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`TIA/EIA/IS-683-A.’
`
`Over-the-Air Service Provisioning of Mobile Stations in Spread
`Spectrum Systems.
`
`May, 1998
`
`Publication Version
`
`Petitioner Apple Inc. - Exhibit 1008, p. 1
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`
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`TIA/EIA/IS-683-A TITLE PAGE
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`File name: IS-683-A;PV
`
`Over-the-Air Service Provisioning of
`Mobile Stations in Spread Spectrum
`Systems
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`. COPYRIGHT PAGE
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`Petitioner Apple Inc. - Exhibit 1008, p. 3
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`TIA/EIA/IS-683-A
`
`PREFACE
`
`These technical requirements form a standard for Over-the-Air Service Provisioning of mobile
`stations. A mobile station operating in either the analog or the spread spectrum (CDMA) mode
`conforming with TIA/EIA-95-B, TIA/EIA/IS-95-A (inclusive of TSB74), or ANSI J-STD-008 and
`this standard can be activated over the air in any system conforming with these standards.
`
`The scope of this standard covers over-the-air provisioning of mobile station operational
`parameters, provisioning of System Selection for Preferred Roaming parameters, and
`provisioning of Service Programming Lock.
`
`This standard does not address the quality or reliability of Over-the-Air Service Provisioning,
`nor does it cover equipment performance or measurement procedures.
`
`SECTION SUMMARY
`
`1. Introduction. This section defines the terms, references, protocols, and network
`reference model used in this document.
`
`2. Message Transmission Procedures. This section describes the lower-layer procedures
`used for transmission of messages for Over-the-Air Service Provisioning.
`
`3. Mobile Station Procedures. This section describes the mobile station procedures for
`Over-the-Air Service Provisioning.
`
`4. Base Station Procedures. This section describes the base station procedures for Over-
`the-Air Service Provisioning.
`
`5. Key Exchange Procedures. This section describes the requirements for key exchange
`procedures.
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`TIA/EIA/IS-683-A
`
`NOTES
`
`1. The following verbal forms are used: “Shall” and “shall not” identify requirements to be
`followed strictly to conform to the standard and from which no deviation is permitted.
`“Should” and “should not” indicate that one of several possibilities is recommended as
`particularly suitable, without mentioning or excluding others; that a certain course of
`action is preferred but not necessarily required; or that (in the negative form) a certain
`possibility or course of action is discouraged but not prohibited. “May” and “need not”
`indicate a course of action permissible within the limits of the standard. “Can” and
`“cannot” are used for statements of possibility and capability, whether material,
`physical, or causal.
`
`2. Footnotes appear at various points in this specification to elaborate and further clarify
`items discussed in the body of the specification.
`
`3. Unless indicated otherwise, this document presents numbers in decimal form.
`
`Binary numbers are distinguished in the text by the use of single quotation marks. In
`some tables, binary values may appear without single quotation marks if table notation
`clearly specifies that values are binary. The character ‘x’ is used to represent a binary
`bit of unspecified value. For example ‘xxx00010’ represents any 8-bit binary value such
`that the least significant five bits equal ‘00010’.
`Hexadecimal numbers (base 16) are distinguished in the text by use of the form 0xh…h
`where h…h represents a string of hexadecimal digits. For example, 0x2fa1 represents a
`number whose binary value is ‘0010111110100001’ and whose decimal value is 12193.
`Note that the exact number of bits in the binary representation of a hexadecimal number
`strictly depends on the implementation requirements for the variable being represented.
`
`4. Numeric information is used to describe the operation of the mobile station. The
`following subscripts are used in this document to clarify the use of the numeric
`information:
`
`•
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`•
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`•
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`•
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`“s” indicates a value stored in a mobile station’s temporary memory.
`
`“r” indicates a value received by a mobile station over a forward analog channel or a
`CDMA Forward Channel.
`
`“p” indicates a value set in a mobile station’s permanent security and identification
`memory.
`
`“s-p” indicates a value stored in a mobile station’s semi-permanent security and
`identification memory.
`
`5. The term “mobile station” is equivalent to the term “personal station.”
`
`6. IMSI_T Parameter Block does not apply for the mobile station conforming with
`TIA/EIA/IS-95-A (inclusive of TSB74) or ANSI J-STD-008.
