.
`
`
`
`DECISION
`Institution of Inter Partes Review
`37 C.F.R. § 42.108
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`I.
`INTRODUCTION
`ServiceNow, Inc. (“Petitioner”) filed a Petition to institute an inter
`partes review of claims 12, 32, and 35 (Paper 1; “Pet.”) of U.S. Patent No.
`8,224,683 B2 (Ex. 1001; “the ’683 Patent”). Hewlett-Packard Company
`(“Patent Owner”) waived its right to file a Preliminary Response. Paper 12.
`We have jurisdiction under 35 U.S.C. § 314(a),1 which provides that an inter
`partes review may not be instituted “unless . . . there is a reasonable
`likelihood that the petitioner would prevail with respect to at least 1 of the
`claims challenged in the petition.”
`On this record and for the reasons discussed below, we institute inter
`parties review as to claims 12, 32, and 35.
`
`II.
`BACKGROUND
`Related Proceedings
`A.
`The ’683 Patent is involved in concurrent district court litigation. On
`February 6, 2014, Patent Owner filed an action against Petitioner alleging
`infringement of the ’683 Patent, Hewlett-Packard Company v. ServiceNow,
`Inc., Case No. 14-CV-00570 BLF (N.D. Cal.). Pet. 1; Paper 12, 2.
`
`The ’683 Patent
`B.
`The ’683 Patent is generally directed to monitoring service tickets for
`information technology service providers to ensure that levels of service
`regarding problems identified by customers are met. Ex. 1001, 2:6–10. In
`
`
`1 See Section 6(a) of the Leahy-Smith America Invents Act (“AIA”), Pub.
`L. No. 112-29, 116 Stat. 284, 300 (2011).
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`one embodiment, a monitoring server inspects a service ticket stored in a
`database to determine a deadline for resolving a problem associated with the
`service ticket. Id. at 2:10–13. The server also determines a deadline
`approaching alert time, which is a time at which a help desk user will be
`notified that the deadline is approaching. Id. at 2:13–16. The server then
`alerts a help desk user when the deadline approaching alert time is reached.
`Id. at 2:16–19.
`Figure 1 of the ’683
`Patent illustrates an
`embodiment of the claimed
`subject matter. Figure 1 depicts
`an information technology
`customer service request level
`of service (“LOS”) monitoring
`system 100 that is used by an
`information technology (“IT”)
`provider in order to ensure that
`customer expectations set forth
`in an LOS agreement are met.
`Ex. 1001, 2:61–67.
`When customer 102
`determines that there is an IT
`problem, the customer calls IT help desk user 104, who opens a ticket in a
`database 106. Id. at 3:13–17. Server 108 runs a monitoring program (the
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`LOS WatchDog Server Program) that continuously checks for tickets that
`require attention. Id. at 3:20–24, 3:45–50. Client programs 110 and 112
`display a grid populated with tickets that have reached a specified
`percentage of time before their due date, and are used by customers and
`helpdesk users. See id. at 3:24–27, Fig. 1. When a ticket reaches a specified
`time limit (e.g., 75% of the LOS due date), an alert message window is
`displayed to helpdesk user 104. Id. at 3:34–39.
`
`
`
`Illustrative Claims
`C.
`Challenged claims 12 and 32 are independent, and challenged
`claim 35 depends from claim 32. Claims 12, 32, and 35 are
`reproduced below (bracketed references and some paragraphing
`added).
`
` 12. A computer program product in a non-transitory computer
`readable media for use in a data processing system for
`monitoring service tickets for information technology service
`providers to ensure that levels of service required to be
`provided to a customer pursuant to a contractual agreement
`between the customer and a service provider, are met, the
`computer program product comprising:
`[a] first instructions for inspecting a service ticket in a
`database to determine a deadline for when a problem
`associated with the service ticket must be resolved, with
`the deadline based upon a contractually determined
`severity of the problem and a corresponding
`contractually required time for resolution of the
`problem;
`[b] display instructions for displaying, on a display device at
`the help desk, a graphical display populated with
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`representations of service tickets that have reached a
`predetermined percentage of the time before their due
`date;
`[c] second instructions for determining an deadline
`approaching alert time at which a help desk user must be
`notified that the deadline for resolving the problem must
`be met; and
`[d] third instructions for alerting the help desk user that the
`deadline for resolving the problem is approaching when
`the deadline approaching alert time is reached.
