`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`Owens Coming,
`Petitioner
`
`go
`
`CertainTeed Corporation,
`Patent Owner
`
`Patent No. 8,592,025
`Issued: November 26, 2013
`Filed: March 7, 2013
`Husnu M. Kalkanoglu and Stephen A. Koch
`
`Inventors:
`
`Title: SHINGLE WITH REINFORCEMENT LAYER
`
`Inter Partes Review No. 2014-01403
`
`PETITION FOR INTER PARTES REVIEW
`
`FAST FELT 2029, pg. 1
`Owens Corning v. Fast Felt
`IPR2015-00650
`
`
`
`Petition for Inter Partes Review of U.S. Patent No. 8,592,025
`
`TABLE OF CONTENTS
`
`Compliance with Requirements of an Inter Partes Review Petition .............. 1
`
`A.
`
`Certification that the Patent May Be Contested via Inter Partes
`Review by the Petitioner ....................................................................... 1
`
`B.
`
`Fee for Inter Partes Review (§ 42.15(a)) ............................................... 1
`
`C. Mandatory Notices (37 CFR § 42.8(b)) ................................................ 1
`Real Party in Interest (§ 42.8(b)(1)) ............................................ 1
`
`1.
`
`2.
`
`3.
`
`4.
`
`Other Proceedings (§ 42.8(b)(2)) ................................................ 2
`
`Lead and Backup Lead Counsel (§ 42.8(b)(3)) .......................... 2
`
`Service on Petitioner ................................................................... 2
`
`D. Proof of Service (§§ 42.6(e) and 42.105(a)) ......................................... 2
`
`II.
`
`Identification of Claims Being Challenged (§ 42.104(b)) ............................... 2
`
`III.
`
`Relevant Information Concerning the Contested Patent ................................. 3
`
`A. Background of the Technology ............................................................. 3
`The Basic Asphalt Shingle Coated on Both Sides with
`Asphalt and Granules Had Been Known for Decades ................ 3
`
`1.
`
`2.
`
`The Prior Art Disclosed a Generally Longitudinal Second
`Thickness Layer For Reinforcement in the Nailing Zone .......... 7
`3. The Prior Art Taught Thin Reinforcement Material ................. 11
`Laminated Shingles Including Multiple Reinforcement
`Layers Were Known ................................................................. 12
`
`4.
`
`B.
`
`General Overview Of The ’025 Patent ................................................ 15
`The ’025 Patent Recognizes the Basic Asphalt Shingle
`1.
`Was Known ............................................................................... 15
`2. Only a Rear Exterior Surface Reinforcement Layer Is
`Disclosed in the ’025 Patent ..................................................... 16
`The Reinforcement Layer Is "Adhered" to the Surface
`in All the Claims ....................................................................... 18
`
`3.
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`FAST FELT 2029, pg. 2
`Owens Corning v. Fast Felt
`IPR2015-00650
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`Petition for Inter Partes Review of U.S. Patent No. 8,592,025
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`4. The Reinforcing Layer Provides Strength and Stability ........... 18
`
`Co
`
`Prosecution History and Effective Filing Date of the ’025 Patent ...... 19
`
`D.
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`go
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`2.
`
`1.
`
`Prosecution of the ’025 Patent .................................................. 19
`Prosecution of Related Patent Applications .............................. 19
`U.S. Appl. No. 10/871,911 ............................................. 20
`a.
`U.S. Appl. No. 12/857,868 ............................................. 21
`b.
`3. Effective Filing Date of the Claims .......................................... 24
`
`Person of Ordinary skill ...................................................................... 24
`
`2.
`
`3.
`
`Construction of Terms Used in the Claims ......................................... 24
`Elements (a)-(d) of Claim 1 ...................................................... 25
`"said shingle" ............................................................................ 25
`"adhered to an exterior surface of said shingle" ....................... 28
`"reinforcement... layer" .......................................................... 31
`"substantially thinner" .............................................................. 31
`
`4.
`
`5.
`
`IV.