`
`7. IMSI_M in this document is equivalent to IMSI defined in TIA/EIA/IS-95-A (inclusive of
`TSB74) or ANSI J-STD-008.
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`Petitioner Apple Inc. - Exhibit 1008, p. 5
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`TIA/EIA/IS-683-A
`
`REFERENCES
`
`The following standards contain provisions which, through reference in this text, constitute
`provisions of this Standard. At the time of publication, the editions indicated were valid. All
`standards are subject to revision, and parties to agreements based upon this Standard are
`encouraged to investigate the possibility of applying the most recent editions of the standards
`indicated below. ANSI and TIA maintain registers of currently valid national standards
`published by them.
`
`1. TIA/EIA-95-B, Mobile Station-Base Station Compatibility Standard for Dual-Mode
`Spread Spectrum System.
`
`2. Common Cryptographic Algorithms, Rev.C. Information disclosed in this document is
`subject to the export jurisdiction of the US Department of Commerce as specified in
`Export Administration Regulations (title 15 CFR parts 730 through 774 inclusive). A
`license issued by the Department of Commerce is required for the export of such
`technical data. Contact the Telecommunications Industry Association, Arlington,
`VA.
`
`3.
`
`Interface Specification for Common Cryptographic Algorithms, Rev.C. Contact the
`Telecommunications Industry Association, Arlington, VA.
`
`4. TSB58, Administration of Parameter Value Assignments for TIA/EIA Spread Spectrum
`Standards, Revision A or later.
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`TIA/EIA/IS-683-A
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`CONTENTS
`
`1 INTRODUCTION............................................................................................................. 1-1
`
`1.1 General Description ................................................................................................. 1-1
`
`1.2 Terms and Numeric Information .............................................................................. 1-1
`
`1.2.1 Terms ................................................................................................................. 1-1
`
`1.2.2 Numeric Information .......................................................................................... 1-5
`
`2 MESSAGE TRANSPORT PROTOCOL.............................................................................. 2-1
`
`2.1 General ....................................................................................................................2-1
`
`2.2 Analog Transport Protocol........................................................................................ 2-1
`
`2.2.1 OTASP Data Message Encapsulation ................................................................. 2-1
`
`2.2.2 OTASP Data Message Segmentation .................................................................. 2-2
`
`2.2.3 Mobile Station Procedures ................................................................................. 2-4
`
`2.2.3.1 OTASP Transport Message Acknowledgment and Re-transmission.............. 2-4
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`2.2.3.2 Message Transmission ................................................................................. 2-5
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`2.2.3.3 Message Reception ....................................................................................... 2-5
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`2.2.3.4 Reverse Voice Channel Message Format ...................................................... 2-8
`
`2.2.3.4.1 OTASP Transport Message...................................................................... 2-8
`
`2.2.3.4.2 OTASP Transport Confirmation Message............................................... 2-10
`
`2.2.4 Base Station Procedures .................................................................................. 2-11
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`2.2.4.1 Message Transmission ............................................................................... 2-11
`
`2.2.4.2 Message Reception ..................................................................................... 2-12
`
`2.2.4.3 Forward Voice Channel Message Format ................................................... 2-13
`
`2.2.4.3.1 OTASP Transport Message.................................................................... 2-13
`
`2.2.4.3.2 OTASP Transport Confirmation Message............................................... 2-16
`
`2.3 CDMA Transport Protocol ...................................................................................... 2-17
`
`3 MOBILE STATION PROCEDURES ................................................................................. 3-1
`
`3.1 Initial Values and NAM Parameters ......................................................................... 3-1
`
`3.2 Initiation of the Programming Procedures................................................................ 3-2
`
`3.2.1 User-Initiated Procedure .................................................................................. 3-2
`
`3.2.2 Network-Initiated Procedure ............................................................................ 3-4
`
`3.2.2.1 Initiation of OTAPA in the CDMA Mobile Station Idle State ......................... 3-5
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`vii
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`3.2.2.2 Connection of the OTAPA Service Option..................................................... 3-5
`
`3.2.2.3 Starting the OTAPA session ......................................................................... 3-7
`
`3.3 Programming Procedure.......................................................................................... 3-7
`
`3.3.1 OTASP Data Message Processing ....................................................................... 3-7
`
`3.3.2 Mobile Station SSD Update and Re-authentication ......................................... 3-15
`
`3.3.3 Activation of Message Encryption .................................................................... 3-17
`
`3.3.4 Activation of Voice Privacy ............................................................................... 3-17
`
`3.3.5 System Selection for Preferred Roaming........................................................... 3-17