`
`
`
` 32. A system for monitoring service tickets in order to
`provide reminders to a help desk user of impending times for
`actions, the times for actions being provided according to a
`level of service required to be provided to a customer pursuant
`to a contract between the customer and a service provider, the
`system comprising:
`[a] a monitoring server;
`[b] a database; and
`[c] a help desk client;
`[d] wherein
`[i] the database stores tickets and information regarding
`ticket types, ticket severities based on the contract, and
`corresponding contractually required times for actions to
`be performed for each of the ticket types and ticket
`severities;
`[ii] the monitoring server monitors tickets in the database,
`determines when times for actions are approaching, and
`sends alerts to the help desk client alerting the help desk
`user that a time to take a specified action is approaching;
`and
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`[iii] the help desk client displays active tickets to a help
`desk user and provides alerts received from the monitoring
`server to the help desk user.
`
`
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` 35. The system as recited in claim 32, wherein the active
`tickets displayed are only those that have reached a
`predetermined percentage of the time before their due date.
`Ex. 1001, 12:41–63, 14:32–51, 56–58.
`
`References and Materials Relied Upon
`D.
`Petitioner relies on the following references and materials in support
`of the asserted grounds of unpatentability:
`References and Materials
`MICROSOFT COMPUTER DICTIONARY (5th Ed. 2002)
`US 2002/0123983 (published Sept. 5, 2002) (“Riley”)
`UK Government Central Computer and
`Telecommunications Agency, BEST PRACTICE FOR
`SERVICE SUPPORT (2000) (“Best Practice”)
`US 6,549,894 B1 (issued Apr. 15, 2003, filed May 7,
`1999) (“Simpson”)
`John W. Fronckowiak, BUILDING AN INTRANET FOR
`DUMMIES (1997) (“Fronckowiak”)
`
`Petitioner asserts that Riley and Simpson qualify as prior art under 35 U.S.C.
`§ 102(e).2 Pet. 3–4. Petitioner asserts that Best Practice and Fronckowiak
`qualify as prior art under 35 U.S.C. § 102(b). Id.
`
`1005
`
`1006
`
`Exhibit No.
`1002
`1003
`1004
`
`
`2 The AIA included revisions to 35 U.S.C. § 102 that became effective on
`March 16, 2013. Because the ’683 Patent issued from an application that
`was filed before March 16, 2013, we will refer to the pre-AIA version of 35
`U.S.C. § 102.
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`E.
`
`Asserted Grounds of Unpatentability
`
`Challenged
`Claim(s)
`123
`32 and 35
`
`Statutory Basis
`
`References
`
`35 U.S.C. § 103(a) Riley, Best Practice, Simpson
`35 U.S.C. § 103(a) Riley, Best Practice, Simpson,
`and Fronckowiak
`
`1.
`
`
`III. ANALYSIS
`Claim Construction
`A.
`Claim Construction Standard
`Consistent with the statute and the legislative history of the America
`Invents Act (“AIA”), we interpret claims of an unexpired patent using the
`broadest reasonable interpretation in light of the specification of the
`patent. 37 C.F.R. § 42.100(b); In re Cuozzo Speed Techs. LLC, No. 2014-
`1301, 2015 WL 4097949, at *7–*8 (Fed. Cir. July 8, 2015) (“Congress
`implicitly approved the broadest reasonable interpretation standard in
`enacting the AIA,” and “the standard was properly adopted by PTO
`regulation.”); see also Office Patent Trial Practice Guide, 77 Fed. Reg.
`48,756, 48,766 (Aug. 14, 2012). There is a presumption that claim terms are
`given their ordinary and customary meaning, as would be understood by a
`person of ordinary skill in the art in the context of the specification. See In
`re Translogic Tech. Inc., 504 F.3d 1249, 1257 (Fed. Cir. 2007). An
`applicant may rebut that presumption by providing a definition of the term in
`
`3 The table on page 4 of the Petition refers to claim 1, rather than
`challenged claim 12, but this reference appears to be a typographical error.
