`
`By:
`
`
`
` Paper No. ____
`
`
`
`
`
`
`
`
` Date filed: March 16, 2016
`
`Joseph A. Hynds, Lead Counsel
`R. Elizabeth Brenner-Leifer, Back-up Counsel
`Steven Lieberman, Back-up Counsel
`Derek F. Dahlgren, Back-up Counsel
`Jason M. Nolan, Back-up Counsel
`C. Nichole Gifford, Back-up Counsel
`ROTHWELL, FIGG, ERNST & MANBECK, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`Phone: 202-783-6040
`Facsimile: 202-783-6031
`Emails: jhynds@rothwellfigg.com
` ebrenner@rothwellfigg.com
` slieberman@rothwellfigg.com
` ddahlgren@rothwellfigg.com
` jnolan@rothwellfigg.com
` ngifford@rothwellfigg.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`US ENDODONTICS, LLC,
`Petitioner,
`
`v.
`
`GOLD STANDARD INSTRUMENTS, LLC,
`Patent Owner.
`_______________
`
`Case IPR2015-00632
`Patent 8,727,773 B2
`_______________
`
`PATENT OWNER’S EXHIBIT LIST
`(as of March 16, 2016)
`
`
`
`Case IPR2015-00632
`Patent 8,727,773 B2
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board,
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`Pursuant to 37 C.F.R. § 42.63(e), Patent Owner Gold Standard Instruments,
`
`LLC (“Patent Owner”) hereby furnishes below a current listing of Patent Owner’s
`
`Exhibits to the Board and counsel for Petitioner US Endodontics, LLC
`
`(“Petitioner”). Patent Owner hereby certifies that copies of the Exhibits listed
`
`below have been served on counsel for Petitioner.
`
`EXHIBIT LIST
`
`Ex. 2001 Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/ Tulsa Dental
`Specialties v. US Endodontics, LLC, No. 2:14-196, Preliminary
`Injunction Hearing Transcript, Volume I, dated Nov. 25, 2014 (E.D.
`Tenn.), pp. 1, 2, 11, 12, 15, 19, 20, 27-30, 32-59, 65, 66, 76, 141, 152,
`163-65, 168, 170, 176, 240, 243, 249, 261, 262, 279, and 301 (index).
`
`
`Ex. 2001 (Substitute) Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/ Tulsa
`Dental Specialties v. US Endodontics, LLC, No. 2:14-196,
`Preliminary Injunction Hearing Transcript, Volume I, dated Nov. 25,
`2014 (E.D. Tenn.), pp. 1, 2, 11, 12, 15, 19, 20, 27-30, 32-59, 65, 66,
`76-78, 141, 152, 163-65, 168, 170, 176, 240, 243, 249, 261, 262, 279,
`and 301 (index).
`
`
`Ex. 2001 (Second Substitute) Dentsply Int’l Inc. and Tulsa Dental Prods. LLC
`d/b/a/ Tulsa Dental Specialties v. US Endodontics, LLC, No. 2:14-
`196, Preliminary Injunction Hearing Transcript, Volume I, dated Nov.
`25, 2014 (E.D. Tenn.) (Complete transcript and index).
`
`
`
`2
`
`
`
`Case IPR2015-00632
`Patent 8,727,773 B2
`
`Ex. 2002 Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/ Tulsa Dental
`Specialties v. US Endodontics, LLC, No. 2:14-196, Preliminary
`Injunction Hearing Transcript, Volume II, dated Nov. 26, 2014 (E.D.
`Tenn.), pp. 1, 2, 10, 51, 99-105, 129, 131, 159, 172-74, 180-81, and
`197 (index).
`
`
`Ex. 2002 (Substitute) Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/ Tulsa
`Dental Specialties v. US Endodontics, LLC, No. 2:14-196,
`Preliminary Injunction Hearing Transcript, Volume II, dated Nov. 26,
`2014 (E.D. Tenn.), pp. 1, 2, 10, 37-51, 55-57, 99-105, 129, 131, 159,
`172-74, 180-81, and 197 (index).
`
`
`Ex. 2002 (Second Substitute) Dentsply Int’l Inc. and Tulsa Dental Prods. LLC
`d/b/a/ Tulsa Dental Specialties v. US Endodontics, LLC, No. 2:14-
`196, Preliminary Injunction Hearing Transcript, Volume II, dated
`Nov. 26, 2014 (E.D. Tenn.) (Complete transcript and index).