`
`Precise Reasons for Relief Requested ........................................................... 33
`
`No
`
`Claims 1-22 Are Unpatentable Over Venrick 1939 (Ex. 1013) ......... 33
`1. Venrick 1939 Anticipates Claim 1 ............................................ 33
`
`Venrick 1939
`
`Anticipates Claim 2 ............................................ 37
`
`Renders Obvious Claim 4 .................................. 38
`Anticipates Claims 10 and 12 ............................ 38
`
`Renders Obvious Claims 5 and 7 ....................... 39
`Anticipates Claims 3, 11, 13, and 14 ................. 39
`Renders Obvious Claims 6, 8, and 9 .................. 39
`Anticipates Claim 15 .......................................... 40
`Anticipates Claim 16 .......................................... 40
`
`Renders Obvious Claim 17 ................................ 40
`Anticipates Claims 20 and 21 ............................ 41
`
`Renders Obvious Claims 18 and 19 ................... 41
`
`ii
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`FAST FELT 2029, pg. 3
`Owens Corning v. Fast Felt
`IPR2015-00650
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`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`Venrick 1939
`
`Venrick 1939
`
`Venrick 1939
`
`Venrick 1939
`
`Venrick 1939
`
`Venrick 1939
`
`9.
`
`Venrick 1939
`10. Venrick 1939
`11. Venrick 1939
`12. Venrick 1939
`
`
`
`Petition for Inter Partes Review of U.S. Patent No. 8,592,025
`
`13. Venrick 1939 Anticipates Claim 22 .......................................... 41
`
`go
`
`Claims 1-22 Are Unpatentable Over Venrick 1939 (Ex. 1013)
`in View of Frankoski 1998 (Ex. 1010) ................................................ 42
`Venrick 1939 In View Of Frankoski 1998 Renders
`Obvious Claim 1 ....................................................................... 42
`
`o
`
`o
`
`4.
`
`5.
`
`°
`
`°
`
`°
`
`°
`
`10.
`
`Venrick 1939 In View Of Frankoksi 1998 Renders
`Obvious Claim 2 ....................................................................... 46
`
`Venrick 1939 In View Of Frankoksi 1998 Renders
`Obvious Claim 4 ....................................................................... 46
`
`Venrick 1939 In
`Obvious Claims
`
`View Of Frankoksi 1998 Renders
`5, 7, 10, and 12 ............................................... 47
`View Of Frankoksi 1998 Renders
`Venrick 1939 In
`3, 6, 8, 9, 11, 13, and 14 ................................. 47
`Obvious Claims
`Venrick 1939 In View Of Frankoksi 1998 Renders
`Obvious Claim 15 ..................................................................... 48
`
`Venrick 1939 In View Of Frankoksi 1998 Renders
`Obvious Claim 16 ..................................................................... 48
`
`Venrick 1939 In View Of Frankoksi 1998 Renders
`Obvious Claim 17 ..................................................................... 49
`
`Venrick 1939 In View Of Frankoksi 1998 Renders
`Obvious Claims 18, 19, 20, and 21 ........................................... 49
`Venrick 1939 In View Of Frankoksi 1998 Renders
`Obvious Claim 22 ..................................................................... 50
`
`Co
`
`Claims 1-22 Are Unpatentable Over Venrick 1939 (Ex. 1013) in
`View of Kiik 2001 (Ex. 1018) ............................................................. 50
`Venrick 1939 In View Of Kiik 2001 Renders Obvious
`Claim 1 ...................................................................................... 51
`
`o
`
`o
`
`o
`
`Venrick 1939 In View Of Kiik 2001 Renders Obvious
`Claim 2 ...................................................................................... 54
`
`Venrick 1939 In View Of Kiik 2001 Renders Obvious
`Claim 4 ...................................................................................... 54
`
`Venrick 1939 In View of Kiik 2001 Renders Obvious
`Claims 5, 7, 10, and 12 ............................................................. 55
`
`iii
`
`FAST FELT 2029, pg. 4
`Owens Corning v. Fast Felt
`IPR2015-00650
`
`
`
`Petition for Inter Partes Review of U.S. Patent No. 8,592,025
`
`o
`
`°
`
`°
`
`°
`
`°
`
`10.
`
`Venrick 1939 In View Of Kiik 2001 Renders Obvious
`Claims 3, 6, 8, 9, 11, 13, and 14 ............................................... 56
`Venrick 1939 In View of Kiik 2001 Renders Obvious
`Claim 15 .................................................................................... 56
`
`Venrick 1939 In View of Kiik 2001 Renders Obvious
`Claim 16 .................................................................................... 57
`
`Venrick 1939 In View of Kiik 2001 Renders Obvious
`Claim 17 .................................................................................... 57
`
`Venrick 1939 In View of Kiik 2001 Renders Obvious
`Claims 18, 19, 20, and 21 ......................................................... 57
`Venrick 1939 In View Of Kiik 2001 Renders Obvious
`Claim 22 .................................................................................... 58
`
`Do
`
`Secondary Considerations Do Not Weigh In Favor of
`Nonobviousness ................................................................................... 59
`
`go
`
`CONCLUSION .............................................................................................. 60
`
`Attachment A.
