`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF CONIIVEERCE
`United States Patent and Tradeilmrk Office
`Address: COIVLVIISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria. Virginia 22313-1430
`www uspm gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`MOORE I ANDRPY
`wogsnommm
`
`SUITE 100
`AUSTIN, TX 78701
`
`SAFAIPOU'R, HOUSHANG
`
`2625
`DATE MAILED: 11/16/2009
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAIVIED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`06-0719
`David A Monroe
`12/28/2006
`11/617,509
`TITLE OF INVENTION: APPARATUS FOR CAPTURING. CONVERTING AND TRANSMITTING A VISUAL IMAGE SIGNAL VIA A DIGITAL
`TRANSMISSION SYSTEM
`
`4247
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`
`
`
`PREV. PA ) ISSLE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`NO
`
`$1510
`
`$300
`
`$0
`
`$1810
`
`02/16/2010
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAIWINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION fl THE MERITS E CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGI’ITS.
`THIS APPLICATION IS SUBJECT TO WITHDRAVVAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT fl EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the SMALL ENTITY status shown above.
`
`If the SMALL ENTITY is shown as YES, verify your current
`SMALL ENTITY status:
`
`If the SMALL ENTITY is shown as NO:
`
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`
`A. Pay TOTAL FEE(S) DUE shown above, or
`
`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above, or
`
`B. If applicant claimed SMALL ENTITY status before, or is now
`claiming SMALL ENTITY status, check box 5a on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUE FEE shown above.
`
`II. PART B — FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing an applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL—SS (Rev. 08/07) Approved for use Lhrough 08/31/2010.
`
`Page 1 of 3
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`Page 1 of 8
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`SAMSUNG EXHIBIT 1016
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`Page 1 of 8
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`SAMSUNG EXHIBIT 1016
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`
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`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.0. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`in icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change ofaddlesg)
`
`67589
`
`7590
`
`11/16/2009
`
`MOORE IIANDREY
`,
`,
`1,60,9‘SVHOAL CREEK BLVD
`SUI ll: 100
`AUSTIN, TX 78701
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`ave its own certificate of mailing or transmission.
`papers. Each additional paper. such as an assignment or formal drawing. must
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above. or being facsimile
`transmitted to the USPTO (571) 273—2885, on the date indicated below.
`
`_.,-(Deposrloi s name)
`
`
`
`(Signature)
`(Date)
`
`
`
`06-0719
`David A Monroe
`12/28/2006
`11/617,509
`TITLE OF INVENTION: APPARATUS FOR CAPTURING, CONVERTING AND TRANSMITTING A VISUAL IMAGE SIGNAL VIA A DIGITAL
`TRANSMISSION SYSTEM
`
`4247
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`nonprovisional
`EXAMINER
`ART UNIT
`CLASS-SUBCLASS
`
`SAFAIPOUR, HOUS HANG
`2625
`SSS—474000
`
`NO
`
`$1510
`
`$300
`
`
`
`
`PREV. PA ) ISSLE FEE
`
`TOTAL FEE(S) DUE
`
`$0
`
`$1810
`
`DATE DUE
`
`02/16/2010
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CF 1 1.363).
`
`:1 Change of correspondence address (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`3 ”Fee Address" indication (or "Fee Address" Indication form
`jTO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively.
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`2
`m
`
`
`
`
`
`3. ASSIGNEE NAVIE AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`)LEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`rccordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`
`
`Please check the appropriate as signee category or categories (wi11 not be printed on the patent) : D lndividua D Corporation or other private group entity D Government
`
`
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`:1 Payment by credit card. Eorm PTO—2038 is attached.
`\
`:IThe Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`4a. The following fee(s) are submitted:
`:1 Issue Fee
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`
`
`
`
`5. Change in Entity Status (from status indicated above)
`:l b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2).
`3 a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27.
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`
`Date
`
`Typed or printed name
`
`Registration No.
`
`This collection of information is required by 37 CFR 1.311. The information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. T is collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will varv de endin upon the individual case. Any comments on the amount of time you require to com lete
`this form and/or suggestions for reducing this burden, should be sent to the C ief In ormation Officer, US. Patent and Trademark Office, US. Department of Commerce,
`.0.