`
`
`Ex. 2003
`
`PCT application publication WO 2005/122942 (filed June 7, 2005),
`Neill H. Luebke.
`
`
`Ex. 2004 Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/ Tulsa Dental
`Specialties v. US Endodontics, LLC, No. 2:14-196, Deposition
`Transcript of Neill H. Luebke, dated Oct. 8, 2014 (E.D. Tenn.), pp. 1
`and 108-113.
`
`
`Ex. 2004 (Substitute) Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/ Tulsa
`Dental Specialties v. US Endodontics, LLC, No. 2:14-196, Deposition
`Transcript of Neill H. Luebke, dated Oct. 8, 2014 (E.D. Tenn.)
`(Complete transcript and index) (Redacted).
`
`
`Ex. 2005 U.S. Patent No. 4,850,867 (filed Feb. 5, 1988), Figure 2 and
`column 3.
`
`
`Ex. 2006 Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/ Tulsa Dental
`Specialties v. US Endodontics, LLC, No. 2:14-196, Declaration of
`John Voskuil, filed July 9, 2014 (E.D. Tenn.).
`
`
`
`3
`
`
`
`Case IPR2015-00632
`Patent 8,727,773 B2
`
`Ex. 2007
`
`Prosecution history of Edge Endo, LLC’s U.S. Trademark Reg. No.
`4,638,335 (as of May 5, 2015), pages showing attorney of record and
`owner.
`
`
`Ex. 2008 Guidance Endodontics, LLC v. Dentsply Int’l, Inc., No. 8-1011,
`Verified Complaint and Demand for Jury Trial, filed Nov. 21, 2008
`(D. N.M.), pp. 1-4 and 39.
`
`
`Ex. 2009
`
`Edge Endo, LLC’s Certificate of Organization from the New Mexico
`Office of the Secretary of State, Business Services Division, printed
`from
`<https://portal.sos.state.nm.us/Corps/(S(i5r3f50hyk3b4l3jrf0vmebq))/
`Corplookup/Details.aspx?Nmscc=4553560> (Mar. 26, 2014).
`
`
`Ex. 2010 US Endodontics, LLC’s Certificate of Organization from the New
`Mexico Office of the Secretary of State, Business Services Division,
`printed from
`<https://portal.sos.state.nm.us/Corps/(S(i5r3f50hyk3b4l3jrf0vmebq))/
`Corplookup/Details.aspx?Nmscc=4368676> (Mar. 27, 2014).
`
`
`Ex. 2011
`
`
`Ex. 2012
`
`
`Ex. 2013
`
`Sharon Bettes-Groves’ LinkedIn profile (Feb. 9, 2015), printed from
`<https://www.linkedin.com/pub/sharon-bettes-groves/80/aa9/ab7>.
`
`Edge Endo, LLC’s product information for the EdgeFile (Oct. 30,
`2014), printed from <http://edgeendo.com/products/edgefile/>.
`
`Prosecution history of Guidance Endodontic, LLC’s U.S. Trademark
`Reg. No. 3,496,991 (as of May 5, 2015), pages showing attorney of
`record.
`
`
`Ex. 2014 Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/ Tulsa Dental
`Specialties v. US Endodontics, LLC, No. 2:14-196, US Endodontics,
`LLC’s Counter-Designations to Plaintiffs’ Designations of Bobby
`Bennett Deposition Testimony and Redacted Public Version of the
`Designated Transcript, dated Dec. 12, 2014 (E.D. Tenn.), pp. 1, 29-32,
`36, 58-61, 65, 67, 68, 71, 79, 80, 93, 98, 99, 145, 149, 150, 187, 195,
`196, 200, 221-224, and 229.
`
`
`
`4
`
`
`
`Case IPR2015-00632
`Patent 8,727,773 B2
`
`Ex. 2014 (Substitute) Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/ Tulsa
`Dental Specialties v. US Endodontics, LLC, No. 2:14-196, US
`Endodontics, LLC’s Counter-Designations to Plaintiffs’ Designations
`of Bobby Bennett Deposition Testimony and Redacted Public Version
`of the Designated Transcript, dated Dec. 12, 2014 (E.D. Tenn.)