`
`Proof of Service of the Petition
`
`Attachment B.
`
`List of Evidence and Exhibits Relied Upon in Petition
`
`iv
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`FAST FELT 2029, pg. 5
`Owens Corning v. Fast Felt
`IPR2015-00650
`
`
`
`I.
`
`Compliance with Requirements of an InterPartes Review Petition
`
`A.
`
`Certification that the Patent May Be Contested via InterPartes
`Review by the Petitioner
`
`Petitioner certifies it is not barred or estopped from requesting interpartes
`
`review of U.S. Patent No. 8,592,025 ("the ’025 patent") (Ex. 1037). Neither
`
`Petitioner, nor any party in privity with Petitioner: (i) has filed a civil action
`
`challenging the validity of any claim of the ’025 patent; or (ii) has been served a
`
`complaint alleging infringement of the ’025 patent more than one year prior to the
`
`present date. Also, the ’025 patent has not been the subject of a prior interpartes
`
`review or a finally concluded district court litigation involving Petitioner.
`
`Petitioner also certifies this petition for interpartes review is filed in
`
`compliance with 35 U.S.C. § 315(b). Petitioner Owens Coming was served a
`
`complaint alleging infringement of the ’025 patent on April 22, 2014 resulting in
`
`Civ. A. No. I:14-cv-00510-SLR (D. Del.). See Ex. 1045 (Complaint).
`
`B. Fee for Inter Partes Review (§ 42.15(a))
`
`The Director is authorized to charge Deposit Account No. 50-1597.
`
`C. Mandatory Notices (37 CFR § 42.8(b))
`
`1. Real Party in Interest (§ 42.8(b)(1))
`
`The real party in interest is Owens Coming, located at One Owens Coming
`
`Parkway, Toledo, OH 43659.
`
`FAST FELT 2029, pg. 6
`Owens Corning v. Fast Felt
`IPR2015-00650
`
`
`
`Petition for Inter Partes Review of U.S. Patent No. 8,592,025
`
`2. Other Proceedings (§ 42.8(b)(2))
`
`The ’025 patent is the subject of litigation in the District of Delaware (Cir.
`
`A. No. I:14-cv-00510-SLR), which names Owens Coming as defendant. Patents
`
`related to the ’025 patent, by continuation, are the subject of petitions for inter
`
`partes review filed concurrently herewith (IPR Nos. 2014-01397, 2014-01401, -
`
`01402,-01404).
`
`3.
`
`Lead and Backup Lead Counsel (§ 42.8(b)(3))
`
`Lead Counsel
`Jeffrey P. Kushan
`Reg. No. 43,401
`j kushan~sidley.com
`(202) 736-8914
`
`Backup Lead Counsel
`Peter S. Choi
`Reg. No. 54,033
`peter.choi(~sidley.com
`(202) 736-8076
`
`4.
`
`Service on Petitioner
`
`Service on Petitioner may be made by mail or hand delivery to:
`
`Sidley
`
`Austin LLP, 1501 K Street, N.W., Washington, D.C. 20005.
`
`The fax number for
`
`Petitioner’s counsel is (202) 736-8711.
`
`D. Proof of Service (§§ 42.6(e) and 42.105(a))
`
`Proof of service of this petition is provided in Attachment A.
`
`II.
`
`Identification of Claims Being Challenged (§ 42.104(b))
`
`Claims 1-22 of the ’025 patent are unpatentable. Specifically:
`
`(1) Claims 1-3, 10-16, and 20-22 are anticipated under § 102(b) by
`
`Venrick 1939.
`
`2
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`FAST FELT 2029, pg. 7
`Owens Corning v. Fast Felt
`IPR2015-00650
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`
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`Petition for Inter Partes Review of U.S. Patent No. 8,592,025
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`(2)
`
`Claims 4-9 and 17-19 would have been obvious under § 103 based on
`
`Venrick 1939.
`
`(3)
`
`(4)
`
`Claims 1-22 would have been obvious under § 103 based on Venrick
`
`1939 in view of Frankoski 1998.
`
`Claims 1-22 would have been obvious under § 103 based on Venrick
`
`1939 in view of Kiik 2001.
`
`Petitioner’s proposed claim construction, the evidence relied upon, and the
`
`precise reasons why the claims are unpatentable are provided below. A list of
`
`evidence relied upon in support of this petition is set forth in Attachment B.