`
`3.3.6 Service Programming Lock ............................................................................... 3-17
`
`3.3.7 Subscriber Parameter Administration Security Mechanism............................. 3-18
`
`3.4 Termination of the Programming Procedure.......................................................... 3-18
`
`3.5 Reverse Link Message Formats .............................................................................. 3-20
`
`3.5.1 Message Contents ............................................................................................ 3-21
`
`3.5.1.1 Configuration Response Message............................................................... 3-21
`
`3.5.1.2 Download Response Message..................................................................... 3-22
`
`3.5.1.3 MS Key Response Message......................................................................... 3-23
`
`3.5.1.4 Key Generation Response Message ............................................................ 3-24
`
`3.5.1.5 Re-Authenticate Response Message........................................................... 3-24
`
`3.5.1.6 Commit Response Message ........................................................................ 3-25
`
`3.5.1.7 Protocol Capability Response Message....................................................... 3-25
`
`3.5.1.8 SSPR Configuration Response Message ..................................................... 3-28
`
`3.5.1.9 SSPR Download Response Message ........................................................... 3-29
`
`3.5.1.10 Validation Response Message .................................................................. 3-29
`
`3.5.1.11 OTAPA Response Message........................................................................ 3-30
`
`3.5.2 NAM Parameter Blocks..................................................................................... 3-31
`
`3.5.2.1 CDMA/Analog NAM Parameter Block ....................................................... 3-32
`
`3.5.2.2 Mobile Directory Number ........................................................................... 3-35
`
`3.5.2.3 CDMA NAM Parameter Block .................................................................... 3-36
`
`3.5.2.4 IMSI_T Parameter Block ............................................................................. 3-38
`
`3.5.3 SSPR Parameter Blocks.................................................................................... 3-39
`
`3.5.3.1 Preferred Roaming List Dimensions Parameter Block ................................ 3-40
`
`3.5.3.2 Preferred Roaming List Parameter Block .................................................... 3-41
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`3.5.4 Reserved........................................................................................................... 3-42
`
`3.5.5 Preferred Roaming List ..................................................................................... 3-42
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`3.5.5.1 Preferred Roaming List CRC Calculation.................................................... 3-43
`
`3.5.5.2 Acquisition Records.................................................................................... 3-44
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`3.5.5.2.1 Acquisition Record Formats ................................................................. 3-44
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`3.5.5.2.1.1 Cellular Analog System Acquisition Record.................................... 3-44
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`3.5.5.2.1.2 Cellular CDMA System Acquisition (Standard Channels) Record .. 3-45
`
`3.5.5.2.1.3 Cellular CDMA System Acquisition (Custom Channels) Record..... 3-46
`
`3.5.5.2.1.4 Cellular CDMA Preferred System Acquisition Record ..................... 3-46
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`3.5.5.2.1.5 PCS CDMA System Acquisition (Using Blocks) Record .................. 3-47
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`3.5.5.2.1.6 PCS CDMA System Acquisition (Using Channels) Record.............. 3-48
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`3.5.5.3 System Record Format ............................................................................... 3-49
`
`4 BASE STATION PROCEDURES...................................................................................... 4-1
`
`4.1 Reserved...................................................................................................................4-1
`
`4.2 Initiation of the Programming Procedures............................................................... 4-1
`
`4.2.1 User-Initiated Procedure .................................................................................... 4-1
`
`4.2.2 Network-Initiated Procedure. ............................................................................. 4-2
`
`4.3 Programming Data Download ................................................................................. 4-2
`
`4.3.1 OTA Data Message Processing ........................................................................... 4-2
`
`4.3.2 SSD Update and re-authentication .................................................................... 4-4
`
`4.3.3 Activation of Message Encryption ...................................................................... 4-4
`
`4.3.4 Activation of Voice Privacy Mode........................................................................ 4-5
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`4.4 Termination of the Programming Procedure............................................................ 4-5
`
`4.5 Forward Link Message Formats ............................................................................... 4-6
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`4.5.1 Message Contents .............................................................................................. 4-7
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`4.5.1.1 Configuration Request Message ................................................................... 4-7
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`4.5.1.2 Download Request Message ......................................................................... 4-7
`
`4.5.1.3 MS Key Request Message ............................................................................. 4-8