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`the specification with reasonable clarity, deliberateness, and precision. In re
`Paulsen, 30 F.3d 1475, 1480 (Fed. Cir. 1994). In the absence of such a
`definition, limitations are not to be read from the specification into the
`claims. In re Van Geuns, 988 F.2d 1181, 1184 (Fed. Cir. 1993).
`
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`2.
`“monitoring server”
`Petitioner proposes that “monitoring server” be construed as “[a]
`
`computer or software that controls or provides resources for monitoring to
`other computers or software.” Pet. 11 (emphasis omitted). Petitioner bases
`its construction on a definition from the Microsoft Computer Dictionary (Ex.
`1002). See id.
`
`The ordinary and customary meaning of “monitor” is to check, record,
`track, or control something on a regular basis.4 The term “monitor” can also
`refer to a function or device that is involved in observing activity on a data
`communication line.5 The ordinary and customary meaning of “server” is a
`computer or program that responds to requests or commands from a client.6
`
`
`4 See Ex. 3001: “monitor” in CHAMBERS 21ST CENTURY DICTIONARY
`(2001) (“to check, record, track, or control something on a regular basis”)
`(retrieved from
`http://search.credoreference.com/content/entry/chambdict/monitor/0).
`5 See Ex. 3002: “monitor” in DICTIONARY OF COMMUNICATIONS
`TECHNOLOGY (1998) (“A function or device that involves the observation of
`activity on a data communication line without interference.”) (retrieved from
`http://search.credoreference.com/content/entry/wileycommtech/monitor/1).
`6 See Ex. 1002, 474 (“a computer or program that responds to commands
`from a client.”); see also Ex. 3003: “server” in WEBSTER’S NEW WORLD
`COMPUTER DICTIONARY (2003) (“a computer or program that is dedicated to
`providing information in response to external requests”) (retrieved from
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`Thus, the ordinary and customary meaning of “monitoring server” is a
`computer or computer program that checks, records, tracks, controls, or
`observes some thing or activity, and responds to requests or commands from
`a client.
`
`This ordinary and customary meaning is consistent with the usage of
`the term “monitoring server” in the ’683 Patent Specification.7 The intrinsic
`record does not appear to contain any lexicographic definitions or
`disclaimers that would narrow or alter the scope of this claim term. Thus, on
`this record, and for purposes of this Decision, we construe “monitoring
`server” as “a computer or computer program that checks, records, tracks,
`controls, or observes some thing or activity, and responds to requests or
`commands from a client.”
`
`3.
`
`“client”
`Petitioner has not proposed a construction of this claim term.
`The ordinary and customary meaning of “client” is a user or the user’s
`computer or terminal, or a computer program that is used at the user’s end of
`
`
`http://search.credoreference.com/content/entry/webstercom/server/0); Ex.
`3004: “client server” in NEWNES DICTIONARY OF ELECTRONICS (1999) (“In a
`computer network, a computer from which users (clients) can request stored
`data and applications”) (retrieved from
`http://search.credoreference.com/content/entry/bhelec/client_server/0).
`7 See, e.g., Ex. 1001, 3:43–50 (“When a helpdesk agent 104 initially starts
`the [monitoring] program, they click on, for example, the ‘Get Tickets’
`button which starts the monitoring process. The [monitoring] program
`continuously checks for tickets that require attention from a helpdesk agent
`104 periodically, for example, every 5 minutes.”).
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`the network to request information form a server.8 This ordinary and
`customary meaning is consistent with the usage of “client” in the ’683 Patent
`Specification.9 The intrinsic record does not appear to contain any
`lexicographic definitions or disclaimers that would justify departing from
`this definition. Thus, on this record, and for purposes of this Decision, we
`construe “client” as “a user or the user’s computer or terminal, or a computer
`program that is used at the user’s end of the network to request information
`from a server.”