`
`III. Relevant Information Concerning the Contested Patent
`
`A.
`
`Background of the Technology
`
`1.
`
`The Basic Asphalt Shingle Coated on Both Sides with
`Asphalt and Granules Had Been Known for Decades
`
`Asphalt shingles have been used to cover roofs since the late-1800s. See,
`
`e.g., Ex. 1005, Cash, "Asphalt Roofing Shingles," Proc. 11t5 Conf. Roofing Tech.
`
`(1995) (Cash 1995), at 1; Ex. 1003 (Bryson Decl.), at ¶ 46. By the mid-1990s,
`
`three styles predominated: (1) the individual shingle; (2) the strip shingle (with or
`
`without tabs), and (3) the laminated shingle. Ex. 1005 (Cash 1995), at Figs. 10-12;
`
`Ex. 1003 (Bryson Decl.), at ¶¶ 46-47.
`
`Asphalt waterproofs the shingle. Ex. 1007, Noone, "Asphalt-Shingles - A
`
`Century of Success and Improvement," Proc. 11t5 Conf. Roofing Tech. (1993)
`
`(Noone 1993), at 2; Ex. 1003 (Bryson Decl.), at ¶ 48. In general, making an
`
`3
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`FAST FELT 2029, pg. 8
`Owens Corning v. Fast Felt
`IPR2015-00650
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`Petition for Inter Partes Review of U.S. Patent No. 8,592,025
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`asphalt shingle involves passing a base mat through a coater, where layers of hot
`
`asphalt are applied to the top and back surfaces. Ex. 1007 (Noone 1993), at 2; Ex.
`
`1003 (Bryson Decl.), at 1 48. Colored or non-colored granules are then dropped on
`
`the front surface and other granular materials are applied to the back. Ex. 1007
`
`(Noone 1993), at 2, 5; Ex. 1003 (Bryson Decl.), at 1 48. The granular material on
`
`the front adds color and texture. Finely ground talc and sand or other granular
`
`materials are added on the back to prevent sticking during storage and shipment.
`
`Ex. 1007 (Noone 1993), at 2, 5-6; Ex. 1003 (Bryson Decl.), at 1 48.
`
`The basic steps for making an asphalt shingle, including coating both sides
`
`of the base mat (i. e., substrate) with asphalt and applying granular material on both
`
`sides, have remained the same for decades. Ex. 1003 (Bryson Decl.), at 11 49-50.
`
`U.S. Patent No. 2,099,131 to Miller (issued in 1937) (Miller 1937) (Ex. 1008)
`
`states, for example:
`
`It has heretofore been common practice to manufacture prepared
`
`roofing by saturating a suitable absorbant fabric, such as roofing felt,
`
`with a liquid bituminous material, e.g., asphalt, coating both sides of
`
`the saturated fabric with a bituminous material, surfacing the
`
`bituminous coating on one side of the fabric with mineral grit, such
`
`as crushed slate, and applFing mica, soapstone~ or other anti-stick
`
`material to the coating on the other side of the fabric.
`
`Id. at 4, col. 1:13-24 (emphasis added); Ex. 1003 (Bryson Decl.), at 1 50.
`
`4
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`FAST FELT 2029, pg. 9
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`Petition for Inter Partes Review of U.S. Patent No. 8,592,025
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`A typical shingle includes a plurality of tabs (i. e., flaps) that extend
`
`downwardly from a headlap area. Ex. 1003 (Bryson Decl.), at ¶¶ 56-57. Each
`
`asphalt shingle has a nailing zone or fastening zone for attachment to a roof. Id.
`
`As shown below in the 1997 edition of the ARMA Residential Roofing Manual
`
`(ARMA Manual 1997) (Ex. 1009), at Fig. 10, the nailing zone typically is located
`
`just above the tabs in the headlap area. Also shown is the generally longitudinal
`
`dimensions of the typical strip shingle, i.e., 36"x 12".
`
`~ Headlap Area ]
`
`Ex. 1003 (Bryson Decl.), at ¶ 57. The nailing zone is (a) generally
`
`longitudinal like the shingle itself, (b) located between the right and left shingle
`
`edges, and (c) generally intermediate of the upper and lower edges. Id. at ¶¶ 57-58.