`
`4.5.1.4 Key Generation Request Message................................................................. 4-9
`
`4.5.1.5 Re-Authenticate Request Message ............................................................... 4-9
`
`4.5.1.6 Commit Request Message........................................................................... 4-10
`
`4.5.1.7 Protocol Capability Request Message ......................................................... 4-10
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`4.5.1.8 SSPR Configuration Request Message........................................................ 4-10
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`4.5.1.9 SSPR Download Request Message.............................................................. 4-11
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`4.5.1.10 Validation Request Message .................................................................. 4-12
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`4.5.1.11 OTAPA Request Message ....................................................................... 4-12
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`4.5.2 NAM Parameter Blocks..................................................................................... 4-13
`
`4.5.2.1 CDMA/Analog NAM Download.................................................................. 4-13
`
`4.5.2.2 Mobile Directory Number ........................................................................... 4-16
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`4.5.2.3 CDMA NAM Download .............................................................................. 4-17
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`4.5.2.4 IMSI_T Parameter Block ............................................................................. 4-19
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`4.5.3 SSPR Parameter Blocks.................................................................................... 4-20
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`4.5.3.1 Preferred Roaming List Parameter Block .................................................... 4-20
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`4.5.4 Validation Parameter Blocks ............................................................................ 4-21
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`4.5.4.1 Verify SPC .................................................................................................. 4-21
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`4.5.4.2 Change SPC................................................................................................ 4-22
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`4.5.4.3 Validate SPASM.......................................................................................... 4-22
`
`5 KEY EXCHANGE PROCEDURES ................................................................................... 5-1
`
`5.1 Mobile Station Requirements ................................................................................... 5-1
`
`5.1.1 Random Number Generation.............................................................................. 5-1
`
`5.1.2 Mobile Station Result......................................................................................... 5-1
`
`5.1.3 A-key Computation ............................................................................................ 5-1
`
`5.2 Base Station Requirements...................................................................................... 5-1
`
`5.2.1 Generation of the Key Exchange Parameters ..................................................... 5-1
`
`5.2.2 Base Station Result............................................................................................ 5-2
`
`5.2.3 A-key Computation ............................................................................................ 5-2
`
`ANNEX A MESSAGE ENCRYPTION AND VOICE PRIVACY ............................................... A-1
`
`ANNEX B BIBLIOGRAPHY ...............................................................................................B-1
`
`ANNEX C SYSTEM SELECTION AND ACQUISITION.......................................................C-1
`
`C.1 Introduction............................................................................................................C-1
`
`C.2 Accelerated System Selection ..................................................................................C-2
`
`C.2.1 Using Positive and Negative Systems................................................................C-2
`
`C.2.2 PCS Block Mode System Selection.....................................................................C-3
`
`C.2.3 Special Cases and Considerations .....................................................................C-3
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`C.3 Preferred Roaming List Maintenance .......................................................................C-4
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`TIA/EIA/IS-683-A
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`FIGURES
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`Figure 2.2.1-1 OTASP Data Message Encapsulation ............................................................ 2-1
`
`Figure 2.2.1-2 OTASP Data Message CRC .......................................................................... 2-2
`
`Figure 2.2.2-1 OTASP Data Message Capsule Segmentation on the Forward Analog Voice
`Channel....................................................................................................................... 2-3
`
`Figure 2.2.2-2 OTASP Data Message Capsule Segmentation on the Reverse Analog Voice
`Channel....................................................................................................................... 2-4
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`TABLES
`
`Table 3.2-1 System Selection Code...................................................................................... 3-2
`
`Table 3.2.2.2-1 Valid Service Configuration Attributes for Service Option 18....................... 3-6
`
`Table 3.2.2.2-2 Valid Service Configuration Attributes for Service Option 19....................... 3-6
`
`Table 3.3.2-1 Auth_Signature Input Parameters..................... 3-Error! Bookmark not defined.