`
`4.
`
`“active ticket”
`Petitioner proposes that “active ticket” be construed as “[a] ticket that
`is unresolved.” Pet. 13 (emphasis omitted).
`The ordinary and customary meaning of “active” is something that is
`operating or working.10 The ordinary and customary meaning of “ticket” is
`a log of events that is used to track the status of a problem, which is
`
`8 See Ex. 3005: “client” in NEWNES DICTIONARY OF ELECTRONICS (1999)
`(“In a computer network, a user or the user's computer or terminal or the
`code used at the user's end of the network.”) (retrieved from
`http://search.credoreference.com/content/entry/bhelec/client/0); Ex. 3006:
`“client” in WEBSTER’S NEW WORLD COMPUTER DICTIONARY (2003) (“In a
`client/server network, a program that is designed to request information from
`a server.”) (retrieved from
`http://search.credoreference.com/content/entry/webstercom/client/0).
`9 See, e.g., Ex. 1001, 2:16–19 (“The server then alerts the help desk user
`through a client program that the deadline for resolving the problem is
`approaching when the deadline approaching alert time is reached.”).
`10 See Ex. 3007: “active” in CHAMBERS 21ST CENTURY DICTIONARY (2001)
`(“said of a machine, etc: operating; working.”) (retrieved from
`http://search.credoreference.com/content/entry/chambdict/active/0).
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`“opened” when a problem occurs and “closed” when a problem is resolved.11
`Thus, the ordinary and customary meaning an “active ticket” is a log of
`events that is used to track the status of a problem, and that has not yet been
`closed.
`The ordinary and customary meaning of “ticket” is consistent with the
`’683 Patent Specification, which refers to tickets being opened in a database
`upon the occurrence of an IT problem, and then closed when the problem is
`resolved.12 Although the Specification does not contain the term “active
`ticket,” the ordinary and customary meaning set forth above—i.e., a ticket
`that has not yet been closed—is consistent with the usage of this term in
`claims 32 and 35.13 The intrinsic record does not appear to contain any
`lexicographic definitions or disclaimers that would justify departing from
`this definition. Thus, on this record, and for purposes of this Decision, we
`
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`11 See Ex. 3008: “trouble ticket” in DICTIONARY OF COMMUNICATIONS
`TECHNOLOGY (1998) (“A log of error events used to track the status of
`network problems. A trouble ticket is 'opened' when a problem occurs and
`'closed' when the problem is resolved.”) (retrieved from
`http://search.credoreference.com/content/entry/wileycommtech/trouble_tick
`et/0).
`12 See, e.g., Ex. 1001, 3:13–19 (“[W]hen a customer 102 determines that
`there is a problem with the information technology for which the IT provider
`is responsible, the customer 102 calls on IT help desk user 104. . . . IT
`helpdesk user 104 opens a ticket in a database 106. . . .”); Id. at 4:65–67
`(“the problem is resolved . . . and the helpdesk 104 closes the ticket.”)
`13 For example, claim 35 refers to displaying only those “active tickets . . .
`that have reached a predetermined percentage of the time before their due
`date.” Ex. 1001, 14:56–58. This implies that active tickets are tickets that
`have not yet been closed.
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`construe “active ticket” as “a log of events that is used to track the status of a
`problem, and that has not yet been closed.”
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`B.
`
`Asserted Grounds of Unpatentability
`
`1.
`
`Overview
`Petitioner argues that claim 12 is unpatentable under 35 U.S.C.
`§ 103(a) as obvious over the combination of Riley, Best Practice, and
`Simpson; and that claims 32 and 35 are unpatentable under 35 U.S.C.
`§ 103(a) as obvious over the combination of Riley, Best Practice, Simpson,
`and Fronckowiak.
`A patent claim is unpatentable under 35 U.S.C. § 103(a) if the
`differences between the claimed subject matter and the prior art are “such
`that the subject matter as a whole would have been obvious at the time the
`invention was made to a person having ordinary skill in the art to which such
`subject matter pertains.” The question of obviousness is resolved on the
`basis of underlying factual determinations, including: (1) the scope and
`content of the prior art; (2) any differences between the claimed subject
`matter and the prior art; (3) the level of skill in the art;14 and (4) objective
`evidence of nonobviousness, i.e., secondary considerations.15 Graham v.