`
`Claim 1 of the ’025 patent provides: ’°[a] shingle having front and rear
`
`exterior surfaces and being comprised of shingle material, with the shingle having
`
`a width defined by upper and lower edges and a length defined by right and left
`
`edges." Elements (a)-(d) of claim 1 require the following:
`
`(a) a base layer of mat having front and rear surfaces;
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`FAST FELT 2029, pg. 10
`Owens Corning v. Fast Felt
`IPR2015-00650
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`Petition for Inter Partes Review of U.S. Patent No. 8,592,025
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`(b) a coating of asphaltic material on both front and rear surfaces of
`
`the mat;
`
`(c) coatings of granular material on said both front and rear surfaces
`
`of the mat, which, together with said base layer of mat and coatings of
`
`asphaltic material comprise a first thickness layer; and
`
`(d) a longitudinal fastening zone between right and left shingle edges,
`
`generally intermediate said upper and lower edges.
`
`Ex. 1037 (’025 patent), at col. 6:57-7:3.
`
`These elements describe nothing more than the basic asphalt shingle, or
`
`what was "common practice" since at least the 1930s. Ex. 1003 (Bryson Decl.), at
`
`¶¶ 59-68. The ’025 patent acknowledges that the "basic" asphalt shingle was
`
`known in the prior art. Ex. 1037 (’025 patent), at col. 2:50-5:7.
`
`To the basic asphalt shingle, elements (e)-(f) of claim 1 of the ’025 patent
`
`add and describe a "reinforcement second thickness layer":
`
`(e) and an at least partially externally visible generally longitudinal
`
`reinforcement second thickness layer of a substantially thinner
`
`dimension than said first thickness layer; said reinforcement second
`
`thickness layer being adhered to an exterior surface of said shingle
`
`and extending at least substantially between right and left edges of the
`
`shingle; and
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`(f) said reinforcement second thickness layer extending at least
`
`partially lower than the fastening zone, toward the lower edge of the
`
`shingle or at least partially into the fastening zone toward the upper
`
`edge of the shingle.
`
`6
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`FAST FELT 2029, pg. 11
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`IPR2015-00650
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`Petition for Inter Partes Review of U.S. Patent No. 8,592,025
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`Ex. 1037 (’025 patent), at col. 7:4-15; see also id. col. 3:16-18 ("the shingle
`
`20 is similar to that of the [prior art] shingle 10 of FIG. 1, but with a reinforcement
`
`layer"). Reinforcement layers having the claimed features were known in the prior
`
`art. Ex. 1003 (Bryson Decl.), at ¶1 69-120.
`
`2.
`
`The Prior Art Disclosed a Generally Longitudinal Second
`Thickness Layer For Reinforcement in the Nailing Zone
`
`U.S. Patent No. 2,161,440 to Venrick (Venrick 1939) describes a
`
`"reinforcing strip" for "strengthening," to "reduce... tear," and to "provide a
`
`reinl~oreed area for nailing the shingle to the roof." Ex. 1013 (Venrick 1939), at 3,
`
`col. 1:40-46 (emphasis added); Ex. 1003 (Bryson Decl.), at 11 93-97.
`
`The Venrick 1939 strip, which may be made of, inter alia, felt, metal, or
`
`"layers of roofing tape," Ex. 1013 (Venrick 1939), at 4, col. 2:74-75, also functions
`
`to add "rigidity" to "resist[] the action of the wind." Id. at 5, col. 1:1-9; Ex. 1003
`
`(Bryson Decl.), at 1 94. "[I]mproved resistance to failure upon bending" is also a
`
`function of the reinforcement layer in the ’025 patent. Ex. 1037 (’025 patent), at
`
`col. 5:28-29; Ex. 1003 (Bryson Decl.), at 1 94. The reinforcing strip is shown in
`
`Fig. 1 of Venrick 1939 as 15 on the front surface of a shingle.
`
`7
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`FAST FELT 2029, pg. 12
`Owens Corning v. Fast Felt
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`Petition for Inter Partes Review of U.S. Patent No. 8,592,025
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`Ex. 1003 (Bryson Decl.), at ¶ 95. Venrick 1939 also teaches that the
`
`reinforcement strip can be placed on the "undersurface," or rear. Ex. 1013
`
`(Venrick 1939), at 4, col. 2:60-63, see also Figs. 8-14; Ex. 1003 (Bryson Decl.), at
`
`¶ 96. Also, the strip is preferably "cemented" onto the granule surfacing, Ex. 1013
`
`(Venrick 1939), at 4, col. 2:32-37, and overlaps with the nailing zone to "give
`
`greater nailing strength," Ex. 1013 (Venrick 1939), at 4, col. 2:2:11-23; Ex. 1003
`
`(Bryson Decl.), at ¶ 96.
