`Date: June 15, 2015
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`Trials@uspto.gov
`571-272-7822
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
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`US ENDODONTICS, LLC,
`Petitioner,
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`v.
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`GOLD STANDARD INSTRUMENTS, LLC
`Patent Owner.
`____________
`
`Case IPR2015-00632
`Patent 8,727,773 B2
`____________
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`Before JOSIAH C. COCKS, HYUN J. JUNG, and
`TIMOTHY J. GOODSON, Administrative Patent Judges.
`
`COCKS, Administrative Patent Judge.
`
`
`ORDER
`Permitting the Addition of Real Parties-In-Interest
`37 CFR § 42.5
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`IPR2015-005632
`Patent 8,727,773 B2
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`1. Introduction
`Petitioner, US Endodontics, LLC (“US Endo” or “Petitioner”), filed a
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`“Petitioner’s Motion For Leave to Add Two Real Parties-In-Interest.” Paper 15
`(“Motion” or “Mot.”). Patent Owner, Gold Standard Instruments, LLC (“GSI” or
`“Patent Owner”) filed a “Patent Owner’s Opposition to Petitioner’s Motion for
`Leave to Add Two Real Parties In Interest.” Paper 25 (“Opposition” or “Opp.”)1
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`In its Motion, US Endo “requests leave to identify two additional real
`parties-in-interest (“RPIs”)––Guidance Endodontics, LLC (“Guidance”) and Edge
`Endo, LLC “Edge Endo”–– [as real parties-in-interest].” Mot. 1. US Endo also
`“requests that the Board maintain US Endo’s original January 30, 2015 filing
`date.” Id. US Endo represents, however, that “US Endo’s request would not
`implicate any of the considerations under 35 U.S.C. § 315(b) or (e), even if it is
`assigned a new filing date.” Id.
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`In its Opposition, GSI “requests that the Board deny Petitioner’s Motion for
`Leave to Add Two Real Parties in Interest (Paper 15) to its Petition for Inter Partes
`Review of Patent 8,727,773, and dismiss its Petition.” Opp. 1. Alternatively, GSI
`requests that “in the event that the Board does grant Petitioner’s motion, then,
`under Rule 42.106(a), the Petition and Patent Owner’s Preliminary Response both
`should be accorded a new filing date that is the same date that the identification is
`corrected.” Id. at 10.2
`For the reasons set forth below, we grant US Endo’s Motion to the extent
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`that it may add Guidance and Edge Endo as real parties-in-interest.
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`1 We authorized the filing of the Motion and Opposition. Paper 10.
`2 In making its alternative request, GSI cites to Askeladden LLC v. McGhie, IPR
`2015-00122, slip op. at 2 (PTAB Mar. 16, 2015) (Paper 34).
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`Patent 8,727,773 B2
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`2. Discussion
`By statute, a petition filed under § 311 “may only be considered” if the
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`petition “identifies all real parties in interest.” 35 U.S.C. § 312. By rule, a petition
`will not be accorded a filing date until the petition satisfies various requirements,
`including identifying all real parties-in-interest. 37 C.F.R §§ 42.106, 42.104, and
`42.8(b)(1). Thus, to be eligible for consideration, and to be accorded a filing date,
`a petition must identify all the real parties-in-interest. With such requirement in
`mind, given the circumstances presented in this proceeding, it seemingly would not
`be an appropriate course of action to permit belated designation of additional real
`parties-in-interest that could have been designated before, while yet also
`maintaining the filing date initially accorded to the Petition.
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`We are mindful that our rules provide for the following:
`A motion may be filed that seeks to correct a clerical or typographical
`mistake in the petition. The grant of such a motion does not change
`the filing date of the petition.
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`37 C.F.R. § 42.104(c).
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`Here, however, it is clear that any mistake in the designation of the real
`parties-in-interest made with respect to the Petition in this proceeding did not arise
`due to a “clerical or typographical error.” Indeed, that is clear from the content of
`US Endo’s motion, itself, which requests leave to name additional real parties-in-
`interest, yet also “disputes” that such naming is necessary. Mot. 1. That show of
`reluctance, at this stage, discounts the existence of a clerical or typographical error.
`Thus, US Endo’s professed “dispute[],” and its representation that “it is willing to
`concede the issue” (Mot. 1), coupled with its proffered Motion as a whole, conveys
`that US Endo’s request to add real parties-in-interest did not arise due to a
`typographical or clerical error.
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`IPR2015-005632
`Patent 8,727,773 B2
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`We construe our rules to “secure the just, speedy, and inexpensive resolution
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`of every proceeding.” 37 C.F.R. § 42.1(b). Although GSI primarily seeks
`dismissal of the Petition in its Opposition, the circumstances presented here convey
`that such dismissal would frustrate the pursuit of a just, speedy, and inexpensive
`resolution to this proceeding. In that respect, as represented by US Endo, there is,
`presently, no statutory bar arising under 35 U.S.C. § 315(b) or (e), which would
`preclude US Endo from simply filing a new Petition adding real parties-in-interest.
`See Mot. 1. In such circumstance, the panel would be faced with the same
`consideration of the merits of the Petition only at some future date. The parties
`also would remain at their current posture only temporally offset, and having
`incurred additional expense. The facts involved in this proceeding with respect to
`the real party-in-interest issue do not establish an appropriate backdrop to dismiss
`the Petition.
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`We may excuse late action “upon a Board decision that consideration of the
`merits would be in the interests of justice.” 37 C.F.R. § 42.5(c)(3). In considering
`the interests of justice, we provide US Endo the opportunity to add Guidance and
`Edge Endo as real parties-in-interest in connection with the Petition by filing
`updated Mandatory Notices. Should US Endo file updated Mandatory Notices
`designating those additional real parties-in-interest, the filing date accorded the
`Petition will be vacated, and a new filing date will be accorded. See Askeladden
`LLC v. McGhie, IPR 2015-00122, slip op. at 2 (PTAB Mar. 16, 2015) (Paper 34).
`As requested by GSI, in that circumstance, GSI’s “Patent Owner’s Preliminary
`Response” (Paper 9) will also be treated as if filed on the same date as the new
`filing date accorded the Petition. See id.; Opp. 10.
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`3. Order
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`Accordingly, it is
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`ORDERED that the portion of US Endo’s Motion seeking to add two real
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`parties-in-interest is granted to the extent that US Endo is permitted to update its
`Mandatory Notices pursuant 37 C.F.R. § 42.8(b)(1) to identify Guidance and Edge
`Endo as real parties-in-interest;
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`FURTHER ORDERED that if updated Mandatory Notices are filed
`identifying Guidance and Edge Endo as real parties-in-interest, the filing date
`accorded the Petition and the Preliminary Response will be vacated, and a new
`filing date will be accorded to each;
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`FURTHER ORDERED that updated Mandatory Notices filed in accordance
`with this Order will be considered corrections to the Petition; and
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`FURTHER ORDERED that US Endo is not required to resubmit the
`information contained in the original Petition filings.
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`IPR2015-005632
`Patent 8,727,773 B2
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`For PETITIONER:
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`Jeffrey Ginsberg
`Matthew Berkowitz
`Eric Schreiber
`KENYON & KENYON LLP
`jginsberg@kenyon.com
`mberkowitz@kenyon.com
`eschreiber@kenyon.com
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`For PATENT OWNER:
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`Joseph Hynds
`Randy Brenner-Leifer
`ROTHWELL, FIGG, ERNST & MANBECK, P.C.
`jhynds@rfem.com
`Ebrenner@rothwellfigg.com
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