`(Complete filing).
`
`
`Ex. 2015 Guidance Endodontics, LLC’s FDA Establishment Registration and
`Device Listing for the Edge File product (Apr. 2, 2015), printed from
`<http://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfRL/rl.cfm?lid=
`88956&lpcd=EKS>.
`
`
`Ex. 2016 US Endodontics, LLC’s FDA Establishment Registration and Device
`Listing for the Edge File product (Apr. 2, 2015), printed from
`<http://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfRL/rl.cfm?lid=
`383462&lpcd=EKS>.
`
`
`Ex. 2017
`
`
`Ex. 2018
`
`Edge Endo, LLC’s testing study for the EdgeFile (Apr. 14, 2014),
`printed from <http://edgeendo.com/resources/testing/>.
`
`Edge Endo, LLC’s Edge Store page for the EdgeFile (May 4, 2015),
`printed from <https://store.edgeendo.com/edgefile-c21.aspx>.
`
`
`Ex. 2019 Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/ Tulsa Dental
`Specialties v. US Endodontics, LLC, No. 2:14-196, Plaintiff’s Motion
`for a Preliminary Injunction, filed July 9, 2014 (E.D. Tenn.).
`
`
`Ex. 2020 Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/ Tulsa Dental
`Specialties v. US Endodontics, LLC, No. 2:14-196, Defendant’s
`Preliminary Injunction Hearing Demonstratives by Dr. Jeffery A.
`Stec, Nov. 26, 2014 (E.D. Tenn.), pp. 1 and 8.
`
`
`Ex. 2021 Duplicate of Substitute Exhibit 2001.
`
`Ex. 2022 Duplicate of Substitute Exhibit 2002.
`
`Ex. 2023
`
`Patent Owner Gold Standard Instruments, LLC’s Notice of Cross-
`Examination of A. Jon Goldberg, Ph.D., dated October 5, 2015.
`
`
`
`5
`
`
`
`Case IPR2015-00632
`Patent 8,727,773 B2
`
`Ex. 2024 Kuhn et al., “Influence of Structure on Nickel-Titanium Endodontic
`Instruments Failure,” Journal of Endodontics, 27(8), 516-20 (Aug.
`2001).
`
`
`Ex. 2025 Deposition Transcript of A. Jon Goldberg, Ph.D., dated September 30,
`2014, taken in Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/
`Tulsa Dental Specialties v. US Endodontics, LLC, No. 2:14-196 (E.D.
`Tenn.).
`
`
`Ex. 2026 Declaration of Robert Sinclair, Ph.D., with Exhibit A, curriculum
`vitae.
`
`
`Ex. 2027 Declaration of Neill H. Luebke, D.D.S., M.S.
`
`Ex. 2028 Declaration of Ronald R. Lemon, D.M.D., with Exhibit A, curriculum
`vitae.
`
`
`Ex. 2029 Camps et al., Torsional and Stiffness Properties of Nickel-titanium K
`Files, Int’l Endodontic J., 28, 239-243 (1995).
`
`
`Ex. 2030 Declaration of Nolan Knight, with Exhibit A, Bending Test Report on
`EdgeFiles.
`
`
`Ex. 2031 Declaration of Noah Menard, with Exhibit A, DSC Test Report on
`EdgeFiles.
`
`
`Ex. 2032 ASTM International, F2004-05 (2010), Standard Test Method for
`Transformation Temperature of Nickel-Titanium Alloys by Thermal
`Analysis.
`
`
`Ex. 2033 U.S. Patent No. 5,843,244 (filed Jun. 13, 1966).
`
`Ex. 2034 US Endodontics, LLC v. Gold Standard Instruments, LLC, IPR2015-
`00632, Deposition Transcript for the Deposition of Dr. A. Jon
`Goldberg (Oct. 20, 2015).
`
`
`Ex. 2035 Guhring, Inc., Guhring Coating Services 2003.
`
`
`6
`
`
`
`Case IPR2015-00632
`Patent 8,727,773 B2
`
`Ex. 2036
`
`Testarelli et al., “Bending Properties of a New Nickel-Titanium Alloy
`with a Lower Percent by Weight of Nickel,” Journal of Endodontics,
`37(9), 1293-95 (Sept. 2011).