`
`Figs. 8 and 9 of Venrick 1939 show the reinforcement strip 45 as a visible
`
`component that is adhered to the exterior rear surface of the shingle. Ex. 1013
`
`(Venrick 1939); Ex. 1003 (Bryson Decl.), at ¶ 97. It extends at least partially into
`
`the zone having nailing holes 47, and as shown by the hashed lines, it also extends
`
`at least partially lower than the nailing zone (i. e., into the tab portion toward the
`
`lower edge of the shingle). Id. It also extends toward the upper edge of the shingle
`
`into the headlap area. Id. The reinforcement strip clearly forms a second thickness
`
`layer. Id. The strip is also generally longitudinal (as shown by the hashed lines) as
`
`would be expected given that shingles are generally longitudinal. Id.
`
`-~_,~
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`FAST FELT 2029, pg. 13
`Owens Corning v. Fast Felt
`IPR2015-00650
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`
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`Petition for Inter Partes Review of U.S. Patent No. 8,592,025
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`It was known in the art that nailing through multiple layers of shingle
`
`material provided strength and contributed to roofing integrity. Ex. 1003 (Bryson
`
`Decl.), at 1 98. E.g., U.S. Patent No. 6,145,265 (Ex. 1011), at col. 1:60-62
`
`("[N]ailing through a double layer of material provides strength, which is essential
`
`for roofing integrity in windy conditions."). Because the nailing zone was
`
`generally longitudinal, see Ex. 1009 (ARMA Manual 1997), at Fig. 10, it would
`
`only make sense to make the reinforcement layer generally longitudinal while
`
`extending it at least partially into the nailing zone. Ex. 1003 (Bryson Decl.), at 1
`
`98. This is what Venrick 1939 teaches. See Ex. 1013 (Venrick 1939), at 5, col.
`
`1:50-54 ("The shingles are nailed preferably.., where the raised median strip is.");
`
`Ex. 1003 (Bryson Decl.), at 1 98.
`
`Examples of reinforcing layers affixed to the rear surface abound. U.S.
`
`Patent No. 4,875,321 to Rohner (Rohner 1989) (Ex. 1015) discloses a "backing
`
`strip" (Fig. 2, 25) that can be made of "light-weight weather-resistant material" to
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`"provide a stiffer shingle which grips the nails .... " Id. at col. 1:55-59; Ex. 1003
`
`(Bryson Decl.), at I 103. Fig. 2 exemplifies a shingle with a reinforcing backing
`
`layer 25. Ex. 1003 (Bryson Decl.), at 11 103-104. Fig. 3 confirms that the rear
`
`facing reinforcing layer 25 extends at least partially into the nailing zone 37. Ex.
`
`1015 (Rohner 1989); Ex. 1003 (Bryson Decl.), at 11 103-104.
`
`9
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`FAST FELT 2029, pg. 14
`Owens Corning v. Fast Felt
`IPR2015-00650
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`Petition for Inter Partes Review of U.S. Patent No. 8,592,025
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`Rohner 1989, Fi~. 2
`
`Rohner 1989, Fig. 3
`
`31
`
`FIG. 2
`
`~ 5~ 33
`
`2~
`
`F1G.~
`
`The Rohner 1989 "backing strip" forms a second thickness layer on the rear
`
`surface, and is longitudinal like the shingle itself. Ex. 1003 (Bryson Decl.), at ¶¶
`
`103-104.
`
`Similarly, U.S. Patent No. 5,860,263 to Sieling (Sieling 1999) (Ex. 1016)
`
`shows a "reinforcement" strip 60 affixed to the back portion of an asphalt shingle.
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`Ex. 1003 (Bryson Decl.), at ¶ 105.
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`FIG.5
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`Sieling 1999 describes the reinforcing strip as having dimensions which the
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`person of ordinary skill would understand to fall within the nailing zone of the
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`shingle. Ex. 1016 (Sieling 1999), at col. 3:23-28; Ex. 1003 (Bryson Decl.), at ¶
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`106. The reinforcing strip in Sieling 1999 is on the exterior surface, forms a
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`second thickness layer, and is longitudinal in orientation. Ex. 1003 (Bryson Decl.),
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`at1 106.
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`3. The Prior Art Taught Thin Reinforcement Material
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`As Venrick 1939, Rohner 1989, and Sieling 1999 show, the concept of using
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`a reinforcing layer on the back of a shingle was not new. Ex. 1003 (Bryson Decl.),
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`at 11 69-120. Nor was the concept of using thin material for reinforcement. Id.