`Box 1450, Alexandria, Virginia 2231371450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, PO. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection ofinformation unless it displays a valid OMB control number.
`
`PTOI.-85 (Rev. 08/07) Approved for use through 08/31/2010.
`
`OVlB 0651—0033
`
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Page 2 of 8
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`SAMSUNG EXHIBIT 1016
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`Page 2 of 8
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`SAMSUNG EXHIBIT 1016
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`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF CONINEERCE
`United States Patent and Trademark Office
`Address: COlVLVIISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria Virginia 22’“ S-l 430
`www uspm gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`11/617,509
`
`12/28/2006
`
`David A Monroe
`
`06-0719
`
`4247
`
`MOORP I ANDRPY
`wogsnommm
`
`SUITE 100
`AUSTIN, TX 78701
`
`SAFAIPOU'R, HOUSHANG
`
`2625
`DATE MAILED: 11/16/2009
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment to date is 134 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months) after the mailing date of this notice, the Patent Term Adjustment will be 134 day (s).
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of
`the Office of Patent Publication at
`l-(888)-786-0101
`or
`(571)-272-4200.
`
`PTOL—SS (Rev. 08/07) Approved for use Lhrough 08/31/2010.
`
`Page 3 of 3
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`SAMSUNG EXHIBIT 1016
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`SAMSUNG EXHIBIT 1016
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`
`
`
`
`Applicant(s)
`Application No.
`11/617,509 MONROE, DAVID A
`
`Notice of Allowability
`Examiner
`Art Unit
`HOUSHANG SAFAIPOUR 2625
`
`
`
`
`
`
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL—85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. E This communication is responsive to RCE filed on 10/20/2009.
`
`2. [XI The allowed claim(s) is/are 43-73.
`
`3. I] Acknowledgment is made ofa claim for foreign priority under 35 U.S.C. § 119(a)—(d) or (f).
`a) [I All
`b) [I Some*
`c) [I None
`of the:
`1. El Certified copies of the priority documents have been received.
`2. El Certified copies of the priority documents have been received in Application No.
`3. El Copies ofthe certified copies ofthe priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE” ofthis communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`4. D A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMINER’S AMENDMENT or NOTICE OF
`INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oath or declaration is deficient.
`
`5. I] CORRECTED DRAWINGS (as “replacement sheets”) must be submitted.
`(a) El including changes required by the Notice of Draftsperson’s Patent Drawing Review ( PTO-948) attached
`
`1) El hereto or 2) [I to Paper No./Mai| Date
`(b) I] including changes required by the attached Examiner's Amendment / Comment or in the Office action of
`Paper No./Mai| Date _.
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`6. El DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. E Notice of References Cited (PTO-892)
`2. El Notice of Draftperson's Patent Drawing Review (PTO-948)
`
`5. El Notice of Informal Patent Application
`6. El Interview Summary (PTO-413),
`Paper No./Mai| Date
`.
`Examiner's Amendment/Comment
`
`7.
`
`/Houshang Safaipour/
`Primary Examiner, Art Unit 2625
`
`8.
`
`Examiner's Statement of Reasons for Allowance
`
`3. IE Information Disclosure Statements (PTO/SB/08),
`Paper No./Mai| Date
`4. El Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`9. El Other
`
`
`U.S. Patent and Trademark Office
`PTOL-37 (Rev. 08-06)
`
`Part of Paper No./Mai| Date 20091107
`
`Notice of Allowability
`
`Page 4 of 8
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`SAMSUNG EXHIBIT 1016
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`
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`Application/Control Number: 1 1/617,509
`Art Unit: 2625
`
`Page 2
`
`EXAMINER ’S AMENDMENT
`
`1.
`
`An examiner’s amendment to the record appears below. Should the changes
`
`and/or additions be unacceptable to applicant, an amendment may be filed as provided by CFR
`
`1.312. To ensure consideration of such an amendment, it MUST be submitted no later than the
`
`payment of issue fee.
`
`Authorization to amend the claims was given in telephone interview with Jeffrey D. Hunt
`
`(Registration No. 38,189) on August 12, 2009.
`
`In the claims:
`
`62. (currently amendcd) Thc apparatus according to claim 62 fl and further comprising:
`
`the first housing section being supported for pivotal movement relative to the second housing
`
`section about a pivot axis.