`John Deere Co., 383 U.S. 1, 17–18 (1966).
`
`
`14 For purposes of this Decision, we consider the cited prior art to be
`representative of the level of ordinary skill in the art. See Okajima v.
`Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001).
`15 The current record does not contain any evidence of secondary
`considerations.
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`2.
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`Obviousness of Claim 12 over Riley, Best Practice, and Simpson
`a.
`Overview of Riley
`Riley describes a service desk capability that provides assistance
`related to IT issues to internal and external customers. Ex. 1003 ¶¶ 8, 9.
`The service desk of Riley acts as an interface between the end user and those
`responsible for providing IT services, and works within defined Service
`Level Agreements (“SLAs”). Id. ¶ 32. Riley also describes that service
`requests may be escalated (i.e., assigned to higher-level personnel) “if SLAs
`are likely to be impacted,” and teaches that “escalation should be configured
`to occur well before the actual SLA targets are passed, as this can provide an
`opportunity to still get the service request completed within the SLA.” Id.
`¶¶ 141, 143. Riley further describes that the service desk may include tools
`for logging and tracking service requests, i.e., tools that “remind[] personnel
`when to escalate incidents, when to provide status information to users, and
`when service levels are not being met.” Id. ¶¶ 77, 79.
`
`b.
`Overview of Best Practice
`Best Practice is intended to document industry best practices for the
`support and delivery of IT services, and is part of a collection of books
`called the IT Infrastructure Library that are directed to IT service
`management. Ex. 1004, 23.16 Best Practice describes a service desk that
`receives reports of difficulties with IT services, and an incident management
`process for dealing with such incidents. Id. at 29. Best Practice also
`
`16 Citations to Best Practice (Ex. 1004) refer to the page numbers that
`appear in the exhibit footer.
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`indicates that a goal of incident management is to “restore normal service
`operation as quickly as possible,” where “‘normal service operation’ is
`defined . . . as service operation within Service Level Agreement (SLA)
`limits.” Id. at 95. Best Practice teaches that the service desk should
`“regularly monitor the status and progress towards resolution and against
`service levels of all open Incidents.” Id. at 110. Best Practice sets forth
`certain “tips” for monitoring incidents, including suggesting that service
`desks “[i]dentify [i]ncidents that are liable to breach agreed service level
`targets and inform the assigned solver,” and “[a]gree on escalation values
`and processes such as . . . when 75% of the agreed time for resolution has
`elapsed and the request is still unresolved, the Service Desk should consult
`with the assigned solver on progress . . . .” Id. at 110–11.
`
`c.
`Overview of Simpson
`Simpson describes a computerized docketing system for legal matters
`that alerts users to critical deadlines with a color-coded graphical display.
`Ex. 1005, 3:36–50. The Simpson system (1) compares due dates for actions
`to be taken in legal matters with reference dates, (2) classifies the due dates
`according to the proximity of each to the reference date, and (3) displays
`different classifications of the due dates in different colors in order to alert a
`system user to matters that require attention. Id.
`
`d.
`Analysis
`Petitioner argues that claim 12 is unpatentable under 35 U.S.C.
`§ 103(a) over Riley, Best Practice, and Simpson. Pet. 15. For the reasons
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`that follow, we are persuaded that the information presented in the Petition
`shows that there is a reasonable likelihood that the Petitioner will prevail
`with respect to claim 12.
`Petitioner has made an adequate showing that Riley teaches or
`suggests all elements of the preamble of claim 12. See Pet. 18–21. The
`service desk of Riley includes a service desk computer network, a system for
`solving problems and incidents reported by customers, and at least one
`repository for storing information useful in solving the problems and
`incidents that is accessible by the computer network. Ex. 1003 ¶¶ 8, 9. We
`are persuaded, on the record before us, that the service desk computer
`network is a “data processing system” of the type required by the preamble.