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`U.S. Patent No. 3,813,280 to Olszyk (Olszyk 1974) (Ex. 1014) shows a web
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`layer 16 affixed to the back of an asphalt shingle. Ex. 1003 (Bryson Decl.), at 1
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`99.
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`Among other things, the purpose of the web layer in Olszyk 1974 is "adding
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`reinl~orcement ... and providing additional tear strengtlt." Ex. 1014 (Olszyk
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`1974), at col. 4:17-27 (emphasis added); Ex. 1003 (Bryson Decl.), at I 100. The
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`thickness of the web is on the order of 1/1000th of an inch. Ex. 1014 (Olszyk
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`1974), at col. 3:59-60 ("a thickness of between 10 mils or less to about 30 mils.");
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`Ex. 1003 (Bryson Decl.), at I 101.
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`U.S. Patent Publ. No. 2001/0055680 to Kiik (Kiik 2001) (Ex. 1018) Kiik
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`2001 discloses an asphalt roof shingle having a "backing material" that can be
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`made of woven polyester and latex fiber bound by latex. Id. at [0004], [0006]; Ex.
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`1003 (Bryson Decl.), at ¶ 110. The exemplary backing materials have a thickness
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`of 13-23 1/1000t5 of an inch. Ex. 1018 (Kiik 2001), at [Table 1]; Ex. 1003 (Bryson
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`Decl.), at ¶ 110. Data in Kiik 2001 show that reinforced laminated shingles
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`exhibited improved tear strength and nail pull strength. Ex. 1018 (Kiik 2001), at
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`Table 1 and 2; Ex. 1003 (Bryson Decl.), at ¶ 113. Thus, like Venrick 1939 and
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`Olszyk 1974, Kiik 2001 showed that thin material could be affixed to the back of
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`an asphalt shingle to provide reinforcing properties.
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`Ex. 1003 (Bryson Decl.), at ¶
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`113.
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`4.
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`Laminated Shingles Including Multiple Reinforcement
`Layers Were Known
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`U.S. Patent No. 5,822,943 to Frankoski (Frankoski 1998) (Ex. 1010)issued
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`in 1998. Ex. 1003 (Bryson Decl.), at ¶ 71. The ’025 patent incorporates by
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`reference Frankoski 1998 and says that the "basic" asphalt shingle can be made
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`according to its teachings. Ex. 1037 (’025 patent), at col. 3:4-7.
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`Frankoski 1998 (Ex. 1010) discloses a laminated shingle. Ex. 1003 (Bryson
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`Decl.), at ¶ 71. A laminated shingle is simply a shingle made of two layers that are
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`glued together. Id. This is shown in Figure 1 of Frankoski 1998 (Ex. 1010).
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`15 10
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`25
`
`FIG. 1
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`The shingle comprises an upper layer 5 and a lower layer 7, which are glued
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`together with a sealant 9. Ex. 1003 (Bryson Decl.), at ¶ 72. The upper layer
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`includes a headlap area 10 and a number of tabs 35. Id. The lower layer is
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`longitudinal, and extends between the right and left edges. Id.
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`It was widely known that gluing an extra shingle layer to the back surface of
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`what was essentially a single layer strip shingle, as in a laminated shingle, provided
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`reinforcement by enabling a roofer to nail through two, rather than one, layer of
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`material. Id. at ¶ 76. U.S. Patent No. 6,145,265 (Malarkey 2000)(Ex. 1011)
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`explains this common-sense principle by noting that ’°nailin~ through a double
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`laFer o[material provides strength." Id. at col. 1:54-62 (emphasis added); Ex.
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`1003 (Bryson Decl.), at ¶ 76. Laminated shingles, which by the late 1990s and
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`early 2000s were among the most popular shingles made and sold, therefore
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`utilized a second thickness layer of material that were recognized to add
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`reinforcement. Ex. 1003 (Bryson Decl.), at ¶ 76.
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`Fig. 2 of Frankoski 1998 (Ex. 1010) also shows a scrim layer 60 in the
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`laminated shingle. Ex. 1003 (Bryson Decl.), at ¶1 77-78.
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`FI~. 2.