`
`74.
`
`Canceled
`
`75.
`
`Canceled
`
`76.
`
`Canceled
`
`/H0ushang Safaipour/
`Primary Examiner, Art Unit 2625
`
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`
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`Application]Control Number: 1 1/617,509
`Art Unit: 2625
`
`Page 3
`
`DETAILED ACTION
`
`Continued Examination Under 3 7 CFR 1.114
`
`1.
`
`A request for continued examination under 37 CFR 1.114, including the fee set forth in
`
`37 CFR 1.17(e), was filed in this application after allowance or after an Office action under Ex
`
`Parte Quayle, 25 USPQ 74, 453 O.G. 213 (Comm'r Pat. 1935). Since this application is eligible
`
`for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(c) has been
`
`timely paid, prosecution in this application has been reopened pursuant to 37 CFR 1.114.
`
`Applicant's submission filed on 10/20/2009 has been entered.
`
`Reasons 0r Allowance
`
`_[\)
`
`3.
`
`4.
`
`Claims 1-42 and 74-76 are canceled.
`
`Claims 43—73 are allowed.
`
`This is examiner’s statement of reasons for allowance.
`
`Regarding claims 43—73, the prior art, either singularly or in combination, does not teach
`
`or suggest an apparatus comprising:
`
`a portable housing, the portable housing being wireless:
`
`an image collection device supported by the portable housing, the image collection
`
`device being operable to provide visual image data of a field of view;
`
`memory supported by the portable housing, the memory being suitable to receive visual
`
`image data in digital format, the memory being suitable to retain the visual image data in digital
`
`format,
`
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`
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`Application/Control Number: 1 1/617,509
`Art Unit: 2625
`
`Page 4
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`an input device supported by the portable housing, the input device being operable by the
`
`user;
`
`operation of the input device by the user enabling the memory to retain the visual image
`
`data in digital format, the memory being suitable to provide retained visual image data in digital
`
`format;
`
`media supported by the portable housing, the media being suitable to embody at least one
`
`compression algorithm;
`
`at least one processing platform supported by the portable housing, the at least one
`
`processing platform being operable to execute the at least one compression algorithm, the at least
`
`one processing platform being provided the retained visual image data in digital format,
`
`execution of the at least one compression algorithm providing compressed visual image data;
`
`a display supported by tile portable housing, the display being operable to display for
`
`viewing by a user a perceptible visual image of the field of view, the perceptible visual image
`
`being generated from the visual image data in digital format;
`
`a mobile phone supported by the portable housing, the mobile phone being operable to
`
`send to a remote recipient a Wireless transmission, the Wireless transmission conveying the
`
`compressed digital image data; and
`
`movement by the user of the portable housing commonly moving the image collection
`
`device,
`
`movement by the user of the portable housing commonly moving the display.
`
`The features identified, in combination with other claim limitations, are neither suggested
`
`nor discussed by the prior art of record.
`
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`Application]Control Number: I 1/617,509
`Art Unit: 2625
`
`Page 5
`
`Any comments considered necessary by applicant must be submitted no later than the
`
`payment of the issue fee and, to avoid processing delays, should preferably accompany the issue
`
`fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for
`
`Allowance.”
`
`Contact Information
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to HOUSHANG SAFAIPOUR whose telephone number is
`
`(571)272-7412. The examiner can normally be reached on Mon-Fri. from 6:00am to 2:30pm.
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner’s
`
`supervisor, Edward Coles can be reached on (571)272—7402. The fax phone number for the
`
`organization where this application or proceeding is assigned is 571-273-8300.
`
`Information regarding the status of an application may be obtained from the Patent
`
`Application Information Retrieval (PAIR) system. Status information for published applications
`
`may be obtained from either Private PAIR or Public PAIR. Status information for unpublished
`
`applications is available through Private PAIR only. For more information about the PAIR
`
`system, see http://pair-direct.uspto. gov. Should you have questions on access to the Private PAIR
`
`system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would
`
`like assistance from a USPTO Customer Service Representative or access to the automated
`
`information system, call 800—786—9199 (IN USA OR CANADA) or 571—272—1000.
`
`/H0ushang Safaipour/
`Primary Examiner, Art Unit 2625
`
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