`
`Table 3.3.6-1 Service Programming Code Values ................................................................3-19
`
`Table 3.5-1 Reverse Link Messages....................................................................................3-21
`
`Table 3.5.1.2-1 Result Codes .............................................................................................3-24
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`Table 3.5.1.7-1 Feature Identifier.......................................................................................3-28
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`Table 3.5.1.7-2 Band/mode Capability Information............................................................3-29
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`Table 3.5.2-1 NAM Parameter Block Types.........................................................................3-33
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`Table 3.5.3-1 SSPR Parameter Block Types......................................................................3-41
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`Table 3.5.5.2-1 Acquisition Record Type Values .................................................................3-45
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`Table 3.5.5.2.1.1-1 Cellular System A/B Selection Type Values ........................................3-46
`
`Table 3.5.5.2.1.2-1 Cellular CDMA Standard Channel Selection Type Values ......................3-47
`
`Table 3.5.5.2.1.5-1 PCS CDMA Frequency Blocks ..............................................................3-49
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`Table 3.5.5.3-1 NID_INCL Values.......................................................................................3-51
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`Table 4.5-1 Forward Link Messages .................................................................................... 4-6
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`Table 4.5.2-1 NAM Parameter Block Types........................................................................4-13
`
`Table 4.5.3-1 SSPR Parameter Block Types........................................................................4-20
`
`Table 4.5.4-1 Validation Parameter Block Types.................................................................4-21
`
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`Table 4.5.4.1-1. BCD Mapping........................................................................................ ..4-22
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`Table C.l-l Preferred Roaming List................................................................................... .. C-1
`
`Table C.l-2 Acquisition Table ........................................................................................... .. C-1
`
`Table C. 1-3 System Table ................................................................................................. .. C-2
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`TIA/EIA/IS-683-A
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`1 INTRODUCTION
`
`1.1 General Description
`
`Over-the-Air Service Provisioning (OTASP) consists of the following features provisioned over-
`the-air:
`
`• Download of NAM operational parameters.
`
`• Electronic Key Exchange for securely establishing the A-key.
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`•
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`System Selection for Preferred Roaming (SSPR) for providing mobile stations with
`information allowing acquisition of the preferred system in an area.
`
`Service Programming Lock (SPL), if provided, prevents the over-the-air provisioning of certain
`mobile station parameters by an unauthorized network entity.
`
`This document describes Over-the-Air Service Provisioning in CDMA and analog systems. The
`procedures defined are intended to be extendable and flexible enough to be used with future air
`interface specifications. The procedures in this document do not require support for
`continuation of the service provisioning process following a CDMA-to-analog handoff.
`
`1.2 Terms and Numeric Information
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`1.2.1 Terms
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`AC. See Authentication Center.
`
`Activation Code. A user-entered combination of a specified Feature Code (*FC) and defined
`group of at least two dialed digits (System Selection Code) that specify the user selection of a
`Band and a Block operated by the selected service provider.
`
`A-key. A secret, 64-bit pattern stored in the mobile station and HLR/AC. It is used to
`generate/update the mobile station’s Shared Secret Data and validate SPASM.
`
`Analog Voice Channel. An analog channel on which a voice conversation occurs and on which
`brief digital messages may be sent from a base station to a mobile station or from a mobile
`station to a base station.
`
`Authentication. A procedure used by a base station to validate a mobile station’s identity.
`
`Authentication Center (AC). An entity that manages the authentication information related to
`the mobile station.
`
`Base Station. A fixed station used for communicating with mobile stations. Depending upon
`the context, the term base station may refer to a cell, a sector within a cell, an MSC, an OTAF,
`or other part of the wireless system. (See also MSC and OTAF.)
`
`CRC. See Cyclic Redundancy Code.
`
`Cyclic Redundancy Code (CRC). A class of linear error detecting codes which generate parity
`check bits by finding the remainder of a polynomial division.
`
`Electronic Serial Number (ESN). A 32-bit number assigned by the mobile station
`manufacturer, uniquely identifying the mobile station equipment.
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`1-1
`
`Petitioner Apple Inc. - Exhibit 1008, p. 13
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`
`
`TIA/EIA/IS-683-A
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`ESN. See Electronic Serial Number.
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`Forward CDMA Channel. A CDMA Channel from a base station to mobile stations. The
`Forward CDMA Channel contains one or more code channels that are transmitted on a CDMA
`frequency assignment using a particular pilot PN offset.
`
`Forward Analog Voice Channel (FVC). An analog voice channel used from a base station to a
`mobile station.