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`Scrim is thin material that can be made from any number of different fabrics,
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`synthetic, or composite materials. Id. The scrim layer "provides a superior
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`strength and nail pull-through resistance to withstand, for example, hurricane force
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`winds." Ex. 1010 (Frankoski 1998), at col. 3:20-24; Ex. 1003 (Bryson Decl.), at 1
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`78. Frankoski 1998 states that the reinforcing scrim preferably extends the entire
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`length of the shingle. Id. at col. 5:27-28. This would be understand to mean the
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`reinforcing scrim is generally longitudinal given that most shingles were longer
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`than they were wide. Ex. 1003 (Bryson Decl.), at 11 78-81. Frankoski 1998 also
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`explicitly states that the scrim should "coincide with at least a portion of the nail
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`zone." Ex. 1010 (Frankoski 1998), at col. 5:38-39; Ex. 1003 (Bryson Decl.), at I
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`81.
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`As discussed infra at § III.C.2., Patent Owner distinguished the alleged
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`invention over Frankoski 1998 by arguing that the reinforcing layer of the alleged
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`invention is not "embedded" within the shingle as the scrim 60 is in Frankoski
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`1998, and that it instead is affixed to the exterior, rear surface of the shingle. At
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`the time these arguments were made, neither Venrick 1939, Rohner 1989 nor
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`Sieling 1999 (each discussed above) were before the Patent Office. See generally,
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`Ex. 1003 (Bryson Decl.) §§ III.F-III.H.
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`B. General Overview Of The ’025 Patent
`
`The ’025 patent issued on November 26, 2013, to inventors Kalkanoglu and
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`Koch. The title of the ’025 patent is "Shingle With Reinforcement Layer." Ex.
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`1037 (’025 patent), at col. 1:1.
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`1.
`
`The ’025 Patent Recognizes the Basic Asphalt Shingle Was
`Known
`
`The ’025 patent acknowledges that the basic components of an asphalt
`
`shingle were known in the prior art. Ex. 1037 (’025 patent), at col. 2:50-3:3.
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`Referring to Fig. 1, the ’025 patent describes the "prior art shingle" as follows:
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`Referring now to the drawings in detail, reference is first made to FIG.
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`1, wherein a prior art shingle is illustrated as comprising a shingle
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`generally designated by the numeral 10, constructed as a mat of
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`preferably fiberglass mesh, having asphalt, or some other form of
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`bitumen material impregnated therein, and forming layers on each
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`surface thereof, with a granular material on each exposed surface. On
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`the upper exposed surface, will be granules of a size desired to resist
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`sun and other weather conditions, and on the opposite, or undersurface
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`11, there will be preferably smaller granules of a mica, sand or like
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`material, for example.
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`Id. at col. 2:50-60. The ’025 patent states that the "basic" prior art shingle
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`can be made by the methods disclosed in, among other references, Frankoski 1998.
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`Id. at col. 3:4-7; Ex. 1003 (Bryson Decl.), at 1 70.
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`2.
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`Only a Rear Exterior Surface Reinforcement Layer Is
`Disclosed in the ’025 Patent
`
`The person of ordinary skill would understand that the reinforcement layer
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`disclosed in the ’025 patent is affixed to the rear surface of the asphalt shingle, and
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`nowhere else. Ex. 1003 (Bryson Decl.), at 1 206.
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`The specification states: the "present invention is directed toward providing
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`a shingle, wherein a separate, exterior reinforcement layer is provided outside the
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`rear surface of the shingle .... " Ex. 1037 (’025 patent), at col. 1:53-57 (emphasis
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`added); Ex. 1003 (Bryson Decl.), at 11 137, 194,206.
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`The figures in the ’025 patent show the reinforcement layer to be located on
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`the rear. Ex. 1003 (Bryson Decl.), at 11 138-143,194,206. Fig. 2 shows the prior
`
`art shingle with "a reinforcement la!:er applied to the rear surface thereof, in
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`accordance with the present invention." Ex. 1037 (’025 patent), at col. 2:19-21
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`(emphasis added); Ex. 1003 (Bryson Decl.), at 11 139, 194, 206. Figure 3 also
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`shows the "rear surface" of the shingle.
`
`Ex. 1003 (Bryson Decl.), at 11 141,194,
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`206.
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`Indeed, the specification consistently emphasizes that the reinforcement
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`layer is located on the "rear surface."
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`See, e.g., Ex. 1037 (’025 patent), at Figs. 4
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`16
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`and 4A (reinforcement layer 29 on rear surface of shingle); col. 1:54-57
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`("reinforcement layer is provided outside tlte rear surface"); col. 3:18-21 ("a
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`reinforcement layer.., added on tlte rear 21 of the shingle"); col. 4:12-13 ("the
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`scrim 46 applied to tlte undersurface"); col. 5:50-6:50 (extolling performance of
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`