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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`------------------------
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`------------------------
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`SNF Holding Company,
`Flopam Inc.,
`Chemtall Incorporated,
`SNF SAS, and
`SNF (China) Flocculant Co. Ltd.
`Petitioners,
`v.
`
`BASF Corporation
`Patent Owner
`------------------------
`
`Trial No.: IPR2015-00600
`Patent 5,633,329
`Filed: January 25, 1996
`------------------------
`
`PATENT OWNER MANDATORY NOTICE
`INFORMATION UNDER 37 C.F.R. § 42.8(a)(2)
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`US_ACTIVE-120867451.1
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`Trial No.: IPR2015-00600
`U.S. Patent No. 5,633,329
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`Pursuant to 37 C.F.R. § 42.8(a)(2), Patent Owner BASF Corporation hereby makes the
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`following mandatory notices.
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`
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`
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`I. REAL PARTY IN INTEREST
`
`The real party in interest is BASF Corporation, which is the sole owner of U.S. Patent
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`No. 5,633,329 (the ’329 Patent). BASF Corporation is a Delaware corporation with a principal
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`place of business at 100 Park Avenue, Florham Park, New Jersey.
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`
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`II. RELATED MATTERS
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`The ‘329 Patent has been asserted against the petitioners SNF Holding Company,
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`Flopam Inc., Chemtall Inc., SNF SAS, SNF (China) Flocculant Co., Ltd. in the co-pending
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`litigation BASF Corporation v. SNF Holding Company et al., Civ. No. 4:14-cv-02733 (S.D.
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`Tex.) in a complaint filed September 23, 2014.
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`
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`Foreign Priority includes German Patent Application No. 19502939.9 filed January 31,
`
`1995.
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`
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`
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`III. LEAD AND BACKUP COUNSEL
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`Patent Owner BASF Corporation identifies the below named Lead Counsel and Back-Up
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`Counsel.
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`Lead Counsel:
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`Robert R. Riddle
`Reed Smith LLP
`811 Main Street
`17th Floor
`Houston, TX 77002
`Email: rriddle@reedsmith.com
`Direct dial: 713-469-3881
`Registration No. 69,599
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`- 2 -
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`Trial No.: IPR2015-00600
`U.S. Patent No. 5,633,329
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`Backup Counsel:
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`
`
`Matthew S. Gibson
`Reed Smith LLP
`811 Main Street
`17th Floor
`Houston, TX 77002
`Email: mgibson@reedsmith.com
`Direct dial: 713-469-3895
`Registration No. 63,523
`
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`IV. SERVICE INFORMATION
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`Lead counsel for Patent Owner may be served by electronic mail or Postal Mail, Courier
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`or Hand Delivery at:
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`Robert R. Riddle
`Reg. No. 69,599
`Reed Smith LLP
`811 Main Street
`17th Floor
`Houston, TX 77002
`Telephone: 713-469-3881
`Facsimile: 713-469-3899
`rriddle@reedsmith.com
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`V. POWER OF ATTORNEY
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`A Power of Attorney naming the above lead and backup counsel as attorneys of record is
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`filed concurrently herewith.
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`- 3 -
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`Dated: February 9, 2015
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`Trial No.: IPR2015-00600
`U.S. Patent No. 5,633,329
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`VI. PATENT OWNER PRELIMINARY RESPONSE
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`The Patent Owner reserves the right to file a preliminary response at a later date.
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`Respectfully Submitted,
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` By:
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`/s/ Robert R. Riddle
`Robert R. Riddle
`Registration No. 69,599
`Reed Smith, LLP
`811 Main Street, Suite 1700
`Houston, TX 77002-6110
`RRiddle@reedsmith.com
`Telephone: 713-469-3881
`Facsimile: 713-469-3899
`Counsel for Patent Owner
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`- 4 -
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`Trial No.: IPR2015-00600
`U.S. Patent No. 5,633,329
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`CERTIFICATE OF SERVICE
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`The undersigned hereby certifies that a copy of the foregoing PATENT OWNER
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`MANDATORY NOTICE INFORMATION UNDER 37 C.F.R. §42.8(a)(2) was served on
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`counsel of record for PETITIONER on February 9, 2015 by delivering a copy via electronic mail
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`to the counsel of record at the following email addresses:
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`Dated: February 9, 2015
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`James W. Brady, Jr. – bradyj@dicksteinshapiro.com
`Charles J. Monterio, Jr. – monterioc@dicksteinshapiro.com
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`By:
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`/s/ Robert R. Riddle
`Robert R. Riddle
`Registration No. 69,599
`Reed Smith, LLP
`811 Main Street, Suite 1700
`Houston, TX 77002-6110
`RRiddle@reedsmith.com
`Telephone: 713-469-3881
`Facsimile: 713-469-3899
`Counsel for Patent Owner
`
`
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`- 5 -
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`

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