`We are also persuaded, on this record, that Riley would have taught, or
`suggested to, a skilled artisan that the service desk could be implemented by
`using computer programming stored in non-transitory computer readable
`media. See, e.g., id. ¶ 85 (disclosing that the service desk may be
`implemented by customizing “a call-tracking database tool . . . to comply
`with the desired requirements to ease Service Desk procedures (such as
`escalation, assignment, and prioritization”)). We are further persuaded that
`Petitioner has demonstrated sufficiently that the problem-solving system of
`Riley monitors service tickets (i.e., “service requests”) for information
`technology service providers (i.e., “those responsible for provision of IT
`services within an organization”) to ensure that levels of service required to
`be provided to customers pursuant to contractual agreements (i.e., “target
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`service levels” set out in “Service Level Agreements (SLAs)”) are met. Id.
`¶ 32.
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`Petitioner also has made an adequate showing that Riley teaches or
`suggests all elements of claim limitation 12[a]. See Pet. 21–26. Riley
`teaches that the service tickets (i.e., service requests of Riley) may be stored
`in a database. Ex. 1003 ¶ 33 (“[t]he service desk may also have a central
`service desk repository 22, such as a database maintained on a memory
`storage device”), Fig. 5 (depicting the storage of logged service requests in
`central service desk repository 22). We are persuaded, on this record, that
`Riley teaches determining a deadline for when a problem associated with a
`service ticket must be resolved. See id. ¶ 140 (disclosing the determination
`of when the target resolution time will be overrun). We are persuaded that
`Riley also teaches, or at least suggests, that these deadlines are determined
`based upon contractually required times for resolution that correspond to
`contractually specified severity levels. See id. (“Usually, a tracking tool
`enables a target resolution time to be specified (as defined in the SLA)
`depending on priority.”).17
`Petitioner has made an adequate showing with respect to claim
`limitation 12[b]. Petitioner asserts that a skilled artisan would have had
`reason to incorporate the relevant aspects of Simpson and Best Practice into
`the system of Riley. See Pet. 26–33.
`
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`17 Petitioner argues in the alternative that Best Practice teaches that SLAs
`can set forth levels of severity and corresponding required times for
`resolution. Pet. 25–26.
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`We are persuaded, based on the record before us, that Riley teaches
`displaying information concerning service requests on a display device at the
`help desk. For example, Riley teaches that service desk personnel may be
`notified of service request assignments via “service desk tool-set
`applications, such as a pop-up window delivered to Tier 2 or Tier 3
`personnel.” Ex. 1003 ¶ 137. While Riley does not disclose “a graphical
`display populated with representations of service tickets that have reached a
`predetermined percentage of the time before their due date,” we are
`persuaded, on this record, that Petitioner has made an adequate showing that
`these aspects of limitation 12[b] would have been obvious in view of the
`teachings of Simpson and Best Practice. See Pet. 26–30. The docketing
`system of Simpson includes a graphical display that is populated with
`representations of matters that have upcoming deadlines. Ex. 1005, 5:51–54
`(“Fig. 3 is a screen capture of the color-coded graphical display of critical
`due dates screen. . . . known as the ‘StarBar.’”); 6:2–11 (“Each cell in the
`[StarBar] represents an action docketed by the program. . . . The color
`yellow is used to indicate an imminent critical due date. The color red is
`used to indicate an urgent critical due date. The time periods for ‘imminent’
`and ‘urgent’ status may be programmed by the docketing administrator.”)
`Best Practice teaches certain “tips” for monitoring and tracking IT incidents,
`including that “when 75% of the agreed time for resolution has elapsed and
`the request is still unresolved, the Service Desk should consult with the
`assigned solver on progress.” Ex. 1004, 111.
