`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`US ENDODONTICS, LLC,
`Petitioner,
`
`v.
`
`GOLD STANDARD INSTRUMENTS, LLC
`Patent Owner.
`
`Case IPR2015-00632
`Patent 8,727,773 B2
`
`PETITIONER’S EXHIBIT LIST
`
`
`
`Pursuant to 37 C.F.R. § 42.63(e), Petitioner US Endodontics, LLC hereby
`
`furnishes below a current Exhibit List to the Board and to counsel for Patent
`
`Owner Gold Standard Instruments, LLC. Copies of the exhibits have previously
`
`been filed via PRPS and served upon counsel for Patent Owner.
`
`Exhibit No.
`
`Description
`
`1001
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`1010
`
`U.S. Patent No. 8,727,773 B2 (the “’773 patent”)
`
`Declaration of A. Jon Goldberg
`
`Harmeet Walia et al., An Initial Investigation of the Bending
`and Torsional Properties of Nitinol Root Canal Files, 14 J.
`ENDODONTICS 346 (1988) (“Walia”)
`
`Fujio Miura et al., The super-elastic property of the Japanese
`NiTi alloy wire for use in orthodontics, 90 AM. J.
`ORTHODONTICS & DENTOFACIAL ORTHOPEDICS 1 (1986)
`(“Miura”)
`
`Satish B. Alapati, “An investigation of phase transformation
`mechanisms for nickel-titanium rotary endodontic
`instruments,” Ph.D. thesis, 2006 (“Alapati”)
`
`Alan R. Pelton et al., Optimisation of Processing and
`Properties of Medical-Grade Nitinol Wire, 9 Minimally
`Invasive Therapies & Allied Techs. 107 (2000) (“Pelton”)
`
`U.S. Patent No. 5,697,906 to Ariola et al.
`
`Prosecution History of the ’773 patent
`
`Prosecution History of U.S. Patent No. 8,062,033
`
`Prosecution History of U.S. Patent No. 8,562,341
`
`1
`
`
`
`1011
`
`1012
`
`1013
`
`1014
`
`1015
`
`1016
`
`1017
`
`1018
`
`1019
`
`1020
`
`1021
`
`1022
`
`1023
`
`1024
`
`1025
`
`U.S. Provisional Patent Application No. 60/578,091
`
`U.S. Patent Application Publication No. 2008/0032260
`A1, Luebke (“Luebke 2008”)
`
`Prosecution History of U.S. Patent No. 8,083,873
`
`U.S. Patent Application Publication No. 2011/0271529 A1,
`Gao et al. (“Gao”)
`
`U.S. Provisional Patent Application No. 61/332,954
`
`International Standard ISO 3630-1, 1st ed. (1992)
`
`International Standard ISO 3630-1, 2nd ed. (2008)
`
`Salwa E. Khier et al., Bending properties of superelastic and
`nonsuperelastic nickel-titanium orthodontic wires, 99 AM. J.
`ORTHODONTICS & DENTOFACIAL ORTHOPEDICS 310 (1991)
`(“Khier”)
`
`Grégoire Kuhn & Laurence Jordan, Fatigue and Mechanical
`Properties of Nickel-Titanium Endodontic Instruments, 28 J.
`ENDODONTICS 716 (2002) (“Kuhn”)
`
`U.S. Patent No. 5,628,674 to Heath et al.
`
`Edgar Schäfer et al., Bending properties of rotary nickel-
`titanium instruments, 96 ORAL SURGERY ORAL MEDICINE
`ORAL PATHOLOGY 757 (2003)
`
`U.S. Patent App. Pub. No. 2002/0137008 A1, McSpadden et
`al. (“McSpadden”)
`
`U.S. Patent No. 7,137,815 B2 to Matsutani et al. (“Matsutani”)
`
`S. Miyazaki et al., Characteristics of Deformation and
`Transformation Pseudoelasticity in Ti-Ti Alloys, 43 J.
`PHYSIQUE COLLOQUES C4255 (1982) (“Miyazaki”)
`
`Franklin S. Weine, ENDODONTIC THERAPY, 6th Ed.,
`
`2
`
`
`
`1026
`
`1027
`
`1028
`
`1029
`
`1030
`
`1031
`
`1032
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`1033
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`1034
`
`1035
`
`1036
`
`1037
`
`1038
`
`1039
`
`1040
`
`1041
`
`2004, Chapter 5 (“Weine”)
`
`Japanese Unexamined Patent Application Publication No.
`2006-149675, Matsutani et al.
`
`English Translation of Japanese Unexamined Patent
`Application Publication No. 2006-149675, Matsutani et al.
`
`Transcript of May 20, 2015 Teleconference
`
`Gold Standard Instruments LLC’s Website
`
`Prosecution History of U.S. Patent No. 8,876,991
`
`Petitioner’s Notice of Cross-Examination of Neill H.
`Luebke, D.D.S., M.S.
`
`Order Denying Motion for Preliminary Injunction
`
`Acknowledgment of Deponent and Errata Sheet from Oct. 8,
`2014 Deposition of Neill H. Luebke
`
`Petitioner’s Notice of Cross-Examination of Ronald R.
`Lemon, D.M.D.
`
`U.S. Patent No. 6,431,863 to Sachdeva et al.
`
`Petitioner’s Notice of Cross-Examination of Robert Sinclair,
`Ph.D.
`
`U.S. Patent No. 6,149,501 to Farzin-Nia et al.
`
`(Redacted) Transcript of Dec. 9, 2015 Cross-Examination of
`Neill H. Luebke, D.D.S., M.S.
`
`Transcript of Jan. 8, 2016 Cross-Examination of Ronald R.
`Lemon, D.M.D.
`
`Transcript of Jan. 18, 2016 Cross-Examination of Robert
`Sinclair, Ph.D.
`
`Dentsply Int’l and Tulsa Dental Prods. LLC d/b/a Tulsa
`3
`
`
`
`Dental Specialties v. US Endodontics, LLC, No. 2:14-cv-196,
`Deposition Transcript of Neill H. Luebke, dated Oct. 8, 2014
`(E.D. Tenn.), pp. 1 and 199.
`
`1042
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`1043
`
`Petitioner’s Demonstrative Slides
`
`Transcript of April 1, 2016 Teleconference
`
`Dated: April 12, 2016
`
`/Jeffrey S. Ginsberg/
`Jeffrey S. Ginsberg (Reg. No. 36,148)
`Lead counsel for Petitioner US Endodontics, LLC
`
`Abhishek Bapna (Reg. No. 64,049)
`Back-up counsel for Petitioner US Endodontics, LLC
`
`Patterson Belknap Webb & Tyler LLP
`1133 Avenue of the Americas
`New York, NY 10036-6710
`Tel.: (212) 336-2000
`
`4
`
`
`
`Certificate of Service
`
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned certifies that on April 12,
`
`2016, the foregoing PETITIONER’S EXHIBIT LIST was served via electronic
`
`mail on the following counsel of record for the Patent Owner:
`
`Joseph A. Hynds
`(jhynds@rothwellfigg.com)
`C. Nichole Gifford
`(ngifford@rothwellfigg.com)
`R. Elizabeth Brenner-Leifer
`(ebrenner@rothwellfigg.com)
`Steven Lieberman
`(slieberman@rothwellfigg.com)
`Jason M. Nolan
`(jnolan@rothwellfigg.com)
`Derek F. Dahlgren
`(ddahlgren@rothwellfigg.com)
`ROTHWELL, FIGG, ERNST & MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`
`/Abhishek Bapna/
`Abhishek Bapna (Reg. No. 64,049)
`Patterson Belknap Webb & Tyler LLP