`
`
`Ex. 2037 Deposition Transcript of Robert Sinclair, Ph.D., dated Sept. 30, 2014,
`taken in Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/ Tulsa
`Dental Specialties v. US Endodontics, LLC, No. 2:14-196 (E.D.
`Tenn.).
`
`
`Ex. 2038
`
`
`Ex. 2039
`
`
`Ex. 2040
`
`
`Ex. 2041
`
`
`Ex. 2042
`
`Ex. 2043
`
`
`Ex. 2044
`
`Expert Report of Robert Sinclair, Ph.D., dated Sept. 12, 2014, in
`Dentsply Int’l Inc. and Tulsa Dental Prods. LLC d/b/a/ Tulsa Dental
`Specialties v. US Endodontics, LLC, No. 2:14-196 (E.D. Tenn.).
`
`Secrecy Agreement between Dr. Neill H. Luebke and
`Coltene/Whaledent, dated Sept. 16, 2008.
`
`Email communication from Patrick Huddie to Dr. Neill H. Luebke,
`dated May 20, 2010.
`
`Product brochure for Coltene’s HyFlexCM file, downloaded from:
`http://www.hyflexcm.com/downloads.html (Nov. 4, 2015).
`
`EXHIBIT NUMBER NOT USED.
`
`Product information on Vortex Blue (June 11, 2014), printed from:
`<http://www.tulsadentalspecialties.com/defaut/endodontics_brands/V
`ortex_Blue.aspx> (The text cited in Plaintiff’s brief has been
`highlighted in yellow for ease of reference).
`
`Email communications between Dr. Neill H. Luebke and Bobby
`Bennett, dated June 27, 2010 and July 6, 2010.
`
`
`Ex. 2045 Deposition Transcript of Neill H. Luebke, D.D.S., M.S., dated
`December 9, 2015 (Public/Redacted Version)
`
`
`Ex. 2046 Deposition Transcript of Neill H. Luebke, D.D.S., M.S., dated
`December 9, 2015 (Confidential/Unredacted Version)
`
`
`
`7
`
`
`
`Case IPR2015-00632
`Patent 8,727,773 B2
`
`Ex. 2047 Deposition Transcript of Ronald R. Lemon, D.M.D., dated January 8,
`2016.
`
`
`Ex. 2048 Deposition Transcript of Robert Sinclair, Ph.D., dated January 18,
`2016.
`
`EXHIBIT NUMBER NOT USED.
`
`
`Ex. 2049
`
`Ex. 2050 Dentistry — Root-canal instruments — Part 1: General requirements,
`dated February 17, 2005.
`
`
`Ex. 2051 (Substitute) Declaration of David Lorenz, dated February 15, 2016.
`
`
`Ex. 2052 (Substitute) Declaration of Nolan Knight, dated February 15, 2016.
`
`Respectfully submitted,
`
`
`
`By:
`
`
`
`
`
`
`
`
`
`
`/ Joseph A. Hynds /
`Joseph A. Hynds, Reg. No. 34,627
`Rothwell, Figg, Ernst & Manbeck, P.C.
`607 14th Street, N.W., Suite 800
`Washington, DC 20005
`Phone: 202-783-6040
`Facsimile: 202-783-6031
`
`Counsel for Patent Owner
`Gold Standard Instruments, LLC
`
`8
`
`
`
`Date: March 16, 2016
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2015-00632
`Patent 8,727,773 B2
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that on this 16th day of March, 2016, a true and correct copy
`
`of the foregoing PATENT OWNER’S EXHIBIT LIST was served, via electronic
`
`mail upon the following counsel for Petitioner US Endodontics, LLC:
`
`Jeffrey S. Ginsberg, Esq.
`Abhishek Bapna, Esq.
`Patterson Belknap Webb & Tyler LLP
`1133 Avenue of the Americas
`New York, NY 10036-6710
`Phone: 212-336-2630
`Facsimile: 212-336-1270
`Emails: jginsberg@pbwt.com
`abapna@pbwt.com
`
`
`
`/ Erik van Leeuwen /
`Erik van Leeuwen
`Litigation Operations Coordinator
`Rothwell, Figg, Ernst & Manbeck, P.C.
`
`
`
`
`
`
`
`
`
`9