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`We are persuaded, on this record, that a skilled artisan would have had
`reason to incorporate the color-coded display of Simpson into the service
`desk system of Riley. Riley teaches the importance of monitoring service
`requests so that they can be escalated, if necessary, before deadlines are
`reached. Ex. 1003 ¶ 143. Best Practice emphasizes the desirability of
`flagging IT incidents that are not resolved within set percentages of agreed
`deadlines. Ex. 1004, 111. As Petitioner argues (see Pet. 32–33), a skilled
`artisan would have realized that incorporating the color-coded display of
`Simpson into the system of Riley would advantageously allow service desk
`personnel to quickly identify those service requests that are nearing
`deadlines. The result would also be a “combination of familiar elements
`according to known methods . . . [that] does no more than yield predictable
`results” that is “likely to be obvious.” See KSR Int’l Co. v. Teleflex Inc., 550
`U.S. 398, 4164 (2007).
`Petitioner has made an adequate showing, on this record, that Riley
`teaches or suggests all elements of claim limitation 12[c]. See Pet. 33–34.
`As discussed above, Riley describes calculating a deadline for a service
`request (i.e, the time when the target resolution time for a service request
`will be exceeded). Ex. 1003 ¶ 140. We are also persuaded that Petitioner
`has demonstrated that Riley teaches calculating a deadline approaching alert
`time at which a help desk user is notified that a deadline must be met. In
`particular, Riley teaches that service requests may be escalated automatically
`(id. ¶ 140), and that these escalations “should be configured to occur well
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`before the actual SLA targets are passed” (id. ¶ 143). Riley also teaches that
`a notification is triggered when a service request is escalated. Id. ¶ 137.
`Petitioner has additionally made an adequate showing, on the record
`before us, that Riley teaches or suggests all elements of claim limitation
`12[d]. See Pet. 34–35. As discussed above, a help desk user is notified
`when the deadline approaching alert time is reached, causing a service
`request to be escalated. See Ex. 1003 ¶ 137.
`For the foregoing reasons, and based upon the current record, we
`determine that Petitioner has made a showing sufficient to demonstrate a
`reasonable likelihood that it will prevail in establishing that claim 12 is
`unpatentable under 35 U.S.C. § 103(a) over the combination of Riley, Best
`Practice, and Simpson.
`
`3.
`
`Obviousness of Claims 32 and 35 over Riley, Best Practice, Simpson,
`and Fronckowiak
`a.
`Overview of Fronckowiak
`Fronckowiak is a book that describes how to design and implement a
`corporate Intranet. Ex. 1006, 1.18
`
`b.
`Analysis
`Petitioner argues that claims 32 and 35 are unpatentable under 35
`U.S.C. § 103(a) over Riley, Best Practice, Simpson, and Fronckowiak.
`Pet. 15. Petitioner’s argument regarding claims 32 and 35 is based on its
`argument with respect to claim 12, but adds the Fronckowiak reference to
`
`18 Citations to Fronckowiak (Ex. 1006) refer to the page numbers that
`appear in the exhibit footer.
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`address additional limitations contained in claims 32 and 35. For the reasons
`that follow, we are persuaded that the information presented in the Petition
`shows that there is a reasonable likelihood that the Petitioner will prevail
`with respect to claims 32 and 35.
`The elements of the preamble of claim 32 are all similar to elements
`of the preamble of claim 12. The language in claim 32 specifying that times
`for actions be provided “according to a level of service required to be
`provided to a customer pursuant to a contract between the customer and
`service provider” is similar to the requirement in claim limitation 12[a] that
`deadlines be based upon “a contractually determined severity of the problem
`and a corresponding contractually required time for resolution of the
`problem.” We are persuaded that Riley teaches or suggests these limitations
`of claim 32 for the reasons discussed above with respect to the similar
`limitations of claim 12.
`As discussed above, we construe the “monitoring server” (claim
`limitation 32[a]) to mean “a computer or computer program that checks,
`records, tracks, controls, or observes some thing or activity, and responds to
`requests or commands from a client.” See supra § III.A.2. We are
`persuaded that Riley teaches or suggests this limitation of claim 32 for the
`reasons discussed above with respect to claim limitations 12[c] and 12[d].
`Specifically, the service desk of Riley (which can be implemented as
`software) tracks and observes service tickets, calculates deadline
`approaching alert times, and sends notifications to help desk users when
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`deadline approaching alert times are

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