`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`------------------------
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`------------------------
`
`SNF Holding Company,
`Flopam Inc.,
`Chemtall Incorporated,
`SNF SAS, and
`SNF (China) Flocculant Co. Ltd.
`Petitioners,
`v.
`
`BASF Corporation
`Patent Owner
`------------------------
`
`Trial No.: IPR2015-00600
`Patent 5,633,329
`Filed: January 25, 1996
`------------------------
`
`PATENT OWNER MANDATORY NOTICE
`INFORMATION UNDER 37 C.F.R. § 42.8(a)(2)
`
`
`
`
`
`
`
`
`US_ACTIVE-120867451.1
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Trial No.: IPR2015-00600
`U.S. Patent No. 5,633,329
`
`Pursuant to 37 C.F.R. § 42.8(a)(2), Patent Owner BASF Corporation hereby makes the
`
`following mandatory notices.
`
`
`
`
`
`I. REAL PARTY IN INTEREST
`
`The real party in interest is BASF Corporation, which is the sole owner of U.S. Patent
`
`No. 5,633,329 (the ’329 Patent). BASF Corporation is a Delaware corporation with a principal
`
`place of business at 100 Park Avenue, Florham Park, New Jersey.
`
`
`
`
`
`II. RELATED MATTERS
`
`The ‘329 Patent has been asserted against the petitioners SNF Holding Company,
`
`Flopam Inc., Chemtall Inc., SNF SAS, SNF (China) Flocculant Co., Ltd. in the co-pending
`
`litigation BASF Corporation v. SNF Holding Company et al., Civ. No. 4:14-cv-02733 (S.D.
`
`Tex.) in a complaint filed September 23, 2014.
`
`
`
`Foreign Priority includes German Patent Application No. 19502939.9 filed January 31,
`
`1995.
`
`
`
`
`
`III. LEAD AND BACKUP COUNSEL
`
`Patent Owner BASF Corporation identifies the below named Lead Counsel and Back-Up
`
`Counsel.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Lead Counsel:
`
`
`
`
`
`
`
`
`
`
`Robert R. Riddle
`Reed Smith LLP
`811 Main Street
`17th Floor
`Houston, TX 77002
`Email: rriddle@reedsmith.com
`Direct dial: 713-469-3881
`Registration No. 69,599
`
`- 2 -
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Trial No.: IPR2015-00600
`U.S. Patent No. 5,633,329
`
`Backup Counsel:
`
`
`
`
`
`
`
`
`
`
`Matthew S. Gibson
`Reed Smith LLP
`811 Main Street
`17th Floor
`Houston, TX 77002
`Email: mgibson@reedsmith.com
`Direct dial: 713-469-3895
`Registration No. 63,523
`
`
`IV. SERVICE INFORMATION
`
`Lead counsel for Patent Owner may be served by electronic mail or Postal Mail, Courier
`
`or Hand Delivery at:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Robert R. Riddle
`Reg. No. 69,599
`Reed Smith LLP
`811 Main Street
`17th Floor
`Houston, TX 77002
`Telephone: 713-469-3881
`Facsimile: 713-469-3899
`rriddle@reedsmith.com
`
`V. POWER OF ATTORNEY
`
`A Power of Attorney naming the above lead and backup counsel as attorneys of record is
`
`filed concurrently herewith.
`
`
`
`
`
`
`
`
`
`
`
`
`
`- 3 -
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Dated: February 9, 2015
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Trial No.: IPR2015-00600
`U.S. Patent No. 5,633,329
`
`VI. PATENT OWNER PRELIMINARY RESPONSE
`
`The Patent Owner reserves the right to file a preliminary response at a later date.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Respectfully Submitted,
`
` By:
`
`
`
`
`
`
`
`
`
`
`/s/ Robert R. Riddle
`Robert R. Riddle
`Registration No. 69,599
`Reed Smith, LLP
`811 Main Street, Suite 1700
`Houston, TX 77002-6110
`RRiddle@reedsmith.com
`Telephone: 713-469-3881
`Facsimile: 713-469-3899
`Counsel for Patent Owner
`
`
`
`
`
`- 4 -
`
`
`
`
`
`
`
`
`
`
`
`
`
`Trial No.: IPR2015-00600
`U.S. Patent No. 5,633,329
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the foregoing PATENT OWNER
`
`MANDATORY NOTICE INFORMATION UNDER 37 C.F.R. §42.8(a)(2) was served on
`
`counsel of record for PETITIONER on February 9, 2015 by delivering a copy via electronic mail
`
`to the counsel of record at the following email addresses:
`
`
`
`
`
`
`
`
`
`
`
`Dated: February 9, 2015
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`James W. Brady, Jr. – bradyj@dicksteinshapiro.com
`Charles J. Monterio, Jr. – monterioc@dicksteinshapiro.com
`
`
`
`
`
`
`
`
`
`
`
`
`By:
`
`
`
`
`
`
`
`
`
`
`/s/ Robert R. Riddle
`Robert R. Riddle
`Registration No. 69,599
`Reed Smith, LLP
`811 Main Street, Suite 1700
`Houston, TX 77002-6110
`RRiddle@reedsmith.com
`Telephone: 713-469-3881
`Facsimile: 713-469-3899
`Counsel for Patent Owner
`
`
`
`- 5 -
`
`
`
`