`
`Forward Traffic Channel. A code channel used to transport user and signaling traffic from
`the base station to the mobile station.
`
`HLR. See Home Location Register.
`
`Home Location Register (HLR). The location register to which a MIN/IMSI is assigned for
`record purposes such as subscriber information.
`
`Home System. The cellular system in which the mobile station subscribes for service.
`
`IMSI. See International Mobile Station Identity.
`
`IMSI_M. MIN based IMSI using the lower 10-digits to store the MIN.
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`IMSI_T. IMSI not associated with MIN. 15-digits or fewer.
`
`International Mobile Station Identity (IMSI). A method of identifying stations in the land
`mobile service as specified in ITU-T Recommendation E.212.
`
`Long Code Mask. A 42-bit binary number that creates the unique identity of the long code.
`See also Public Long Code, Private Long Code, Public Long Code Mask, and Private Long Code
`Mask.
`
`LSB. Least significant bit.
`
`MCC. See Mobile Country Code.
`
`Mobile Country Code (MCC). A part of the E.212 IMSI identifying the home country. See
`ITU-T Recommendation E.212.
`
`Mobile Directory Number. A dialable directory number which is not necessarily the same as
`the mobile station’s air interface identification, i.e., MIN, IMSI_M or IMSI_T.
`
`MIN. See Mobile Identification Number.
`
`MNC. See Mobile Network Code.
`
`Mobile Identification Number (MIN). The 34-bit number that is a digital representation of the
`10-digit number assigned to a mobile station.
`
`Mobile Network Code (MNC). A part of the E.212 IMSI identifying the home network within
`the home country. See ITU-T Recommendation E.212.
`
`Mobile Station. A station, fixed or mobile, which serves as the end user’s wireless
`communication link with the base station. Mobile stations include portable units (e.g., hand-
`held personal units) and units installed in vehicles.
`
`Mobile Station Originated Call. A call originating from a mobile station.
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`1-2
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`Petitioner Apple Inc. - Exhibit 1008, p. 14
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`
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`Mobile Station Terminated Call. A call received by a mobile station (not to be confused with
`a disconnect or call release).
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`Mobile Switching Center (MSC). A configuration of equipment that provides wireless
`radiotelephone service. Also called the Mobile Telephone Switching Office (MTSO).
`
`TIA/EIA/IS-683-A
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`MSB. Most significant bit.
`
`MSC. See Mobile Switching Center.
`
`NAM. See Number Assignment Module.
`
`Network. A network is a subset of a wireless system, such as an area-wide wireless network,
`a private group of base stations, or a group of base stations set up to handle a special
`requirement. A network can be as small or as large as needed, as long as it is fully contained
`within a system. See also System.
`
`Network Identification (NID). A number that uniquely identifies a network within a wireless
`system. See also System Identification.
`
`NID. See Network Identification.
`
`Number Assignment Module (NAM). A set of MIN/IMSI-related parameters stored in the
`mobile station.
`
`OTAF. See Over-the-Air Service Provisioning Function.
`
`Over-the-Air Service Provisioning Function (OTAF). A configuration of network equipment
`that controls OTASP functionality and messaging protocol.
`
`OTAPA. See Over-the-Air Parameter Administration.
`
`OTASP. See Over-the-Air Service Provisioning.
`
`Over-the-Air Parameter Administration (OTAPA). Network initiated OTASP process of
`provisioning mobile station operational parameters over the air interface.
`
`Over-the-Air Service Provisioning (OTASP). A process of provisioning mobile station
`operational parameters over the air interface.
`
`Parity Check Bits. Bits added to a sequence of information bits to provide error detection,
`correction, or both.
`
`Private Long Code. The long code characterized by the private long code mask.
`
`Private Long Code Mask. The long code mask used to form the private long code.
`
`Public Long Code. The long code characterized by the public long code mask.
`
`Public Long Code Mask. The long code mask used to form the public long code. The mask
`contains the ESN of the mobile station. See also Private Long Code Mask.
`
`Release. A process that the mobile station and base station use to inform each other of call
`disconnect.
`
`Reverse CDMA Channel. The CDMA Channel from the mobile station to the base station.
`From the base station’s perspective, the Reverse CDMA Channel is the sum of all mobile
`station transmissions on a CDMA frequency ass